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Defense & Security
Black Sea marked with Red Circle on Realistic Map.

War in the Black Sea: The revival of the Jeune École?

by Tobias Kollakowski

한국어로 읽기 Leer en español In Deutsch lesen Gap اقرأ بالعربية Lire en français Читать на русском ABSTRACT This article analyses the naval dimension of the Russo-Ukrainian War in order to examine in which ways Ukraine’s approach to naval warfare in the Black Sea fits with Jeune École concepts – one of the leading naval strategic schools of thought. Having elaborated on the considerable success Ukraine has been able to achieve by applying a Jeune École approach and having explained the limits of Jeune École thinking in the conflict at sea, the article argues that Ukraine should be careful when considering to evolve the war at sea into a symmetrical conflict between conventional fleets.ARTICLE HISTORY Received 7 July 2024; Accepted 18 February 2025KEYWORDS War in the Black Sea; Jeune École; Russo-Ukrainian War; naval strategy; Ukrainian Navy The war that has been raging in the Black Sea since February 2022 is not a clash of titans. Its predominant characteristic are not naval battles between conventional fleets but, on the contrary, the absence of such engagements. Furthermore, as subsequent sections will further detail, most of these actions take place in the littoral. While the maritime dimension of the full-scale Russo-Ukrainian War has joined the Indo-Pakistani Naval War of 1971 and the 1982 Falklands War as among the most destructive naval wars since the end of WW2, the way in which it is waged involves coastal-defence batteries, pin prick attacks by uncrewed aerial systems (UAS), air-launched missile strikes and an asymmetric campaign carried out by uncrewed surface vehicles (USV). Not least important, the divergence between asymmetric and conventional naval warfare has not only informed the ways in which military actions have been carried out. Rather, it goes to the heart of a much larger debate over Ukraine’s fleet design and naval strategy. In this debate between adherents of a blue-water school of thought and advocates of the so-called ‘mosquito fleet’, both fractions have argued over the most appropriate develop- ment of the Ukrainian Navy and its future capabilities. To adopt an analytical framework that is well-suited to the nature of the conflict, both lethal and inter- state in the Black Sea and intellectual and within Ukraine’s military establishment, this article refrains from applying theories connected to prominent theoreticians associated with the blue-water school of thought (the ‘Old School’),1 such as Alfred Thayer Mahan, Philip Howard Colomb or Sir Julian Corbett.2 Literature on contem- porary naval strategy has indeed adopted concepts associated with these schools of thought, for example in the case of Japan (Corbett), the People’s Republic of China and India (Mahan).3 While blue-water concepts may prove beneficial when interpreting the oceanic ambitions and strategies of Asia’s mightiest naval powers, this article instead refers to Jeune École (Young School) naval strategic school of thought – one of the leading schools of thought in naval theory developed by 19th century French naval theoreticians and practitioners. As argued throughout this article, concepts and controversies affiliated with Jeune École (JÉ) are well-suited to explain the developments, circumstances and debates concerning the maritime theatre of the Russo-Ukrainian War. Scholars and experts have recently paid considerable attention to the mar- itime dimension of the Russo-Ukrainian War. Seth Cropsey, for example, argues that access to, and control of, the Black Sea is critical to the outcome of the war and Brent Sadler elaborates on lessons identified from the War in the Black Sea for a potential war involving Taiwan.4 Furthermore, scholars have examined the circumstances and implications of the transformation of a maritime gray zone conflict into a conventional war and the impact of the Russo-Ukrainian War on maritime commerce and the regional naval balance of power.5In a recent study, Md. Tanvir Habib and Shah Md Shamrir Al Af have also usefully explored Ukraine’s innovative usage of naval drones, tracing the lessons, conditions and implications of Ukraine’s approach to the War in the Black Sea and arguing in favour of the adoption of maritime asymmetric warfare strategies and capabilities by smaller countries.6 However, while deeply engaging in the discussion on asymmetric warfare Habib’s and Md Al Af’s analysis does not address the ‘Young School’ of naval strategic thought or matters of naval theory more generally. In contrast to the above-mentioned authors, in his review of the book Vaincre en mer au XXIe siècle, Michael Shurkin does take note of the fact that naval drones ‘perhaps breathe new life into the old vision of the Jeune École’ when he addresses the fact that the authors have not included the Russo-Ukrainian War due to the date of publication. However, given the nature of his article as a book review, Shurkin doesn’t elaborate on this idea.7 This article differs from the existing literature by embedding the War in the Black Sea and differing perceptions on the development of the navy and the appropriate fleet design within larger strategic debates discussed in naval theory. As elaborated in section six of this paper, a traditional assumption expressed by many authoritative voices has it that a JÉ approach is not a viable approach to wage war at sea, especially against an opponent enjoy- ing a much greater superiority in available means. Based on the examination of the case study of the Russo-Ukrainian War, this article shows how many debates surrounding the original 19th century JÉ also apply to the ongoing war in the Black Sea and demonstrates that Ukrainian success at sea and at the coast is closely linked with JÉ thinking. Given the length of the conflict and the great number of events at sea and onshore involving a broad range of topics, a comprehensive summary of the conflict at sea would go far beyond the scope of a single article. Consequently, maritime-related devel- opments are only covered as far as relevant for this article’s research design and to support or dismiss concepts associated with the JÉ naval strategic school of thought. This also means that this paper covers comparatively little on the actual conduct of naval operations. For the level of interpretation as applied in this article, tactics and operations are largely irrelevant. Ultimately, the debate on anti-access and area denial (A2/AD), a topic that has been covered in great depth within the two recent decades,8 has been largely omitted from this article. The reason is as follows. There is some conceptual overlap between the JÉ and the A2/AD debate – especially con- cerning the JÉ’s rebirth in form of the Soviet Molodaya Shkola (Young School). While JÉ could only influence naval policy in France for a few years at the end of the 19th century, elements of JÉ thinking gained prominence approxi- mately three decades later in the newly-established Soviet Union. Taking into consideration the harsh economic situation and the disastrous state of the navy in the early USSR and denouncing blue-water ‘Old School’ thinking as imperialist, advocates of the Molodaya Shkola favoured a naval strategy based on an inshore defence made up of small surface vessels, submarines, mines, coastal artillery and land-based aviation. In contrast to the Molodaya Shkola’s approach to use asymmetric means to counter conventionally super- ior navies that was effectively similar to the French JÉ, there were some differences between the two schools. Probably, the most significant differ- ence concerned the JÉ’s focus on offensive commerce raiding.9 However, whereas denying enemy major surface combatants access to one’s own littoral by employing small heavily armed craft qualifies as being very much in line with A2/AD, JÉ and Molodaya Shkola thinking, the same cannot be said for the extensive use of land-based systems. For example, the traditional ‘Central Mine and Artillery Position’ [RUS: TS͡ entral’naia͡ minno-artilleriĭskaia͡ pozits͡ iia͡ ], the stationary SSC-1 Sepal10 of the Cold War era and the contemporary Russian SSC- 5 Stooge [RUS designation: Bastion] and SSC-6 Sennight [RUS designation: Bal] coastal defence missile systems or Ukraine’s R-360 Neptune anti-ship missiles11 all count as essential elements of the A2/AD discourse. Conceptually, however, they fit much better into ‘coastal defence theory’ and the ‘brick-and-mortar school’ rather than the JÉ.12 Trying to cover all the facets of the naval dimension of the Russo-Ukrainian War would blur the conceptual lines between the differ- ent naval strategic schools of thought. It would deviate this article ever further away from its selected theoretical framework: the original 19th century ideas associated with JÉ thinking. This article comprises seven parts. Part one briefly summarises the princi- pal ideas of the 19th century JÉ as the analytical framework for interpreting Ukraine’s approach to the War in the Black Sea. The second section examines how Ukraine, having successfully withstood the initial Russian offensive, waged naval war against the Russian Black Sea Fleet (BSF) and how the conduct of warfare fits within JÉ thinking. Having elaborated on derivations from JÉ theory as far as commerce warfare is concerned, parts three and four elaborate on the limitations of the applicability of the theory. As shown at different points throughout the article, many essentials of the debate are remarkably similar despite a time difference of 150 years. The fifth section elaborates on the ways in which Ukraine attacks Russia’s maritime critical infrastructure and argues that Ukraine’s approach blends well with the JÉ strategic school of thought. Towards the end, the article presents ongoing debates on Ukraine’s naval future which once again reveal the long-standing aversion of naval leaders to embrace JÉ ideas. While the article does address certain aspects of the Russo-Ukraine War at various points throughout the text, it is in these concluding sections that the debate between ‘Old School’ proponents and the fraction advocating the development of the ‘mosquito fleet’ is illustrated. Readers only interested in this element of the academic discussion may wish to fast-forward to section six. Ultimately, the article argues that essential elements of JÉ thinking have demonstrated their worth as a viable naval strategy, at least on the narrow seas, and should receive more positive appreciation by inferior conflict parties. The origins of Jeune école During the 19th century, French naval thinkers had to tackle the issue of British naval supremacy that rested on a battle fleet vastly superior to its French counterpart while being confronted with the financial and industrial capacities of the British Empire and a redistribution of the military budget prioritising continental warfare as a result of the 1870–71 Franco-German War.13 As a result, JÉ proposed an approach to naval warfare that seeks to avoid the enemy’s fleet and targets the enemy’s sea lines of communication. For this purpose, Baron Richild Grivel, one of the forerunners of JÉ, had already proposed commerce raiding as the ‘the most economical for the poorest fleet’ and ‘at the same time the one most proper to restore peace, since it strikes directly [. . .] at the very source of the prosperity of the enemy’.14 The ideal unit to conduct such a kind of warfare was the cruiser. Drawing conclusions from the Napoleonic Wars, Grivel points out that the immense resources Napoleon had spent in constructing ships of the line (FRA: vaisseaux) would have been much better invested in the construction of quick and well-armed ships capable of waging ‘partisan warfare’.15 Furthermore, late 19th century technological advances played a major role in the calculations of JE supporters. Torpedoes, mines, and submarines made major surface combatants much more vulnerable,16 while the introduction of steam propulsion made naval battles between unlike opponents rather improbable.17 In combination, these developments led Admiral Théophile Aube, a founding father of JÉ, to the conclusion that the ship of the line was not the desired naval vessel for the future.18 When Aube became Naval Minister in 1886, the ideas of JÉ, focusing on means to wage asymmetric warfare,19 were, though only for a relatively short period, practically implemented: Aube halted battleship production, prioritis- ing the acquisition of cruisers, torpedo boats, and gunboats and ordering the construction of the Gymnote, the first French torpedo-equipped submarine.20 Still, there was substantial resistance against JÉ even during its heydays not least because of legal considerations. French naval officers, such as Commander Heuette and Admiral Bourgois, were strongly opposed to the blatant violations of international law JÉ was proposing as it demanded reckless and merciless commerce raiding (FRA: guerre de course).21 Fast, small and numerous – how Ukraine crippled the black sea fleet At the end of March 2022, it had become clear that Russia’s gambit for a quick offensive victory over Ukraine had ended in disaster. At sea, the Russians had achieved some success, among others achieving sea control and capturing Snake Island close to the Ukrainian shoreline, but had failed to carry out a decisive landing operation in the northwestern Black Sea. However, a few weeks after the beginning of the invasion, in April 2022, the Ukrainians employed their land- based sea denial capabilities and following attacks against Russian warships, most notably the cruiser Moskva, by Ukrainian coastal defence forces, the BSF’s position off Ukraine’s Black Sea coast could no longer be sustained.22 Subsequently, Ukraine went on the offensive. As a forward position, main- taining a presence on the island and re-supplying the deployed forces proved particularly difficult for the Russians as Ukrainian forces shelled the island from the Ukrainian coast and targeted vessels carrying out resupply runs to the island. According to different sources, the BSF suffered the loss of several smaller units as, among others, strikes carried out by Bayraktar UAS targeted Russian patrol boats and auxiliary vessels operating in proximity to Snake Island.23 In May 2022, the Russians claimed to have shot down 30 UAS in the Snake Island region in three days.24 Even if these numbers were correct, the effects that relatively cheap, mass-produced drones could exert on Russian equipment at land and at sea, which was expensive and hard to replace, was devastating. After a struggle that had lasted for several months, the Russian military finally withdrew its troops from Snake Island by 30 June 2022.25 Following the withdrawal of BSF from the northwestern Black Sea, the Ukrainians launched an extensive sea denial campaign throughout the entire Black Sea region. Over the next years, numerous Russian warships were reported having been attacked and sometimes fatally damaged by Ukrainian USVs. Examples include the alleged destruction of the corvettes Ivanovets (January/ February 2024) and Sergey Kotov (attacked in September 2023/supposedly sunk in March 2024) and the tank landing ship Tsezar Kunikov (February 2024).26As Habib and Md Al Af argue, the employment of such an asymmetric approach was critical for Ukraine’s ability to withstand the Russian invasion at the time of writing. Asymmetric capabilities both in the air, at sea and on land have made significant contributions to denying the Russians a quick, decisive victory and have pro- tracted the conflict.27 The BSF reacted in various ways, among others, by use of electromagnetic warfare and adding fire power to their naval assets.28 Still, even while Russian naval forces were seeking to adapt, losses were accumulating. After two years of war, naval expert Igor Delanoë assessed, ‘the BSF has not been able to overcome all the difficulties emanating from an asymmetric warfare at sea caused by the Ukrainians’ employment of naval drones and cruise missiles’.29 Already as early as August 2022, British intelligence assessed that Russian patrols were ‘generally limited to waters within sight of the Crimean coast’.30 As elaborated in the following sections, however, neither was navigating close to the shore nor staying in port going to be a viable naval strategy for the Russians. Ukrainian drone tactics involved attacks by swarms of fast USVs that were continuously improved and specialised.31 As in the case of UAS attacks, by employing comparatively cheap USVs Ukraine benefited from a great advan- tage in terms of cost-efficiency when targeting expensive assets such as warships.32 ‘Speed and numbers’, in the words of Røksund the ‘mantra’ of JÉ, 33 stood at the heart of Ukraine’s approach to naval warfare. It is therefore little wonder that Ukrainian scholars themselves have also drawn compar- isons with the Molodaya Shkola school of thought. Ukrainian military journal- ist and historian Oleksandr Vel’mozh͡ ko, for example, points out,In fact, I see here a new ‘edition’, so to speak, of the ‘young school’ - the theory of creating naval forces on the basis of small mine-torpedo, missile, or other currently high-tech weapons that would cost relatively cheap and could be used against large warships.34 Furthermore, various videos released by Ukrainian security agencies show attacks under conditions of low visibility, especially at night, when the drones could take full advantage of their small signatures.35 Immediately, nighttime torpedo boat attacks against bigger and much more heavily armed comba- tants – one of the JÉ’s leitmotif’s [FRA: ‘de nuit, l’avantage est pour les torpilleurs’ – at night, the advantage is for the torpedo boats] – come to mind.36 Essentially, the means and ways which Ukraine applied to erode the BSF’s strength resembled JE thinking at its core. While the asymmetric ways in which Ukraine has countered Russian conven- tional superiority at sea have proven to be exceptionally successful and can serve as a 21st century role model for a JÉ style of naval warfare, the second pillar of JÉ’s warfare concept – offensive commerce raiding – requires elaboration. Firstly, apart from very few instances reported by the Russian conflict party right at the outbreak of hostilities – Russia claimed that Ukrainian missiles had hit the mer- chantmen SGV Flot and Seraphim Sarovsky – Ukraine has abstained from carrying out attacks against Russian civilian shipping. As Raul Pedrozo argues, unless there were specific conditions (see the following section) which qualified both Russian merchant vessels as legitimate military targets, attacks on these vessels would have been inconsistent with the law of naval warfare.37 Whatever the conditions surrounding the alleged attacks against these two civilian ships during the first 24 hours of the war, as far as analysts can tell from publicly accessible information about the war at sea, they were isolated incidents. By no means did Ukraine pursue a naval strategy in which the deliberate targeting of enemy civilian vessels played any role. Secondly, on 5 August 2023, Russian sources reported that the Russian tanker Sig had been struck by Ukrainian forces close to Crimea – a claim that was later confirmed by the Ukrainian conflict party.38 According to various sources, how- ever, Sig was carrying fuel for military purposes to Syria.39 Thus, in this particular case, it was ‘integrated into the enemy’s war-supporting effort’ and ‘due to its behaviour fulfilled the requirements of a military objective’ which also includes ‘transporting war material or transporting or supplying troops’. Consequently, Sig lost its protected status as a merchant vessel and became a legitimate target.40 Thirdly, it is true that on 20 July 2023 the Ukrainian Ministry of Defence published a warning that from 21 July, all vessels headed to Russian ports or Russian-occupied Ukrainian ports may be considered as those carrying military cargo.41 Subsequently, this declaration was also reinforced by remarks made by various Ukrainian senior representatives in the context of the drone strike on tanker Sig who claimed that (every) Russian ship sailing in the Black Sea was now a legitimate target.42 However, the situation surrounding these declarations needs to be taken into consideration. In the context of the termination of the U.N. Grain Initiative and before the Ukrainians, the Russian Ministry of Defence had released a statement which declared that from ‘Moscow time on 20 July 2023, all vessels sailing in the waters of the Black Sea to Ukrainian ports will be regarded as potential carriers of military cargo’.43 Furthermore, at the time, Russia also targeted Ukrainian ships, ports and infrastructure connected with the export of grain.44 As Oleg Ustenko, an economic adviser to Ukrainian President Volodymyr Zelenskyy, points out, Ukraine’s ‘move was retaliation for Russia withdrawing from the U.N.