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Defense & Security
Black Sea region detailed editable map with regions cities and towns, roads and railways, geographic sites

NATO in the Black Sea Region

by Beqa Bochorishvili

In the given article, the focus will be on the North Atlantic Treaty Organization (NATO) as a defining organization of collective security policy, representing the Western Hemisphere in the Black Sea region. The article will discuss the objectives and strategies of the organization, taking into account the role of Russia as one of the most significant actors in the region.  After the Cold War and the dissolution of the USSR, NATO began expanding eastward. Countries such as Czechia, Hungary, Poland, Bulgaria, Romania, Slovakia, Slovenia, Estonia, Latvia, and Lithuania became members of the organization. During the time of the Cold War and the conflict with the USSR, some new members joined the NATO alliance, such as the Warsaw Pact countries (Czechia, Hungary, Poland) and other post-Soviet states, including the Baltic region (Estonia, Latvia, and Lithuania). These actions irritated Russia, especially when the NATO enlargement process continued in the Baltic region. Accordingly, to these events, excitement has followed the representatives of Russia’s Duma. The officials demanded the deployment of troops to ensure security and to enforce the idea of adding additional forces to the region in line with established parameters. However, one important detail is that despite the deployment of troops, several aerial and special operations were carried out in the region of the Baltic Sea, which included disrupting the line of command in the region and affecting the established procedures. An interesting thing that happened in 2009, during NATO expansion in 2009, the Kremlin did not go against the accession of Albania and Croatia, there were indirect statements from officials that the enlargement of NATO on the European continent is disturbing and undermines the security of the continent.  Accordingly, taking into account that each stage of NATO's expansion was exciting for Russia, and this stemmed from the fact that the very idea of this expansion was the formation of a united and strong Europe, which was also a prerequisite for the elimination of Russian influences, official Russia did not take pro-aggressive steps to exclude its proximity to the organization.  Despite Russia's warning that NATO should not expand to the East, this process continued. In 2008, NATO announced (at the Bucharest summit) that Ukraine and Georgia would become members, which Russia saw as a strategic threat, especially when Gorbachev, the leader of the Soviet Republic, was promised that NATO would not go East. The main reason why Russia reacted so strongly to the expansion was due to the geopolitical aspirations of Ukraine and Georgia, which it believed would affect the country's security and strategic interests.  The Black Sea region has always been of great interest to NATO, this basin is a connecting link between the Caspian, Mediterranean, and Aegean seas, it is at the same time a very strategic corridor to connect with the Middle East, which doubled the interests of the great powers in the region, among them NATO. After the end of the Cold War, the Black Sea region is in the interest of the USA and there were 3 specific reasons for this; The spread of democracy, cooperation in the field of security, and third and most important for the US, the diversification of energy resources. On the other hand, the democratic development of the independent states represented in this region and the convergence with the standards of the West and NATO turned out to be critically incompatible with the interests of Russia. It was also unacceptable for Moscow to develop energy projects on the European continent using the Black Sea region without him. Therefore, Russia, in order to prevent the countries of the region from achieving their goals and hindering their Euro-Atlantic integration, created and/or maintained control over the conflict centers in the region, which it then used for manipulation and coercion. In short, regardless of the variety of conflicts in the Black Sea region, each of them was and is being managed under Russian interests, be it the conflicts of Karabakh, Abkhazia-Tskhinvali, or Crimea and Eastern Ukraine.  There are several reasons for the tension between Russia and NATO in the Black Sea region, the first of which is the concentration of a large number of Russian military forces in the region and the resulting conflicts. Second, the region is a kind of springboard where Russian and NATO military forces have to interact closely, which is also a source of constant tension.  On the other hand, It is rather interesting that despite the fact that in many cases NATO member states are driven by common interests, it happens that they have formed different visions for developing tactics to deal with existing challenges. One of the reasons why NATO is not properly represented in the Black Sea is Turkey and its recent policy. For example, in 2001, a multinational military-naval organization named "Blackseafor" was created on the initiative of Turkey. (BlackSeafor(2001). The member states of the organization were; Georgia, Russia, Ukraine, Bulgaria, Romania, and Turkey. By creating this model, Turkey tried to increase its role by weakening NATO's representation in the Black Sea region, it even worked at some level, and one of the reasons why NATO's flank is currently the weakest in the Seven Sea region is the above-mentioned event. However, Turkey has a tense situation with Syria and it needs NATO defense systems, so it has to find a balance in the direction of cooperation between Russia and NATO in order to ensure the security of the region.  However, it should be noted that after joining NATO, Romania becomes an important springboard for the organization. At the Warsaw summit, it was Romania that came up with the initiative to create the NATO Black Sea Fleet, which received positive evaluations both in Berlin and in the NATO headquarters and Washington. Bulgaria used to be more restrained in the Black Sea, thus avoiding provoking Russia too much. But after the war between Ukraine and Russia, the policy has changed, since 2021, Bulgaria has been the head of the NATO naval training operations in the Black Sea, the name of the operation is "Breeze" and it was last held in July 2022, where 24 combat and support boats, 5 military aircraft, 4 helicopters, and up to 1400 soldiers participated. There were several goals and reasons for conducting these exercises, one of which was stated above to increase the alliance's interests in the Black Sea region, and the other was to at least weaken Russia's dominance and maritime monopoly.  The conflict in Ukraine has shown that the events taking place in the Black Sea are directly connected and affect the European security system. It should be noted that before the Warsaw Summit, NATO did not have a proactive plan regarding its role in the Black Sea region (2016). An agreement was reached at the Warsaw Summit, thus highlighting that improving the defense capabilities of partner countries is in direct interest with NATO's interests, which will ultimately strengthen European security. That is why the strengthening of Ukraine's military potential is considered to strengthen the eastern flank of the organization. But until the war is raging and the future/outcome of this conflict is still uncertain, it is rather impossible to speak clearly about the very future of the organization.

Defense & Security
Prime Minister Rishi Sunak greets Volodymyr Zelensky

Zelensky’s European tour has won critical support for Ukraine’s counter-offensive

by Stefan Wolff

Zelensky’s European tour has won critical support for Ukraine’s counter-offensiveAs the war in Ukraine intensifies, President Volodymyr Zelensky has concluded a series of successful visits to Rome, Berlin, Paris and London to shore up support from key allies. The timing of Zelensky’s visit is critical for Ukraine’s efforts on the battlefield and beyond. It has allowed the Ukrainian presidenta and his main European allies to coordinate their approach on the economic and diplomatic fronts of the war as well, which will be equally decisive in determining how this war will end, and when. Military support from his allies has been on top of Zelensky’s agenda during his whistle-stop tour of Europe. And finally, it seems that Ukraine’s European allies are following in Washington’s footsteps and moving beyond their earlier hesitation to provide Kyiv with more equipment for its upcoming counter-offensive in Bakhmut. On Saturday, May 13, ahead of Zelenskiy’s arrival in Berlin, Germany announced a further €2.7 billion (£2.35 billion) of support, including much-needed quantities of artillery ammunition. In addition, German arms manufacturer Rheinmetall confirmed a joint venture with Ukraine’s Ukroboronprom to build and repair tanks in Ukraine. On Sunday, May 14, Zelensky secured promises in Paris from the French president, Emmanuel Macron, for new armoured vehicles and air defence systems. On Monday, May 15, British prime minister Rishi Sunak agreed to provide Ukraine with hundred of attack drones, in addition to the Storm Shadow cruise missiles that have already been delivered to strengthen Ukraine’s air defences. These commitments are important for providing Ukraine with the ammunition, equipment, training and repairs the country needs against a Russian adversary that has significant manpower advantages. This does not guarantee a sweeping success of the anticipated Ukrainian counter-offensive, but it will make serious gains on the battlefield more likely for Kyiv. And it signals a commitment by its western partners to back this offensive with more than encouraging noises.The sanctions gameThe war in Ukraine is not only fought, and can not only be won, on the battlefield. From the beginning, the western approach was twofold: strengthen Ukraine and weaken Russia. The latter was achieved through unprecedented sanctions, with the EU now on its tenth sanctions package since Russia annexed Crimea in 2014. The EU is now discussing the eleventh sanctions package, this time with a focus on enforcing existing sanctions and closing loopholes by imposing secondary sanctions against countries, companies and individuals deliberately circumventing the existing sanctions against Russia. Sanctions will also be discussed at the G7 summit in Hiroshima, Japan, from May 19 to 21. Further measures are expected to target the Russian energy sector and place more limitations on exports to Russia. The four European countries Zelensky visited in the past few days – France, Germany, Italy and the UK – are all members of the G7, while the EU attends as an observer. Including other members the US, Japan and Canada, the G7 represents some of Ukraine’s most powerful partners who will send an unambiguous message to Russia concerning sanctions and their enforcement. This will not break the Russian war machine, but it will make it more costly, including for Russia’s few remaining allies, to sustain the war effort in Ukraine at the current level. Seen from this longer-term perspective, it also makes Ukrainian gains in any counter-offensive more sustainable by limiting Russia’s capabilities to mount any offensives in the future.The third front: diplomacyMeanwhile, Chinese envoy Li Hui is beginning his tour of European capitals, including Moscow and Kyiv, to explore a political settlement for the war in Ukraine. This made it important for Zelensky to be sure that his red lines are clearly understood, accepted and communicated by Rome, Berlin, Paris and London. The support from these European capitals is no longer in doubt. And neither is support from Brussels. Nato secretary general Jens Stoltenberg was clear in his message at the Copenhagen Democracy Summit on May 15: he expects the alliance to commit to a multi-year support programme to help Ukraine move towards Nato military standards. This will be discussed at the Nato summit in Vilnius in July. The EU is considering a new China strategy, including how it can engage with China on the war in Ukraine. The union is open to such an engagement and has cautiously welcomed China’s position paper in this respect. But it is a major win for Zelensky that the president of the European Commission, Ursula von der Leyen, backed Zelensky’s peace plan which, among other things, rules out any territorial compromises. Zelensky’s visits to Rome, Berlin, Paris and London are part of an ongoing positioning of the major allies in this war. For the Ukrainian president, it was critical to make sure that he keeps the west united behind his efforts to defeat Russia. His apparent success in doing so indicates that he presented his European counterparts with a credible plan and realistic requirements for support. Yet it is also clear that Kyiv and its partners in Europe and beyond realise that there will eventually come a point at which they will have to negotiate an end to the war with Russia. The evident strength of western unity and commitment that has transpired over the past few days is as much a message of support to Ukraine as it is one of deterrence for Russia and caution to China. The way it will be received there will determine how soon a negotiated settlement will be possible that restores Ukraine’s sovereignty and territorial integrity.

Defense & Security
G7 leaders sitting in the tables during Hiroshima Summit

The Hiroshima Summit exacerbates the East-West confrontation

by Yuri Tavrovsky

The meeting of the G7 in Hiroshima has become a new symbol of the combat coordination of the Western and Eastern fronts of the global cold war. These two fronts are designed to pincer Russia and China, to prevent them from continuing to create a world order that rejects the "rules" invented in Washington. On the Western Front, stretching from Finland to Turkey, a continuous chain of military bases has already been created and an open military conflict has been provoked in Ukraine. NATO, which has been preparing for a clash with our country for several decades, has played a key role in coordinating the countries and armed forces of the West against Russia. On the Eastern Front of the Cold War, the same scenario is repeated, but with a time lag of several years. After the failure of hopes for the “constructive involvement” of the Celestial Empire, an open confrontation with it began to unfold in 2018, when a trade, a “color    revolution” in Hong Kong and a massive pumping of weapons in Taiwan began. By that time, the US had military agreements with Japan, South Korea, Australia and the Philippines, but there was no coordinating organization like NATO. Therefore, Washington began to demand that the bloc's "zone of responsibility" be extended to the Indo-Pacific region. In the meantime, the military bloc AUKUS (Australia, Great Britain and the US) was urgently created and the military-diplomatic organization QUAD (Australia, India, the US and Japan) was activated. The successes achieved and the next tasks in building up the front of the anti-Chinese forces of America, Europe and Asia should have been the topic of discussion at the Hiroshima summit. AUKUS and QUAD, in turn, were going to demonstrate a new level of coordination during Biden's trip to Australia to meet with the leaders of the member countries of the two organizations. But something went wrong, and the US President did not fly to Canberra. Among the explanations, the most plausible seems to be Indian leader Modi's unwillingness to draw his country even deeper into Western bloc structures. The triumphal march was not performed upon returning to Washington, not only because of this discrepancy. With regard to “decoupling” with China, different approaches appeared in the ranks of the G7, which were reflected in the final communiqué. A real "divorce" with its largest trading partner does not suit the European members of the G7. The desire to “sit on two chairs” and maintain profitable ties with Beijing without violating the requirements of Euro-Atlantic discipline at the same time is obvious. This is a line of high-ranking visitors seeking a meeting with Xi Jinping, and the words of the communique, designed to be understood by Beijing leaders: “Our political campaigns are not designed to harm China or slow down its economic progress and development.” The communiqué also notes that the G7 does not engage in "divorce" and does not "lock inward." Washington's desire to strengthen the Eastern Front was not crowned with complete success also thanks to Beijing's own "counteroffensive" on the Western Front. The new "counteroffensive" was the mission of China's special envoy, Ambassador Li Hui. He should clarify the official position of the parties to the Ukrainian conflict and talk about different scenarios. Beijing emphasizes that Li Hui should collect information, and not offer ready-made solutions. Therefore, in addition to Kyiv, he will visit Warsaw, Paris, Berlin, Brussels and complete this first trip in Moscow. Prior to Li Hui's tour, China's Vice President Han Zheng, party foreign policy curator Wang Yi, and Foreign Minister Qin Gang visited Europe a few weeks before Li Hui's tour. Even Xi Jinping got involved, talking to Zelenskiy on the phone. Beijing launched this "counteroffensive" in response to the "offensive" of NATO. The bloc's area of responsibility has already been officially extended to the Indo-Pacific region, and a regional headquarters is to be opened in Tokyo. The Chinese may well draw a parallel of the ongoing events with the accession of Japan in 1936 to the Anti-Comintern Pact. A year later, the emboldened Japanese began an all-out war against the Celestial Empire, capturing Beijing, Shanghai, Wuhan and Nanjing in a few months. Only the diplomatic, military and financial assistance of the Soviet Union prevented the capitulation of the Republic of China along the lines of France. China, in turn, prevented Tokyo from attacking the USSR at the already appointed time - August 29, 1941. The Imperial Headquarters did not dare to fight until the end of the "Chinese incident" simultaneously with China and the Soviet Union. Then, for the first time, two interconnected and mutually beneficial strategic fronts emerged. Now the situation of "two fronts" is repeated. Russia's military successes coincided with the G-7 summit in Hiroshima. The Western Front again supported the Eastern. Now the Pentagon will once again analyze the plans for operations around Taiwan. The "combat coordination" of Russia and China began to pick up increased pace after the visit to Moscow of President Xi Jinping. The agreements of the two commanders-in-chief are now being implemented by other leaders. Chinese Defense Minister Li Shangfu and Party curator of China's special services, secretary of the Political and Legal Commission of the Central Committee of the CCP Chen Wenqing visited Moscow. In turn, Prime Minister of Russia Mikhail Mishustin and several hundred heads of ministries and departments, leading entrepreneurs went to Beijing. Although it is unlikely that all of them will be able to achieve a breakthrough on their tracks in a couple of days in the Middle Kingdom, even a short stay in Beijing and Shanghai will help you see the “Chinese miracle” with your own eyes and be convinced in detail of the importance of interaction. After all, the “turn to the East” should take place in the minds of our politically shaping elite, which has not yet got rid of the illusions about the possibility of returning the “good old days” with the West. The China-Central Asia summit, which took place on May 18-19, 2023 in the ancient capital of the Silk Road, the city of Xi'an (Chang'an), can also be considered part of the Chinese "counteroffensive" in response to the "containment" by the collective West. Ahead of us are new summits of NATO and the Group of Seven, new meetings of the leaders of the SCO and BRICS. All of them fit into the logic of the formation of a new global architectonics. A key role in preventing the concentration of Western forces against one or the other of the main competitors - Russia and China - is played by the "combat coordination" of the two countries. It meets the national interests of both nations and therefore will only grow.