-brokered Black Sea grain deal and unleashing a series of missile attacks on agricultural stores and ports’.45 The attack on the port of Novorossiysk had immediate effects on the movement of shipping and the calculation of war risk premiums (marine insurance).46 When both sides had given the opponent a taste of what a potential war on commercial shipping could look like, the smokescreen dispersed. Ukraine abstained from carrying out its threats. Thus, rather than interpreting Ukrainian activities within the framework of JÉ, theories on (non-nuclear) deterrence and strategic communication are much better suited to explain the events concerning civilian shipping in July and August 2023. Nothing remotely resembling a guerre de course-strategy had occurred. Why was this the case, especially in light of the enormous costs Ukraine could cause to Russian seaborne trade in comparison with the small investment associated with a few USVs? Legal constraints associated with the protection of mer- chant ships need to be primarily mentioned in this context.47  Limits to Jeune école – the legal and political dimension Although a comprehensive discussion of the law of naval warfare goes beyond the aims of this article, it is useful to recapitulate a few legal aspects concerning the war at sea. As a matter of principle, hostile merchant vessels do not qualify as legitimate military targets.48 The 1936 London Protocols awarded further protection to the status of merchant ships and clarified the rules of submarine warfare. They state, In particular, except in the case of persistent refusal to stop on being duly summoned, or of active resistance to visit or search, a warship, whether surface vessel or submarine, may not sink or render incapable of navigation a merchant vessel without having first placed passengers, crew and ship’s papers in a place of safety.49 To act in accordance with the law of armed conflict Ukraine would have had to seize Russian merchant vessels as prises and/or proclaim a maritime block- ade against the Russian Federation. In doing so, the Ukrainian Navy would have to enforce this blockade and, as a consequence, could/should have employed a belligerent’s right of visit and search.50 In order to interdict maritime traffic to the Russian coast and given the illegality of non- enforced blockades, both approaches – seizing individual enemy merchant ships and blockading the coastline – would require Ukrainian naval (and/or air) force (surface combatants) detecting civilian vessels, ascertaining their character and cargo and seizing vessels.51 Thus, as Ukraine lacked the surface units and the necessary sea control to seize ships, to enforce a blockade that requires ‘ensuring vessels trying to pass the blockade with sufficient probability’ and to exercise the belligerent’s right of visit, there were basically no options available to Ukraine to take actions against merchant shipping bound for Russian ports, if Ukraine was to act in accordance with the law of naval warfare.52 There are certain conditions when a merchant ship loses its protected status and becomes a legitimate military target, for example, when acting as naval auxiliaries, resisting capture or the belligerent’s right of visit and search or carrying out intelligence or communications functions.53 However, these conditions would not apply to a hypothetical scenario in which Ukraine would wage economic warfare against merchant shipping. Neither were merchant vessels bound for Russian ports sailing in convoys nor could merchantmen sailing towards Russian Black Sea ports generally be considered ‘integrated in Russia’s [and Ukraine’s] war effort’. All the conditions under which merchant ships may be eligible to attack during armed conflicts would not apply. While attacks on unarmed merchant vessels – especially for the weaker side – remains a tempting option in the 21st century as much as it was in the 19th century, the fear to commit blatant breaches of international law have had a discipling effect throughout the centuries. As outlined in section two of this article, the disapproval of the illegal ways of warfighting at sea that had been proposed by JÉ have been as old as this school of thought itself. In addition to the legal constraints that apply to commerce raiding, both sides’ decision not to follow the path leading to unrestricted economic warfare at sea should also be interpreted within the political context. For Ukraine acting in accordance with the law of armed conflict was significant as its support by the global community of liberal-minded states was shaped by these states’ normative understanding of the rules-based world order and international politics.54 Furthermore, both Ukraine and Russia were important exporters of various raw materials and food – particularly as far as the countries of the Global South were concerned. For example, in 2020, 15 countries in Africa imported over 50% of their wheat products from Ukraine or Russia. The impact of the war on the continent was profound as Africa suffered from a shortage of approximately 30 million tons of grains and serious inflation.55 Against this background, it seems clear that the targeting of merchant ships loaded with cargo desperately needed by the most vulner- able regions in the world would have only come at a tremendous political cost for the war parties. As Timothy Heck sums it up, Both the Ukrainians and the Russians wanted the benefits of international commerce and, diplomatically, to gain/earn/keep the goodwill of recipient nations by allowing regulated commercial traffic to escape the war zone.56 Again, similarities with the 19th century debates concerning JÉ are striking. Already in the 1880s influential opponents to JÉ, such as Admiral Bourgois, had criticised that tactics proposed by JÉ and illegal acts of naval warfare would rally neutral countries against France – the last thing an inferior French Navy in a military confrontation with Britain needed.57 While both sides largely refrained from directly targeting merchant ship- ping apart from a few exceptions, strikes against maritime critical infrastruc- ture and onshore facilities, which enabled both maritime commercial and naval operations at sea, evaded many of these constraints. Indeed, as each side intended to attrit the opponent’s ability to use the sea for one’ s own purposes, repeated attacks by various weapon systems against a wide range of maritime targets ashore became another principal characteristic of the Russo-Ukrainian War.  The degradation of Russia’s geostrategic position at the Black Sea Having elaborated on the applicability and the limits of the JÉ approach on the war at sea, the following section takes into consideration the second component of the systematic destruction of Russian naval capabilities in the Azov-Black Sea region: the targeting of Russian maritime infrastructure ashore and in port. In October 2022, a large-scale Ukrainian drone attack against Russian littoral positions attracted wide attention when several unmanned aerial vehicles and autonomous surface vehicles attacked the port of Sevastopol.58 Over the course of the next years, Ukraine repeatedly attacked Russian naval assets stationed on Crimea ashore and at the coast of the peninsula. Examples include strikes against Russian naval aviation at Saky airfield in August 2022, against various targets in the port of Sevastopol in March 2024 – apparently impacting the Ropucha-class tank landing ships Azov and Yamal – or against the Karakurt-class corvette Tsiklon in May 2024.59 Shortly after attacks against Russian infrastructure on Crimea had been reported, reports about Ukrainian strikes against Novorossiysk were pub- lished. In November 2022, a Ukrainian sea drone was reported having struck the Sheskharis oil terminal in Novorossiysk at night.60 As later reported by the newspaper Ukrainska Pravda, the following July, at a presidential meeting, Ukraine’s leadership had decided to launch strikes against Russian port infra- structure as a retaliatory measure for Russian missile and drone attacks on Ukrainian ports in the aftermath of the termination of the grain initiative.61 Subsequently, in early August 2023 movement of vessels was temporarily halted at the Port of Novorossiysk following a Ukrainian drone attack and the Russian tank landing ship Olenegorsky Gornyak suffering serious damage caused by a USV attack.62 Ukrainska Pravda reports on the moment when the Ukrainian drone operators came across various merchantmen while navigat- ing their USVs towards Novorossiysk. ‘Somewhere en route the operators saw a tanker. They asked if it could be perceived as a target. No tankers! If we hit a tanker in neutral waters, then we’ll be branded as some kind of terrorists. Your target is the port. (. . .) ’ a head of the mission said.63 Although this statement was reported by a conflict party and cannot independently be verified, it supports the argument made in the previous section about the limits of the JÉ approach in the case study of the Russo- Ukrainian War as far as the targeting of civilian shipping is concerned.64 Furthermore, and also exactly as in the case of the war on the open sea, the conflict parties had to consider third party opinions. As Ukrainska Pravda reports, following the Ukrainian strike against the port of Novorossiysk, ‘the Country’s Leadership received Warnings from partners at all levels’.65 In 2024, Ukrainian strikes against critical maritime infrastructure continued. In May, for example, Ukrainian attacks were reported on Novorossiysk’s seaport, an oil refinery in Tuapse and the Sevastopol Bay area.66 In early April 2024, Ukrainian Military Intelligence (HUR) published footage of a strike against an oil pipeline in Rostov Oblast that supposedly was used to transport oil products to the local oil depot for tankers in the Azov Sea. According to HUR, ‘the loading of tankers with oil products has been suspended indefinitely’.67 While the claim cannot be confirmed, the concept of striking the production and transport facilities before transportation rather than the merchant ships transporting the cargo highlights approaches to deal with the limits on economic warfare in the maritime dimension as detailed above. Although the BSF had to redeploy further to the eastern part of the Black Sea and Russia attempted to set up maintenance infrastructure further east, Ukraine continuously expanded the range of target locations and has thus been gradually degrading the Russian ability to make use of the sea. In the words of a retired U.S. admiral, ‘If you’re on a Russian naval ship, you’re not safe anywhere in the Black Sea’.68 As another element of Ukraine’s strike campaign, Ukraine has also targeted objectives whose destruction had a long-term impact on Russian naval capabilities and its war-making potential. For example, in July 2022 and in September 2023, Ukraine was reported having struck the naval staff/the headquarters of the BSF in Sevastopol – the latter attack causing devastating effects.69 As far as attacks against Russia’s industrial base and logistical infrastructure are concerned, examples include Ukrainian attacks against the Zaliv shipyard in Kerch, Crimea on 4 November 2023, which reportedly damaged the not yet commissioned Karakurt-class corvette Askold, and the strike against the Ropucha-class tank landing ship Novocherkassk that left the ship sunk at the bottom of the harbour. The strike has thus, extremely likely, rendered one of the main berths of the Feodosia port, which had been in use as an important logistical hub, unusable.70 A particularly devastating strike was carried out on 13 September 2023 when a Ukrainian missile strike hit dry docks of the Sevmorzavod shipyard, maintenance facilities of the BSF, in effect causing extensive damage to the Ropucha-class tank landing ship Minsk and the Kilo-II-mod-class conventional submarine Rostov-on-Don and consequently severing ‘Sevastopol’s ability to undertake maintenance and repairs of Black Sea Fleet vessels, at least until the dry docks at the Sevmorzavod facility (. . .) can be returned to regular use’, as Thomas Newdick points out.71 As the second year of the war was approaching its end, independent experts and Ukrainian military representatives were pointing at serious maintenance support issues confronting the BSF in the future as adequate repair infrastructure in this maritime theatre became a scarce resource.72 In combination, the accumulation of all these strikes over the long term had a serious attrition effect on Russia’s ability to utilise the sea for its purposes. This concerned primarily the military dimension but, as the war progressed and Ukrainian strikes against refineries and port infrastructure accumulated, also gradually the commercial dimension. British representa- tives assessed that 13% to 14% (December 2023) and subsequently 25% (February 2024) of Russia’s Black Sea combatant fleet had been destroyed.73 Moreover, on 26 March 2024, Ukraine’s navy spokesman Dmytro Pletenchuk released Ukraine’s assessment that up to that point in time, approximately a third of the BSF had been destroyed or disabled. 74 After more than two years of war, the strength and presence of the BSF had diminished consider- ably and British Defence Minister Grant Shapps considered the BSF ‘function- ally inactive’ – an assessment further substantiated by the UK Defence Intelligence update the following month75 The BSF has largely withdrawn its ships and submarines from Sevastopol further eastwards to Novorossiysk. Since the removal of the BSF commander in March 2024, the fleet has been the least active since the war began.76 How do these strikes against Russian targets in port and ashore fit within the JÉ school of thought? Firstly, while not a principal feature that is com- monly associated with JÉ naval strategy,77 the foundational literature written by the originators of JÉ does mention attacks on an enemy’s coastal facilities. This primarily includes bombardment of civilian coastal settlements for the purpose of terror but also includes military facilities when the opportunity arises. Aube, for example, writes: The masters of the sea will turn the power of attack and destruction, in the absence of adversaries evading their blows, against all the cities of the littoral, fortified or not, peaceful or warlike, burn them, ruin them or at least ransom them without mercy.78 Equally connecting strikes against military facilities at the coast with this naval strategic school, journalist and JÉ theoretician, Gabriel Charmes, argues,: The bombardment of Alexandria further showed that, if the heavy artillery of a battleship risked being quickly reduced to impotence by the resistance of the forts, the only weapon which could cause them serious damage was small artillery carried on fast ships.79 Secondly, if attention is paid to the connotated message the founding fathers of this naval school of thought tried to convey, a good argument can be made that Ukraine’s targeting of Russian infrastructure at the coastline fits well with a JÉ approach. Ukrainian strikes consist of numerous fast strikes and well- placed pin prick attacks that outmanoeuvre enemy defences and hit unex- pectedly. They are not built on sea control and air superiority because Ukraine did not enjoy dominance of these domains. Thus, the strikes were not ‘decisive’ in a Mahanian sense but rather the modern adoptions of concepts already presented by Admiral Aube during the 1880s. With the extreme mobility that steam gives to all warships, whatever the special weapon with which they are equipped, with the speed and security of informa- tion that the electric telegraph allows, with the concentration of force that is ensured by the railway, on the one hand side, no point on the coast is safe from attack.80 If one were to exchange the concept of steam power with modern forms of power generation, the telegraph with modern ISR and command and control systems and the railway with all forms of transportation available at the beginning of the 21st century, Aube’s article could very well describe a military scenario of the Russo-Ukrainian War. Repeated attacks against – and thus attrition of – the opponent’s naval geostrategic position could seriously degrade the opponent’s ability to operate, sustain and reinforce a fleet over a longer time period without having to destroy the opposing fleet in a symmetrical battle is essentially the quintessence of JÉ thinking. Granted, in Aube’s age, it would have been difficult to imagine how non- conventional means could assemble the necessary amount of firepower to cause the substantial damage to the opponent’s position as shown by the War in Ukraine. But since the development of weapon systems of ever greater ranges, a stakeholder’s position may be vulnerable to repeated attacks by an opponent even if the opponent has not been able to establish sea control and is using asymmetric styles of warfare. To sum up, technological advances have enabled the inferior side to pursue a naval strategy that contributed to driving down the opponent’s fleet’s capabilities without actually seeking a symmetrical engagement with his fleet. This, of course, is completely in line with JÉ thinking – a so-called ‘material school’ of naval strategic thought.81 Thus, in contrast to the deliberate targeting of merchantmen, in the case of attacks against Russian maritime infrastructure the Ukrainian approach can be interpreted as continuing and complementing JÉ thinking. The way ahead: Old school or young school? Ukraine’s asymmetric approach to naval warfare and the adoption of ideas associated with JÉ have secured Ukrainian successes in the maritime domain few experts could have predicted at the beginning of the hostilities.82 It is not exaggerated to claim that the significance of these events is historical. Generally speaking, many scholars and historical studies have not been particularly positive in their verdicts about JÉ as a viable strategic school of thought. As Arne Røksund elaborates, even when Théophile Aube was Minister of Marine (1886–1887), he could not overcome the French admiralty’s resistance to giving up entirely on battlefleets. The same holds true for the second generation of JÉ proponents during the latter 1890s.83 By the time De Lanessan was appointed Minister of Marine in 1899, ideas about great quan- tities of fast but mostly smaller vessels gave way for naval concepts based on comparatively fewer warships of high quality as ‘the French Navy should concentrate on what he regarded as core elements of a first-rank navy’.84 Subsequently, as Røksund, recapitulates, ‘The French Navy did not fight any war following the theory of the Jeune école.’85 Ian Speller comes to a similar conclusion as he underlines that  Even in France there was never a consensus in favour of their [Jeune École’s – author’s note] policies, and French naval policy remained divided (. . .) Ultimately, the Jeune École failed in their attempt to bring radical change to French naval policy.86 Similar to the fate of the French original, the Soviet Molodaya Shkola was replaced rather quickly by grand visions of ‘Stalin’s Big Ocean-going Fleet’ deemed more adequate for Soviet great power status.87 Of what relevance could JÉ ever be when – referring to a leading British naval historian – there has never been a historical example when the approach proposed by this strategic school of thought has ever worked in practice.88 Such criticism was very much in line with the writings of another prominent naval practitioner and theoretician: Admiral Gorshkov, Chief of the Soviet Navy. According to Gorshkov, the naval strategy pursued by the German naval leadership during WW2 had failed because it left the U-boats alone in their fight against the Allied navies without support by other subbranches of the navy. Without the danger of German naval and naval air forces attacking their surface vessels, Allied navies could focus on anti-submarine warfare and ‘the priority devel- opment of only one warfare branch, the subsurface forces, ultimately had to lead to a drastic limitation of the German fleet’s spectrum of tasks when fighting against the enemy’s fleets’, was his argument.89 As a consequence, Gorshkov strongly argues in favour of a balanced fleet which could potentially even defeat a numerically superior but unevenly developed opponent.90 In contrast, the war in the Black Sea has demonstrated that a JÉ approach can actually succeed in neutralising a superior, opposing naval force, at least in a narrow sea.91 Given recent events, the critical perception of JÉ should be carefully re-evaluated. Apart from the historical point of debate that the German military leadership had to fight WW2 with a different fleet than the ‘balanced fleet’ of the Z-Plan that it had originally envisioned but that had not been realised in time, there is also a conceptual issue worth debating from a strategic studies perspective. As various experts and, in fact, the German naval leadership,92 have repeatedly touched upon, the German Navy was doomed to lose the war at sea due to the greater strategic conditions (e.g., fleet sizes, war-making potential including shipbuilding capacity etc.) under which it had to fight WW2.93 If there was no winning condition in a conventional naval war, however, and if, consequently, the sense in carrying out the conflict at sea was not to ‘rule the waves’ but to cause the maximum amount of damage and bind a large Allied force in a way as resource-efficient as possible it has to be critically examined whether a JÉ may have actually been the smartest approach the German Navy could have chosen.94 As elaborated below, similar strategic calculations should be taken into consid- eration when debating the case of Ukraine and the War in the Black Sea. Commerce raiding, another feature of the JÉ approach, has equally been dismissed as futile. As far as targeting of individual merchant ships is con- cerned, the blue-water prophet himself, Alfred T. Mahan viewed this style of warfare as ‘the weakest form of naval warfare’95 and criticises ‘A strong man cannot be made to quit his work by sticking pins in him’.96 A hundred twenty years after Mahan, this assessment also may have lost some of its persuasive power. At the beginning of the 21st century, global sea-based commerce has become very sensitive to changes in the security environment and much more risk averse. Furthermore, the differentiation between flag states, ship owners, cargo owners, crews and charterers has greatly reduced ‘national interest’ within maritime commerce. As a consequence, the outbreak of hostilities in the northwestern Black Sea at the beginning of the Black Sea has – not discounting other factors, such as the closing of ports and Ukrainian authorities prohibiting merchant ships from leaving ports – led to a drastic collapse of merchant shipping to and from Ukraine.97 Similarly, the drastic effects of the 2023 attack against the port of Novorossiysk and the Sig on the maritime commercial sector have already been mentioned. Against this background, it seems extremely likely that if Ukraine struck or sank even a small number of merchantmen destined to call in ports such as Novorossiysk, Taganrog, Taman or Tuapse this would have devastating effects for Russian sea-based transportation in the entire Azovo-Black Sea basin. However, as already noted, as far as commerce warfare is concerned, the limiting factor was less of operational and more or of legal and political nature. While some of the aspects of warfighting associated with JÉ were already considered immoral and contrary to international law during the 19th century, the weight of politico-legal circumstances and the necessity to fight a ‘just war’ are even more significant during the 21st century. This is particu- larly true for Ukraine which depends on the support of the Global West – a value-driven community. In summary, an approach to warfare closely associated with JÉ has awarded Ukraine great successes for more than two years of war in the Black Sea. But as Ukraine has to fight the war at sea solely based on a sea denial approach, the country is also faced with severe limitations. Any opera- tion that requires sea control as a precondition is effectively beyond Ukrainian means if not in immediate proximity of the Ukrainian coastline such as the reported landings of Ukrainian soldiers on drilling platforms.98 Keeping all these more abstract considerations in mind, the debates on (applied) naval strategy that are currently ongoing in Ukraine become much more comprehensible. Following – from Kyiv’s point of view – a successful campaign at sea, in which the reinforced BSF was pushed out of the western Black Sea and suffered considerable losses, a debate is taking place about the future devel- opment of Ukrainian Navy and Ukraine’s approach to warfighting in the maritime dimension. On the one hand, there are the proponents of building a symmetrical naval force. The ‘Doctrine of the Naval Forces of Ukraine’ that was released in 2021 was an ambitious strategic document. As far as the ‘expansion of the fleet composition through the construction and modernisa- tion of the existing fleet composition’ was concerned, the doctrine detailed ‘new generation missile boats, landing ships of various classes, patrol ships and boats for the protection of the territorial waters and the EEZ, uncrewed underwater vehicles, new types of supply vessels of various types’ and ‘the construction of new mine warfare vessels and small submarines’.99 Most breathtaking, the ‘Doctrine of the Naval Forces of Ukraine’ defined capabil- ities for ‘sea control on the open ocean’ as the number one priority for the development of the Ukrainian Navy in the period following 2030.100 It is also in this context that Ukraine’s interest in procuring frigates through the UK capability development initiative and developing the design of the Volodymyr Velykyi-class corvettes have to be interpreted.101 Taking into consideration the point from where the Ukrainian Navy had to restart in 2014, these acquisition goals were bold to say the least. More than two years into the war, visions about the future of the Ukrainian Navy have lost nothing of their grandness. According to this school of thought, among other things, the air defence capability of the Ukrainian Navy is to be strengthened, long-range strike capabilities are to be acquired, surface comba- tants of different classes are to be put into service and amphibious forces are to be set up in the form of additional naval infantry brigades with landing vehicles.102 This expansion of capabilities is intended to gradually create the conditions for achieving sea control. Having established sea control, Ukraine would be in a position to conduct amphibious operations on its own and even think about establishing a naval blockade of the Russian Black Sea coast. The construction of Milgem project corvettes for the Ukrainian Navy at the RMK Marine Shipyard in Istanbul103 and capabilities gained through the British-Norwegian Maritime Capability Coalition104 are important steps in this direction. On the other hand, another faction opposes the above-mentioned views. Proponents of this second philosophy of warfare emphasise that Ukraine has been able to wage the war at sea so successfully because it has used an asymmetrical approach. According to their view, it is important to maintain this approach and Ukraine should under no circumstances aim to fight a symmetrical naval war with the Russian fleet. The Ukrainian fleet design should therefore be based on a so-called mosquito fleet – a fleet consisting of small naval assets applying asymmetrical doctrine.105 This argument is not new. Already Ukraine’s 2018 ‘Strategy of the Naval Forces of the Armed Forces of Ukraine 2035’ elaborates, Recovery of the surface forces during the first two stages of the Strategy will be executed due to the boats of the ‘mosquito fleet’. This solution is the most realistic in terms of cost-effectiveness ratio. Due to its speed, manoeuvrability and armament, such boats are capable of performing practically the whole spectrum of tasks that are inherent to classical surface ships, but they have smaller sea worthiness and operational range from the coast.106 Although Ukrainian strategic documents repeatedly referred to the term ‘mosquito fleet’, the official Ukrainian naval discourse did not explicitly mention JÉ terminol- ogy. This detail stands in contrast to the above-mentioned remarks about the Molodaya Shkola by Ukrainian civilian commentators. It is also, on first sight, surprising given the actual approach to warfare in the Black Sea region that Ukraine – although not primarily the Ukrainian Navy as mentioned further below – has chosen which has paralleled what the JÉ espoused. However, as Admiral (ret.) Ihor Kabanenko, former deputy minister of defence of Ukraine, points out, ‘this term [Molodaya Shkola – author’s note] is not widely used in Ukraine – apparently, because our experts mostly look to the UK and the US and therefore appeal to the old school of sea power and sea mastery [Soviet/Russian/Ukrainian terminological equivalent of the English term “command of the sea”107 – author’s note], missing out on important experience of waging war in the continental sea’.108 The relative silence on JÉ within the official Ukrainian naval discourse is even less astonishing if the development since 2020, approximately, is taken into consideration. As Kabanenko argues, at some point around the turn of the third decade of the 21st century, Ukrainian naval strategy changed course and while abandoning ideas associated with a mosquito fleet, the ‘later document [the 2021 Doctrine – author’s note] instead calls for ambitious symmetric decisions and actions’ in turn stretching budgetary resources and making very costly, long-term investments.109 What had happened? In June 2020, Oleksiy Neizhpapa was appointed Commander of the Ukrainian Navy.110 Neizhpapa – an ‘Old School’ commander – favoured conventional naval forces.111 Talking at the launch of the UK/Norway/Ukraine Maritime Capability Coalition at Admiralty House in London in December 2023, Neizhpapa clung to his visions of a long-term plan for a capable conventional fleet until 2035 and clearly expressed that a powerful and capable navy is not only a tool to deter Russian aggression from the sea, but also a guarantee of the prosperity of our country and security in the region.112 It is thus not a surprise that the 2021 strategic document of the Ukrainian Navy took a sharp turn. Furthermore, as various sources point out, Ukraine’s most successful maritime assets, naval drones, have been predominantly although not exclusively operated by the civilian (SBU) and military (HUR) intelligence services rather than the navy.113 Many Ukrainians who adhere to the second faction view these grand fleet ambitions critically. As Captain (ret.) Andrii Ryzhenko argues, the cost of building up a conventional fleet as envisioned by the Ukrainian naval leadership would be extremely expensive. Such resources could be spent much wiser, especially, if the fact that Ukraine’s current naval strategy that enables effective sea denial operations is taken into consideration.114 Essentially, the ideas supported by Kabanenko, Ryzhenko and other proponents of this school of thought can be attributed to the long-standing tradition of JÉ thinking. In contrast, whereas throughout this article this author has argued that means and ways which Ukrainian security organs applied to erode its Russian opponent closely resembled a JÉ style of naval warfare, this evaluation is descriptive not prescriptive. Unlike civilian experts, such as Vel’mozh͡ ko, who have equally compared Ukraine’s approach to the War in the Black Sea with Young School thinking, there is no evidence supporting that Ukraine’s post-2020 naval leadership was deliber- ately pursuing a JÉ-informed strategy. On the contrary, available evidence points in the direction that for the decision-makers at the time of the Russian full-scale invasion of Ukraine the JÈ was not a source of direct inspiration. In fact, Ukraine’s naval leaders were informed by Old School thinking and capabilities for conventional, symmetric naval warfare were favoured. Revival of Jeune École? The discussion of attacks on merchant shipping has shown that if Ukraine really wanted to interfere with Russian merchant shipping or potentially even enforce a blockade itself, it would have to acquire a fleet consisting of at least some surface combatants. It is highly questionable that under the conditions of (this) war such an aim can be accomplished. Already before the full-scale invasion in February 2022, various experts criticised Ukraine’s apparent shift in naval strategy and the country’s ambitious plans to create a balanced fleet capable of, among others, conducting offensive maritime operations which they deemed unrealistic and a waste of resources arguing instead for the establishment of an effective mosquito fleet.115 Given that Ukraine is fighting an existential struggle in a mostly land- dominated theatre of war, Ukraine should carefully assess how many resources it would want to invest in capabilities in the maritime domain. Ultimately, Russia retains significant long-range strike capabilities as demon- strated by the strike campaign which the Russian military has been waging against Ukraine’s energy infrastructure since autumn 2022.116 So far, one of the great advantages Ukraine’s Navy has enjoyed over the course of this war has been that its mosquito fleet was difficult to track and neutralise by the enemy. Introducing large, tangible objects – naval vessels – into the arsenal of the Ukrainian military would deprive Ukraine of this advantage and make the life for the Russian targeting process a lot easier. Furthermore, given Ukraine’s geographic and geopolitical situation it has to be critically questioned whether Anglo-Saxon ‘Old School’ blue-water theories are the best fit for the Ukrainian Navy. As Gorshkov argues, it is ‘wrong to attempt to build a fleet according to the model and example of the strongest naval power’ as ‘every country has its specific needs for naval forces.’117 Thus, Ryzhenko is correct to emphasise time and again the necessity to pursue an asymmetric strategy at least as far as the enclosed theatre of the Azov-Black Sea-region is concerned. In his words,  Ultimately, small, fast, maneuverable and well-armed boats as well as unmanned aerial and surface vehicles comprising a well-equipped ‘mosquito fleet’ could quickly and efficiently strengthen the Ukrainian Navy and improve the chances to execute successful operations within confined and contested areas where, for now, Russia enjoys dominance in the air and sea. 118 Considering the fate of the JÉ and the Soviet Molodaya Shkola, the – one could almost say libidinal – desire of naval leaders to aim beyond the stage of JÉ weapons and doctrine and acquire a conventional fleet (in the old days a battlefleet) has been prevalent. More than 130 years after Aube, Grivel and the other founding fathers of JÉ, the temptation remains strong. Ironically, even in pursuing an actual war-winning JÉ-based strategy Ukrainian decision- makers are still tempted to revert to warfare capabilities associated with classical naval warfare. The Ukrainian naval leadership should consider care- fully before continuing to steer down this waterway. NOTES 1 Ian Speller, Understanding Naval Warfare, 2nd ed. (London and New York, NY: Routledge, 2019), 43ff. 2 See, for example, these authors’ most prominent works: Alfred Thayer Mahan, The Influence of Sea Power upon History 1660–1783 (Boston: Little, Brown, and Company, 1890); Philip Howard Colomb, Naval Warfare: Its Ruling Principles and Practice Historically Treated (London: W. H. Allen & Co., Ltd., 1891); Julian Corbett, Some Principles of Maritime Strategy (London: Longmans, Green and Co., 1911). Corbett has indeed also addressed several elements of naval warfare which are essential to the JÉ school of thought. For example, Corbett argues ‘The vital, most difficult, and most absorbing problem has become not how to increase the power of a battle-fleet for attack, which is a comparatively simple matter, but how to defend it. As the offensive power of the flotilla developed, the problem pressed with an almost bewildering intensity. With every increase in the speed and sea-keeping power of torpedo craft, the problem of the screen grew more exacting’ (Corbett, Some Principles of Maritime Strategy, 122). Due to limitations in aim and scope, this article limits itself to literature and theoreticians associated with the JÉ. Interpreting the War in the Black Sea from a Corbettian perspective may be an area for further research. 3 James R. Holmes and Toshi Yoshihara, Chinese Naval Strategy in the 21st Century: The Turn to Mahan (London and New York, NY: Routledge, 2008); David Scott, ‘India’s Drive For A “Blue Water” Navy’, Journal of Military and Strategic Studies, Winter 2007–08, 10/2 (2008); and Alessio Patalano, Post-War Japan As a Sea Power: Imperial Legacy, Wartime Experience and the Making of a Navy (London: Bloomsburry, 2016). 4 Seth Cropsey, ‘Naval Considerations in the Russo-Ukrainian War’, Naval War College Review, 75/4 (2022), Article 4; and Brent Sadler, ‘Applying Lessons of the Naval War in Ukraine for a Potential War with China’, The Heritage Foundation, 5 January 2023, https://www.heritage.org/asia/report/applying-lessons-the-naval-war-ukraine-potential-war-china. 5 Borys Kormych and Tetyana Malyarenko, ‘From Gray Zone to Conventional Warfare: the Russia-Ukraine Conflict in the Black Sea’, Small Wars & Insurgencies, 34/7 (2023), 1235–70; Silviu Nate et. alii, ‘Impact of the Russo-Ukrainian War on Black Sea Trade: Geoeconomic Challenges’, Economics & Sociology, 17/1 (2024), 256–79; and Nick Childs, ‘The Black Sea in the Shadow of War’, Survival, 65/3 (2023), 25–36. 6 Md. Tanvir Habib and Shah Md Shamrir Al Af, ‘Maritime asymmetric warfare strategy for smaller states: lessons from Ukraine’, Small Wars & Insurgencies 36/1 (2025), 29–58. 7 Michael Shurkin, ‘Plus Ça Change: A French Approach to Naval Warfare in the 21st Century’, War on the Rocks, 13 Oct. 2023, https://warontherocks.com/2023/10/plus-ca-change-a-french-approach-to-naval-warfare-in-the-21st-century/. 8 Andrew F. Krepinevich and Barry Watts, ‘Meeting the Anti-Access and Area-Denial Challenge’, Center for Strategic and Budgetary Assessments, 20 May 2003, https://csbaonline.org/research/publications/a2ad-anti-access-area-denial; Stephan Frühling and Guillaume Lasconjarias, ‘NATO, A2/AD and the Kaliningrad Challenge’, Survival, 58/2 (2016), 95–116; and Douglas Barrie, ‘Anti-Access/Area Denial: Bursting the “no-go” bubble?’, IISS Military Balance Blog, 29 Mar. 2019, https://www.iiss.org/blogs/military-balance/2019/04/anti-access-area-denial-russia-and-crimea. 9 Bryan Ranft and Geoffrey Till, The Sea in Soviet Strategy, 2nd ed. (Basingstoke: MacMillan Press, 1989), 94,95; Mikhail Monakov and Jürgen Rohwer, Stalin’s Ocean-Going Fleet: Soviet Naval Strategy and Shipbuilding Programs, 1935–53 (Abingdon: Frank Cass, 2001), 20ff. and Geoffrey Till, Seapower: A Guide for the Twenty-First Century, 4th ed. (London and New York, NY: Routledge 2018), 94,95. 10 The Land-Based Variant of the SS-N-3 Shaddock. 11 R-360 Neptune Anti-Ship Missiles are Believed to have Critically Damaged the Russian Cruiser Moskva in April 2022. Ellen Uchimiya and Eleanor Watson, The Neptune: The Missiles that Struck Russia’s flagship, the Moskva, CBS News, 16 Apr. 2022, https://www.cbsnews.com/news/moskva-ship-sinking-russian-flagship-neptune-missiles/. 12 Till, Seapower, 93; Beatrice Heuser, The Evolution of Strategy: Thinking War from Antiquity to the Present (Cambridge: Cambridge University Press 2010), 225,226. 13 Arne Røksund, The Jeune École: The Strategy of the Weak (Brill, 2007), iX; Martin Motte, Une Éducation Géostratégique. La Pensée Navale Française de la Jeune École à 1914 (Paris:: Economica, 2004), 99. 14 Richild Grivel, De la guerre maritime avant et depuis les nouvelles Inventions (Paris: Arthus Bertrand and J. Dumaine 1869), 7. 15 Ibid., 259. 16 Till, Seapower, 91. 17 Røksund, The Jeune École, 6. 18 Hyacinthe Laurent Théophile Aube, ‘La guerre maritime et les ports militaires de la France’, 320, Revue des Deux Mondes, March 1882, 314–46. 19 Till, Seapower, 91. 20 Røksund, The Jeune École, xii. 21 Ibid., 29–31, 121. 22 Defense Express, ‘First Target of Ukraine’s Neptune Missile’, 12 Jan. 2024, https://en.defence-ua.com/events/first_target_of_ukraines_neptune_missile_how_the_moskva_flagship_killer_scored_its_first_hit_and_prevented_amphibious_assault-9162.html. 23 Hannah Ritchie, ‘Ukrainian Drone Destroys Russian Patrol Ships off Snake Island, says Defense Ministry’, CNN, 2 May 2022, https://edition.cnn.com/europe/live-news/russia-ukraine-war-news-05-02-22#h_a73ac98f2400af01f729e23a7e01ae88; and AFP, ‘Ukraine Says Sank Russian Landing Craft at Snake Island’, The Moscow Times, 11 May 2022, https://www.themoscowtimes.com/2022/05/07/ukraine-says-sank-russian-landing-craft-at-snake-island-a77614. 24 Tass, ‘Kiev loses 30 drones in attempt to seize Snake Island – Russian Defense Ministry’, 10 May 2022, https://tass.com/defense/1449051?utm_source=google.com=organic=google.com=google. com/amp/amp/amp. 25 Deutsche Welle, ‘Russia Pulls Back Forces from Snake Island – as it Happened’, 30 June 2022, <https://www.dw.com/en/ukraine-russia-pulls-back-forces-from-snake-island-as-it-happened/a−62,309,716>. 26 Robert Greenall, ‘Ukraine “hits Russian Missile boat Ivanovets in Black Sea”, BBC, 1 Feb. 2024, https://www.bbc.com/news/world-europe-68165523; Tom Balmforth and Yuliia Dysa, ‘Ukraine attacks Russian Warships in Black Sea, Destroys Air defences in Crimea, Kyiv says’, Reuters, 14 Sept. 2023, https://www.reuters.com/world/europe/ukraine-destroys-russian-air-defence-system-near-crimeas-yevpatoriya-source-2023-09-14/; and Sergeĭ Koval’, ‘U beregov kryma potoplen rossiĭskiĭ raketnyĭ kater. Chto o nem izvestno?’, Krym Realii, 01 Feb. 2024, https://ru.krymr.com/a/krym-potoplen-ros-raketnyy-kater/32801464.html. 27 Habib and Md Al Af, ‘Maritime asymmetric warfare strategy for smaller states’, p. 34. 28 Andrew E. Kramer, ‘In a Tough Year on Land, Drones Give Ukraine Some Success at Sea’, 20 Dec. 2023, New York Times, https://www.nytimes.com/2023/12/20/world/europe/ukraine-drones-sea.html. 29 Igor Delanoë, ‘Russia’s Black Sea Fleet in the “Special Military Operation” in Ukraine’, 7 Feb. 2024, https://www.fpri.org/article/2024/02/russias-black-sea-fleet-in-the-special-military-operation-in-ukraine/. 30 UK Ministry of Defence, ‘Latest Defence Intelligence update on the situation in Ukraine − 16 Aug. 2022’, X, 16 Aug. 2022, https://x.com/DefenceHQ/status/1559411321581572098. 31 Kramer, ‘In a Tough Year on Land’; Roman Romaniuk, Sam Harvey and Olya Loza, ‘Sea drones, Elon Musk, and high-precision missiles: How Ukraine dominates in the Black Sea’, Ukrainska Pravda, 1 Jan. 2024, https://www.pravda.com.ua/eng/articles/2024/01/1/7435326/. 32 Joshua Cheetham, ‘Sea drones: What are they and how much do they cost?’ BBC, 13 Sept. 2023, https://www.bbc.com/news/world-europe−66,373,052. 33 Røksund, The Jeune École, 139. 34 Oleksandr Vel’moz͡hko, ‘Rosiĭs’kyĭ flot znovu vidstupai͡e u bazi (VIDEO)’, Pivdennyĭ Kur’i͡er, 10 Dec. 2022,https://uc.od.ua/news/navy/1248235. 35 Greenall, ‘Ukraine ‘hits Russian missile boat Ivanovets in Black Sea’; and Milana Golovan, ‘MAGURA V5 drones attack Tsezar Kunikov ship: Russian occupiers release first-person video footage’, LIGABusinessInform, 6 Mar. 2024, https://news.liga.net/en/politics/video/kak-drony-magura-v5-atakovali-tsezarya-kunikova-okkupanty-pokazali-video-ot-pervogo-litsa. 36 Un ancien officier de marine, ‘Torpilleurs et Torpilles’, 47, La Nouvelle revue, 7/32 (January-February 1885), 42–71. 37 Raul Pedrozo, ‘Maritime Exclusion Zones in Armed Conflicts’, International Law Studies 99/526 (2022), https://digital-commons.usnwc.edu/cgi/viewcontent.cgi?article=3018&context=ils, 531. 38 Interfaks, ‘Tanker Povrezhden Na Podkhode K Kerchenskomu Prolivu, Predpolozhitel’No,Morskim Dronom’, 5 Aug. 2023, https://www.interfax.ru/russia/914933; and Romaniuk, Harvey and Loza, ‘Sea drones, Elon Musk, and high-precision missiles’. 39 Sofiia Syngaivska, ‘Russia Uses Civilian Vessels for Military Purposes, Including Recently Attacked Sig Merchant Tanker’, 10 Aug. 2023, https://en.defence-ua.com/news/russia_uses_civilian_vessels_for_military_purposes_including_recently_attacked_sig_merchant_tanker-7590.html; and Daria Shulzhenko, ‘Ukraine’s security chief: Attacks on Russian ships, Crimean bridge ‘logical and legal’, The Kyiv Independent, 5 Aug. 2023, https://kyivindependent.com/sbu-head-says-attacks-on-russian-ships-crimean-bridge-are-logical-and-legal/. 