Defense & Security
President Xi Jinping shaking hands with Vladimir Putin

The Chinese are not “tolerant”: they are preparing a global counteroffensive

by Yuri Tavrovsky

Moscow-Beijing: combat coordination is growing. Powerful cold currents from the West determine the political atmosphere of the planet. Efforts are being made to counter them with warm currents from the East. Only the synergy of actions between Russia and China prevents the the consolidated camp of hegemony from entering the "final and decisive battle" against each of these recalcitrant powers individually. We are well aware of the situation on the western front of the global Cold War. However, on the eastern front, where there is no Ukrainian-scale conflict yet, tensions are approaching critical levels. Defense-related Chinese trade publications have published some very disturbing material in recent weeks. ... To destroy the latest American nuclear aircraft carrier Gerald Ford and the battle group accompanying it from a cruiser and 5 missile frigates, 24 hypersonic missiles without nuclear warheads were enough. In a computer simulation, rocket launches were carried out from 6 different areas, including even the Gobi Desert in Northwest China. Considered unsinkable, the carrier group was completely destroyed by a series of launches of distracting and damaging missiles. The Chinese took into account the capabilities of both the standard set of anti-aircraft weapons and the latest American SM-3 anti-missiles. According to the scenario described in the Chinese-language Journal of Test and Measurement, the American armada entered the waters of the South China Sea and continued to move in a menacing course, despite warnings. Similar scenarios play out regularly near Chinese shores. Another Chinese publication spoke about the mortal danger of such actions. The South China Morning Post, published in Hong Kong in English, reported that the war between China and the United States could begin in the South China Sea. On January 5, 2021, three US Navy anti-submarine aircraft searched for Chinese submarines near the Dongsha Qundao (Pratas) archipelago. Reconnaissance aircraft, as always, dropped electronic buoys and tracked the routes of Chinese submarines that were participating in major exercises. However, one plane flew too close to China, and Chinese fighters flew in from there. The Chinese regarded the situation as a huge threat to national security. There was a possibility of an armed conflict, and the Americans, taking into account the unfolding actions of the PRC Air Force and Navy, began to prepare for the worst and even destroyed expensive buoys with top-secret equipment. The description of the conflict in the Chinese specialized magazine Shipboard Electronic Countermeasures does not give details of the confrontation. However, everything was very, very serious. No wonder the Chairman of the Joint Chiefs of Staff of the United States, General Mark Milley, made a phone call to the Chinese Minister of Defense a couple of days later, assuring him that the Pentagon had no intention of provoking a real war. He even promised to inform his counterparts in Beijing in advance about the intentions of policymakers in the event of a critical situation. These two sensational publications did not appear by accident. One can only guess how many dangerous situations arise on the line of contact between the military of China and America in the Asia-Pacific basin. But, as the Chinese proverb says, “Heaven proposes, Xi Jinping disposes.” The Supreme Commander, acting at the strategic level of planning and decision-making, is responding to Washington's growing aggressiveness by demonstrating readiness for retaliatory actions on the battlefield and intensifying combat coordination with Russia. Planned for April, Xi Jinping's visit to Moscow was postponed to the end of March, and negotiations with Vladimir Putin lasted a total of 8 hours. Even not so much the published documents as the subsequent events showed qualitative changes in the partnership between Moscow and Beijing. The time has come for all-round combat coordination. It began with hours of face-to-face talks between the two supreme commanders. Soon, Chinese Defense Minister Li Shangfu came to Moscow. After the visit of an experienced and energetic military commander, Chen Wenqing, curator of internal and external intelligence services, arrived in Moscow. Reports of his meetings with the secretary of our Security Council, Nikolai Patrushev, showed the resolute attitude of the chief intelligence officer of the Celestial Empire towards the West. For its part, the Kremlin decided to reinforce the dynamics of combat coordination with a "volley of the main guns." A delegation of high-ranking officials and business leaders headed by Prime Minister Mikhail Mishustin headed to Beijing, unprecedented in size and level. The visit was prepared in a hurry and took place under the vigilant eye of the Western intelligence services. Therefore, the number and quality of signed agreements disappointed the optimists. But the bilateral meetings of officials, bankers and experts of the two countries that took place on the sidelines advanced the ongoing negotiations on strategic areas of cooperation and prepared serious deals. During the visit, influential publications noted the mutual interest of both countries in the accelerated growth of trade. Thus, the Global Times, which is close to the CCP Central Committee, noted the synergy of the two trends. Russia needs to increase the export of raw materials, especially energy. Against the backdrop of a rapid economic recovery, China needs to expand imports of the same oil and gas, agricultural products and other types of raw materials. The development of China's relations with the West repeats the history of the deterioration of Russia's relations with the West. The sanctions already imposed on China will be tightened. Access to sources of raw materials and markets will become a priority for Beijing for the foreseeable future. We should not turn a blind eye to the reaction of some Chinese experts and blogosphere activists to the arrival in Beijing of Mikhail Mishustin at the head of a thousandth army of the Russian elite. The emphasis is not even so much on the vital need for Moscow to receive income from trade with China as on the desirability of not offending the West, leaving the door open for relations with America. However, after 40 years of Chinese-American marriage of convenience, it would be naive to expect a quick change of shoes. There does not seem to be any improvement in relations between America and China, despite Biden's hints and the visit of Chinese Commerce Minister Wang Wentao to the United States. Overcoming the pathological hatred of politicians for China, business people in Washington continue to do business even in the most adverse conditions. In 2022, bilateral trade reached an all-time high of $691 billion. At the same time, the Americans were able to sell their goods to the Chinese for less than 154 billion. The reduction or abolition of duties, which President Trump began to introduce back in 2018 and President Biden is increasing, could help improve the quality and further increase trade. They cost each American family $1,000 a year. However, the prospects for curtailing the trade war are very illusory. The White House and both houses of the US Congress are on the warpath. Any attempt to improve US-China relations ends in scandal—Pelosi's scandalous trip, the big white ball... The same fate awaits current hopes. The visit of Pelosi's heir, Speaker of the House of Representatives Kevin McCarthy to Taiwan is being prepared. At the G7 summit in Tokyo, there was a military coordination between NATO and Japan. China, along with Russia, is designated in the final documents as the main enemy. The bloc's regional headquarters is to be opened in Tokyo. It is impossible to get rid of historical parallels. Similarly, in 1936, Japan concluded the Anti-Comintern Pact with Nazi Germany, directed against the Soviet Union. A few months later, the emboldened Japanese began an all-out war against the Celestial Empire, capturing Beijing, Shanghai, Wuhan and Nanjing in 1937. Only the diplomatic, military and financial assistance of the Soviet Union prevented the capitulation of the Republic of China along the lines of France. Stubbornly resisting China, in turn, prevented Tokyo from attacking the USSR at the already appointed time - August 29, 1941. Then there were two fronts - Soviet and Chinese. Now the situation is repeating itself. The Chinese were not patient. They were defending then. Now, relying on a reliable Russian rear, they launched a counteroffensive. Thanks to Beijing's 12-point peace plan for Ukraine and Xi Jinping's phone call with Zelensky, China is destroying the Yellow Threat stereotype at minimal cost in the European theater and strengthening its image as a peacemaker. There is competition with America. The first study trip to Kyiv, Paris, Berlin, Brussels and Moscow of Special Representative Xi Jinping, Ambassador Li Hui, has just ended. It was preceded by trips of "heavyweights" - Chinese Vice President Han Zheng, foreign policy curator on the party line Wang Yi, Foreign Minister Qin Gang. Another area of China's global counteroffensive is to prevent the West from filling the strategic vacuum in Central Asia. That was the task of the summit of the five countries of this region and China in Xi'an, the ancient capital of several Chinese dynasties. This also meets the strategic interests of Moscow. The combat coordination of the two mighty powers of the Eurasian continent is gaining momentum and taking on new forms. How can one not recall that in March, Xi Jinping, when saying goodbye to Vladimir Putin on the steps of the Grand Kremlin Palace, said: “Now there are changes that have not happened in 100 years, and we are driving these changes.” Putin's answer was short but meaningful: "I agree."

Diplomacy
President of Russian Federation Vladimir Putin

Putin’s Tactic of Inaction Could Backfire at Home

by Tatiana Stanovaya

Putin’s plan is to wait out what he sees as inevitable changes in the West and Ukraine. These days, however, Russia’s elites are liable to see defeatism in inaction.Nothing is happening in Russia. At least, that’s the impression given by Vladimir Putin over the past six months. On some level, the president has been extremely active, secretly micromanaging the war effort and publicly pretending to be dealing with routine matters from meetings on the economy to the launch of a tram line in the occupied Ukrainian city of Mariupol. Yet there are no presidential initiatives in the works for adapting the country to the new wartime reality and all that it involves.  Putin has stubbornly remained disengaged in this sense, despite drone strikes on the Kremlin, mercenary boss Yevgeny Prigozhin’s crusade against the Defense Ministry, and even Ukraine’s looming counteroffensive. He prefers to give lectures on history and offer optimistic assessments of Russia’s economic prospects—and pessimistic ones of the West’s. This doesn’t mean, of course, that there really is nothing happening in Russia: quite the contrary. But what is happening has far less to do with the president’s plans or strategic interests than it does with the corporate interests of individual departments and figures. What is happening is largely a response to the worsening conditions facing Russia. Take the digitization of Russia’s system for issuing conscription notices, a move forced by the difficulties surrounding conscription during a war that is not going according to plan. Or how repression has deepened, in an attempt at self-preservation by the system amid fast-growing geopolitical risks and fears of defeat. Repressive inertia and self-aggrandizement by major institutions such as the FSB and the defense and finance ministries have driven many recent decisions, including the return of ideology. Justice Minister Konstantin Chuichenko has spoken openly about the possibility of introducing a new official ideology that would extend to education, cinema, theater, and poetry. This process has long since ceased to be under Putin’s direct control and is now developing independently of him, albeit with his passive consent. Here and in other important debates, Putin’s voice is absent. Should Russia’s borders be closed? Should those who have already left have their rights restricted? Who is to be exempted from mobilization? How are those designated as “foreign agents” by the state to be punished? What should be done about Prigozhin? How should the country respond to incidents like drone strikes and attempts to assassinate “ultra-patriots”?   The stances of parliamentarians, party leaders, cabinet ministers, military bloggers, and the security services on these and other matters are all well known. Yet Putin says nothing, intervening only to take steps such as retreating from the key Ukrainian city of Kherson, suspending Russia’s participation in the New START nuclear agreement, or pulling out of the Treaty on Conventional Armed Forces in Europe. Even in his long-awaited address to the Federal Assembly, he merely listed measures already taken by the government. Today, Putin is just about the only person in Russia who is not increasingly engaged in politics, from former president Dmitry Medvedev, State Duma speaker Vyacheslav Volodin, and Security Council head Nikolai Patrushev to Prigozhin, the war bloggers, and television hosts. It is as though the president has recused himself, devoting himself to secret military and geopolitical matters, the details of which are known to few. This is not a sign of fear or weakness. Rather, it reflects Putin’s growing messiah complex. At present, literally all his political hopes and plans hinge on external changes that are out of his control. Putin has no instruments or resources with which to change the situation in his favor. Yet he believes that the world will change all the same and deliver him Kyiv’s capitulation.  Putin’s plan is to wait out what he sees as the inevitable transformation of the West and Ukraine. Any fear of a Ukrainian counteroffensive has given way to the conviction that little will change on the battlefield, beyond minor setbacks that he is prepared to tolerate. The calculation in the Kremlin is that absent a military breakthrough, Ukraine’s elite will fracture, leading to the emergence of a “party of peace” (i.e., capitulation), while in the West, internal divisions will force cuts to military and political support for Kyiv. Putin’s hopes cannot be dismissed as completely baseless, but his problem is that this approach is anathema to Russia’s restless political class. For all its loyalty and pliability, it has evolved dramatically during the war. These days, Russia’s elites are liable to see defeatism in inaction. All of this creates the conditions for the political ambitions of parastatal actors to soar. Despite their reputation for being instruments of the Kremlin, they are gradually building political capital and may one day run out of patience with the regime and challenge it. Already, Putin is struggling to explain what exactly he is waiting for.    In the first months of the war, many took notice of how the once-marginal pro-war “ultra-patriots” had matured politically and come to dominate the information space. Today, the officious hawks, such as Medvedev, Volodin, and Patrushev, are losing their place in Russian politics to the angry patriots, including Prigozhin, former Donbas commander Igor Strelkov, and the war bloggers. Compared to each other, the former seem like opportunists and armchair generals, while the latter, having emerged in combat conditions, look much more like the real thing.  The regime is not under threat so long as Putin’s ratings remain stable, and besides, the mechanism of power is still completely under his control. Yet his public paralysis and refusal to assume responsibility for the resolution of the most pressing problems facing Russia cannot but render him and his courtiers politically irrelevant and create a vacuum to be filled by the ultra-patriots. The day may come when Putin finds himself dependent on a once harmless bunch made dangerous by his opacity and inaction.