40 Udo Fink and Ines Gillich, Humanitäres Völkerrecht (Baden-Baden: Nomos, 2023), 212; Interview with a legal advisor for Law of Naval Operations on 11 June 2024. 41 Ministerstvo oborony Ukraïny, ‘Zai͡ava Ministerstva oborony Ukraïny’, Facebook, 20 July 2023, https://www.facebook.com/MinistryofDefence.UA/posts/pfbid02fGmqenfANV5TABt16PgMpJRT7k5sbkeUhkEAsbkeUhkEAVZuvxxS2dgPkH2qAR7yl. 42 Sluz͡hba bezpeky Ukraïny, ‘golova SBU Vasil’ Mali͡uk prokomentuvav neshchodavni ataky nadvodnymy dronamy na korabli rf,‘ 5 Aug 2023, https://t.me/SBUkr/9185; Gabriel Gavin, ‘Ukraine declares war on Russia’s Black Sea shipping’, Politico, 8 Aug. 2023, https://www.politico.eu/article/ukraine-declares-war-on-russia-black-sea-shipping/. 43 Lloyd’s List, ‘Russia warns that Ships Heading to Ukraine are now a Military Target’, 20 July 2023, https://www.lloydslist.com/LL1145965/Russia-warns-that-ships-heading-to-Ukraine-are-now-a-military-target. 44 Shaun Walker, ‘Odesa suffers “Hellish Night” as Russia Attacks Ukraine Grain Facilities’, The Guardian, 19 July 2023, https://www.theguardian.com/world/2023/jul/19/odesa-suffers-hellish-night-as-russia-attacks-ukraines-grain-facilities; UK Foreign, Commonwealth & Development Office and James Cleverly, ‘New intelligence shows Russia’s targeting of a cargo ship’, 11 Sept. 2023, https://www.gov.uk/government/news/new-intelligence-shows-russias-targeting-of-a-cargo-ship. 45 Gavin, ‘Ukraine declares war on Russia’s Black Sea shipping’. 46 Michelle Wiese Bockmann, ‘Western Tankers Abandon Black Sea crude markets after Ukraine drone attacks’, Lloyd’s List, 07 Aug. 2023, https://www.lloydslist.com/LL1146178/Western-tankers-abandon-Black-Sea-crude-markets-after-Ukraine-drone-attacks. 47 Interview with an authoritative Ukrainian source in May 2024. 48 Louise Doswald-Beck (ed.), San Remo Manual on International Law Applicable to Armed Conflicts at Sea (Cambridge: Cambridge University Press, 1995) [SRM], paragraphs [59]-[61]; Andreas von Arnauld, Völkerrecht (Heidelberg: C.F. Müller, 2019), 577. 49 International Committee of the Red Cross, ‘Procès-verbal relating to the Rules of Submarine Warfare set forth in Part IV of the Treaty of London of 22 April 1930. London, 6 November 1936’, https://ihl-databases.icrc.org/assets/treaties/330-IHL-45-EN.pdf. 50 SRM paragraphs [93]-[104]; Robert Kolb and Richard Hyde, Introduction to the International Law of Armed Conflicts (Oxford and Portland, OR: Hart Publishing, 2008), 252. 51 Kolb and Hyde, Introduction to the International Law of Armed Conflicts, 252; James Kraska and Raul Pedrozo, International Maritime Security Law (Leiden: Brill, 2013), 888; Arnauld, Völkerrecht, 578. 52 Arnauld, Völkerrecht, 578. Offensive mine warfare is not considered in this article (Conversation with Dr Marc De Vore, University of St. Andrews, at the Finnish National Defence University in Helsinki on 13 February 2025). 53 SRM, paragraph [60]. For a discussion, see, Kraska and Pedrozo, International Maritime Security Law, 868. 54 UK Foreign, Commonwealth and Development Office, ‘G7 Foreign Ministers’ Meeting communiqué (Capri, 19 April, 2024) – steadfast support to Ukraine’, 19 Apr. 2024, https://www.gov.uk/government/publications/g7-foreign-ministers-meeting-communiques-april-2024/g7-foreign-ministers-meeting-communique-capri-19-april-2024-steadfast-support-to-ukraine. 55 Bitsat Yohannes-Kassahun, ‘One Year Later: The impact of the Russian conflict with Ukraine on Africa’, United Nations Africa Renewal, 13 Feb. 2023, https://www.un.org/africarenewal/magazine/february-2023/one-year-later-impact-russian-conflict-ukraine-africa. 56 Timothy Heck, speech given at the Kiel International Seapower Symposium 2024 on 28 June 2024. 57 Røksund, The Jeune École, 27. 58 Tim Lister, ‘A Russian naval base was targeted by drones. Now Ukrainian grain exports are at risk’, CNN, 31 Oct. 2022, https://edition.cnn.com/2022/10/31/europe/sevastopol-drone-russia-ukraine-grain-intl-cmd/index.html. 59 Shephard News, ‘UK says Saky explosions leave Russian Navy Black Sea aviation fleet ‘significantly degraded’, 12 Aug. 2022, https://www.shephardmedia.com/news/defence-notes/uk-says-explosions-leave-russian-navy-black-sea-aircraft-significantly-degraded/; Cameron Manley, ‘Ukraine says it has taken out another 2 warships in Russia’s Black Sea fleet’, Business Insider, 24 Mar. 2024, https://www.businessinsider.com/ukraine-taken-out-another-2-ships-russias-black-sea-fleet-2024–3; and Nate Ostiller and The Kyiv Independent news desk, ‘General Staff confirms Russian missile ship Tsiklon struck in occupied Crimea’, The Kyiv Independent, 21 May 2024, https://kyivindependent.com/general-staff-confirms-russian-missile-ship-zyklon-struck-off-occupied-crimea. 60 HI Sutton, ‘Ukraine’s Maritime Drone Strikes Again: Reports Indicate Attack On Novorossiysk’, Naval News, 18 Nov. 2022, https://www.navalnews.com/naval-news/2022/11/ukraine-maritime-drone-strikes-again-reports-indicate-attack-on-novorossiysk/. 61 Romaniuk, Harvey and Loza, ‘Sea drones, Elon Musk, and high-precision missiles’. 62 Lloyd’s List, ‘Ukraine attacks Russian port of Novorossiysk’, 4 Aug. 2023, https://lloydslist.com/LL1146152/Ukraine-attacks-Russian-port-of-Novorossiysk; UK Ministry of Defence, ‘Latest Defence Intelligence update on the situation in Ukraine − 05 August 2023’, X, 5 Aug. 2023, https://x.com/DefenceHQ/status/1687697529918373889?ref_src=twsrc%5Etfw%7Ctwcamp%5Etweetembed%7Ctwterm%5E1687697529918373889%7Ctwgr%5E751b5a68b67ea91d2ca704e56fc3a0c7c88c3053%7Ctwcon%5Es1_&ref_url=https%3A%2F%2Fwww.forces.net%2Frussia%2Frussian-war-ship-damaged-significant-blow-russias-black-sea-fleet-mod-says. 63 Romaniuk, Harvey and Loza, ‘Sea drones, Elon Musk, and high-precision missiles’. 64 It can certainly be argued that states do not always comply with international humanitarian law. The Second World War provides numerous examples including in the field of commerce raiding. However, the Manichaean distinction between Russia, the aggressor violating public international law, and Ukraine, which is legitimately defending itself, is essential to Kyiv’s political strategy. Against this background, consideration of international law is fundamental for Ukraine’s naval warfare and this study. 65 Romaniuk, Harvey and Loza, ‘Sea drones, Elon Musk, and High-Precision Missiles’. 66 Alona Sonko, ‘Aerial Shots Detail Drone Damage at Novorossiysk Port’, The New Voice of Ukraine, 19 May 2024, https://english.nv.ua/nation/satellite-images-show-aftermath-of-may-17-attack-on-novorossiysk-seaport−50,419,745html. 67 Martin Fornusek, ‘Military intelligence: Oil Pipeline Blown up in Russia’s Rostov Oblast’, The Kyiv Independent, 06 Apr. 2024, https://kyivindependent.com/military-intelligence-oil-pipeline-in-russias-rostov-oblast-on-fire/. 68 Jack Detsch, ‘Russia’s Home Port in Occupied Crimea Is Under Fire’, Foreign Policy, 13 Sept. 2023, https://foreignpolicy.com/2023/09/13/crimea-ukraine-russia-war-attack-black-sea-fleet/. 69 Interfaks, ‘Chislo postradavshikh pri atake na stab Chernomorskogo flota vyroslo do shesti’, 31 July 2022, https://www.interfax.ru/russia/854608; Maria Kostenko, Tim Lister and Sophie Tanno, ‘Ukraine says strike on Russia’s Black Sea Fleet HQ left Dozens Dead and Wounded ‘Including Senior Leadership’, CNN, 23 September 2023, https://edition.cnn.com/2023/09/23/europe/special-ops-black-sea-strike-dozens-dead-intl-hnk/index.html. 70 The Maritime Executive, ‘Ukraine Strikes Another Naval Shipyard in Russian-Occupied Crimea’, 05 Nov. 2024, https://maritime-executive.com/article/ukraine-strikes-another-naval-shipyard-in-russian-occupied-crimea; Defense Express, ‘Destruction of Russian Novocherkassk Ship has Blocked One of Logistic Channels to Crimea (Satellite Photo)’, 12 Apr. 2024, https://en.defence-ua.com/analysis/destruction_of_russian_novocherkassk_ship_has_blocked_one_of_logistic_channels_to_crimea_satellite_photo−10,152html. 71 UK Ministry of Defence, ‘Update on Ukraine’, X, 15 Sept. 2023, https://x.com/DefenceHQ/status/1702561936179630440?ref_src=twsrc%5Etfw%7Ctwcamp%5Etweetembed%7Ctwterm%5E1702561936179630440%7Ctwgr%5E64b3d174bc910eae91016ef92e9b0b07e88b9194%7Ctwcon%5Es1_&ref_url=https%3A%2F%2Fwww.twz.com%2Frussian-submarine-shows-massive-damage-after-ukrainian-strike; Thomas Newdick, ‘Russian Submarine Shows Massive Damage After Ukrainian Strike’, The Warzone, 18 Sept. 2024, https://www.twz.com/russian-submarine-shows-massive-damage-after-ukrainian-strike. 72 Craig Hooper, ‘Why Ukraine’s Strike On Sevastopol Naval Infrastructure Is A Big Deal’, Forbes, 14 Sept. 2024, https://www.forbes.com/sites/craighooper/2023/09/13/why-ukraines-strike-on-sebastopol-naval-infrastructure-is-a-big-deal/; Mike Eckel, ‘Russia’s Navy Has A Dry Dock Problem. Again’, Radio Free Europe/Radio Liberty, 16 Sept. 2023, https://www.rferl.org/a/russia-navy-dry-dock-problem-ukraine-/32595547.html. 73 UK Foreign, Commonwealth & Development Office and Nicholas Aucott, ‘Russia is Diminished in The eyes of The International Community through its Own Actions: UK Statement to the OSCE’, 06 Dec. 2023, https://www.gov.uk/government/speeches/russia-is-diminished-in-the-eyes-of-the-international-community-through-its-own-actions-uk-statement-to-the-osce; Sinéad Baker, ‘Putin doesn’t really want a war with NATO because “Russia will lose and lose quickly”, UK military chief says’, Business Insider, 28 Feb. 2024, https://www.businessinsider.com/putin-doesnt-want-nato-war-russia-would-lose-quickly-uk-2024–2?r=US&IR=T. 74 AP News, ‘Ukrainian navy says a Third of Russian warships in the Black Sea have been Destroyed or Disabled’, 26 Mar. 2024, https://apnews. 75 Mia Jankowicz, ‘Russia’s Black Sea Fleet is “Functionally Inactive” After being Pummeled Hard by Ukraine, UK says’, Business Insider, 25 Mar. 2024, https://www.businessinsider.com/russia-black-sea-fleet-functionally-inactive-after-ukraine-strikes-uk-2024–3.: 76 UK Ministry of Defence, ‘Latest Defence Intelligence update on the situation in Ukraine − 18 April 2024’, X, 18 Apr. 2024, https://x.com/DefenceHQ/status/1780878487068242335/photo/3. 77 Speller takes only brief note of Attacks Against Enemy Ports whereas Geoffrey Till doesn’t mention them at all. The Commerce Raiding Component of Jeune ÉCole has been awarded much greater attention. Speller, Understanding Naval Warfare, 57–60; Till, Seapower, 91–93. 78 Aube, ‘La guerre maritime’, 331. 79 Gabriel Charmes, La Réforme de la Marine (Paris: Calmann Lévy, 1886), 56–57. 80 Aube, ‘La guerre maritime’, 332. 81 Shurkin, ‘Plus Ça Change’. For Further Literature on The Subject of the ‘Material School’ see, Kevin McCranie, Mahan, Corbett, and the Foundations of Naval Strategic Thought (Annapolis, MD: Naval Institute Press, 2021), 55ff. 82 Gustav Gressel, ‘Waves of ambition: Russia’s military build-up in Crimea and the Black Sea’, European Council on Foreign Relations, 21.09.2021, https://ecfr.eu/publication/waves-of-ambition-russias-military-build-up-in-crimea-and-the-black-sea/; Tayfun Ozberk, ‘Analysis: Russia To Dominate The Black Sea In Case Of Ukraine Conflict’, Naval News, 30 Jan. 2022, https://www.navalnews.com/naval-news/2022/01/analysis-russia-to-dominate-the-black-sea-in-case-of-ukraine-conflict/; Welt, ‘Militärexperte Gressel: Darum hat die ukrainische Armee kaum eine Chance gegen Russen’, 24 Jan. 2022, https://www.youtube.com/watch?v=aNzUf3zllJ4. 83 Røksund, The Jeune École, 84, 132. 84 Ibid., 166. 85 Ibid., 228. 86 Speller, Understanding Naval Warfare, 60. 87 Monakov and Rohwer, Stalin’s Ocean-Going Fleet, 62–109, 221–4. 88 Andrew Lambert in December 2018. M.A. Seminar Navies and Seapower offered by the War Studies Department at King’s College London 2018–2019. 89 Sergej G. Gorschkow, Die Seemacht des Staates (Berlin: Militärverlag der Deutschen Demokratischen Republik 1978) [Morskai͡a Moshch‘ gosudarstva. Voenizdat 1976], 172, 355. 90 Ibid., 341, 372. 91 The author is aware of the ongoing debate on the extent to which the technological developments – especially the use of uncrewed systems – which have shaped the War in the Black Sea can be generalised. Jacquelyn Schneider and Julia Macdonald, for example, examine the relation between autonomous/uncrewed systems and revolutions in military affairs and come to the conclusion that ‘these systems may be most revolutionary is in cost mitigation—both political and economic.’ In contrast, Oleksandr Vel’moz͡hko does acknowledge the advantages, such as mass-production and cost-efficiency, inherent to a ‘young school’–inspired navy consisting of high-tech small crafts but also points at serious disadvantages connected with such systems, for example their inability to operate on the open ocean and their high vulnerability. Duncan Redford further elaborates on the limitations concerning the use of unmanned surface vehicles, among others, arguing that ‘environmental conditions in the Baltic and High North are such that they are highly likely to severely restrict the use of’ Ukrainian style one-way attack USVs. Jacquelyn Schneider and Julia Macdonald, ‘Looking back to look forward: Autonomous systems, military revolutions, and the importance of cost’, 162, Journal of Strategic Studies, 47/2 (2024), 162–184; Vel’moz͡hko,‘Rosiĭs’kyĭ flot znovu vidstupai͡e u bazi (VIDEO)’; Duncan Redford, ‘Maritime Lessons from the Ukraine-Russia Conflict: USVs and the Applicability to the Baltic and High North’, #GIDSstatement 11/2024, (14 Oct. 2024), https://gids-hamburg.de/maritime-lessons-from-the-ukraine-russia-conflict-usvs-and-the-applicability-to-the-baltic-and-high-north/. 92 For example, in September 1939, in December 1940 and October 1942. Bernd Stegemann, ‘Vierter Teil: Die erste Phase der Seekriegsführung’, 162, in: Klaus A. Maier, Horst Rohde, Bernd Stegemann and Hans Umbreit (eds.), Das Deutsche Reich und der Zweite Weltkrieg Vol. II (Stuttgart: Deutsche Verlagsanstalt 1979), 159–188; Werner Rahn, ‘The Atlantic in the Strategic Perspective of Hitler and his Admirals, 1939–1944’, 160, 164, in: N.A.M. Rodger, J. Ross Dancy, Benjamin Darnell and Evan Wilson (eds.), Strategy and the Sea: Essays in Honour of John B. Hattendorf (Woodbridge: The Boydell Press 2016), 159–168. 93 Michael Salewski, Die deutsche Seekriegsleitung 1935–1945 Vol. I (Frankfurt am Main und München: Bernard & Graefe 1970), 128; Stegemann, ‘Vierter Teil: Die erste Phase der Seekriegsführung’, 162; Rahn, ‘The Atlantic in the Strategic Perspective of Hitler and his Admirals, 1939–1944’, 160, 164. 94 See Adolf Hitler on 31 May 1943: ‘The number of resources that submarine warfare would tie up, even if it were no longer to achieve great success, is so extraordinarily large that I cannot allow the enemy to free up these resources’ Gerhard Wagner (ed.), Lagevorträge des Oberbefehlshabers der Kriegsmarine vor Hitler 1939–1945 (München: J.F. Lehmanns Verlag, 1972), 510. 95 Craig Symonds, ‘Alfred Thayer Mahan’, 33, in: Geoffrey Till (ed.), Maritime Strategy and the Nuclear Age (London and Basingstoke: MacMillan Academic and Professional Ltd, 1990)) [1984], 28–33. 96 Alfred Thayer Mahan, Lessons of the War with Spain and other Articles (Boston: Little, Brown, and Company, 1899), 300. 97 Elisabeth Braw , ‘The Invasion of Ukraine Is Causing Crisis at Sea’, Foreign Policy, 7 March 2022, https://foreignpolicy.com/2022/03/07/ukraine-shipping-supply-war/; Interview with a Representative of an anonymous maritime stakeholder that was heavily affected by the War in Ukraine on 25 October 2023. 98 Paul Adams, ‘Ukraine Claims to Retake Black Sea Drilling Rigs from Russian Control’, BBC, 11 Sept. 2023, https://www.bbc. com/news/66779639. 99 Instytut Viĭs’kovo-Mors’kykh Syl, ‘Doktrina: Viĭs’kovo-Mors’ki Syly Zbroĭnykh syl Ukraïny’, January 2021, 79, https://ivms.mil.gov.ua/wp-content/uploads/2021/12/doktryna_vijskovo-morski-syly-zbrojnyh-syl-ukrayinydiv.pdf. 100 Ibid., 76. 101 Militarnyi, ‘Frigates for Ukrainian Navy: the construction agreement was included into contract with the United Kingdom’, 25 Nov. 2021, https://mil.in.ua/en/news/frigates-for-ukrainian-navy-the-construction-agreement-was-included-into-contract-with-the-united-kingdom/. 102 Vitaly Semenov, ‘Prospects for the Development of the Naval Forces of the Armed Forces of Ukraine Until 2035’, Forum: ‘State Maritime Strategy. Development and implementation of maritime potential of Ukraine’ at the National Defence University of Ukraine on 23 May 2024. 103 Tayfun Ozberk, ‘Turkish Shipyard Lays Keel Of Ukraine’s 2nd MILGEM Corvette’, Naval News, 18 Aug. 2023, https://www.navalnews.com/naval-news/2023/08/turkish-shipyard-lays-keel-of-ukraine-2nd-milgem-corvette/. 104 UK Ministry of Defence, ‘British minehunting Ships to Bolster Ukrainian Navy as UK and Norway Launch Maritime Support Initiative’, 11 Dec. 2023, https://www.gov.uk/government/news/british-minehunting-ships-to-bolster-ukrainian-navy-as-uk-and-norway-launch-maritime-support-initiative#:~:text=The%20UK%20will%div20lead%20a,ships%20for%20the%20Ukrainian%20Navy. 105 Bern Keating, The Mosquito Fleet (New York, NY: Scholastic Book Services, 1969) [Originally Published 1963]. 106 Viĭs’kovo-Mors’ki Syly Zbroĭnykh syl Ukraïny, ‘Strategy of the Naval Forces of the Armed Forces of Ukraine 2035’, 11 Jan. 2019, https://navy.mil.gov.ua/en/strategiya-vijskovo-morskyh-syl-zbrojnyh-syl-ukrayiny-2035/. 107 Milan N. Vego, Naval Strategy and Operations in Narrow Seas, 2nd ed. (Abingdon and New York, NY: Cass, 2003), 110. 108 Interview with Admiral (ret.) Ihor Kabanenko on 06 November 2024. 109 Ihor Kabanenko, ‘Ukraine’s New Naval Doctrine: A Revision of the Mosquito Fleet Strategy or Bureaucratic Inconsistency?’, Eurasia Daily Monitor, 25 May 2021, https://jamestown.org/program/ukraines-new-naval-doctrine-a-revision-of-the-mosquito-fleet-strategy-or-bureaucratic-inconsistency/. 110 Prezydent Ukraïny, ‘Ukaz Prezydenta Ukraïny No. 217/2020’, 2020, https://www.president.gov.ua/docdivuments/2172020–34,085. 111 Interview with an authoritative Ukrainian source in June 2024. 112 Lee Willett, ‘Ukrainian Navy Chief Details Future Force Requirements’, Naval News, 18 Dec. 2023, https://www.navalnews.com/naval-news/2023/12/ukrainian-navy-chief-details-future-force-requirements/. 113 Sergej Sumlenny, ‘Naval Drones in Russo-Ukrainian War: from the current stand to the future development’, presentation given at the German Command and Staff College on 19 June 2024; Kramer, ‘In a Tough Year on Land’. See also various articles by the newspaper The Kyiv Independent. Militarnyi, ‘The Ukrainian Navy received naval drones equipped with strike FPV drone’, 8 Dec. 2024, https://mil.in.ua/en/news/the-ukrainian-navy-received-naval-drones-equipped-with-strike-fpv-drones/. 114 Andrii Ryzhenko, ‘Ways of Developing the Naval Capabilities of Ukraine to Ensure the Military Security of the State at Sea, Taking into Account the Experience of the Russian-Ukrainian war’, forum: ‘State Maritime Strategy. Development and implementation of maritime potential of Ukraine’, National Defence University of Ukraine on 23 May 2024. 115 Sanders, Deborah ‘Rebuilding the Ukrainian Navy’, Naval War College Review, 70/4 (2017), Article 5, 74; Jason Y. Osuga (2017), ‘Building an Asymmetric Ukrainian Naval Force to Defend the Sea of Azov, Pt. 2’, CIMSEC, 2 Oct. 2017, https://cimsec.org/tag/ukraine/page/2/; Defense Express, ‘Ukraine’s Navy Looking To Acquire 30 New Warships By 2020’, 12 Apr. 2018, https://old.defence-ua.com/index.php/en/news/4367-ukraine-s-navy-looking-to-acquire-30-new-warships-by-2020; Kabanenko, ‘Ukraine’s New Naval Doctrine’. 116 Adam Schreck and Hanna Arhirova, ‘Russia Unleashes Biggest attacks in Ukraine in Months’, The Associated Press News, 11 Oct. 2022, https://apnews.com/article/russia-ukraine-kyiv-government-and-politics-8f625861590b9e0dd336dabc0880ac8c; Michael N. 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Colonel Dr. Christian Richter, expert on public international law, and two unknown peer- reviewers for helpful comments on an earlier version.  Disclosure statement No potential conflict of interest was reported by the author(s). Notes on contributor Tobias Kollakowski is a research fellow at the German Institute for Defence and Strategic Studies. Adams, Paul, ‘Ukraine Claims to Retake Black Sea Drilling Rigs from Russian Control’, BBC, 11 Sept. 2023, https://www.bbc.com/news/66779639. AFP, ‘Ukraine Says Sank Russian Landing Craft at Snake Island’, The Moscow Times, 11 May 2022, https://www.themoscowtimes.com/2022/05/07/ukraine-says-sank-russian-landing-craft-at-snake-island-a77614. AP News, ‘Ukrainian Navy Says a Third of Russian Warships in the Black Sea Have Been Destroyed or Disabled’, 26 Mar. 2024, https://apnews.com/article/russia-ukraine-war-black-sea-navy-warships-8f614d856370a564ffee1e49f5313343. Arnauld, Andreas von, Völkerrecht (Heidelberg: C.F. 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Lehmanns Verlag 1972). Walker, Shaun, ‘Odesa Suffers ‘Hellish night’ as Russia Attacks Ukraine Grain Facilities’, The Guardian, 19 July 2023, https://www.theguardian.com/world/2023/jul/19/odesa-suffers-hellish-night-as-russia-attacks-ukraines-grain-facilities Welt, ‘Militärexperte Gressel: Darum hat die ukrainische Armee kaum eine Chance gegen Russen‘, 24 Jan. 2022, https://www.youtube.com/watch?v=aNzUf3zllJ4 Willett, Lee, ‘Ukrainian Navy Chief Details Future Force Requirements’, Naval News, 18 Dec. 2023, https://www.navalnews.com/naval-news/2023/12/ukrainian-navy-chief-details-future-force-requirements/ Yohannes-Kassahun, Bitsat, ‘One Year Later: The Impact of the Russian Conflict with Ukraine on Africa’, United Nations Africa Renewal, 13 Feb. 2023, https://www.un.org/africarenewal/magazine/february-2023/one-year-later-impact-russian-conflict-ukraine-africa