Defense & Security
Crimea crisis 2014, Minesweeper U311 Cherkasy of Ukrainian Naval Forces on Donuzlav Lake few hours before it was taken by Russian troops

What goals drove Russia in 2014 and 2015 during the escalation and ongoing conflict in Ukraine?

by Beqa Bochorishvili

In this article we will talk about Russia's goals in 2014 and 2015, it will be analyzed from the categories of diplomacy, economy, and military directions. Throughout various periods in history, the leaders of the Russian state have consistently exhibited a profound fascination with the Black Sea region, particularly the Crimean peninsula and its strategically vital port of Sevastopol. Following Russia's defeat in the Crimean War in 1856, when it was compelled to comply with conditions imposed by France and England, including the relinquishment of its military base in Sevastopol, Russia has persistently pursued routes to gain control over Crimea and exploit its potential for dominating the Black Sea region. This pursuit remains ongoing to this day. During the era of Catherine the Great, Russia seized this strategically significant territory. However, in a later period, Nikita Khrushchev, the leader of the Soviet Social Republic, transferred this region to the Socialist Republic of Ukraine, where it remained under Ukrainian control even after the dissolution of the Soviet Union. Notably, for official Moscow, the port of Sevastopol retained immense importance for its geopolitical interests, as it was controlled through an agreement signed with Ukraine in 1997. This port plays a crucial role in supporting Russia's Black Sea Fleet, enabling it to project power in the region. Its significance was underscored during the 2008 Russia-Georgia war, as well as earlier conflicts like the Abkhazia war, during which Russia deployed its armed forces from the port of Sevastopol. On the Crimean Peninsula before its annexation, there were two separate armies representing Ukraine and Russia respectively. Both sides were perceived as legitimate by the local population, and there was no doubt regarding their legitimacy. As mentioned earlier, in the 20th century, Khrushchev transferred the Crimean Peninsula to the Ukrainian Socialist Republic. However, since both territories were integral parts of the Soviet Socialist Republic, the transfer held more symbolic significance than strategic implications. At that time, nobody foresaw the collapse of the USSR and the subsequent struggle for a new balance of power in the region. Given the substantial Russian population residing in Crimea, fostering active cooperation with the Russian Federation held great importance. Exploiting this situation, Russia employed covert operations, including the infiltration of Kremlin operatives disguised as local militia personnel, to gather information and influence the local climate. Furthermore, the Kremlin carried out a propaganda campaign aimed at stoking skepticism towards both local and central authorities, thereby making the population more receptive to the Kremlin's policies. Undoubtedly, the Russian military played a substantial role in the annexation of Crimea. However, it is crucial to acknowledge the significant impact of Russian propaganda and agitation mentioned earlier. The events of 2014 served as a stark reminder that Russia's relations and attitudes towards the Western world and post-Soviet countries are not isolated or independent matters. Simultaneously, the expansion of the European Union and NATO towards the eastern borders, nearing Russia's vicinity, was perceived by the Kremlin as both a challenge and a threat, seen as encroaching upon Russian interests. Throughout history, Russia has consistently viewed Ukraine as an intrinsic part of the Slavic world, particularly the Russian sphere of influence. It has regarded Ukraine's role as that of a buffer state positioned between Europe and Russia. To impede Ukraine's inclination towards the West, Russia made considerable efforts to redirect its trajectory away from the European Union, utilizing figures like Viktor Yanukovych. Subsequently, following the notable events of the Maidan Revolution in 2014, Russia initiated an active military campaign. These actions underscored Ukraine's pivotal position within the Kremlin's interests, highlighting its significance to Russian geopolitical objectives. The events that unfolded in the heart of Kyiv in 2013, along with the preceding wave of protests, were sparked by the pro-Russian leader Viktor Yanukovych's refusal to sign Ukraine's Association Agreement with the European Union. These incidents escalated into violent clashes between protesters and state security forces, serving as a stark reminder of Russia's unwavering determination to extend its influence over the country. Consequently, by "recruiting" Ukraine into its fold, Russia aimed to establish an axis of absolute power within its leadership, leveraging the collaboration between the two states. Indeed, events unfolded in a manner that resulted in Russia experiencing a significant geopolitical setback. However, this setback did not deter Russia from pursuing its goals. Instead, it deliberately executed a two-fold campaign. The first objective was the annexation of Crimea, while the second involved fomenting a series of protests in eastern Ukraine, which eventually escalated into a full-fledged rebellion. By adopting this approach, Russia aimed to assert its control over Crimea and fuel unrest in eastern Ukraine, furthering its strategic interests in the region. All this was very easy for Russia and it achieved its goals practically without resistance because, at the local level, the local population received the Russian military forces as friendly and considered them saviors. While Putin's actions may appear contradictory to the goal of restoring the Soviet Union, it is evident that his primary objective is to maintain the current political system under his leadership. The ongoing events in Ukraine serve as a demonstration of how crucial internal stability is, particularly for Russian-speaking communities. Preserving his power and leadership within the existing political framework is of utmost importance to Putin. It is worth noting that the Russian economy has faced degradation in recent years, particularly following the 2008 financial crisis. Previously, Putin enjoyed an 80 percent popularity rating with the country experiencing a seven percent annual economic growth. However, the current situation has seen a slight decline in his popularity, now standing at around 60 percent. This decline coincided with a slowdown in economic growth, with the economy shrinking to 1.4 percent per year in 2013. Consequently, Russia, and specifically Putin, feared that this economic stagnation would not be temporary but rather become a systemic and irreversible issue. Russia feels threatened by the West. It is particularly unacceptable for it to expand the European Union, and especially NATO, closer to its borders. The Ukraine crisis has turned into a zero-sum game where the winner gets everything and the loser gets nothing. In 2010, Ukrainian President Yanukovych and then-Russian President Dmitry Medvedev signed the Kharkiv Agreement, which entailed a lease agreement for Russia's Black Sea Fleet in Crimea. This agreement extended from 2017 to 2042 and included provisions such as discounted gas imports worth around 40 billion dollars for Ukraine. The primary objective of this strategic move was to safeguard the sovereignty of the Russian fleet in the region, particularly if Ukraine aligned itself with the Western world. However, it is important to note that Russia's motivations in the Ukrainian and Crimean conflicts were not solely focused on stabilization and de-escalation. Rather, it aimed to secure its naval power in the Black Sea region and maintain dominance over the Black Sea Fleet in Sevastopol. This was done to mitigate potential threats that could undermine Russia's influence in the region. The Black Sea region holds significant economic influence for Russia, serving as a crucial transit route for its energy exports to Europe. Before the 2022 war, Russia accounted for over 25 percent of Europe's total oil exports, with approximately one-third being transported via oil tankers through the Black Sea. Moreover, the region acts as a gateway to the Middle East, facilitating partnerships between Russia and numerous countries. Consequently, the Black Sea region represents a vital economic asset for Russia. By annexing Crimea, Russia was able to secure its naval power and dominance in the area. It had further plans to develop Novorossiysk, one of its largest and most important shipping ports. Additionally, Russia had ambitious aspirations for the renewal of its Navy, which would be considered one of the most significant developments in the future. The implementation of these plans would bolster Russia's provision of navigation and enhance its control of sea lines and communication in the Black Sea. Russia would also increase its military and political exercises to exert control and prevent potential internal conflicts that could pose a threat. By safeguarding its economic and security interests in the Mediterranean, Russia aimed to improve economic dynamics and protect its economy. Overall, these actions aimed to strengthen Russia's position and influence in the Black Sea region. Following the annexation of Crimea, Russia gained the ability to construct and upgrade its bases in the Black Sea region, thereby bolstering its military power without interference from the West or Ukraine. The reconstruction of the Black Sea Fleet enables Russia to maintain sovereignty over Sevastopol and the broader Black Sea region. This provides an opportunity for Russia to enhance and modernize its military equipment, including coastal missiles, ground forces, aircraft, and transit routes. While the annexation of Crimea has granted Russia certain advantages, it has also created new risks of tensions and confrontations in the Black Sea region. Regional and external actors have mobilized against Russia in response to these developments, posing challenges and potential conflicts in the area. It is important to recognize that the annexation of Crimea has not only altered the geopolitical landscape but has also sparked concerns and opposition from various stakeholders in the region. The annexation of Crimea indeed served to bolster Russia's sovereignty and strengthen its control over the Black Sea Fleet, particularly in Sevastopol, as outlined in the Kharkiv Agreement. By gaining control over Crimea, Russia was able to secure and enhance its transit routes for energy exports to both Europe and Asia. Moreover, the inclusion of Crimea within the Russian Federation has reduced the pressure and influence exerted by external actors, most notably the United States and NATO. This has allowed Russia to exert greater control and diminish the influence of these external forces in the region. It is indeed possible to argue that Russia's involvement and motivations in Ukraine and Crimea were not primarily driven by a desire to reduce unrest or protect the pro-Russian population within Ukraine. Instead, the situation with pro-Russians provided a convenient justification for Putin to intervene. By portraying itself as the protector of the pro-Russian population and defending them against perceived Western forces, Putin was able to boost his popularity among the Russian population. Simultaneously, Russia aimed to establish itself as a dominant state in the diplomatic arena, showcasing its ability to assert its interests and challenge Western influence. Therefore, Putin's Russia seemed to have pursued dual objectives, leveraging the situation to both consolidate domestic support and enhance its position on the global stage. It is accurate to recognize that great powers strive to secure wealth and resources, as a strong economy leads to enhanced military power and defense capabilities. In this context, Russia's approach to the Black Sea region can be attributed to its pursuit of rich natural resources and strategic dominance, as well as the potential for profitable transit routes to Europe and Central Asia. The annexation of Crimea has presented opportunities for Russia to strengthen its economy and expand its influence in the region. One of Russia's key economic goals in the Black Sea region is to control important transit routes and energy exports to Europe, given its significant contribution to Europe's oil consumption, accounting for over 25 percent. Additionally, Ukraine plays a notable role in the global grain market, ranking seventh in grain exports in 2014-2015, with 37.9 million tons of wheat. By gaining control over these resources, Russia could secure substantial profits from the wheat trade, exert influence over market prices, and leverage this resource as a mechanism for influencing other states. The economic considerations associated with the Black Sea region align with Russia's aim to strengthen its economy, expand its market reach, and exert greater geopolitical influence. These factors highlight the economic motivations behind Russia's approach and engagement in the Black Sea region. Considering that Crimea now belongs to Russia, it becomes clear that one of the reasons why the annexation of the peninsula was carried out; Economic benefits and a window of opportunity that involves adjusting the role of the main player in the Black Sea region and excluding Western influences. Great powers also seek to gain land power through military means, as this is the best possible way to gain maximum control over the region. This means that the most important military assets for states are land forces, reinforced by strong air and naval forces. In other words, states try to strengthen their military potential to compete with the rest of the world, which consists of territorial hegemons. Before and during the Cold War era, the Black Sea region practically belonged to Russia, but after the collapse of the USSR, it became a more or less vulnerable region. However, in recent years, the actions of the United States and the West have forced Russia to strengthen its power in the region in order not to lose control and influence. In addition, another advantage of the Black Sea region from the Russian perspective is that this area is the way to the Middle East, where Russia has partnerships with many countries. Therefore, the Black Sea is a very important economic asset for Russia. Crimea, especially Sevastopol, plays a very important role for Russia since the Russian Black Sea Fleet is stationed there. After Ukraine's independence, it became Russia's goal to maintain its navy and bases in Crimea. However, the problem, arising in the context of the Ukraine crisis, was the fear that if Ukraine were to be admitted to the EU under the 2013 agreement, it would affect Russia's influence and dominance in the Black Sea in the long term. The Kharkiv agreement would have given Russia the opportunity until 2042 to modernize and expand the Black Sea fleet. The annexation of Crimea, as well as the agreement signed in Kharkiv, increased the presence of the Russian fleet in the region and allowed it to begin the development of the Black Sea Fleet, which is assessed as one of the most ambitious military naval reforms in the region. This would further increase Russia's naval power in the long run. In conclusion, Russia has managed to secure the region for its good and thereby created a wider and better coastline for itself, which will strengthen Russia's military power in the future and thus reduce the influence of external actors on the Black Sea. Russia can improve the provision of navigation and maritime communication lines in the Black Sea. This will further increase military, economic, and political influence and prevent domestic conflicts, as well as eliminate the possibility of external pressures that could undermine Russia's security. Therefore, it can be argued from a futuristic perspective that if Russia's actions like this continue successfully, it will be able to protect its economy as well as its security interests in the Mediterranean.

Energy & Economics
Hand of man with a credit card using an atm man using an atm machine with his credit card

Coping with Technology Sanctions in the Russian Financial Sector

by Alexandra Prokopenko

The Russian financial sector has taken a double hit from sanctions – both in infrastructure (affecting financial transactions) and in technology (affecting the hardware and software). Infrastructural sanctions imposed by Western countries in reponse to the war on Ukraine (de-SWIFTing, overcompliance, and breaking of correspondent relationships) affected their operational activity. Moreover, the Russian government banned the use of foreign software and equipment imports, which has been a drag on business development. The financial sector was able to withstand the first shock. However, the most recent restrictions on access to advanced technologies, especially from the US and the EU, will lead to import substitution based on technologies of yesterday.  - Since the war began, every second Russian company has lost tech support and access to cutting-edge technology. - Import substitution leaves tech companies scrambling for what they can get, not what they actually want or need, and stunts business development. - The financial sector is shifting from creating innovations to ensuring technological security and supporting current operations. Following Russia’s invasion of Ukraine, a coalition of Western countries led by the European Union and the United States imposed a large array of sanctions. Since then, the Russian financial sector has taken a double hit, namely sanctions on the infrastructure, affecting financial transactions, and on the technology, like software and hardware, it needs to operate. Infrastructure sanctions restrict banks’ ability to make payments (disconnection from the SWIFT global payments system and overcompliance). Technology sanctions create hindrances to technical upgrades and innovation. Before the war in Ukraine, the Russian financial sector was a world leader: it was third in financial technology penetration, in the top 10 in digital banking development, and fourth in the transition to cashless payments during the pandemic. Since Russia’s invasion of Ukraine and the imposition of sanctions in 2022, it has lost this competitive position.   The sanctions against Russia’s financial sector have largely isolated Russia from access to the global financial system. Inside Russia, however, only a small fraction of Russians have felt these restrictions. Russian payment infrastructure was and remains resilient primarily due to the financial messaging system (SPFS), the Russian equivalent of SWIFT, which was developed in 2014 and through which banks are required to exchange data within Russia. In 2022, traffic in the system increased by 22 percent. There are currently 469 participants, including 115 non-Russian banks from 14 countries. Among the foreign countries, banks in Belarus, Armenia, Kazakhstan, Kyrgyzstan and Switzerland are connected to the system. Due to the risk of new sanctions, Russia’s central bank does not disclose detailed statistics. Direct messaging channels allow for direct international transactions with those banks connected to the SPFS, including those bypassing SWIFT. Minimizing the damage of sanctions that target Russia’s financial sector infrastructure is considerably more difficult. Former partners, even in friendly jurisdictions like some post-Soviet countries, have been slow to help Russia with system-level transactions. It will take considerable time to build new payment infrastructure channels, as the technological constraints are much more difficult. The lack of access to modern technology keeps banks’ IT systems in their current state and impedes fintech development and innovation. Pain and Risk About 85 percent of software used in the Russian financial sector is produced abroad. For hardware, the situation is even worse. Only large-scale assembly takes place in Russia. For this reason, the departure of companies that ensure the viability of the financial sector has been particularly painful for the financial sector - companies like Oracle, SAP, Cisco, IBM, Intel, AMD, Diebold Nixdorf and NCR (ATMs). Every second Russian company was left without technical support after the war began. For Russian banks, it was impossible to quickly switch to domestic solutions, as the right quality and scale were simply not available on the market. Virtually all operations of a modern financial institution, from client services to internal operations, are heavily dependent on the smooth operation of software and equipment. This makes the financial system particularly vulnerable on the technological side. Banks and non-financial institutions may face operational risks due to the lack of servers and software. This could make systems more vulnerable to cyber-attacks, raise the risk of technical failures due to a shortage of equipment and maintenance specialists, and require failing equipment to be replaced with either used Western-made products or Chinese analogues. The Bank of Russia, which supervises the financial sector, pointed out these risks for the first time almost a year after the invasion. Import Substitution Software The withdrawal of foreign companies has left the Russian financial sector with a huge gap in software and services. Also, in October 2022, the government banned Russian banks from using foreign software, a rule that applies even if there are no domestic equivalents. This has forced critical information infrastructure facilities to urgently seek domestic solutions. The combination of these two factors has given a boost to software development in Russia. Thus, according to Ilya Sivtsev, CEO of Astra (developer of operating systems and PostgreSQL database management system (DBMS) based on open source code), the company’s revenue in 2022 doubled to over RUB 6.5 billion (USD 65 million) and the share of its revenues from the financial sector increased from 4 to 22 percent. Astra’s outlook for 2023 is for double-digit growth.  Astra’s figures generally reflect the situation in the Russian IT market in 2022: there was rapid growth due to the departure of foreign competitors. As Deputy Prime Minister Dmitry Chernyshenko, who oversees the industry, reported, IT firms in 2022 grew revenues by 35 percent and earned RUB 2.38 trillion (USD 27 billion). Despite the reduced presence of foreign companies, turnover in the Russian IT market has grown. Switching to Russian software instead of foreign software may not be the most significant challenge, but it is an expense that businesses could have invested in furthering business growth. With all the advantages of the Russian DBMS, migration from the US-made Oracle software may lead to performance degradation of 30-50 percent. This is a serious limitation for the financial sector, whose mission-critical core system (processing, the core of an automated banking system) requires high-speed interaction with databases. The banking applications must also be transferred to the new DBMS. In addition, information security risks that could jeopardize the stability of the financial system have increased. The massive migration to new IT solutions reduces the cybersecurity of the entire system. The growth of the Russian software market is limited by two factors: the Russian government’s permission for companies to use unlicensed foreign software and the country’s own borders. Before the war, Russian IT companies were rather active on the markets of neighboring countries, providing various services (e.g. 1, 2, 3 )–from the integration of IT systems and products to the provision of services to companies and private customers. Russian solutions were often cheaper and technical support in Russian was an important advantage in the regional Commonwealth of Independent States (CIS) market. And while Russian companies were also looking to expand abroad before the war, they will now have to compete there with Western companies that have left the Russian market and whose technological development is not restricted by sanctions. The relationship between customers and integrators running programs to implement products from different vendors has also changed. The customers say, “I want it like SAP, but faster and better,” while the integrators say, “My offer is limited, so take what I have or you will run out too.” In other words, customers have to accept a downgrade in software and hardware capacity for certain technologies. Import Substitution and Hardware Because it was not profitable, the equipment needed for  assembly in Russia is not produced in the country. Until 2022, only large-scale assembly from imported components was carried out in Russia. And the financial sector is not the only one waiting for servers, storage systems, controllers and components – industry, the public sector and retailers are also in line. In their search for equipment, Russian companies have turned to parallel imports, obtaining what they need from countries that have not imposed sanctions. They have also acquiesced to lower requirements for equipment quality and delivery deadlines. However, there are no systemic solutions or supply lines yet. Right at the beginning of the conflict, the US applied the Foreign Direct Product Rule (FDPR) mechanism to Russia. The FDPR prohibits exports to sanctioned countries of equipment that US companies were involved in developing or manufacturing – thus it affects companies outside the US in so-called third countries. This mechanism is primarily aimed at keeping the defense industry from importing technology. However, civilian products that can be classified as “dual-use” (military and civilian) are also largely subject to the restrictions – including the kinds of equipment needed by the financial sector. That has made systematic and large-scale purchases much more difficult. Third countries are willing to restrict technology exports to Russia, and the US is constantly updating its sanctions lists to include intermediaries. Nevertheless, loopholes in sanctions frameworks and delays in sanctions decisions allow Russia more room to adjust, finding new partners in Asia or new ways to bring hardware to Russia. Chinese partners, for example, support Russian companies not only with equipment but also with chips. Shipments of microchips and other semiconductors from China to Russia  are 2.5 times higher than than pre-war level; China now accounts for more than 50 percent of semiconductor imports to Russia. By the end of 2022, China supplied 40 percent of Russia’s imports and purchased 30 percent of its exports, and the RMB had become the only (albeit less convenient due to its incomplete convertibility) alternative to the euro and dollar for Russia’s international payments. In 2022, trade turnover between the two countries reached an astronomical USD190 billion, and it is quite likely that within these imports are sanctioned goods that Russia desperately needs. Reports that China is helping Russia circumvent sanctions, especially in the technology sector, are mounting. The Russian IT sector’s focus on Chinese suppliers and their products – from servers and data center equipment to bulk purchases of consumer electronics – reflects Moscow’s growing and asymmetrical dependence on Beijing. For second- and third-tier Chinese companies, this opens up opportunities to enter the Russian market. For example, Sber, Russia’s largest bank, is testing its own custom-made laptops. Sber’s partner, the Chinese company Shanghai IP3 Information Technology, is a contract manufacturer that takes orders for electronic devices and commissions them from Chinese production facilities. Whereas before the war Russian companies were free to choose their equipment and electronics suppliers, taking advantage of the wide supply on the market to obtain favorable prices, the choice has now narrowed to Chinese manufacturers. The lack of alternatives also forces them to accept less attractive terms. Innovation Inhibited The sanctions bottleneck in both hardware and software is shifting the focus of IT specialists in the Russian financial sector from creating innovations to ensuring technological security and supporting current operations. The most prominent example is the introduction of payment stickers for Russians who can no longer make contactless payments with their smartphones. A payment sticker has an embedded near-field communications (NFC) chip that exchanges data with a payment device. In other words, it is a bank card chip stuck onto an iPhone, as iPhone owners are considered to be the highest-paying target group, and banks have a vested interest in maintaining the usual number and volume of card transactions. Android smartphone owners will still have the option of making contactless payments via a MirPay wallet linked to their domestic payment system card. Frank RG, the Russian financial information publication, estimates that 12 of Russia’s 25 largest banks already offer stickers to their customers. Tinkoff, the leader in innovative banking, plans to issue over 1 million stickers by July 2023. At state-owned Sberbank, over 100 000 people applied for stickers within three hours of their offering. Issuing stickers is more expensive for the bank than standard payment card issuance, bankers acknowledge. Russian financial institutions have become so similar to IT companies that they are almost indistinguishable. Sberbank alone employs 38,000 IT specialists, Sberbank President Herman Gref reported to Vladimir Putin in March 2023. Besides the purely financial challenges, such as ensuring the sustainability of the payment infrastructure, the financial sector needs to work with the IT industry on providing non-sanctioned hardware and software, finding indigenous solutions to replace Western ones, and localizing instead of scaling up. An important but not decisive obstacle to innovation is the mass exodus of IT professionals. Competition for the remaining specialists is fierce and will only increase. The government is making gigantic efforts to keep the remaining skilled workers in the country. The slowness in changing the taxation of departing Russians seems partly related to the fear that most foreign IT professionals who continue to work in Russia will no longer do so. Prospects for the Financial Sector The Russian financial sector’s resilience to sanctions on its financial infrastructure has been limited to Russian territory. The sanctions have largely isolated Russia from the international financial infrastructure. Russia’s demand to allow banks to use SWIFT (e.g. under the Grains Agreement) is a clear indication of this. Technological restrictions and the withdrawal of Western companies from the Russian market may seem less painful at first glance, but this is not the case. Their impact is longer-term: declining quality of hardware and software, forced investment at IT, cybersecurity, and operational risks. And while infrastructural constraints have had only a temporary impact on the ability of the financial sector to operate smoothly, technological constraints have significantly limited its potential for growth and development. The Russian financial sector’s dependence on foreign, especially Western, software and hardware manufacturers is high. This poses a significant risk to Russia’s financial stability, especially if Western countries tighten sanctions against the Russian IT sector.

Defense & Security
The missiles are aimed at the sky at sunset. Nuclear bomb, chemical weapons, missile defense, a system of salvo fire