Diplomacy
Cyber Diplomacy Word Cloud. Key concepts and vocabulary in international digital cooperation and policy.

Cyber Diplomacy and the Rise of the 'Global South'

by André Barrinha , Arindrajit Basu

한국어로 읽기 Leer en español In Deutsch lesen Gap اقرأ بالعربية Lire en français Читать на русском On September 24, 2024, speaking from the gargantuan Kazan International Exhibition Centre during the BRICS Summit in Russia, Chinese President Xi Jinping emphatically extolled the “collective rise of the Global South [as] a distinctive feature of the great transformation across the world.” While celebrating “Global South countries marching together toward modernization [as] monumental in world history and unprecedented in human civilization,” the Chinese leader hastened to add that China was not quite a part of but at the Global South’s “forefront”; that “will always keep the Global South in [their] heart, and maintain [their]roots in the Global South. As emerging powers in the BRICS+ grouping thronged Kazan in a clear sign to the West that they would not unwittingly entrench Vladimir Putin’s full-scale diplomatic isolation, China’s message was clear: as a great power, they would not ignore or undermine the interests of the Global South.  The rise of the Global South as a central voice in world politics concurs with the emergence of cyber diplomacy as a diplomatic field. This is not a coincidence, as they are both intimately related to broader changes in the international order, away from a US-led liberal international order, toward a post-liberal one, whose contours are still being defined, but where informal groupings, such as the BRICS+ play a key role. One could even argue that it is this transition to a new order that has pushed states to engage diplomatically on issues around cyberspace. What was once the purview of the Global North, and particularly the US, is now a contested domain of international activity. In this text we explore how the Global South has entered this contestation, and how it articulates its ever-growing presence in shaping the agenda of this domain. However, as cyber diplomacy is mainstreamed across the Global South, it is unclear whether it will continue to be a relevant collective force in forging the rules and norms that govern cyberspace, or whether the tendency will be for each country to trace their own path in service of their independent national interests. The evolution of cyber diplomacy in a post-liberal world Cyber diplomacy is very recent. One could argue that its practice only really started in the late 1990s, with Russia’s proposal of an international treaty to ban electronic and information weapons. Cyber diplomacy, as “the use of diplomatic resources and the performance of diplomatic functions to secure national interests with regard to the cyberspace” (or more simply, to the “the application of diplomacy to cyberspace”  is even more recent, with the first few writings on the topic emerging only in the last 15 years.   To be sure, the internet was born at the zenith of the US-led liberal international order and was viewed as an ideal tool to promote based on liberalism, free trade and information exchange with limited government intervention and democratic ideals. Cyber libertarians extolled the virtues of an independent cyberspace, free from state control and western governments, particularly the US, did not disagree. They viewed the internet as the perfect tool for promoting US global power and maintaining liberal hegemony -“ruling the airwaves as Great Britain once ruled the seas.” The internet was ensconced in the relatively uncontested unipolar geopolitical moment. As the pipe dreams of a liberal cyberspace began to unravel with China and Russia pushing for an alternate state-centric vision of cyberspace, cyber diplomacy began to emerge both as a “response to and continuing factor in the continuing battle in and over cyberspace.” Explicitly, we can pin down its origin to two factors. First, is the perception that cyberspace was becoming an increasingly intertwined with geopolitics and geo-economics, with states starting to better understand its threats, but also its opportunities. Moonlight Maze, the 2007 attacks against Estonia or even Stuxnet were all cases that helped focus the mind of policymakers around the world. Second, the broader context of underlying changes in the international order necessitated cyber diplomacy as a bridge-building activity both to mitigate great power rivalry and to preserve the stability of cyberspace and the digital economy. Private companies, till then the beneficiaries of an open and de-regulated internet, also had to step in to ensure that their own interests and profit motives were safeguarded. These two intertwined factors dominated the discussions around cyber diplomacy for most of the 2000s. Initially, the predominant focus was arms control, reflected in the composition of the first few Group of Governmental Experts (GGE) iterations, the forum created by the UN General Assembly (UNGA) to discuss the role of information and communication technologies (ICTs) in international security. And although experts appointed by countries from the Global South were present since the first meeting in July 2004 the debate was very much framed as a discussion among great powers. As discussions progressed, and the GGE became a process in itself, some states outside the permanent members’ group started to engage more actively. This also coincided with the progressive creation of cyber diplomacy posts and offices in foreign ministries around the world. The field was becoming more professional, as more states started to realise that these were discussions that mattered beyond the restrictive group of power politics. Countries such as South Africa, Brazil, or Kenya started to push for the discussion of issues that affected a larger group of states, with a particular focus on cyber capacity building not just at the UN-GGE but also at other multilateral and multi-stakeholder processes and conferences including the World Summit on Information Society (WSIS), Internet Corporation for Assigned Names and Numbers (ICANN), Internet Governance Forum (IGF) and the International Telecommunications Union (ITU). The creation of a new Open-Ended Working Group (OEWG) at the UN First Committee (after an acrimonious diplomatic process) had an important effect in the diversification and democratisation of the discussions, as these were now open to the whole UN membership, and non-state actors were given the opportunity to observe and participate in these sessions. Further, in 2022, the UN set up an Ad Hoc Committee (AHC) to negotiate a cybercrime convention (adopted by consensus by UNGA members in December 2024) that also enabled all UN members to participate in the negotiations. The opening up of these processes exposed many states, particularly in the Global South, to the field, and it forced them to actively engage in discussions that until recently were seen as the dominion of great powers. The African Group and the G77 were now able to actively participate in the discussions, with frequent statements and contributions. Conceptualising the Global South in cyber diplomacy As cyber diplomacy progressed, policy-maker and academics alike understood global cyber governance to be divided along three main blocs of states. The status quo defenders were led by the US and (mostly Western) like-minded states, focused on the promotion of liberal values and non-binding norms shaped by a multi-stakeholder approach and adherence to existing tenets of international law but resisted significant changes in the governance of cyberspace. A revisionist group, led by Russia and China, advocated for a new binding international treaty and multilateral governance with the objective of guaranteeing security and order rather than necessarily promoting liberal values. Given this impasse, the role and influence of a group of states termed ‘swing states’ or ‘digital deciders’ has been recognized as critical to determining the future of cyberspace, most prominently in a detailed 2018 report by the Washington DC-based think-tank New America . This grouping that largely includes emerging powers from the Global South including India, Indonesia, Brazil, Mexico and South Africa, are understood as countries that are yet to “gravitate towards either end of the spectrum, some undecided and others seeking a third path.” Given these groupings, it is worth considering how the Global South fits in with present conceptualisations of cyber diplomacy, or whether it is a grouping at all. The term ‘Global South’ has come in for some criticism given the heterogeneity of countries it describes and its geographical inaccuracy (many Global South countries are not quite in the geographical South.) To be fair, the term never aspired for terminological accuracy and was instead coined to conceptually represent a group of countries during the Vietnam dissatisfied with the political and economic exploitation from the Global North. In that regard, Global South is a “mood,” a metaphor for developing countries aiming to find their way in an increasingly contested world. The war in Ukraine only augmented these fissures as the West were confounded by the Global South’s refusal to take a stand against brazen Russian aggression in Europe. The developing world saw it differently though: in an international order long-built on racism and inequality, expecting these countries to take a stand in their “petty squabbles” while they had also carried out “similarly violent, unjust, and undemocratic interventions—from Vietnam to Iraq” was a bridge too far. The Ukraine war helped clarify the combination of behaviours that countries within the Global South exhibit to attain this strategic goal: ideological agnosticism or neutrality; selective engagement with norms and rules; and finally, multi-pronged bilateral and minilateral groupings, with equidistance from the major powers. These three approaches helped illuminate the multiple different forms of agency that each developing country exercises vis-à-vis the international order based on their own interests and quest for strategic autonomy. However, what became evident as Russians bombs started to fall on the street of Kyiv, was already visible in these states’ interactions in cyber diplomacy. First, much of the Global South has refused to take an explicit stand on the controversial fissures that the leading powers have spent much of their time debating, including whether cyberspace governance should be state-centric or driven by new rules or existing international law.  Throughout the negotiating processes at the UN OEWG and AHC, as Russia and China clashed with the United States and its allies on the text of several controversial proposals, most developing countries took an agnostic approach, neither explicitly endorsing or opposing any of these potential treaty provisions. (There are naturally some exceptions: an analysis of voting patterns suggests that Iran and North Korea have firmly pegged themselves to the Russian and Chinese side of the aisle whereas some smaller developing countries have gravitated towards the US side of the aisle.) Second, there has been selective engagement when security or developmental interests are directly impacted. For example, in its joint submission to the UN’s Global Digital Compact (GDC), the G77+China asserted the need for equitable cross-border data flows that maximize development gains. The GDC is the UN’s first comprehensive framework for global digital cooperation. Long concerned about the misuse of the multi-stakeholder model by private actors for profit at the expense of developmental interests, the G77 also highlighted the need for “multilateral and transparent approaches to digital governance to facilitate a more just, equitable and effective governance system.” Finally, countries in  the Global South have entered into multiple technology partnerships across political and ideological divides. US efforts at restricting the encroachment of Chinese hardware providers like Huawei and ZTE into the core technological periphery of several Global South countries using allegations of surveillance were sometimes rebuked, given the Five Eyes’ proclivity and reputation for also conducting similar surveillance, including on top officials. By being agnostic on controversial ideological issues, countries in the Global South have been able to maintain ties with great powers on all sides of the political spectrum and foster pragmatic technological partnerships. Will the Global South rise? The Global South’s rise as a potent force in cyber diplomacy will, however, depend on three factors. Can it maintain ideological consistency on developmental and rights concerns, including on how the internet is governed at home? Can they continue to work with multiple partners without succumbing to pressure either from Washington or Beijing? Will emerging powers in the Global South (like India, Brazil and Indonesia) bat for the interests of the larger developing world, rather than simply orchestrating global governance to service their own interests or that of the regime in power? Given that cyber diplomacy emerged and developed as the playground of great powers, analysing it through the perspective of the Global South enables us to focus on cyber governance as an issue that goes beyond (cyber)security concerns – including economic development and identity (cutting across issues of race, gender, and colonialism) – and to see the world from a perspective that goes beyond the dynamics of great power competition. Analytically, it is useful to understand how these states position themselves and justify their actions on behalf of the whole. When looking inside the box, we see some collective movement but also a desire on part of the great powers, including China to incentivise the developing world to see the world as they do. The Global South remains relevant as a construct that captures the mood of the developing world on the geopolitics of technology of cyber issues. Its “great strength” will emerge not from swinging between Washington and Beijing or being orchestrated through New Delhi or Brasilia. It will instead come through standing their ground, in service of their own security and developmental interests in cyberspace. And as they progress, it remains to be seen whether the “Global South” retains its relevance as an analytical construct or whether it will give way to other denominations that better capture the developing world’s nuances and differences vis-à-vis the international cyber order. The text of this work is licensed under  a Creative Commons CC BY-NC 4.0 license.