The Role Of Umbrella States In The Global Nuclear Order

by Dr Tytti Erästö

I. Introduction  This paper focuses on countries having extended nuclear deterrence arrangements with a nuclear-armed patron from whom they have received a nuclear security guarantee. Extended nuclear deterrence is often called a ‘nuclear umbrella’—a metaphor that hardly captures the risks inherent in nuclear deterrence practices—and the non-nuclear weapon states belonging to an alliance with such arrangements are commonly referred to as ‘umbrella’ states. As of 4 April 2023, upon the accession of Finland to the North Atlantic Treaty Organization (NATO), 31 countries were relying on the extended nuclear deterrence provided by the United States or, at the least, were accepting nuclear weapons as part of the mix of military capabilities intended to create a collective deterrent effect. In the absence of a ‘no first use’ policy, this means that the USA could use nuclear weapons to respond not only to a nuclear attack but also to an act of conventional aggression against its non-nuclear-armed allies. The USA is not the only country providing nuclear security guarantees to its allies: recently, Russia claimed to have included Belarus under its respective nuclear umbrella.   Umbrella states base their security on military capabilities that include the nuclear weapons of other countries, and in some cases, they also host nuclear weapons and take part in military exercises simulating their use. Thus far, the role of the umbrella states in the global nuclear order has received relatively little attention, and they are generally categorised as non-nuclear weapon states. Their agency in maintaining or potentially changing the existing nuclear order tends to be downplayed and overshadowed by that of nuclear-armed states. However, umbrella states received some attention at the Tenth Review Conference of the Parties to the 1968 Treaty on the Non-Proliferation of Nuclear Weapons (Non-Proliferation Treaty, NPT). At the conference, held in 2022, Parties to the Treaty discussed whether to recognize ‘the importance for States parties that are part of military alliances that include nuclear-weapon States to report . . . on steps taken to reduce and eliminate the role of nuclear weapons in national and collective security doctrines’. Owing to resistance by the USA and several of its allies to create a third category of states alongside nuclear weapon states and nonnuclear weapon states, this reference was ultimately removed from the draft outcome document.  The discussions at the 2022 NPT Review Conference reflected the current context, wherein greater military value is being placed on nuclear weapons, including by umbrella states. Provided that Sweden’s application to join NATO—which it submitted in 2022 together with Finland’s application—is accepted, the number of countries under the extended nuclear deterrence arrangements of the USA will increase to 32. At the same time, US allies in the Asia-Pacific region are responding to perceived threats from China and the Democratic People’s Republic of Korea (DPRK, or North Korea) with increasing calls for the redeployment of US non-strategic nuclear weapons to the region. Reflecting its concerns about potential new nuclear weapon deployments in Asia, China was vocal in opposing US nuclear hosting arrangements at the 2022 NPT Review Conference. That an increasing number of non-nuclear weapon states see security value in nuclear weapons does not bode well for the global nuclear dis armament and non-proliferation regime. The development also highlights the need to better understand how the policies of umbrella states affect the global nuclear order. That order is characterized by the continuation of nuclear deterrence practices by the world’s nine nuclear-armed states despite a shared understanding of the devastating planetary-scale humanitarian and environmental risks involved in such practices and the consequent need for nuclear disarmament.  Taking a broad historical perspective, this paper explores the ways in which umbrella states both in the Asia-Pacific region and in Europe have supported prevailing nuclear deterrence practices or, at times, distanced themselves from such practices and broken ranks with their allies on relevant issues. The goal of the paper is to assess the scope of umbrella states’ agency in maintaining, shaping, and potentially challenging the global nuclear status quo in support of nuclear disarmament. II. Endorsing nuclear deterrence through policy and practice  This section examines policies through which umbrella states support and contribute to the prevailing nuclear deterrence practices or have done so in the past. Such policies provide support that ranges from operational, which sees allies directly involved in such practices, to political, which is better understood in terms of moral burden-sharing. While such policies serve to maintain and legitimize the existing nuclear status quo, in some cases the endorsement by umbrella states of nuclear deterrence has moved beyond supporting the status quo to calling for new nuclear sharing arrangements or outright nuclear proliferation.  Operational support for nuclear deterrence practices  Umbrella states can provide operational support to their nuclear-armed patron for nuclear deterrence practices by hosting nuclear weapons and related facilities, participating in military exercises simulating nuclear strikes, conducting joint flights with strategic bombers, and engaging in planning and consultation on nuclear weapons-related issues. Given the broad nature of existing bilateral and multilateral consultation mechanisms, which also cover issues such as arms control, it is sometimes difficult to draw a boundary line between operational and political support.  Nuclear weapon hosting  During the cold war, the USA stationed non-strategic nuclear weapons in the territories of several of its Asia-Pacific and European allies. In Europe, the first such weapons were deployed in 1954 in the United Kingdom and West Germany to complement the deterrence provided by US strategic (long-range) nuclear weapons, which was deemed insufficient against the Soviet Union’s overwhelming conventional power. In 1958, the first nuclear sharing agreements were established, meaning that European allies would not only host US nuclear weapons but also take control of and launch such weapons against their            bintended targets during times of crisis. By the mid1960s, Belgium, France, Greece, Italy, the Netherlands, and Türkiye were hosting various types of non-strategic nuclear weapon under NATO nuclear sharing arrangements. By 1971, there were 7300 forward-deployed nuclear weapons in Europe. In addition to the eight above-mentioned European countries, the USA also stationed nuclear weapons in the Danish territory of Greenland (see section III below). The deployments in Europe coincided with deployments elsewhere in the world. In Asia and the Pacific, the USA stationed nuclear weapons in the late 1950s in the Philippines, South Korea, and Taiwan, as well as in overseas territories of the USA. The largest deployments were in South Korea and the Japanese island of Okinawa, with the number of warheads hosted by the country and island respectively peaking at almost 1000 in the late 1960s. Most of these weapons had been withdrawn by the late 1970s; South Korea remained the only host state in the Asia-Pacific region in the following decade. The USA also deployed non-strategic nuclear weapons in Morocco in the 1950s and Canada in the 1960s. The Soviet Union deployed non-strategic nuclear weapons in all of its 15 republics as well as in some of its Warsaw Pact allies. Starting in the late 1950s and continuing over the following decade, non-strategic nuclear weapons were gradually deployed in Czechoslovakia, East Germany, Hungary, and Poland. All of these weapons had been withdrawn by the early 1990s. During the remainder of that decade, the strategic nuclear weapons that had been hosted in Belarus, Kazakhstan and Ukraine were also withdrawn.  With the end of the cold war, forward-deployed non-strategic nuclear weapons effectively lost their raison d’être, particularly in Europe. Reflecting the new geopolitical context, in the early 1990s the USA unilaterally withdrew most of its non-strategic nuclear weapons from allied countries. In South Korea, the nuclear hosting arrangement ended completely. While NATO nuclear sharing continued, only the air-delivered B61 bombs remained and their numbers were reduced, while all other non-strategic nuclear weapon types were removed from Europe.  In 2001, the B61 weapons were removed from Greece. In the years that followed, the military value of the non-strategic US nuclear weapons that still remained in five NATO countries was frequently called into question. As noted in a 2005 US study, ‘Nuclear burden sharing in NATO, in as far as host country nuclear strike missions are concerned, is on a slow but steady decline toward ending altogether’. The political momentum for ending nuclear sharing was at its highest during the administration of US president Barack Obama, whose vision for a nuclear weapon-free world arguably inspired some allies to more vocally argue for the withdrawal of non-strategic nuclear weapons from Europe. Yet, the same US administration also pushed back against and, as it seems, silenced such critical voices (see section III below).  Today, an estimated 100 non-strategic nuclear weapons remain stationed in five European countries—Belgium, Germany, Italy, the Netherlands, and Türkiye—and the USA is modernizing its B61 bombs. The nuclear weapon hosting states, with the exception of Türkiye, plan to replace their ageing dual-capable aircraft with F-35 aircraft, which will enable use of the precision strike feature of the new B61-12 bombs. As before, allies are responsible for delivering these weapons during a crisis. Since 1976, US gravity bombs in Europe have included electronic locks (permissive action links, PALs) to reduce the risk of unauthorized use. The delegation of authority for nuclear weapon use from the USA to its allies is based on a dual key system: following an agreement by the NATO Nuclear Planning Group (NPG) and authorization by the US president, US military personnel at allied bases would deactivate the PALs, handing over control of the weapons to pilots of the weapon hosting states.  As noted above, China recently raised its opposition to NATO nuclear weapon hosting practices, reflecting its apparent concerns about the prospect of US non-strategic nuclear weapons being redeployed in Asia. Russia, alongside China and other countries, has long argued that NATO’s nuclear sharing policy is not in accordance with Articles I and II of the NPT. Russia’s normative case against NATO nuclear sharing is, however, currently undermined by its own plans to share nuclear weapons with Belarus. Echoing the arguments of the USA in this regard, Russia maintains that the weapons will remain under Russian control, hence the arrangement—announced in March 2023—will be in line with international non-proliferation obligations. According to Russian President Vladimir Putin, the construction of nuclear weapon storage facilities in Belarus is to be completed by July 2023. Russia reportedly provided Belarus with dual capable Iskander missiles and modified Belarusian Su-25 bombers to enable them to carry nuclear weapons prior to the March announcement. Military exercises simulating tactical nuclear strikes  Some umbrella states that do not host nuclear weapons nevertheless actively contribute to nuclear sharing by taking part in military exercises involving dual-capable aircraft. NATO’s Support of Nuclear Operations with Conventional Air Tactics (SNOWCAT) programme comprises a unique form of such participation. In SNOWCAT missions, allies provide conventional aircraft to escort dual-capable aircraft, and they also provide surveillance and refuelling. The aim of the exercises is to practise nuclear strike operations.  In 2022, 14 allies were reported as having participated in the annual SNOWCAT exercise called Steadfast Noon. While NATO does not reveal the participating countries, in previous years they have reportedly included at least Czechia and Poland alongside host states and nuclear-armed states. In addition, Denmark confirmed its participation in the 2022 exercise, and Greece too seems to have taken part.  Joint flights with strategic bombers  US nuclear sharing arrangements are limited to Europe, hence there is no programme comparable to SNOWCAT in other regions. According to a 2011 report, ‘There are no nuclear weapons–related exercises conducted between the United States and the military forces’ in umbrella states in Asia. However, US allies in the Asia-Pacific region frequently fly with US strategic B-2 and B-52  bombers to signal deterrence to regional adversaries. For example, US B-52 bombers were ‘met with and escorted by’ Japanese F-15J combat aircraft in August 2021, and accompanied by South Korean F-35As and F-15Ks in December 2022. Australia has also taken part in joint flights with US strategic aircraft, as have NATO allies in Europe. Even countries that are not part of extended nuclear deterrence arrangements—including Indonesia, Israel, Saudi Arabia and Sweden—have been involved in this practice.  Thus far, the B-52s used in regional operations in Asia and the Pacific have only been deployed rotationally in the US territory of Guam. However, Australia is currently expanding a military air base in its Northern Territory with the intention of hosting US B-52 bombers. Once completed, the base would appear to be only the second one of its kind outside US territory (after Royal Air Force, RAF, Fairford in the UK) and the first one of its kind in an umbrella state.  Consultation and planning  All NATO members other than France are involved in collective decision making on nuclear weapon-related issues through their participation in the NPG. The NPG ‘provides a forum in which NATO member countries can participate in the development of the Alliance’s nuclear policy and in decisions on NATO’s nuclear posture’. Discussions under the NPG cover issues such as ‘the overall effectiveness of NATO’s nuclear deterrent, the safety, security and survivability of nuclear weapons, and communications and information systems’. The mandate of the NPG also covers arms control and non-proliferation.  Various observers have characterized the group’s main function broadly in terms of information-sharing and the establishment of ‘NATO’s common nuclear deterrence culture’. While the NATO line is that participation in the NPG is not limited to members that maintain nuclear weapons, one source points to ‘an unwritten rule that only the stationing countries speak up in NPG meetings’.  The NPG was established in 1966 primarily in response to the concerns of European host states about plans for the use of the non-strategic nuclear weapons on their territory and the desire of these countries to become more involved in relevant decision making. After having been first limited to host states, the NPG was later expanded to include other NATO allies. The participation of the latter countries was viewed by nuclear weapon states as a valuable contribution to political or moral burden-sharing.  With the salience of nuclear weapons decreasing for much of the post-cold-war period, NPG meetings became less frequent. In addition, during this period, unlike during the cold war, the group’s work no longer involved ‘nuclear planning in the strict sense of targeting’. However, the role of nuclear weapons in NATO policy has been increasing following Russia’s invasions of Ukraine in 2014 and 2022, which has also impacted the NPG’s work and increased the group’s visibility. For a long time, nuclear consultations were unique to NATO; no mechanism similar to the NPG existed between the USA and its allies in the Asia-Pacific region. In the words of one observer, ‘US alliance relations in Asia as a whole developed in a considerably more hierarchical fashion, arranged in a hub-and-spoke model in which Washington dealt bilaterally and from a position of strength with each allied government rather than collectively through a single multilateral alliance’. However, over the past decade, the USA has also conducted bilateral consultations with Australia, Japan, and South Korea, based on these allies’ desire to gain more insight into and influence in US nuclear weapons-related policy. Plans have also been made to extend such consultations to a trilateral (Japan, South Korea, and the USA) or a quadrilateral (as for trilateral but including Australia) format.  One forum for bilateral nuclear consultation is the US–Japan Extended Deterrence Dialogue, which was established in 2010. Similarly, to the NPG, the dialogue ‘provides an opportunity . . . to discuss regional security, Alliance defense posture, nuclear and missile defense policy, and arms control issues, and to engage in an in-depth exchange of views on means to enhance as well as deepen mutual understanding on alliance deterrence’. South Korea and the USA, in turn, have conducted nuclear consultations under their Deterrence Strategy Committee and Extended Deterrence Strategy and Consultation Group. These consultations were apparently expanded or replaced with a new—more substantive—mechanism in April 2023, when US President Joe Biden announced in a joint press briefing with his South Korean counterpart, President Yoon Suk-Yeol, that the two countries had ‘agreed to establish a Nuclear Consultative Group to map out a specific plan to operate the new extended deterrence system’. In addition to sharing information on ‘mutual nuclear assets and intelligence’, this new system would also cover ‘ways to plan and execute joint operations that combine Korea’s state-of-the-art conventional forces with the US’s nuclear capabilities’. The announcement followed controversial statements by the South Korean president that suggested the country might be considering the acquisition of nuclear weapons of its own (see below).  Possibly reflective of the greater need for reassurance related to extended nuclear deterrence based mainly on US strategic nuclear weapons, the bilateral consultations of the USA with both Japan and South Korea have included visits and tours to familiarize these allies with US strategic weapons delivery vehicles. Moreover, the new US–South Korean Nuclear Consultative Group that was announced in April includes visits by South Korean officials to US nuclear submarines in South Korean ports.  Assessment of the degree of operational involvement of umbrella states in nuclear deterrence  The hosting of nuclear weapons can be seen to constitute a particularly high level of commitment to nuclear deterrence—especially in the case of NATO nuclear sharing, which involves the handing over of control of nuclear weapons by the USA to an ally and the potential execution of a nuclear strike by that ally during a crisis. The host state takes on an enormous burden in sacrificing its own security, as military bases with nuclear weapon infrastructure and housing dual-capable aircraft for nuclear strike missions are logical targets for adversaries in wartime. Although European host states would ultimately be responsible for dropping B61 bombs on their target locations, other allies’ provision of support for the nuclear strike mission under the SNOWCAT programme must also be seen as a direct operational contribution to nuclear deterrence practices.  Assessment of the degree of operational involvement of umbrella states in nuclear deterrence  Political support for nuclear deterrence  Acceptance of a nuclear security guarantee constitutes political support— albeit passive—for existing nuclear deterrence practices. Typically, this kind of support involves endorsing the strategy documents of an alliance that stress the need for nuclear deterrence or as discussed above, participating in allied nuclear consultations. Some countries choose to go further in their political support by making public statements highlighting the perceived security value of nuclear weapons. Another form of political support by umbrella states of nuclear deterrence practices is signalling opposition to multilateral initiatives that question the legitimacy of nuclear deterrence.  Statements supporting extended nuclear deterrence  Umbrella states tend to keep a low profile regarding the role of nuclear weapons in their national security policies. In most cases, their national security strategies do not even mention nuclear deterrence and nuclear weapons are either discussed in relation to the perceived threats posed by adversaries or viewed exclusively as objects of arms control and disarmament. In multilateral forums, nuclear-allied countries usually do not wish to stand out from non-nuclear weapon states.  In some cases, however, umbrella states do explicitly stress the importance of nuclear weapons and extended nuclear deterrence for their national security. A recent example of public endorsement of nuclear deterrence is the German response to the criticism by China, Russia, and several nonnuclear weapon states of NATO nuclear sharing arrangements at the 2022 NPT Review Conference. Using its right of reply, Germany said that NATO nuclear sharing is ‘fully consistent and compliant with the NPT’, adding that the practice was ‘put in place well before the NPT entered into force’ and that it ‘has long been accepted and publicly understood by all States Parties to the NPT’. At the same conference, a representative of Hungary defended nuclear sharing by saying that it contributes to non-proliferation by ‘remov[ing] incentives for nations to develop their own nuclear deterrence capabilities’. Both of these arguments have long been made by NATO to justify nuclear sharing.  When comparing the defence white papers of umbrella states, Australia and Germany stand out for the reason that both countries explicitly refer to extended nuclear deterrence as a source of national security. Germany, in addition to repeating key tenets of NATO’s deterrence policy—for example that ‘The strategic nuclear capabilities of NATO, and in particular those of the United States, are the ultimate guarantee of the security of its members’— also states in its 2016 white paper on security policy and the future of the Bundeswehr that, ‘Through nuclear sharing, Germany continues to be an integral part of NATO’s nuclear policy and planning’. Australia, in its 2020 Defence Strategic Update, states that ‘Only the nuclear and conventional capabilities of the United States can offer effective deterrence against the possibility of nuclear threats against Australia’. Statements supporting extended nuclear deterrence can be viewed as examples of moral burden-sharing, particularly when they are made in forums such as the NPT Review Conference, where nuclear deterrence practices are subject to regular criticism by non-nuclear weapon states. On other occasions—such as when they are made in connection with national security documents—these statements indicate a strong belief that nuclear weapons are an integral part of allied deterrence.  Opposition to the Treaty on the Prohibition of Nuclear Weapons  Since 2016, an important show of solidarity among the nuclear weapon states and their allies has been to cast votes against the United Nations General Assembly annual resolution endorsing the 2017 Treaty on the Prohibition of Nuclear Weapons (TPNW). The TPNW not only questions the legitim acy of existing nuclear deterrence practices but also seeks to stigmatize nuclear weapons globally through its comprehensive ban on nuclear weapons, including on the threat of their use. Not surprisingly, nuclear-armed states have fervently opposed the Treaty, as the credibility of their nuclear deterrents depends on their readiness to threaten nuclear weapon use.  The USA has warned its allies against supporting the TPNW or participating in related meetings. For example, in 2016 it strongly encouraged NATO member countries to vote against UN General Assembly Resolution 71/258, which called for negotiations on a treaty banning nuclear weapons, arguing that such efforts were ‘fundamentally at odds with NATO’s basic policies on deterrence’. In that year, all umbrella states cast a negative vote on the resolution, with the exception of the Netherlands, which abstained from voting (see the section ‘Engagement by umbrella states with the Treaty on the Prohibition of Nuclear Weapons’ below). Similarly, all umbrella states, with the exception of the Netherlands, were absent from the TPNW negotiations in 2017; Albania, Poland and South Korea joined the USA in protesting against these negotiations. With only a few exceptions, umbrella states have also uniformly voted against the annual UN General Assembly resolution expressing support for the Treaty. Arguably in line with their decision to apply for NATO membership, in 2022 Finland and Sweden also voted against the resolution for the first time. Calls to expand nuclear deterrence practices  Some countries without existing nuclear sharing arrangements have expressed an interest in hosting nuclear weapons. In 2020, before the recent reports of nuclear sharing between Belarus and Russia (see the section ‘Nuclear weapon hosting’ above), the president of Belarus, Alexander Lukashenko, had offered to host Russian nuclear weapons as a response to the potential deployment of US nuclear weapons to Poland. Belarus’ interest in positioning itself under the Russian nuclear umbrella was in fact first articulated more than 20 years ago.  Poland has on several occasions expressed an interest in hosting US nuclear weapons. For example, in October 2022, following reports of Russian nuclear sharing with Belarus, the president of Poland, Andrzej Duda said that ‘a potential opportunity’ for Poland to participate in nuclear sharing had been discussed with the USA. While the US leadership has not confirmed that such discussions took place, in May 2020 the US ambassador to Poland suggested that ‘perhaps Poland . . . could house the capabilities’ in case Germany were to ‘reduce its nuclear potential and weaken NATO’ by ending its nuclear sharing arrangements with the USA. Stationing US nuclear weapons in former Warsaw Pact countries such as Poland would go against the 1997 Founding Act on Mutual Relations, Cooperation and Security between NATO and the Russian Federation, in which NATO member countries reiterated that they have ‘no intention, no plan and no reason to deploy nuclear weapons on the territory of new members’.  