Diplomacy
Aleksandar Vucic and Vladimir Putin meet in Belgrade on 17 January 2019

Romance or Pragmatism? Russia–Serbia Relations in Uncertain Geopolitical Times

by Nina Markovic Khaze

한국어로 읽기 Leer en español In Deutsch lesen Gap اقرأ بالعربية Lire en français Читать на русском Serbia’s future hinges on how it navigates its competing loyalties. Its path forward depends on whether it chooses to lean into its nostalgic ties or align more closely with its economic interests. A romanticised view of Russia, particularly its cultural heartlands, is common among Serbs with no firsthand experience of Soviet rule. Serbia, as part of the former Socialist Federal Republic of Yugoslavia, occupied a unique position in the post-World War II geopolitical order. Under the leadership of Josip Broz Tito, Yugoslavia decisively rejected Soviet dominance in 1948, leading to its expulsion from the Cominform. This was a bold move, famously marked by Tito’s defiant “nyet” to Stalin. Following this split, Yugoslavia pursued a non-aligned foreign policy, establishing the Non-Aligned Movement (NAM) alongside other decolonising nations. This allowed it to maintain a delicate balance between the East and the West. State-sponsored construction companies were active in Asia and Africa, while guest workers were exported to Western Europe to bolster the domestic economy. Serbia, as a successor state, maintains engagement with the NAM to this day, continuing its long-standing tradition of non-alignment. A dual pillar of sentiment and strategy Serbia’s current diplomatic relationship with Russia reflects a mixture of historical sentiment and pragmatic strategy. The bond is sustained through Orthodox Christian faith, Slavic linguistic familiarity, and a shared narrative of past solidarity. These factors bolster Russia’s influence in Serbia, most visibly through extensive media penetration and strong political support for Serbia’s territorial integrity, especially concerning Kosovo. One of Russia’s most powerful diplomatic tools remains its veto power in the United Nations Security Council. Moscow has consistently used this privilege to block Kosovo’s accession to international institutions, a gesture widely appreciated in Serbia. This support reinforces Russia’s image as a loyal ally among much of the Serbian public. Meanwhile, Russia has secured a prominent role in Serbia’s economic landscape. Bilateral trade between the two nations is estimated at US$3 billion annually. Gazprom owns a majority stake in Serbia’s oil and gas company, NIS, and Serbia remains tied into Russia’s TurkStream gas pipeline. As of May 2025, Serbia extended its gas import contract with Russia until the end of September, locking in prices and guaranteeing supply ahead of winter. Additionally, the Russian tech company Yandex has relocated a significant portion of its operations to Serbia. The firm employs thousands of local staff in transportation, delivery, and IT services. Since the 2022 invasion of Ukraine, over 300,000 Russian nationals and approximately 20,000 Ukrainians are estimated to have settled in Serbia fleeing war, with many employed in these sectors and obtaining Serbian residency. This follows a historical pattern; for instance, more than 1,500 prominent Russian families sought refuge in Serbia after the Russian Civil War (1917–1918). Many Serbs still travel to Russia, including for business, holiday, or professional exchanges. While Western pop culture dominates in Serbia, many Russian artists still perform there regularly, especially in classical arts. Pragmatic neutrality President Aleksandar Vučić has carefully walked the tightrope of maintaining Serbia’s candidacy for European Union membership while resisting pressure to join Western sanctions against Russia. This diplomatic balancing act reflects both domestic political realities and a long-standing foreign policy of strategic neutrality. In early May 2025, Vučić attended Russia’s Victory Day parade alongside President Vladimir Putin. While EU officials strongly criticised his decision, Vučić defended his actions as a matter of honouring “traditional friendships.” He reiterated Serbia’s support for Ukraine’s territorial integrity yet refrained from imposing sanctions on Moscow. This ambiguous stance continues to frustrate Western diplomats, who see Serbia as needing to “choose a side.” However, choosing a side would be contrary to the Serbian government’s worldview of needing to remain strategically neutral, which is a tradition in Serbia’s foreign policy dating back to the 13th century. However, some Russian officials have recently questioned Serbia’s neutrality as reports emerged about Serbian defence companies exporting weapons to Ukraine through third party companies located in the Czech Republic, Poland, and Bulgaria. Serbia’s official refusal to impose sanctions against Russia has preserved its access to Russian markets, energy, and political backing. However, it also risks alienating its most significant trading partners. In 2024, Serbia exported goods worth US$959.1 million to Russia—just three percent of its total exports. In comparison, exports to the European Union totalled US$19.3 billion, accounting for over 60 percent of total trade. Imports reflect a similar pattern, with only 3.3 percent coming from Russia compared to 56.3 percent from the EU. This stark contrast suggests that while Russia may provide strategic and emotional support, Serbia’s economic lifeline lies firmly in the West. The energy factor Energy remains the linchpin in Russia-Serbia relations. Serbia is heavily dependent on Russian gas, with existing contracts offering favourable terms that are hard to replicate elsewhere. Although Serbia is making efforts to diversify its energy mix—including exploring Azerbaijani gas, LNG imports via Greece and Croatia, and domestic renewables—these transitions take time. A new strategic plan for wind and solar development is underway, and Serbia is also preparing to auction renewable energy projects. In parallel, the EU and Serbia signed a strategic raw materials partnership in July 2024, targeting Serbia’s lithium reserves. These are critical to the EU’s push to reduce dependency on Chinese supply chains. Yet, public protests against lithium mining in Serbia have stalled the project, revealing the complex interplay between geopolitics and local opposition. Serbia’s role in a shifting world Despite being a small country, Serbia plays an outsized role in the geopolitics of Southeast Europe. With the war in Ukraine dragging on and Moscow becoming increasingly isolated, Serbia remains a key outpost for Russian diplomacy and influence in Europe. At the same time, the country is also investing in deeper partnerships with China, which is fast becoming a major investor in Serbian infrastructure, technology, and mining. While Serbia’s historical and cultural ties with Russia are enduring, they are not immutable. The Serbian public is increasingly aware of the limitations of relying solely on Moscow for diplomatic and economic support. Younger generations are more outward-looking and inclined toward European integration. This generational shift, combined with economic imperatives, could eventually reshape Serbia’s foreign policy priorities. Serbia between a rock and a hard place Serbia’s future hinges on how it navigates its competing loyalties. Russia remains a potent symbol of shared heritage and a geopolitical partner on issues like Kosovo. But economically and institutionally, Serbia is deeply embedded in European systems. Its path forward depends on whether it chooses to lean into its nostalgic ties or align more closely with its economic interests. In today’s multipolar world, Serbia is attempting to preserve its tradition of non-alignment while adapting to a new era of global fragmentation. Whether it succeeds in maintaining this delicate balance, or is ultimately forced to choose, will have profound implications not only for its own trajectory but for the entire Western Balkans. The romanticism of Russia still appeals to many Serbs and people from the Balkans generally, especially older, Yugo-nostalgic generations. Yet the reality of economic interdependence with the West and the shifting sands of global diplomacy may compel Belgrade to make harder decisions in the years to come. Romance or pragmatism? It is always a mix of both in Serbia’s case. Dr Nina Markovic Khaze (PhD Pol. Sc., ANU) is a sessional academic at Macquarie University, political analyst for SBS radio and Director of Communications at Solve Law, Manly. She was previously Vice-President of the AIIA’s ACT Branch, and senior parliamentary researcher for Europe and Middle East. This article is published under a Creative Commons License and may be republished with attribution.

Energy & Economics
 March 28, 2018, the US and Chinese flags and texts at a studio in Seoul, Korea. An illustrative editorial. trade war