Regarding the Asia-Pacific region, the president of South Korea, Yoon Suk-Yeol, said in an unprecedented statement made in January 2023 that if the nuclear threat from North Korea grows, his country might ‘introduce tactical nuclear weapons or build them on our own’, adding that ‘we can have our own nuclear weapons pretty quickly, given our scientific and technological capabilities’. While there has been a long-standing debate in South Korea on both the reintroduction of US non-strategic weapons and the development of an indigenous nuclear weapon programme, and popular support for both proposals, this was the first time such a statement was made by a high-level government official. Similarly, discussions on the possibility of hosting US nuclear weapons in a manner based on the NATO model have taken place in Japan. Thus far the Japanese government has rejected the idea.  The above-mentioned calls to establish new nuclear weapon hosting arrangements suggest that the umbrella states in question view the existing extended nuclear deterrence practices as insufficient. While these states may view forward-deployed nuclear weapons themselves as key to strengthening deterrence, they might also view them as instruments of alliance cohesion— meaning that, in principle, nuclear weapons could be replaced with any other military system requiring the permanent deployment of US troops on allied territory. Statements supporting indigenous nuclear weapon development go further, indicating the desire of an umbrella state to assume sovereign authority over national nuclear deterrence practices through proliferation. While such statements may be used to appeal to domestic constituencies or to pressure the nuclear-armed patron to strengthen its extended deterrence commitments, they undermine the global non-proliferation norm, particularly if not met with strong international condemnation.  III. Stepping back from nuclear deterrence policies  This section recounts and analyses the ways in which some umbrella states, or government officials in such states, have at times sought to challenge or distance themselves from existing nuclear deterrence practices and broken ranks with allies on relevant issues, often in a manner considered controversial within the alliance. In many such cases, govern mental policymaking has mirrored anti-nuclear sentiments in the population.  Bans on or limits to the stationing of nuclear weapons on national territory  The political reservations of Nordic NATO members about the stationing of nuclear weapons on or their transit through their national territories date back to the late 1950s—a time of strong popular sentiment against nuclear weapons inspired by, for example, the Russell–Einstein Manifesto of 1955 and international efforts at the UN to control and eliminate nuclear weapons. In Spain, similar reservations took shape in the early 1980s, when the antinuclear movement was strong.  Political declarations on potential future deployment or transit  Denmark, Iceland, Norway, and Spain have long had policies that prohibit nuclear weapons being stationed on their national territories. While the policies of Denmark, Norway and Spain leave open the option of allowing the stationing of nuclear weapons during times of war, Iceland’s prohibition seems to apply in all situations.  Danish reservations about nuclear deterrence have been influenced by domestic opposition to nuclear weapons and were captured in a policy that was adopted in May 1957. According to the policy, Denmark would not allow ‘the deployment and transit of nuclear weapons on its territory’, in particular Greenland, where, as a result of a 1951 bilateral defence agreement, the USA was allowed to operate military bases. However, this declaratory policy was contradicted by a secret agreement, according to which the USA was not obliged to inform Denmark of its deployment of nuclear weapons on US bases in Greenland. In practice, Denmark thus allowed both the stationing of US nuclear weapons at Thule Air Base in 1958–1965 and overflights of nuclear armed bombers in Greenland in the 1960s. Although the veil of secrecy was briefly lifted in 1968 when a US B-52 bomber crashed in Greenland, it was not until the 1990s that the full scale of the clandestine activities came to light, causing a political scandal in Denmark.  In Norway, a 1957 motion by the governing Labour Party held that ‘nuclear weapons must not be placed on Norwegian territory’, a decision that the country’s prime minister reiterated at a NATO meeting in December 1957. In 1960 it was specified that this policy applied in peacetime only. At the time, Norwegian government officials also repeatedly said that Norway would not allow visits by naval vessels that had nuclear weapons on board. In a more recent reiteration of the policy, a 2017 white paper on Norwegian foreign and security policy states that ‘nuclear weapons are not to be stationed on Norwegian territory in peacetime’ and, furthermore, that ‘foreign military vessels that call at Norwegian ports must not have nuclear weapons on board’. Norway did not enforce this policy during the cold war by preventing US surface ships—which no longer carry nuclear weapons but at the time would neither confirm nor deny they were carrying them—from entering their ports. Denmark did not enforce its ban on the transit of nuclear weapons on its territory either.  Iceland’s policy of not allowing nuclear weapons on its soil is less well known than that of the two other Nordic NATO members. It has, however, been consistently expressed by successive Icelandic foreign ministers since 1964 and codified in parliamentary resolutions since at least 1985. A 2016 resolution reconfirmed that part of the country’s national security policy is ‘To ensure that Iceland and its territorial waters are declared free from nuclear weapons . . .’.  Spain hosted US strategic bombers and nuclear-armed submarines during the dictatorship of Francisco Franco (1939–75). When Spain joined NATO in 1982, it did so on the condition—set by the Spanish parliament—that nuclear weapons would not be brought to the country. The 1986 referendum that confirmed the country’s NATO membership mentioned the prohibition of ‘the deployment, storing or the introduction of nuclear weapons in Spanish soil’ as a precondition to this decision. However, the transit of nuclear armed vessels through Spanish waters—which would have in any case been difficult to monitor—was not prohibited.  The political reservations of the four NATO member countries discussed above stand out as the most visible expressions of scepticism about the security benefits of extended nuclear deterrence within the alliance. The practical impact of such declaratory statements has been called into question by the case of Denmark, where the declaratory policy was contradicted by a clandestine agreement. That all of these countries—with the apparent exception of Iceland—have not ruled out the possibility of hosting nuclear weapons during times of war can also be seen to reduce the normative significance of their reservations about such hosting.  Legislation prohibiting nuclear weapons on national territory  Lithuania’s constitution unambiguously states that ‘There may not be any weapons of mass destruction’ on its territory. Although it is legally binding, applicable in wartime and would seem to represent the strongest stance possible against nuclear sharing, this prohibition is disconnected from Lithuania’s political statements, which are silent on this part of the constitution and have even, at times, highlighted the value of nuclear weapons to NATO’s deterrence policy. One explanation for this might be that Lithuania’s constitution—which was drafted in 1992 and thus preceded the country’s NATO accession in 2004—signalled sovereign independence from the Soviet Union rather than marked distance from NATO nuclear policies.  New Zealand is a former nuclear umbrella state that passed legislation against the introduction of nuclear weapons on its national territory in 1984. The country had been part of a trilateral defence alliance under the 1951 ANZUS Treaty. More specifically, New Zealand declared itself a nuclear weapon-free zone and introduced relevant legislation, including a prohibition on nuclear-capable vessels from entering the country’s ports. Given the US policy at the time of neither confirming nor denying its ships were armed with nuclear weapons, US Navy vessels could not dock in the harbours of New Zealand. In February 1985, New Zealand demonstrated its readiness to enforce its policy by turning down the request of a US missile destroyer to dock. The USA reacted by cancelling its security guarantee to New Zealand in August 1986. Although New Zealand signalled its willingness to remain part of the ANZUS Treaty, the position of the USA was that it was not feasible for an ally to enjoy the benefits of a conventional defence partnership while renouncing its nuclear dimension. As suggested by one observer, the USA’s severe response to New Zealand’s anti-nuclear policy reflected concerns by the USA that, if it would accept the policy, this ‘could generate eventual ripples of pressures for unilateral disarmament throughout other western societies’.  In sum, national legislation prohibiting the stationing and transit of nuclear weapons in or through a given umbrella state’s territory can be seen to constitute a strong prohibition against nuclear weapon hosting. Yet, the political significance of such a prohibition is diminished if not backed up by corresponding declaratory policy, as exemplified by the case of Lithuania. In contrast, the combination of legal and political prohibition and its practical enforcement by New Zealand was deemed excessive by the USA, which ultimately punished its ally by terminating the conventional security guarantee. A similar crisis over the transit of nuclear weapons is unlikely to occur today given that the USA stopped deploying nuclear weapons on surface ships in the early 1990s. Instead, potential controversies over allies’ anti-nuclear weapon policies are now more likely to arise in connection with their approach to the TPNW (see the section ‘Engagement of umbrella states with the Treaty on the Prohibition of nuclear weapons’ below).  Political decisions to end nuclear weapons hosting  By the end of the cold war, several nuclear weapon hosting arrangements had been terminated. Arguably, these arrangements were ended largely on the basis of unilateral decisions taken by Russia and the USA; however, in at least two cases—Canada and Greece—the initiative clearly came from host states.  Following a heated domestic debate and a change of government, Canada decided in 1963 to host US nuclear warheads that were to be fitted with the Bomarc anti-aircraft missiles that Canada had previously bought from the USA. However, only six years later, in 1969, a new Canadian government reversed the hosting policy. It did so in line with its ratification in that same year of the newly negotiated NPT (Canada was one of the first countries to ratify the Treaty). As a result, by 1972 all US nuclear warheads reserved for the anti-aircraft missiles had been withdrawn from Canada. However, the country retained nuclear-armed air-to-air Genie rockets deliverable by Voodoo aircraft until 1984.  Greece, which had hosted US non-strategic nuclear weapons since the early days of the cold war, decided at the turn of this century not to replace its ageing A-7E dual-capable aircraft with a new model that could have continued the country’s nuclear sharing arrangements with the USA. As a result of this decision, US nuclear weapons were quietly removed from the country in 2001, putting an end to the arrangements. The apparent lack of public discussion on the decision—or any discussion that reached an international audience—contrasts with the vocal but ineffectual calls made by Germany a decade later for the withdrawal of such weapons.  Calls to end nuclear sharing  The military value of the US non-strategic nuclear weapons in Europe was frequently called into question in the post-cold-war period, with arguments against them growing louder in the late 2000s. At this time, two successive German foreign ministers—Frank-Walter Steinmeier and Guido Westerwelle—openly called for an end to nuclear sharing in Germany. As Steinmeier said in 2009, ‘These weapons are militarily obsolete today’, which is why he would seek to ensure that the remaining US warheads ‘are removed from Germany’. The following year, Westerwelle said that the nuclear weapons in Germany were ‘a relic of the Cold War’ that ‘no longer serve a military purpose’ and that the German government was ‘working to create the conditions for their removal’ in cooperation with allies and partners.  In February 2010, Germany—together with Belgium, Luxembourg, the Netherlands, and Norway—wrote a letter to the NATO secretary-general calling for the inclusion of non-strategic nuclear weapons in arms control agreements. The Benelux countries and Norway also highlighted this issue in their national statements but more cautiously than Germany, often linking it to reciprocal steps being taken by Russia.  These high-level efforts to change NATO nuclear sharing practices ultimately proved unsuccessful. Ironically, the same US administration that arguably inspired the German position against the hosting of non-strategic nuclear weapons also strongly pushed back against this position. The former US Secretary of State Hillary Clinton responded to the above-mentioned letter by saying that ‘as long as nuclear weapons exist, NATO will remain a nuclear alliance’, stressing the importance of ‘sharing nuclear risks and responsibilities’. At the same time, she stressed the need for Russia to make reciprocal reductions as a condition for the withdrawal of tactical nuclear weapons from Europe. The definition of NATO as a nuclear alliance was included in its 2010 Strategic Concept, which ultimately made it harder for Germany to push for an end to nuclear sharing. Although the debate on the merits of nuclear sharing continued in the country after that, Germany’s continued participation in the practice appeared to be confirmed with the March 2022 decision to replace its ageing dual-capable Tornado aircraft with F-35s.  ‘Footnote politics’ in the 1980s By the early 1980s social democratic parties in Europe, particularly in the Nordic countries, had become critical of mainstream NATO nuclear policy, a sentiment that grew stronger during the early years of the US administration of President Ronald Reagan. Because of the leverage of a coalition of centre-left opposition parties over the liberal-conservative government’s foreign policy at the time, Denmark stood out from other NATO members by frequently dissociating itself from allied policy on nuclear issues. The Danish government—in addition to making public expressions of dissent— sometimes inserted footnotes in NATO communiqués, so its policy came to be known as ‘footnote policy’.  Initially, the most contentious issue for Denmark was NATO’s ‘dual-track’ decision, adopted in December 1979. This decision included a plan for the USA to deploy intermediate-range nuclear forces (INF) in Western Europe in 1983 unless the Soviet Union agreed to discuss its respective SS-20 missiles in arms control negotiations. The Danish foreign minister had proposed postponing the decision, but it went ahead. In a 1982 NPG meeting communiqué, Denmark added a footnote expressing support for the Soviet proposal for a compromise solution to the INF crisis. Denmark’s position deviated from that of the other NATO members—they supported the Reagan administration’s ‘zero solution’, which called for the elimination of all land-based INF missiles in Europe. Danish opposition to the INF deployments included a parliamentary decision to suspend their funding. When the INF missiles were finally deployed, Denmark dissociated itself from the NATO policy by placing a footnote on a NATO communiqué describing it.  Other issues of contention included the US request that NATO allies endorse its Strategic Defense Initiative, which both Denmark and Norway opposed through footnote politics, and the proposal for a Nordic nuclear weapon-free zone. Although the Danish government had for most of the 1980s been driven by the opposition parties to agree to implement the footnote policy, a 1988 parliamentary resolution that would have led to a stricter policy on port visits by nuclear-armed ships—similar to the legislation put in place by New Zealand—prompted the government’s call for a new general election, which ultimately put the social democrats at a disadvantage.  Engagement of umbrella states with the Humanitarian Initiative  One umbrella state, Norway, played a key role in an initiative highlighting the humanitarian impact of nuclear weapons. The Humanitarian Initiative built on the 2010 NPT Review Conference final document, in which deep concern was expressed over the ‘catastrophic humanitarian consequences that would result from the use of nuclear weapons’, as well as on three conferences exploring the humanitarian impact of nuclear weapons held in 2013–2014. By drawing attention to the humanitarian and environmental consequences of nuclear weapon use, the historical record of near misses, and personal accounts of the victims of past nuclear weapon use and testing, the Humanitarian Initiative questioned the legitimacy of existing nuclear deterrence practices, thereby paving the way for the TPNW negotiations. Norway was among the states that initially advocated for the inclusion of humanitarian language in the 2010 NPT Review Conference final document. In this it was inspired by the success of the humanitarian approach in bringing about the 2008 Convention on Cluster Munitions. Indicative of the Norwegian government’s goals at the time, in February 2010 the country’s foreign minister said that ‘experience from humanitarian disarmament should guide us on how to pursue and negotiate disarmament issues in general’, and that, although ‘Some maintain that consensus is vital when it comes to nuclear disarmament . . . I believe it would be possible to develop norms against the use of nuclear weapons, and even to outlaw them, without a consensus decision, and that such norms will eventually be applied globally’.  Norway hosted the first of the three above-mentioned conferences in March 2013. The conference was criticized by the five nuclear-armed Parties to the NPT (China, France, Russia, the UK and the USA) as ‘divert[ing] discussion away from practical steps to create conditions for further nuclear weapons reductions’. However, some of the nuclear-armed states participated in the third conference, held in Vienna in December 2014. Preparing the ground for the TPNW, Austria launched what eventually came to be known as the humanitarian pledge for the prohibition and elimination of nuclear weapons, which called for ‘effective measures to fill the legal gap for the prohibition and elimination of nuclear weapons’, at the conference.  Although Norway did not ultimately endorse the pledge, it had been one of the few nuclear umbrella states supporting the joint humanitarian statement, which preceded the pledge and stated that ‘It is in the interest of the very survival of humanity that nuclear weapons are never used again, under any circumstances’. Most NATO allies would not endorse this wording as it contradicts the basic principles of nuclear deterrence. In addition to Norway, Denmark consistently endorsed the joint humanitarian statement in 2012–2015, and Iceland and Japan joined them in doing so at the ninth NPT Review Conference, held in 2015.  According to one observer, the goal of a new treaty outlawing nuclear weapons had been ‘a key aim for the Norwegian centre-left coalition government from 2010 onwards’. However, following the 2013 elections that brought a right-wing coalition to power in the country, the Norwegian government began to dissociate itself from the humanitarian initiative. For example, at the 2022 NPT Review Conference Norway no longer supported the joint humanitarian statement, leaving Greece and Japan as the only umbrella states to endorse it.  Norway’s role in the humanitarian initiative demonstrates that umbrella states can play an instrumental role in shaping nuclear disarmament norms even in the face of opposition by their patron. However, it also shows how domestic political differences—arguably in combination with external alliance pressures—limits the sustainability of such revisionist policies over time. Engagement of umbrella states with the Treaty on the Prohibition of nuclear weapons  The TPNW challenges both the legitimacy and the legality of existing nuclear deterrence practices, which is why nuclear-armed states have fervently opposed the Treaty. The USA has also sought to ensure its allies do not join or in any way signal support for the treaty. However, some allies have found it difficult to fall into line with this policy owing to significant domestic support for the TPNW.  Meetings under the Treaty  Although none of the nuclear umbrella states supported the December 2016 UN General Assembly Resolution 71/258 that formed the basis for the TPNW negotiations, the Netherlands stood out from the others in that it abstained from voting rather than casting a vote against the resolution. The Netherlands was also the only umbrella state that took part in the two rounds of TPNW negotiations in 2017, although it did not support the adoption of the Treaty at the end of those negotiations. This deviation from US allied policy by the Netherlands has been explained in terms of domestic pressure from the Dutch parliament.  The Netherlands attended the First Meeting of States Parties to the TPNW, held in June 2022, as an observer, following a vote of the Dutch parliament mandating it to do so. Four other umbrella states (Australia, Belgium, Germany, and Norway) also attended the meeting as observers. Although observing TPNW meetings is not equivalent to supporting the Treaty, the presence of five umbrella states at the First Meeting of States Parties to the TPNW was particularly noteworthy given the 2020 North Atlantic Council statement upon the entry into force of the TPNW. This statement expressed NATO member countries’ collective opposition to the TPNW, which NATO saw as ‘not reflect[ing] the increasingly challenging international security environment’ and being ‘at odds with the existing non-proliferation and disarmament architecture’.  Official statements in support of the Treaty  In 2018 the Spanish government’s socialist minority agreed to sign the TPNW as part of a package of commitments adopted by the country’s prime minister and the leader of the far-left coalition party in exchange for the latter’s support for the following year’s budget. However, the government never acted on this commitment.  Also in 2018, the Australian Labor Party, in opposition at the time, committed itself to a policy of seeking signature and ratification of the TPNW if it were to be elected to government. The policy was initiated by Anthony Albanese, who became prime minister in May 2022. Although his subsequent rhetoric has been more cautious, in October 2022 Australia decided for the first time to abstain from voting rather than to vote against the annual UN General Assembly resolution in support of the TPNW. This shift prompted the USA to issue a warning to its ally, with the US embassy in Canberra saying that the Treaty ‘would not allow for US extended deterrence relationships, which are still necessary for international peace and security’. However, the US assessment of the compatibility between allied commitments and TPNW support appears to be contingent on political circumstances, as evidenced by the conventional alliance between the Philippines and the USA, which seems to be unaffected by the Philippines being a Party to the TPNW. In addition, some observers have suggested that the likelihood of the USA taking punitive measures against umbrella states that join the TPNW would depend on whether they were to join the treaty individually or as part of a group of several allies.  IV. Conclusions  While countries under extended nuclear deterrence arrangements retain their sovereign freedom of action, being part of a military alliance with a nuclear dimension contributes to a tendency for a country to side with its nuclear-armed patron on matters related to nuclear weapon and disarmament norms. This tendency may reflect genuine belief in the security benefits of nuclear deterrence or merely political pressure to fall in line with the views of allies, or both. Support for existing nuclear deterrence practices mostly takes a low-key, passive form but in some cases umbrella states have proactively supported such practices either politically or operationally. While such support tends to come with a reputational cost in multilateral forums and domestic politics, it also increases the status of the umbrella state within the alliance as a valued ally doing its part of the moral burden-sharing.  At times, however, umbrella states have used their freedom of action to take bold strides—or more modest steps—away from the allied mainstream position by advocating for anti-nuclear weapon policies, often reflecting popular sentiments that question the morality of nuclear weapons. Some of these policies—such as certain NATO members’ reservations regarding nuclear sharing—demonstrate that it is possible for a country to distance itself from nuclear deterrence practices while still remaining part of a military alliance. While the exceptional case of New Zealand, whose antinuclear weapon policies led to its banishment from the ANZUS alliance in the 1980s, was tied to past US nuclear weapon deployment practices that no longer exist, it set a precedent that may still add caution to the approach of umbrella states to potentially divisive issues such as the TPNW. Any punishment by the nuclear-armed patron could nevertheless be expected to be more lenient if several allies were to pursue an anti-nuclear weapon policy simultaneously—a development that might ultimately influence alliance policy by reducing the role of nuclear weapons. Absent such a prospect, allies face the challenge of balancing normative pressures to support nuclear disarmament with alliance commitments that require at least passive support for nuclear deterrence practices.

Defense & Security
The flag of Ukraine on a paper with words

European public opinion remains supportive of Ukraine

by Maria Demertzis , Camille Grand , Luca Léry Moffat

Public support for Ukraine is holding up in allied countries, but preparations should be made for scenarios in which support ebbs away. As the war in Ukraine drags on, the direct economic cost to Europe and other countries is rising. Through unprecedently high and now long-lasting inflation, the war has increased financial fragility in households across the European Union and risks eroding public support for Ukraine. But the evidence shows that public opinion stands firm. EU countries and institutions have committed financial, humanitarian and military support to Ukraine, totalling €62 billion as of 24 February 2023, exactly one year on from Russia’s invasion. The total is estimated to be around €70 billion as of 23 May 2023.  Source: Bruegel based on Trebesch et al (2023). Bilateral commitments from EU member states had reached €26.18 billion by 24 February 2023, with most of this figure consisting of military aid (€16.02 billion). Commitments from European institutions hit €35.53 billion in February 2023. The biggest chunk of this was an €18 billion package to support Ukraine’s immediate needs and maintain macroeconomic stability throughout 2023 – one example being the gaping hole in Ukraine’s finances, the budget deficit currently at a quarter of Ukraine’s GDP.  The European Investment Bank has pledged €668 million in liquidity assistance, while a series of €500 million tranches contributed by the EU to the European Peace Facility (EPF)  for military purposes now amounts to €3.6 billion committed. This support is relatively small and sustainable. The €70 billion, encapsulating financial, humanitarian, military, emergency budget and resources for those fleeing the war, is only 0.44 percent of EU GDP. The European economy has also been affected by high energy prices. The European Commission predicted in its spring 2023 inflation forecasts that euro-area inflation will be 5.8 percent this year. This is a little higher than anticipated during the winter. According to the European Central Bank, euro-area food prices were 15 percent higher in April 2023 than in April 2022. With euro-area inflation at 8.4 percent in 2022 (European Commission, 2023), €100 in 2021 is only worth €86 in 2023. It is understandable that the public is impatient with the level of costs it faces every day and adapting energy consumption in the face of energy scarcity. Figure 2 shows the proportion of Europeans who changed their habits to save on energy or dipped into savings due to inflation.  Source: Bruegel based on European Commission (2022). Interviews conducted between 18 October and 4 December 2022 with a representative sample of citizens, aged 18 and over, in each EU country. Figure 2 shows that 71 percent of EU citizens changed habits at home to save on energy. In only one country, Slovenia, did less than half of citizens change habits (49 percent). Furthermore, 37 percent of EU citizens had to take money from their savings as a direct consequence of inflation, ranging from 58 percent in Greece to 16 percent in Croatia. European public opinion: remarkably stable The more expensive the war becomes, the more one might expect European public support to decrease. Indeed, there has been an overall decline in support for measures backing Ukraine. Figure 3 shows a pattern of slow overall decline across France, Germany, Spain, Italy and Poland. The proportion of those in favour of sending arms or of economic and financial sanctions has fallen.  Source: Bruegel based on Ifop (2023). Despite this decline, as of February 2023, support for sanctions and direct assistance to Ukraine remained solid, above 50 percent in all but one case. EU-wide persistent public support signals that European citizens understand that the outcome of the war is of critical importance to their own futures. Eight months into the war, the average approval rate amongst the EU27 for EU support for Ukraine was an astonishing 73 percent (European Parliament, 2022). Only four countries – Bulgaria, Cyprus, Slovakia and Greece – reported approval ratings of less than 50 percent. Furthermore, an average of 59 percent of citizens in eight Central and Eastern EU countries believe that sanctions against Russia should remain in place according to a poll conducted in March 2023 (Hajdu et al., 2023). Meanwhile, a poll from the Kyiv International Institute of Sociology in February 2023 showed that 87 percent of Ukrainians said that under no circumstances should Ukraine give up any of its territory, even if the war lasts longer. This is an increase from 82 percent in May 2022 . The different blocs There are some significant disparities in popular support in different EU countries. Krastev and Leonard (2023) noted that three different blocs of public opinion have emerged: the northern and eastern hawks (Estonia, Poland, Denmark and the United Kingdom), the ambiguous west (France, Germany, Spain, Portugal) and the southern weak links (Italy and Romania). Figure 2 shows persistent support in countries from each of these groups. Amongst even the least supportive member states, some interesting results are observed. When individuals were asked to choose between two opposing statements on whether sanctions were worth higher prices or not, Hungary was the only one out of nine EU countries surveyed where the majority believed that sanctions were not worth it (Figure 4).  Source: Bruegel based on Ipsos (2023). Surprisingly, the number of those who believe that the most important thing is stopping the war as soon as possible, even if Ukraine had to forfeit territory to Russia, actually declined almost across the board according to January 2023 polling reported by Krastev and Leonard (2023). Notable declines were seen in Romania and Italy – those characterised as the ‘southern weak links’. This may be due to citizens becoming more willing to support Ukraine for the long run.  Source: Bruegel based on Krastev & Leonard (2023). The United States US aid to Ukraine in the first year amounted to 0.37 percent of US GDP (Trebesch et al, 2023). The willingness in the US to bear costs for supporting Ukraine has followed a similar pattern to the EU of slow decline across the political spectrum.  Source: Based on Figure 5, Telhami (2023). This decline may signal ‘impatience’ with the war in Ukraine (especially amongst Republicans), but there are also signs of persistent support. The current level of US military expenditure to support Ukraine was either too little or about the right level according to 42 percent of respondents, as opposed to 33 percent who said it is too much. Interestingly, there is a strong preference for support staying on course for one to two years (46 percent of respondents) versus only 38 percent who would accept providing support to Ukraine for ‘as long as it takes’ (Telhami, 2023). Whilst there is a clear division along party lines, there is reduced support amongst Democrats and Republicans. This means that the future of American support for Ukraine may change even before the 2024 elections. Lower support across the political spectrum during the upcoming electoral season could result in reduced backing from the Biden administration or in Congress, as both sides vie for votes. This is before a potential Republican victory, which under certain scenarios, may stop or dramatically limit support from the US. Conclusion   An erosion in public support for Ukraine might have been expected as the cost and economic consequences of the war began to impact EU households through inflation. But support for Ukraine has remained strong, suggesting that the public understands fully the wider implications for European security of the outcome of the war. The public sides overwhelmingly with the Ukrainians, which are clearly perceived as the victims of an aggression. This is consistent with the growing support for maintaining or increasing defence spending. Most NATO citizens (74 percent in 2022 versus 70 percent in 2021; NATO, 2023) think that defence spending should either be maintained at current levels or increased (with some significant differences from 85 percent to 52 percent, but always with a majority supporting). Just 12 percent think less should be spent on defence.   Public support could decline more in the future. If news from the battlefield suggests a protracted conflict in which neither side can prevail militarily, then time and the potential decline in US support may affect EU public opinion. A successful Ukrainian counter-offensive would play an important role in the continuance of Western support for the war. In the absence of progress on the battlefield, voices calling for a peace settlement, even on unfavourable terms to Ukraine, might gain traction in the public debate. In upcoming elections, this could benefit political parties less favourable to supporting Ukraine for ‘as long as it takes’. European leaders must therefore prepare for several scenarios. Significant Ukrainian successes in the battlefield in the near future could pave the way for a positive settlement and the restoration of Ukrainian sovereignty and its reconstruction. The EU must also prepare for the more complex outcome of a protracted war, which would require sustained efforts to support Ukraine militarily (Grand, 2023) and economically. This would require further and constant political efforts to keep public opinion on board, preserving European and Western unity in a potentially degraded economic and political environment.