International trade war - Spice Road against Silk Road

by Joon Seok Oh

한국어로 읽기 Leer en español In Deutsch lesen Gap اقرأ بالعربية Lire en français Читать на русском AbstractPurpose The purpose of this paper is to analyse the international political economy of Korea and its effects due to geopolitical tension between China and the USA. Design/methodology/approach Economic war between China and the USA has prolonged longer than expected. Aftermath of the COVID-19 pandemic, reforming the supply chain has been the centre of economic tension between China and the USA. Quite recently, with the rapid expansion of Chinese e-commerce platforms, distribution channels come upon a new economic tension between the two. And now is the time to pivot its pattern of conflict from competition into cooperation. In this end, economic diplomacy could be a useful means to give a signal of cooperation. From the view of economic diplomacy, this paper tries to analyse the projected transition of economic war between China and the USA with its implication on the trade policy of Korea. Findings As an implementation of economic diplomacy, China suggested the Belt and Road Initiative (BRI), enhancing trade logistics among related countries to gain competitiveness. In 2023, the Biden administration suggested the India-Middle East and Europe Economic Corridor as a counter to BRI, which will be a threshold for changing trade policy from economic war into economic diplomacy. As a result, it is expected China and the USA will expand their economic diplomacy in a way to promote economic cooperation among allied states, while the distribution channel war would continue to accelerate the economic tension between China and the USA. Korea has to prepare for and provide measures handling this geopolitical location in its trade policy or economic diplomacy. Originality/value This research contributes to the awareness and understanding of trade environments from the perspective of economic diplomacy. 1. Introduction The advent of globalisation has led to widespread economic integration, creating global production networks and markets. However, the COVID-19 pandemic has acted as a significant setback to this trend. In the wake of COVID-19, an economic war has arisen between China and the USA, centred on the restructuring of global supply chains following widespread disruptions. International political economy (IPE) examines the power dynamics between states and the structures of influence within regional economies. Consequently, economic diplomacy has gained unprecedented attention. Economic diplomacy focuses on government actions regarding international economic issues, distinct from political diplomacy through its market-oriented approach in foreign policy. Putnam (1988) categorises economic diplomacy into two levels: unilateralism and bilateralism. Unilateral economic diplomacy (or unilateralism) often relies on hard power, involving decisions on trade liberalisation or market protection without negotiation. Bilateral economic diplomacy (or bilateralism) or multilateral economic diplomacy (or multilateralism), by contrast, involves negotiation among trade partners, resulting in agreements such as regional or global free trade agreements (FTAs). A vast range of state or non-state actors engage in economic diplomacy, navigating the complex interplay between international and domestic factors. Defining economic diplomacy is extremely challenging, but one useful definition is “the broad concept of economic statecraft, where economic measures are taken in the pursuit of political goals, including punitive actions such as sanctions” (Blanchard and Ripsman, 2008).  Figure 1 Recent trend of economic diplomacy To exert influence internationally, ministers and heads of government strive to demonstrate their capacity for national security through two primary approaches, as shown in Figure 1 (above): economic war (or competition) and economic diplomacy (or international cooperation). In the context of global supply chain restructuring, the economic conflict between China and the USA has intensified, marked by threats of supply chain disruptions. This has led to emerging strategies aimed at “crowding out” the USA from global supply chains (去美戰略) or excluding China through alliances such as the Allied Supply Chain and Chip 4. While economic war is inherently “temporary” due to its painstaking nature, economic diplomacy or international cooperation offer a more “long-term” approach because it is gains-taking. This paper analyses the factors contributing to the prolonged nature of this economic war and explores potential outcomes of the supply chain tensions between China and the USA from the perspectives of IPE or geo-economics. In conclusion, it highlights the importance of preparing for trade policy adjustments and strategic economic diplomacy. 2. International trade war and strategic items2.1 Supply chain The supply chain encompasses a network of interconnected suppliers involved in each stage of production, from raw materials and components to the finished goods or services. This network can include vendors, warehouses, retailers, freight stations and distribution centres. Effective supply chain management is a “crucial process because an optimised supply chain results in lower costs and a more efficient production cycle” [1]. Within the supply chain, a leading company typically holds governance power, enabling it to coordinate scheduling and exercise control across the interconnected suppliers, resulting in reduced costs and shorter production times (Gereffi et al., 2005) [2]. Since the 2000s, forward and backward integration have been key strategies for managing time, cost and uncertainty in supply chains. For example, Toyota’s Just-In-Time (JIT) system demonstrated the efficiency of locally concentrated supply chains until disruptions from the 2011 East Japan Earthquake and the Thailand flood. Following supply chain shutdowns in 2020, many businesses shifted from local to global supply chains, utilising advancements of the information technology (IT) and transportation technologies to geographically diversify operations. As the need for a systematically functioning global supply chain has grown, a leading nation, much like a leading company, often assumes governance power in international trade and investment, as illustrated in Figure 2 (below), by aligning with the leadership of a dominant market competitiveness, which makes this leadership valuable.  Figure 2 Supply chain The COVID-19 pandemic dealt a severe blow to the global supply chain, causing sudden lockdowns that led to widespread supply chain disruptions. To mitigate the risks of future global disruptions, supply chains have begun restructuring to operate on a more regionally segmented basis. In this shift toward regional supply chains, China and the USA are at the centre, drawing allied countries within their spheres of influence. This alignment helps explain why the economic war between China and the USA has lasted longer than anticipated. 2.2 Strategic items China has restricted exports of two rare metals, gallium and germanium, which are critical to semiconductor production. Kraljic (1983) highlighted the importance of managing “strategic items” within the framework of supply chain management, as shown in Figure 3. Kraljic emphasises the need to strengthen and diversify critical items. The Kraljic matrix provides a valuable tool for identifying essential items that require focused management within the supply chain.  Figure 3 Kraljic matrix Kraljic identified the importance of managing “bottleneck items” in strategic supply chain management – items that present high supply risk but have relatively low business value. Due to the potential costs associated with non-delivery or compromised quality of strategic items, these must be closely monitored and controlled. From a risk management perspective, establishing medium-term business relationships and collaboration with suppliers is essential. For example, South Korea imports over 90% of its urea for agricultural and industrial purposes from China [3]. Heavily dependent on China for urea supplies due to pricing factors, Korea faced challenges when China imposed export controls on urea, underscoring Korea’s vulnerability within China’s sphere of influence. The European Union (EU) also faces challenges with critical raw materials (CRMs). China remains the EU’s sole supplier of processed rare earth elements, while Chile supplies 79% of its lithium. In response, the EU introduced the CRM Act (CRMA) to support projects aimed at increasing “the EU’s capacity to extract, process, and recycle strategic raw materials and diversify supplies from the third countries” [4]. 2.3 Resilient supply chain alliance In contrast to China’s approach of leveraging supply disruptions to strengthen its influence, the Biden administration in the USA has adopted a cooperative approach focused on building resilient supply chains (Pillar 2) through the Indo-Pacific Economic Framework (IPEF), which includes 14 member countries [5]. The need for resilient supply chains has been further underscored by the Russia–Ukraine crisis. The IPEF aims to address supply chain vulnerabilities by fostering global efforts to reduce risks associated with concentrated, fragile supply chains [6].  Figure 4 Resilient supply chain alliance In Figure 4, the EU Commission presented the Single Market Emergency Instrument (SMEI) in September 2022, a crisis governance framework designed to ensure the availability of essential goods and services during future emergencies. The SMEI operates on three levels: contingency planning, vigilance and emergency. The contingency planning phase focuses on collaboration among member states to mitigate supply chain disruption and monitor incidents. The vigilance phase can be activated when a significant disruption is anticipated, enabling specific measures such as mapping and monitoring supply chains and production capacities. Finally, the emergency phase is activated in cases of severe disruption to the functioning of the single market [7]. Establishing a resilient supply chain through international cooperation may be appealing, yet the reality often falls short of the ambition. In South Korea, the IPEF took effect on 17 April 2024, after an extended negotiation process, marking the first multilateral agreement on supply chains. As a result, during non-crisis periods, the 14 member countries will collaborate to strengthen international trade, investment and trade logistics. In times of crisis, member countries will activate a “crisis response network”. Conversely, opportunities for negotiation with China, South Korea’s largest trading partner, are essential for building supply chain resilience [8]. China has pursued an industrial policy focused on enhancing its supply chain management capabilities. In the semiconductor sector, the decoupling between China and the USA has become increasingly evident. Contrary to expectations, China has adopted a policy of internalising its supply chains, returning to the integration strategies of the 2000s rather than furthering globalisation. A promising opportunity for transformation between the two countries has emerged recently. Since 2015, China and South Korea have maintained bilateral FTA, and with the second phase of FTA negotiations currently underway, there is an opportunity to strengthen trade and investment ties, fostering positive progress through international cooperation. 2.4 China manufacturing exodus During the COVID-19 pandemic, China imposed sudden lockdowns without prior notice or preparation, halting production and logistics cycles. This “zero COVID” policy may have triggered a shift towards “de-risking” China from supply chain disruptions. Although China still offers significant advantages as “the factory of the world,” with vast market potential, prolonged trade tensions with the USA, intensified during the Trump administration, have prompted global manufacturers with substantial USA market bases to relocate operations amid rising geopolitical uncertainties. For example, Nike and Adidas have shifted much of their footwear manufacturing to Vietnam, Apple has begun iPhone production at a Foxconn in Chennai, India, and AstraZeneca has contracted production with India’s Serum Institute. In the pre-globalised era, defining the Rule of Origin (ROO) was straightforward, as a product’s components were usually manufactured and assembled within a single country. However, with the complexity of global supply chains, particularly since 2012, determining ROO has become a time-consuming and subjective process. ROO are classified as either non-preferential or preferential. The USA applies non-preferential ROO to restrict imports from countries like Cuba, Iran and North Korea, while offering trade preference programmes for others. Preferential ROO are used to determine duty-free eligibility for imports from approved countries [9], whereas non-preferential ROO play a crucial role in “country of origin labelling, government procurement, enforcement of trade remedy actions, compilation of trade statistics, supply chain security issues.” [10] China manufacturing exodus may negatively impact capital inflows into Hong Kong, traditionally seen as the Gateway to China. In 2023, Hong Kong’s initial public offering volume fell to a 20-year low of $5.9bn [11]. While China-oriented business remains in Hong Kong, which returns fully to Chinese control in 2047, non-China-oriented businesses have migrated to Singapore. As the certainty of contract and ownership rights forms the foundation of capitalism, this capital flight from Hong Kong is likely to persist. 3. Trade logistics and economic corridors Globalisation has allowed supply chains to leverage interdependence and interconnectedness, maximising efficiency. However, while these efficiencies have been beneficial, they have also created a fertile ground for friction between trade partners due to a “survival of the fittest” mindset and the principle of “winner takes all.” This interdependence has also highlighted vulnerabilities; the global supply chain struggled to manage the disruptions caused by COVID-19, prompting a shift towards regional integration initiatives, such as Association of Southeast Asian Nations, Regional Comprehensive Economic Partnership, United States–Mexico–Canada Agreement and Comprehensive and Progressive Agreement for Trans-Pacific Partnership. As the global economy seeks stability, collaboration over competition has become increasingly essential, with economic diplomacy emerging as a priority. The prolonged economic war between China and the USA arguably needs to shift towards economic diplomacy. The global supply chain is restructuring into regional supply chains, building resilience by operating in regional segments that can withstand crises. Michael Porter introduced the concept of value chain as “a set of activities that a firm performs to deliver a valuable product or service to the market.” [12] Complex finished goods often depend on global value chains, traversing multiple countries. As shown in Figure 5, the value chain consists of supply chain and trade channel components. While the focus has traditionally been on which country holds lead status within a regional supply chain, the emphasis is now shifting to how these regional segments can be interconnected and relayed. In this context, the supply chain competition may evolve into a “channel war” in international trade, where trade logistics will centre on the internal flow of goods, standardising channel processes and establishing authority over these channels.  Figure 5 Supply chain v. trade channel 3.1 Trade logistics It is natural for governments to seek environments that enhance competitiveness within in their countries. In terms of trade, effective trade logistics are essential for maintaining competitive advantage. As a prerequisite, a strong IT management infrastructure is indispensable. As shown in Figure 6, trade logistics encompass the internal flow of goods to market, integrating physical infrastructure with operating software – such as transport hubs, warehouses, highways, ports, terminals, trains and shipping vessels. Key areas of conflict in trade logistics involve the standardisation of channel processes and determining who holds governance over operation of these logistics systems. This is equally relevant within the digital economy. Recently, Chinese e-commerce – often referred to as C-commerce – has aggressively sought to gain control over digital distribution channels, interconnected delivery networks and trade logistics via digital platforms. Chinese platforms such as Taobao, Temu and AliExpress are actively working to increase their monthly active users (MAUs), positing themselves as counterweights to USA-based platforms such as Amazon and eBay in digital trade [13].  Figure 6 Trade logistics When the agenda of establishing international trade logistics is introduced to relevant trade members across various countries, initial progress and effective responses are often achieved. However, efforts soon encounter obstacles related to standardising logistics processes and establishing operational governance. Greater reliance on international institutions could help resolve these issues (Bayne, 2017). Yet governments frequently prioritise domestic interests, and after prolonged negotiations, the risk of international agreements failing increases. Amid the economic war between China and the USA, China launched a trade logistics initiative known as the Belt and Road Initiative (BRI), or One Belt One Road, in 2013. Often referred to as the New Silk Road, the BRI aims to establish economic corridors for trade logistics. The World Bank estimates that the BRI could boost trade flows by 4.1% and reduce trade costs by 1.1% [14]. In response, the Biden administration proposed the India-Middle East and Europe Economic Corridor (IMEC) in September 2023 to strengthen transport and communication links between Europe and Asia as a countermeasure to China’s BRI. IMEC has been well received by participating countries, with expectations of fostering economic growth, enhancing connectivity and potentially rebalancing trade and economic relations between the EU and China [15]. Both BRI and IMEC are ambitious projects aimed at boosting international trade through substantial investments in trade logistics infrastructure. Each seeks to assert governance over international trade channels, signalling that the supply chain war may soon evolve into a trade channel war between China and the USA. 3.2 Economic corridors Economic corridors are transport networks designed to support and facilitate the movement of goods, services, people and information. These corridors often include integrated infrastructure, such as highways, railways and ports, linking cities or even countries (Octaviano and Trishia, 2014). They are typically established to connect manufacturing hubs, high-supply and high-demand areas, and producers of value-added goods. Economic corridors comprise both hard infrastructure – such as trade facilities – and soft infrastructure, including trade facilitation and capacity-building measures. The Asian Development Bank introduced the term “economic corridor” in 1998 to describe networks connecting various economic agents within a region [16]. Economic corridors are integrated trade logistics networks, providing essential infrastructure for connecting regional segments of supply chains. As supply chains increasingly operate in regional “chunks,” linking these segments becomes ever more important. Economic corridors typically include a network of transport infrastructure, such as highways, railways, terminals and ports. Initiatives like the BRI and IMEC use economic corridors as instruments of economic diplomacy, shifting strategies from hard power to soft power, as shown in Figure 7. Because less-developed or developing countries often lack sufficient funding to invest in trade logistics, they tend to welcome these initiatives from developed countries, which offer international collaboration and support. However, these initiatives usually come with the condition that participating countries must accept standardised trade processes and governance led by the sponsoring developed country.  Figure 7 Economic corridor initiatives as economic diplomacy To succeed, economic corridors must meet three key conditions [17]. First, government intervention is essential, as economic corridor initiatives primarily involve public infrastructure investments beyond the scope of the private sector. In realising these projects, governments must reconcile three tensions to ensure their policies are mutually supportive: tensions between politics and economics, between international and domestic pressures and between governments and other stakeholders. Second, intermediate outcomes should be measured and demonstrated as results of economic corridors, allowing participants to experience tangible benefits throughout these longer-term projects. Finally, economic corridors should deliver broader benefits. Participants need incentives to utilise the infrastructure sustainably. These benefits may extend beyond economic welfare, such as wages and income, to include social inclusion, equity and environmental gains, which support the long-term viability of the infrastructure. 4. BRI vs IMEC4.1 Belt and Road Initiative (BRI) - Silk Road The BRI can be a modern-day realisation of the Silk Road concept, connecting Europe as a market base with China as a production base. Unlike the ancient Silk Road, which connected trade routes across Eurasia, the BRI poses potential challenges due to its extensive connectivity. Firstly, there are social and environmental externalities, such as increased congestion and accidents from concentrating traffic flows through limited links and nodes within trade networks. Secondly, while the connectivity may benefit the production and market bases at either end, regions situated between these hubs, through which highways and railways pass, may gain minimal advantage. Thirdly, there is often a mismatch between where costs and benefits are realised. Transit regions that facilitate network traffic often see fewer direct benefits compared to high-density nodes within the network. 4.2 India-Middle East and Europe Economic Corridor (IMEC) - The Spice Road The ancient Spice Roads once connected the Middle East and Northeast Africa with Europe, facilitating the exchange of goods such as cinnamon, ginger, pepper and cassia, which, like silk, served as a form of currency. The IMEC proposes a modern route from India to Europe through the United Arab Emirates (UAE), Saudi Arabia, Israel and Greece. Since its announcement in September 2023, some regional experts have expressed reservations about its feasibility, particularly regarding the connection between the Middle East and Israel. The project has faced delays due to the Israel–Hamas war. Despite these challenges, IMEC holds potential to drive economic growth and strengthen connectivity, especially as countries like Vietnam and India emerge as alternative manufacturing bases for companies relocating from China. For Saudi Arabia and the UAE, IMEC is not viewed as a challenge to China but rather as an opportunity to diversify their economies and solidify their roles within the Middle East region [18]. 5. Conclusion A new trade war between China and the USA has begun, with the Biden Administration’s introduction of IMEC as a counter to China’s BRI. This shift could soon transform the nature of economic war from a focus on supply chains to one on trade channels. The China manufacturing exodus was further accelerated by supply disruptions during the COVID-19 pandemic. Amidst the economic tensions between China and the USA, the restructuring of global supply chains into regional networks has made significant progress. With China maintaining its stance on export controls for strategic items, South Korea must prepare for resilient supply chain management. In relation to China–Korea FTA, which is currently undergoing its second phase of negotiation, South Korea should seek clarity on the transparency of China’s strategic item controls. The Committee on Foreign Investment in the United States (CFIUS) plays a key role in monitoring the quality of inbound investments; similarly, South Korea is experiencing increased inbound investment due to the manufacturing shift from China and should apply similar standards to evaluate investment quality. This emerging economic war between China and the USA is now marked by the competing initiatives of the BRI and IMEC. The BRI can be viewed as a modern Silk Road, linking China with Europe, while the IMEC seeks to establish a trade logistics corridor connecting Saudi Arabia, the UAE, Israel and Greece. The South Korean Government should take proactive steps to prepare for the evolving dynamics of the trade war between China and the USA. CitationOh, J.S. (2025), "International trade war - Spice Road against Silk Road", International Trade, Politics and Development, Vol. 9 No. 1, pp. 2-11. https://doi.org/10.1108/ITPD-06-2024-0031  Notes 1. https://www.investopedia.com/terms/s/supplychain.asp2. According to Gary Gereffi et al, 5 governance types of a lead company could be categorised as market, modular, relational, captive and hierarchy.3. Korea imports urea from 12 countries including Qatar, Vietnam, Indonesia and Saudi Arabia, in addition to China.4. https://single-market-economy.ec.europa.eu/sectors/raw-materials/areas-specific-interest/critical-raw-materials/strategic-projects-under-crma_en5. IPEF was launched on May 23,2022 at Tokyo. 14 member countries are Australia, Brunei, Fiji, India, Indonesia, Japan, Republic of Korea, Malaysia, New Zealand, Philippines, Singapore, Thailand, Vietnam and the USA. 4 Pillar of IPEF are Trade (Pillar 1), Supply Chain (Pillar 2),Clean Economy (Pillar 3) and Fair Economy (Pillar 4).6. Critics say “lack of substantive actions and binding commitments, instead focusing on process-driven framework building.” https://www.piie.com/blogs/realtime-economics/its-time-ipef-countries-take-action-supply-chain-resilience7. https://ec.europa.eu/commission/presscorner/detail/en/ip_22_54438. As of 2023, the first-largest trade partner of Korea is China (Trade volume of $267.66bn), the second is the US ($186.96bn) and the third is Vietnam ($79.43bn)9. As preferential ROO contain the labour value content requirement in the USMCA, it could increase compliance costs for importers. https://crsreports.congress.gov/product/pdf/RL/RL3452410. USITC(1996), Country of Origin Marking: Review of Laws, Regulations and Practices, USITC Publication 2975, July, pp. 2–411. https://www.barrons.com/articles/hong-kong-financial-center-china-46ba5d3612. Porter identifies a value chain broken in five primary activities: inbound logistics, operations, outbound logistics, marketing and sales and post-sale services. https://www.usitc.gov/publications/332/journals/concepts_approaches_in_gvc_research_final_april_18.pdf13. MAU is a metric commonly used to identify the number of unique users who engage with apps and website. MAU is an important measurement to the level of platform competitiveness in the digital trade logistics or e-commerce industry.14. https://home.kpmg/xx/en/home/insights/2019/12/china-belt-and-road-initiative-and-the-global-chemical-industry.html15. https://www.bradley.com/insights/publications/2023/10/the-india-middle-east-europe-economic-corridor-prospects-and-challenges-for-us-businesses16. The Asian Development Bank (ADB), which first used the term in 1998, defines economic corridors as important networks or connections between economic agents along a defined geography, which link the supply and demand sides of markets. http://research.bworldonline.com/popular-economics/story.php?id=350&title=Economic-corridors-boost-markets,-living-conditions17. Legovini et al. (2020) comments traditional cross border agreements of transport investment focuses only on a narrow set of direct benefits and cost. However, economic corridors can entail much wider economic benefits and costs such as trade and economic activity, structural change, poverty reduction, pollution and deforestation.18. Arab Centre Washington D.C. https://arabcenterdc.org/resource/the-geopolitics-of-the-india-middle-east-europe-economic-corridor/ References Bayne, N. (2017), Challenge and Response in the New Economic Diplomacy, 4th ed., The New Economic Diplomacy, Routledge, London, p. 19.Blanchard, J.M.F. and Ripsman, N.M. (2008), “A political theory of economic statecraft”, Foreign Policy Analysis, Vol. 4, pp. 371-398, doi: 10.1111/j.1743-8594.2008.00076.x.Gereffi, G., Humphrey, J. and Sturgeon, T. (2005), “The governance of value chain”, Review of International Political Economy, Vol. 12 No. 1, pp. 78-104, doi: 10.1080/09692290500049805.Kraljic, P. (1983), “Purchasing must be supply management”, Harvard Business Review, Vol. 61 No. 5, September.Legovini, A., Duhaut, A. and Bougna, T. (2020), “Economic corridors-transforming the growth potential of transport investments”, p. 10.Octaviano, B.Y. and Trishia, P. (2014), Economic Corridors Boost Markets, Living Conditions, Business World Research, Islamabad, October.United States International Trade Commission (USITC) (1996), “Country of origin marking: Review of Laws, Regulations, and Practices”, USITC Publication, Vol. 2975, July, pp. 2-4.Further readingPorter, M. (1985), Competitive Advantage: Creating and Sustaining Superior Performance, Free Press.Putman, R.D. (1988), “Diplomacy and domestic politics; the logic of two-level games”, International Organization, Vol. 42 No. 4, pp. 427-600.USITC (2019), “Global value chain analysis: concepts and approaches”, Journal of International Commerce and Economics, April, pp. 1-29.

Energy & Economics
Press Conference by European Commission President Ursula von der LEYEN and Mario DRAGHI on the Report on the Future of EU Competitiveness in Brussels, Belgium on September 9, 2024.

European Competitiveness at Stake: Industrial and Technological Challenges

by Federico Castiglioni

한국어로 읽기 Leer en español In Deutsch lesen Gap اقرأ بالعربية Lire en français Читать на русском Introduction  On 7 April 2025, the Italian Istituto Affari Internazionali and the Dutch Clingendael Institute co-hosted the fourth edition of the Van Wittel/Vanvitelli Roundtable, which is becoming a major recurring event in the policy dialogue between Italy and the Netherlands. The meeting, co-organized by the two policy institutes, took place at the Italian School of Public Administration in Caserta (NA, Italy), bringing together a broad array of stakeholders including experts from academia, think tanks, ministries and civil society.1 This year’s roundtable focused on the critical intersections between industrial innovation, technological sovereignty and (open) strategic autonomy, underlining the urgent need to strengthen linkages between these domains within the broader European framework. Held under the Chatham House Rule and by invitation only, the event created a space for frank and forwardlooking exchanges on how both Italy and the Netherlands can safeguard their national interests while contributing constructively to the collective resilience and strategic capacity of the European Union. One of the most relevant outcomes of this edition was the joint endorsement of a proposal to develop a bilateral policy paper aimed at strengthening collaboration between the two countries, while also feeding into ongoing EU-level initiatives.  1. Increasing security and reducing dependencies The dialogue began with a reflection on the pressing geopolitical challenges facing the European Union. Participants broadly acknowledged that escalating tensions between the United States and China, including an increasingly protectionist American posture – as seen during and potentially following the Trump administration – pose risks for Europe’s role in the international order. The possibility of a global trade war, alongside the gradual withdrawal of the US from traditional multilateralism, is both a threat and a wake-up call for Europe. In the last months, the challenge has become particularly serious, as the US administration threatened multiple times to impose high tariffs on EU products. Rather than becoming collateral damage in this global rivalry, Europe should take active steps to strengthen its strategic positioning and develop a strategy to counter and deter coercion from third countries. This goal, the participants argued, requires avoiding marginalisation through enhanced internal cohesion, greater autonomy from external suppliers, and the ability to act collectively on the world stage. In this light, there was widespread agreement that bilateral relationships such as the one between Italy and the Netherlands can serve as essential building blocks in shaping Europe’s capacity to act with strategic clarity and operational effectiveness.  In the event of a global trade war, another source of instability could come from China. If the US markets shut its doors, China would be faced with an overproduction capacity, due to the misplacement of all the goods destined to the US economy. In this scenario, the only option for Beijing would be to flow the same commodities to Europe, thereby saturating the market and curbing EU competitiveness. This scenario must be avoided. The solution can be only a tough but necessary negotiation with the US to avoid a dramatic fragmentation of global trade. The EU should act reasonably and try to persuade Washington of the existing nexus between global trade, wealth and political stability. The negotiation should start from the assumption that the transatlantic trade with the United States is much smaller than trade within the European Union. As a consequence, all the EU member states have a practical convenience in standing together and speaking with Washington with one voice. The formal and exclusive competence that the Commission holds in the commercial field, granted by the EU Treaties, should be therefore supported politically at the highest levels. At the same time, the Commission and the member states should focus on: 1) developing bilateral agreements with like-minded countries worldwide which believe in open and fair trade; 2) removing non-tariff barriers inside the internal market to boost competitiveness vis-à-vis the rest of the world. The second point is particularly important, as the Commission needs to make the bloc more resilient to external shocks through a set of instruments aimed at enhancing strategic autonomy in a framework of necessary global interdependence.  Indeed, the recipe to achieve this goal has been already identified in the Letta and Draghi reports, which offer sound analyses and strategic directions for European industrial and economic policy. Despite these clear guidelines, the participants’ consensus was that implementation today remains inconsistent due to poor coordination among member states and institutional inertia. It was argued that meaningful progress depends on increased financial support, forward-looking strategic planning and, crucially, the formation of coalitions among like-minded EU member states – especially when the broader EU framework falls short. A recurring theme throughout the discussion was Europe’s evolving role as a global actor; if the ambitions of the bloc go beyond playing the role of an excellent regulatory power, the EU must position itself as a mediator and real broker in a multipolar world. Italy and the Netherlands, with their strong institutional, industrial and diplomatic assets, are natural complimentary partners in this effort, and can help the EU agenda in many respects. One dimension obviously pivotal for both the Union and its member states is the future of our economies. In this regard, participants insisted on the need to place industrial policy at the very heart of Europe’s strategic agenda. The capacity to maintain economic leadership, social cohesion and democratic vitality depends in no small part rests on the continent’s ability to manufacture, innovate and compete. A number of shared structural challenges – most prominently energy affordability, demographic change and the digital transition – must be tackled through integrated strategies that involve both public and private actors. The traditional rigid separation between public sector policy and private investment is therefore outdated and counterproductive. Today’s complex challenges require unified action driven by shared objectives. The Italy–Netherlands partnership, in this context, was identified as a potential nucleus for a new wave of EU-wide strategic thinking. These two countries already hold considerable influence in different sectors and can use their complementary strengths to demonstrate the added value of bilateral cooperation for the entire EU. By jointly addressing pressing infrastructure needs, advancing cooperation on research and innovation, and fostering deeper market integration, Italy and the Netherlands could set a precedent for other mid-sized EU member states. The panel was concluded by a call to action: to jointly draft a detailed position paper, developed in direct dialogue with the European Commission, to define shared priorities and propose concrete initiatives. This policy paper would focus on key areas such as advanced technologies, green innovation, the energy transition and the pursuit of strategic autonomy – laying the foundations for a resilient and forward-looking Europe. Italy and the Netherlands, as major industrial powerhouses, can give a significant contribution, as they already did in the past. 2. Innovation and strategic sectors: Agriculture, defence and semiconductors The second part of the discussion focused on innovation as a cornerstone of European competitiveness. While there was strong recognition of the EU’s ambition in this domain, participants pointed to significant structural weaknesses, particularly underinvestment in research and development and fragmented policy implementation. The Chips Act and the Critical Raw Materials Act were cited as important legislative efforts, but whose success will depend on coherent action across all member states and the mobilisation of private capital and expertise. Among the strategic sectors identified for both countries, agriculture stood out as a particularly relevant case. Agriculture in fact embodies both industrial potential and the need for open strategic autonomy – especially in the context of international trade developments, such as those stemming from EU-Mercosur negotiations and US demands to open European agricultural markets. Italy and the Netherlands are major players in this field. According to Eurostat data, the Netherlands is one of the top three agricultural exporters in the EU, while Italy ranks among the leaders in high-quality agricultural production and is a world leader in agri-food machinery. These comparative advantages create space for deep, complementary cooperation. Participants stressed the need to build a joint framework focused on food quality, innovation testing and the harmonisation of production systems. The Netherlands was recognised for its leadership in digitalisation and agri-tech innovation, while Italy’s sophisticated machinery sector was seen as critical for enabling largescale adoption of new technologies. Importantly, agricultural innovation was also viewed as essential for climate adaptation. With the increasing scarcity of water and the shrinking availability of arable land, Europe’s food systems must evolve to remain viable and resilient. The digital transformation of agriculture, through the adoption of Internet of Things (IoT) and data-driven solutions, presents opportunities to increase productivity and sustainability. However, it also raises challenges, including the need to ensure equitable access to vital semiconductors in order to build digital infrastructure and to address skills gaps in digital literacy. Semiconductors in particular, the hardware backbone of all digital systems, were identified as a cross-cutting capability essential not only to agriculture but to broader industrial policy. For Italy and the Netherlands, enhancing national capacity in this field aligns with the strategic goal of technological sovereignty. Another core issue raised was the generational transition in agriculture. As rural populations age, the sector should be made more appealing to younger, highly educated individuals. This requires a cultural shift: reframing agriculture as a highvalue and socially meaningful profession. The traditional image of the isolated farmer must give way to a narrative that resonates with environmentally conscious youth who see value in returning to the land. However, this shift requires careful policy design to reconcile environmental goals with economic sustainability. Specific strategies were discussed for supporting small farms, which often lack access to advanced technology, and for incentivising large-scale producers to integrate sustainable practices. Italy’s prominence in agricultural machinery offers a further avenue for international engagement. Expanding innovation to developing countries through machinery exports and technical cooperation could support global food security while reinforcing Europe’s leadership. In closing, participants linked these reflections back to the broader topic of European security and defence. The defence industry and the cybersecurity domain face similar issues of dependency and vulnerability. Strategic autonomy in these sectors is not only about accessing raw materials but about entire supply chains – from design and production to deployment. Both Italy and the Netherlands are well-positioned to lead within a broader European effort to secure these strategic infrastructures. Conclusions The roundtable concluded by reaffirming the centrality of the economic dimension to the future of Europe. A clear and robust industrial strategy must return to the forefront of EU policymaking. In the absence of an effective industrial policy framework, too much responsibility remains at the national level, creating disparities and inefficiencies. Europe must shift from aspirational rhetoric to operational pragmatism, investing decisively in sectors that underpin its long-term resilience. The cooperation between the public and private sectors is essential. Both Italy and the Netherlands are undergoing parallel transitions – digital, environmental and demographic. These must be tackled simultaneously, as none can be deprioritised. Change will require acknowledgment of systemic constraints. Among the most urgent priorities is the cost of energy, which undermines industrial competitiveness across Europe. Italy is particularly affected due to its structural vulnerabilities, but this is a shared European challenge. Energy prices must be drastically reduced, and a fully functioning internal (energy) market must be established. Demographic decline poses a new challenge. Unlike previous decades, the EU must now envision growth in a context of population shrinkage. The only answer to this unprecedented challenge lays in innovation, accessible energy and a revitalised industrial base. Hence, the call for new models and economic frameworks capable of adapting to shrinking labour markets while maintaining living standards. Ultimately, the Van Wittell/Vanvitelli Roundtable highlighted that the EU should engage proactively the US to avoid a global trade crisis and forge alliances with like-minded and complementary world players. With the contribution of two important actors such as Italy and the Netherlands, the EU can find new pathways to open strategic autonomy and long-term prosperity. *Updated 23 May 2025 Report of the fourth edition of the Van Wittel/Vanvitelli Roundtable organised at the Italian School of Public Administration in Caserta on 7 April 2025 by the Istituto Affari Internazionali (IAI) and Clingendael Institute. Paper produced in the framework of the project “Van Wittel/Vanvitelli Roundtable”. The project has benefited from the financial support of the Dutch Ministry of Foreign Affairs, the Policy Planning Unit of the Italian Ministry of Foreign Affairs and International Cooperation (MAECI) pursuant to art. 23-bis of Presidential Decree 18/1967, and the Compagnia di San Paolo Foundation. The views expressed in this report are solely those of the authors and do not necessarily reflect the views of the Italian Ministry of Foreign Affairs and International Cooperation and the Dutch Ministry of Foreign Affairs. References 1 - A video of the closing remarks by Antonio Tajani, Italian Deputy Prime Minister and Minister of Foreign Affairs and International Cooperation, and Caspar Veldkamp, Dutch Minister of Foreign Affairs, is available here: https://www.youtube.com/live/mqhfJfW-4s8.