Defense & Security
Indian Army Tank at the Parade at the Republic Day

India and the "Russian arms question"

by Dr. Adrian Haack

Other countries see arms exports as a strategic instrument. Germany should do the same. Arms cooperation with the Soviet Union and the Russian Federation has been the country's security policy foundation since India's independence. The friendship between the two states is primarily a deep dependence of New Delhi on Moscow. A dependence from which the Indian government wants and needs to break free, as the descent of the second largest arms exporter is just shifting the strategic tectonics in large parts of the global South. Cancellations, overdue payments, and delivery problems Already last year, astonishment arose after T-90 main battle tanks were photographed in Ukraine, which, according to some journalists, were a version used only by India. At the same time, some of these models were in the custody of the Russian state-owned Uralvagonzavod for modernisation. However, the theft of the Indian battle tanks could never be proven beyond doubt. Whether New Delhi could be informed about the whereabouts of its tanks has not been made public. In a report to the Indian parliament as early as 2022, it was stated that the Russian Federation would retain weapons systems produced for India. The type and scope were not specified. In short, the Kremlin declared its own requirements. In April 2022, New Delhi cancelled an order for 48 Mi-17 helicopters, followed in May 2022 by India's unilateral suspension of negotiations for Kamov Ka-31 naval helicopters. In addition to the considerable order volume of more than USD 500 million for the order cancelled in May alone, the Russian defence industry also lost reputation, as it now became public that the most important buyer of Russian defence equipment doubted the timely implementation of the order. The most recent conflict in Russian-Indian arms cooperation was a problem triggered by the sanctions in the payment processing of air defence systems, as Russia continued to press for payments in US dollars. A proposal by the Indian government that Moscow could invest the rupees gained from arms deals in Indian capital markets was rejected by the Russian side.  In New Delhi, the displeasure was directed less against the sanctions themselves, which prevented the transaction in US dollars, but against Russia's lack of goodwill: after all, the Russian Federation had provoked the foreseeable US sanctions in the first place through its invasion and now showed no accommodation in processing the payment. The Indian government is nevertheless displeased with "the West", as its dependence on the Russian Federation is a result of its lack of access to Western weapons systems and it is now being criticised for this very dependence. This criticism of Western criticism can hardly be dismissed out of hand. Russia dominates the low-price segment The Russian Federation plays a significant role in security policy, especially for the so-called "Global South". Russia was the second largest arms exporter in 2021, whereby this refers to the value of the exported weapons systems. In the lower price segment, the Russian Federation was the most significant exporter. In the 21st century, the Kremlin continues the role of the Soviet Union and for decades hardly needed to fear competition from comparably priced suppliers. Technical dependence in weapons systems is of course the more relevant factor. This affects the supply of spare parts: In combat aircraft, various components are subjected to extreme stress, which is why an aircraft has to be overhauled and wear parts replaced at fixed intervals. The operation of aircraft in particular requires a constant supply of spare parts. The supply of ammunition is also decisive: the delivery problems with ammunition for the Gepard anti-aircraft tank were an illustrative example, but the production of artillery ammunition is more decisive in Ukraine war. In air defence, too, the crucial question is whether one can muster more missiles than the attacking enemy. Shortages of ammunition can be decisive for the war. It is also widespread practice for most complex weapon systems to be overhauled, maintained and in some cases modernised at regular intervals. In the process, not only wear parts are replaced, but also technically advanced and new systems are integrated. For example, the Leopard 2A0 main battle tank, which went into series production in 1979, is technically extremely different from the Leopard 2A8, which will be delivered to the Bundeswehr from 2025. New versions of a weapon system are sometimes produced, but usually manufacturers try to upgrade existing systems. If this regular upgrading fails to take place, the weapon system will be overtaken by technological developments. The "Trophy Active Protection System" of the new generation Leopard 2 covers the vehicle with a 360-degree radar and fires a highly automated projectile-forming charge at approaching projectiles. In the early 1980s, there was nowhere near the computing power required for such technology. Today, it is essential for modern tank weaponry, as illustrated by the first weeks of the invasion of Ukraine, when technologically obsolete Russian tanks were shot down in rows. This practice is also common in ships. The Brandenburg-class frigates, in service since 1994, are comparatively new and yet radar and missile technology in particular has advanced. Among other things, the frigates of this class have been retrofitted with the MASS decoy system, which has only been in production since 2004. These two quite different weapon systems exemplify how weapon systems have been upgraded against the technically latest generation of projectiles. In the absence of such upgrades in an arms cooperation, the outdated models are easy to combat on the battlefield. The dependency between arms exporter and arms importer thus exists far beyond mere procurement. Especially when a state has opted for a long-lived weapon system, upgrades and spare parts create a massive dependency relationship. Arms cooperation has strong political implications This dependence on the Russian Federation has an enormous influence on Indian foreign policy. India's voting behaviour on Russia's war of aggression in the UN General Assembly has been making negative headlines since March 2022. The fact that India is one of the few democratic states to have abstained in all relevant votes so far is causing disgruntlement in the Western world. In India, it is openly communicated that the voting behaviour is primarily due to dependence on Russian weapons systems. Numerous attempts by Western diplomats and politicians to argue that India should side with them have accordingly come to nothing. India's government may share the arguments for a rules-based international order, but that does not change the fact that its own security interests have priority. India cannot afford any sign of military weakness - for this, arms cooperation with Moscow is indispensable in the medium term. India's security challenges often fly under the radar of the European public. Clashes like the one in Ladakh in 2020 are described as "skirmishes" in the press. A term that probably no journalist would choose if 20 German soldiers had been killed in an incident. That New Delhi feels threatened is by no means unfounded. The conflict with the nuclear power Pakistan, which has been going on since India became a state, is increasingly taking a back seat, but is still very present and linked to the rivalry with China. The People's Republic of China, Pakistan's most important arms supplier, is the second nuclear power with a direct border with India and claims parts of India's territory as "southern Tibet". The overarching level of the Indo-Chinese rivalry is China's aspiration to become a hegemonic power, which goes hand in hand with containing India's sphere of influence on the Asian continent. Chinese territorial claims in the Indian Himalayas, the Northeast and Bhutan are serious threats to India. In particular, there is concern in New Delhi that China may try to conquer the so-called "Siliguri Corridor", also known as the "Chicken's Neck of India". The Siliguri Corridor is a strip of land only twenty kilometres wide around the city of Siliguri in the Indian state of West Bengal and the only point of connection for the eight states of northeast India with the rest of the country. China also poses a threat at sea. For India, a possible military use of the Belt and Road projects is tantamount to complete maritime encirclement by China. If the ports in Pakistan, Sri-Lanka, Bangladesh, and Myanmar were used as Chinese naval bases, they would effectively cover the maritime area around India. A destroyer can reach any point within India's 200-mile zone in less than 24 hours from these ports and have access to shipping in the Arabian Sea, the Laccadive Sea, the Gulf of Bengal and the Andaman Sea. Chinese naval bases in Djibouti, the Strait of Malacca and the west coast of Africa form a second ring around India. Given the territorial claims China is aggressively pursuing in the region and also on Indian territory, Beijing can be clearly identified as the aggressor in the Indo-Chinese conflict. Moreover, in 2022 China had a defence budget 210 billion USD larger than India's and is clearly superior in terms of defence technology. The threat situation could hardly be more tangible. India's diversification is a marathon, not a sprint In recent years, India has been the largest buyer of Russian weapons, albeit with a declining trend. The use of Russian weapon systems is pronounced in all three branches of the armed forces. The majority of the tank force is equipped with T-90s (1,200 tanks in active service) and T-72s (2,400 tanks in active service). Only a few units use the Arjun main battle tank, which is produced in-house. In combination with the main battle tanks, the Indian Army can draw on around 1,800 BMP-2 infantry fighting vehicles and 800 BTR-80s. The armoured force is completed by a good 700 BMD and BRDM-2 airborne and reconnaissance tanks. A total of about 7,000 tanks from Russian production (or Indian licensed production) make up India's land forces. This gigantic number, combined with the age of most of the vehicles, only gives an idea of how huge the need for spare parts and upgrades must be. Although the Indian Air Force has implemented two solid future projects with the French Rafale multi-role fighter (36 aircraft in active service) and the indigenously produced HAL Tejas (30 aircraft in active service), Russian MiG-29 (68) and Su-30MKI (263) fighters form the backbone of the air force. The navy has 42 more MiG-29s, which also form the main armament of the aircraft carriers. Away from air combat, around 250 Russian helicopters of different variants ensure the flexibility of the Indian armed forces. The navy, with a recently commissioned aircraft carrier of its own production and the Kolkata-class destroyers, has less dependence on Russian technology. However, the Indian Navy's older aircraft carrier, as well as the nuclear submarines and the majority of the frigates are of Soviet and Russian production, respectively. The various classes of frigates, all of which have Indian names, are Russian technology. Exemplary is the newly launched Talwar class, which is a modified version of the Soviet Krivak class. The seven ships were built in St. Petersburg and Kaliningrad. The Indian military is just one of many examples of armed forces that have a heavy dependence on Russian weapons systems. Algeria, for example, has purchased over 300 T-90 main battle tanks and 46 Su-30MK fighter aircraft from Moscow since 2005 alone. Malaysia and Vietnam have recently received 18 and 12 Su-30s, respectively. Venezuela has purchased $15 billion worth of Russian aircraft, helicopters, and missile systems since 2000. Azerbaijan and Armenia have equally received extensive Russian arms imports ranging from tanks to helicopters in recent years. Uganda has amassed a Soviet-Russian tank fleet of around three hundred vehicles over many decades. The examples could be continued. India stands out merely because of its size, but the dependence on Russian weapons systems is glaring in many states of the global South. These states are now facing the "Russian arms question". States of the Global South are looking for an alternative It is obvious that the Russian arms industry will lose its position in the global security architecture. This does not necessarily mean that it will no longer have a prominent position, but it will lose market share regardless of the outcome of the war. There are four reasons for this: (1) In the coming years, the Russian defence industry will have little capacity to take on larger orders, as it will have to compensate for its own losses from the war. (2) It has become apparent that production is dependent on numerous foreign components, the availability of which is limited for the near future due to the sanction. (3) Furthermore, the acquisition of new Russian weapons systems is associated with possible political consequences for the purchasing state or at least with a loss of reputation in the West. (4) The most serious reason is the performance of Russian weapon systems in Ukraine. For example, technical defects in missiles were unexpectedly high; Russia was unable to gain air superiority even after more than a year; there is no footage of Russian tanks firing while moving and hitting targets with pinpoint accuracy; Russian artillery is surprisingly inaccurate in its aiming; and pictures of broken-down vehicles have gone around the world. Russian troops have had to procure drones from Iran and prestige projects such as the A-14 main battle tank or the Uran-9 unmanned tank have not yet been seen on the battlefield. The hypersonic missile "Kinschal", which was staged as unstoppable, was shot down many times by Western air defence systems. The sinking of the flagship of the Black Sea Fleet completed the bad image. The "Russian arms question" therefore becomes quite urgent. Since building an effective arms industry is unrealistic in the vast majority of states, few options remain. One can wait for the regeneration of the Russian arms industry or switch to the Chinese alternatives. India, even more than other states, is looking for a third way, as the Chinese alternative is not an option. From India's point of view, weapons systems from NATO countries or from Israel are the only chance for diversification. The Indian government is pushing joint ventures or production in India, not so much to strengthen its own economy, but rather to lower the cost of defence equipment. The question of cost is, of course, even more decisive for states that would also have access to Chinese armaments. Already in the past, some states opted for Soviet and later Russian products, either because they did not have access to other weapon systems for political reasons or because they were simply cheaper. A Leopard 2 main battle tank already costs 15 million euros in the A7 version. The Russian T-90 costs about 3.5 million euros. The example is not optimally chosen because the Leopard 2 has a different technical level and weighs about 20 t more. However, this would be the alternative from the point of view of a state that would want to switch from a Russian to a German battle tank. The price factor is still an important variable today. Should the arms industries of the NATO countries be economically unable or not politically mandated to fill the Russian vacuum, China will most likely take over this role. In South Asia, this development has already progressed, as Pakistan was dependent on an alternative to Russian arms imports due to good Indo-Russian relations. Pakistan has been the largest importer of Chinese arms from 2010 to 2020, far behind Bangladesh and Myanmar. In this sector, 38 per cent of all Chinese exports from 2006 to 2020 went to Pakistan. China's defence sector would in all likelihood be prepared for increased arms exports, as the industry grew precisely in the years when there was no reason for high arms spending in Europe. Comparing 2003 to 2007 and 2008 to 2012, China's arms exports grew by 162 per cent. China is ready. Germany should see its arms industry as a strategic tool Not only Russia and China, but also the USA, Israel and France see their powerful arms industry as a strategic instrument of their foreign policy. In Germany, the debate about domestic arms production has turned 180 degrees. The Bundestag debates on the acquisition of weaponised drones from 2008 onwards seem naïve today, the blanket opposition to arms exports is hardly represented in public discourse anymore, and the image of arms companies has also changed fundamentally. The IRIS-T air defence system protects the lives of civilians in Ukraine. Sentences such as "Armament research has no value for society" or "One can assist other countries in other ways than with howitzers" in German leading media seem out of date. In 2022, Germany has moved from an ivory tower discourse of ethics to an ethics of responsibility that recognises the new geopolitical reality. After this first step, it is important to initiate a strategic debate. It is in Germany's interest that states do not move away from their dependence on Russia into China's orbit. It is also a direct European security interest to minimise Russian arms exports. The Russian arms industry employs 2 to 3 million people, which corresponds to about 20 per cent of total industrial jobs. No other economy is so dependent on its arms industry. Since it is a majority state-owned industry, a decline in exports would directly affect the state budget. On the one hand, a decline in exports would result in a lack of revenue; on the other hand, procurement costs for the country's own armed forces would rise considerably. Moreover, the monopolised structure entails the risk that the failure of a single Russian company would result in the loss of far-reaching military capabilities or necessitate costly state support. By denying the Russian defence industry sales markets, Russia's military capabilities are weakened in the long term and, at the same time, its economy as a whole. The type and volume of arms exports are undoubtedly an indicator of friendship between states. Many Russian customers from Venezuela to Syria are not strategic partners of Europe. Possible competition with the Russian or Chinese arms industry must be decided on a case-by-case basis. Arming Cuba, North Korea or Iran with German technology is obviously not in the strategic interest, but in other cases, such as Saudi Arabia - which is by no means a value partner - the German government has already decided in favour of arms exports for overriding strategic reasons. India's arms build-up is minimal risk and of critical strategic importance. The foreign and security policy institutions as well as the party landscape in India are very stable, which is why a change of policy is not likely. There is a great willingness to break away from dependence on Moscow. India is a stability factor in the Indian Ocean and stands for free sea routes. With a defence budget of over 80 billion USD per year, the country would be a major customer for the German defence industry. France and the USA have already been playing a significant role in the modernisation of the Indian armed forces for years and are taking a very proactive and accommodating approach. India-NATO relations have already been mapped out by these two NATO partners. From a German perspective, one can now at least follow this line retrospectively or decide not to play a security role in South Asia. With its more than 3,000 km long border with China and a kind of "Cold War" in the Indian Ocean, India is one of the states with which China could soon have a major military confrontation. Due to its sheer size and long land border, India is, from the US perspective, the most important potential partner in a possible escalation with China, along with Japan and Australia. India is therefore likely to be given privileged access to US weapons systems and will itself seek US security proximity. In the event of a conflict, India, for all its self-confidence, will not be able to stand up to China alone, as it is inferior to China in terms of defence technology. The Russian defence industry is still decisive for India's military planners - but many things are now being recalibrated here. For India - as for many other states - Germany must answer the question of how "the expansion of security and defence cooperation" is implemented. The Indo-Pacific Guidelines mention participation in forums, exercises, and evacuation planning as well as the deployment of liaison officers and "various forms of maritime presence". The states in the region are well aware that the German Navy is not a security factor in the region. The arms policy approach in Germany's guidelines is expressed in the thirteen mentions of arms control. If this is the Indo-Pacific strategy of the German government, it currently has no serious security policy dimension. In short, if Germany does not use its powerful arms industry as an instrument of security policy, then the toolbox is empty. Armament cooperation is a common and effective instrument of foreign policy for France or the USA, for example, but also for the Russian Federation and China. Especially for a nation that seeks to avoid military engagement, it is the only realpolitik option for action apart from "soft power". Germany should understand its arms industry as a strategic instrument.