Energy & Economics
New York City, New York, USA - January 18 2025: Sign with the words,

Donald Trump, the revolt of the lower middle class and the next phase of European integration

by Klaus Welle

한국어로 읽기 Leer en español In Deutsch lesen Gap اقرأ بالعربية Lire en français Читать на русском Abstract The defining political shift of our era is the revolt of the lower middle class. Much more exposed than the better-off to the succession of crises in recent years—from the financial crisis to uncontrolled migration, from Covid-19 to Russia’s aggression against Ukraine—the lower middle class is turning to the populist right and its promise of protection by closure. Unlike the US first-past-the-post system, the EU’s institutional framework emphasises compromise and cross-party cooperation and thus offers a critical buffer against this wave of disruption. But this is not enough to protect our post-1945 political order, which is based on parliamentary democracy, the rule of law and European integration, from both internal and external threats. The EU needs a bold agenda that focuses on competitiveness, growth, migration and defence, all of which are crucial to strengthening our continent. Introduction1 Once is an accident, twice the new normal. With his electoral success, Donald Trump is the new reality in the US, not just an aberration. Trump obviously understands his time better than anybody else, which ensured him his comeback as president of the US, elected by the people against seemingly overwhelming legal and political resistance. He is the new rule of the game, like it or not. The revolt of the lower middle classWhat is the new reality? The party political system in the US and Europe has been fundamentally transformed by the revolt of the lower middle class. Voter analyses in several European countries give a clear picture: in France, Marine Le Pen and the National Rally (Rassemblement National) represent the ‘défavorisés’ like no other party and have replaced in that function the traditional left. Le Pen is successful in the former Communist heartland and mining territory of northern France, where she also assured her own seat in parliament (Ipsos 2024). Similarly, Alternative for Germany (Alternative für Deutschland, AfD) is electorally over-represented among workers and the unemployed and those with below average incomes and education (Moreau 2024a). And the Freedom Party of Austria (Freiheitliche Partei Österreichs, FPÖ) rallies the workers too (Moreau 2024b). This should not come as a big surprise. Right-wing populist parties have been recognised in political science as unconventional workers’ parties for more than a decade (Rydgren 2013). And the transformation of the political space in Europe has been ongoing for more than a decade as well. European Parliament elections are an excellent monitor of the overall situation in Europe and the member states. The outcome of the 2024 European Parliament elections shows us a political space that is basically divided into three parts. One-third of the members now sit on the left, organised in the Green, Socialist and Left groups; a good third are in the centre, encompassing the Liberals and the Christian Democrat European People’s Party (EPP); and close to a third now belong to the populist and radical right (European Parliament 2024). In the US, Trump’s success was assured in 2016 through gains in the ‘rustbelt states’, formerly the Democrat Party’s heartland. In 2020 Joe Biden was able to narrowly turn the tide. With his credibility among workers—acquired over decades through close cooperation with the trade unions—he was able to achieve what presidential candidates from liberal New York and California, Hillary Clinton and Kamala Harris, could not. The Republican Party today is the Make America Great Again Party. It is the party of Donald Trump. The Republican Party of Ronald Reagan and George Bush does not exist anymore. The party that used to represent the highly skilled today represents and owes its electoral success to the lower-skilled working class. ‘National security Republicans’ have lost their political home. Why is the lower middle class revolting? The lower middle class can be identified as those whose economic situation is tense. In other words, they have no financial buffer and anything unexpected happening can push them over the edge. In the US, this group, known as those living ‘from paycheque to paycheque’, is considered to comprise 25% to 30% of the population. A single paycheque not arriving might force people belonging to this group to sell their car; several paycheques not arriving might oblige them to sell their house (Bank of America Institute 2024). Ever since the financial crisis that started in 2008, we have gone in Europe from crisis to crisis. The drawn-out financial crisis was followed by uncontrolled migration as a consequence of Russia’s bombardment of big cities in Syria, and this was followed by Covid-19 and then Russia’s aggression against Ukraine, which caused major spikes in energy and food prices and another massive wave of migration. What we call a ‘crisis’ might equally be considered a lack in performance of the system overall and an indication of increasing loss of control. Russia is being aggressive militarily and in other ways because it believes it can do so and get away with it. External borders prove time and time again to be porous. After the Second World War, the German economy grew by an average of about 5% per year; but in the last five years, this has dropped to 0% and even into the negative. What can be weathered by the better-off is an existential challenge for the lower middle class. If you are not already on the housing ladder by luck of birth, it is increasingly difficult to get onto. The social elevator is stuttering. And while migration is perceived by the upper middle class as the promise of affordable personal services today and care in old age later, for the lower middle class it means competition for affordable housing and state services, and the risk of decreasing educational standards for children in their lower-income living areas. German sociologist Andreas Reckwitz (2020) describes the experience of the lower middle class as one of a double devaluation: economic and cultural. It is economic because formerly well-paid industrial workers are falling increasingly behind the new university-educated service class. And it is cultural because their system of traditional values is regarded as outdated and destined to be superseded. From a horizontal to a vertical understanding of the party political system The traditional horizontal classification of parties on a left to right axis is very misleading now. To understand what is happening, we need to replace the traditional horizontal classification with a vertical one based on social status, income and education. On the basis of the 2021 German federal election and data provided by the Bundestag (data no longer available online) and others (Focus online 2021), we can construct such a vertical system for Germany: 1. Greens and liberals represent younger voters, with a very good income in the case of the liberals and an average income, but outstanding level of education, when it comes to the greens, the new party of the Bildungsbürgertum (the very well-educated). These voters can together be considered the upper middle class and the most dynamic part of society.2. The traditional people’s parties, the Christian Democrats and the Social Democrats, become more popular the older the cohort, with their popularity rocketing among those above 70 years old. The income levels of the voters of these parties are average, as is their education, and this voter base is shrinking. These parties represent the middle class.3. The Left (Die Linke) is over-represented among academics and the unemployed; its electorate has a below-average income. The extreme-right AfD is over-represented among workers, the unemployed and people of working age. The educational levels of these voters are low, and their household incomes are below average. The Left and the AfD both represent the lower middle class. The part of the lower middle class that is represented by the populist right is being promised protection by closure. Right-wing populism is therefore ‘social nationalism’. But it is not just about the programme. Bringing that new coalition of various social groups together is facilitated by charismatic leadership: Trump is a charismatic leader in the sense of Max Weber (1921); and he finds his European equivalents in the likes of Nigel Farage, Boris Johnson, Marine Le Pen and Viktor Orbán. Moreover, the dominance of social media over the traditional media has dramatically decreased the cost of political organisation and provided a chance for newcomers to establish themselves. Social media have also normalised hate, which was banned from the traditional media for very good reasons after the dramatic experiences of racism, National Socialism and Communism in the twentieth century. Political parties based on portraying political adversaries as enemies in the tradition of Carl Schmitt (2007) are profiting more than any other from these new tools. What differentiates Europe from the US? Party political competition in the US If we are observing a revolt of the lower middle class in both the US and Europe, why has the impact been so different up to now? In the US the first-past-the-post system forces everybody to integrate into one of the two major political parties, the Democrats and the Republicans. Both parties therefore represent very large coalitions, which essentially serve an electoral purpose only and cannot be considered programme parties. The fight for content takes place mainly within, among the different caucuses organised in Congress. What you would find in the European Parliament in the EPP, the European Conservatives and Reformists, the Patriots and the Sovereigntists is, in the US, all assembled in one political family, the Republicans. Equally, what you would find in the liberal Renew group, the Socialists and Democrats, the Greens and the Left in Europe has to cohabit within the Democrat Party in the US. The Republican Party can be understood as a broad political coalition which has effectively fallen under the control and leadership of what in Europe might rather be considered the line of Viktor Orbán and the Patriots. The other tendencies are still there but marginalised. They can no longer determine the overall direction but might still be sufficiently strong in Congress to block decision-making or align with the other side when they regard policies as being against their core convictions, such as creating unsustainable debt levels, or on matters related to national security and defence.Europe and its national electoral systemsEuropean states are not immune either. The British, the French and the Hungarian electoral systems provide an oversized seat result for the relatively strongest party, and this increases the opportunities of the extremes. Brexit can be considered one outcome of this. The current political stalemate in France, where the extreme right and the extreme left are holding the system hostage, is another. In systems of pure proportional representation, by contrast, you need more than 50% of the votes for one party or a coalition of several parties to take effective political control. In a first-past-the-post system, as in the US, 20%–30% of the electorate is more than sufficient to take over one of the major political parties and, with that, to potentially run the country. Pure proportional systems therefore provide better protection against a right-wing or left-wing populist takeover. The EU political system On the federal level of the EU on the other hand, the incentives are there for cooperation across the political centre. Decisions in the Council need an oversized qualified majority; the election of a European Commission president by the European Parliament requires an absolute majority of the members elected to the house. These majorities can regularly be found only through cooperation across the aisle and by transcending the traditional left–right schism. The desire to hold important political offices in the EU, therefore, requires a willingness to compromise and forces political parties that are more on the right or on the left to look towards the centre. The final vote on the von der Leyen Commission was carried by a large cross-cutting alliance of the Christian Democrat EPP, the liberal Renew and the Socialists, complemented by the constructive right, centred on Italian Prime Minister Giorgia Meloni, and the constructive left, led by the German Greens. The more radical elements of both the European Conservatives and Reformists and Green groups voted against. The institutional system has a strong impact on the political culture in the EU, which is a culture of cooperation. The political system favours the creation of unity—as the condition for stability on a historically, geographically and culturally divided continent—and therefore the centre. The absence of permanent coalitions and the lack of fixed roles of majority and minority in the division of power in the EU create the opportunity to integrate those on the very right and the very left who are not opposed to the system as such and whose primary aim is not to destroy it: the constructive right and the constructive left. Contrary to the US, where the destructive and anti-system elements can dominate the rest of their respective coalitions, inside the EU that destructive right and left find themselves isolated unless they stop being the system opposition. That is why Ursula von der Leyen was well advised to integrate Raffaele Fitto from Brothers of Italy (Fratelli d’Italia) as vice-president of the European Commission and, at the same time, to continue a constructive dialogue with the co-leader of the Green group Terry Reincke on the importance of climate change policies and actions to preserve the rule of law. Brothers of Italy had not only supported the new asylum pact, in contrast to Viktor Orbán, but had also supported Ukraine in a steadfast fashion, including in the vote to ensure Ukraine profits from the interest on Russian assets. Brothers of Italy is part of the constructive right, stabilising the political system of the EU. Is the EU therefore safe? The EU is a federal union of citizens and states and therefore dependent on support in each and every member state. It is only as strong as its weakest link. Even though, on average, support for EU institutions is close to historical highs and well above the support levels for national institutions, that is not enough (EU 2024). Before Brexit the EU’s weakest link in terms of overall support was the UK. Nowadays its weakest link is France, which is paralysed by the combination of a destructive right, on the one hand, and on the other, a destructive left which, in the form of France Unbowed (La France Insoumise), is holding the socialists and greens hostage. And both extremes are cooperating in the destabilisation of the state. That smells like Weimar. What needs to be done? An agenda for the next phase of European integration An agenda for strength In the worlds of Trump, Vladimir Putin and Xi Jinping, strength is the only thing that counts. Internationally and geopolitically, we are back in the world of nineteenth-century power politics. The rules of the game have changed, and the quicker we understand this the better. We are threatened at the same time from the inside and from the outside. From the inside, by the destructive nationalist populist right and left that are trying to hollow out the political order, established after 1945, based on parliamentary democracy, the rule of law and European integration. From the outside, by aggressive nationalist power politics. And more often than not, these two are connected. The seatbelts need to be fastened. Defending ourselves from threats both inside and outside has to start with the recognition that we are confronted with real issues, not just imagined ones. Hyper-inflation was real and is still stored in today’s price levels. The accumulated inflation during Joe Biden’s four-year term was above 20% (US Bureau of Labour Statistics n.d., author’s calculations), and it will not have been very different in Europe. Growth rates are very low, while debt is rising, and with it the difficulty of states to intervene in times of absolute need. Uncontrolled mass immigration happened. Our capacity to defend our continent is seriously compromised. International respect comes from strength, not from weakness. This is not a case for mass psychotherapy, but political action: the political agenda has to change. The European Parliament nowadays plays a key role in setting the agenda for the upcoming legislative term. Ursula von der Leyen had to negotiate with all the political forces of good will about the programme for the next five years to have any chance of being elected by an absolute majority of the members of the house. The need for the Commission president to negotiate the programme also changes the role of the European political foundations. The Wilfried Martens Centre for European Studies has contributed hundreds of precise policy proposals to the process of reflection in a document entitled The 7Ds for Sustainability. This text centres on defence, debt, digitalisation, demography, democracy, decarbonisation and de-risking globalisation in order to enrich the debate and help set a new agenda (Wilfried Martens Centre for European Studies n.d.). The outcomes of the European elections matter, as they should. With the Greens and the Liberals having together lost more than 50 seats and the so-called progressive majority between the Liberals, Greens, Socialists and the far left having disappeared, European Commission priorities for this legislature have markedly changed. Competitiveness and security, comprising both defence and migration, including border protection, have become the top two priorities. This is underpinned by the different composition of the European Commission and the European Council. With half of the members of both institutions coming from the EPP and the EPP occupying the centre space in the European Parliament as well, concerns about competitiveness, migration and defence, critical to strengthening our continent, which is being challenged from both within and without, now have a stronger voice. An agenda for growth: implementing the Draghi report Like every other policy paper, the Letta and Draghi reports can and are being discussed in detail. But no one can dispute the competence of Mario Draghi in matters monetary and economic. The Draghi report will therefore provide a most important reference point. His report comprises six basic truths that will inspire the legislative proposals of the European Commission in this term, even more so as it was requested by the European Commission president herself. Draghi brings everybody face to face with his or her responsibilities. From my personal reading, his report can be summarised as follows: • Investment is the precondition for future growth. Europe is lagging behind in high-tech investment and has largely lost the new digital economy race. This can be identified as the key reason for the difference in per capita growth between the US and the EU. Mid-tech–based industry, such as the car industry, which provides our current economic backbone, is coming under increasing competitive pressure from China.• Without investment, annual productivity growth falls behind. Europe could maintain and improve its living standard by considerably increasing female and older-age participation in the workplace. Worsening demographics make that quantitative input increase more difficult.• The EU has to return to the strategy of scaling through the development of its own internal market, especially in the less-integrated areas of the service sector.• The Banking Union and the Capital Markets Union are critical to assisting high-tech investors in their efforts to scale beyond national boundaries. Given that high-tech means not only high return but also high risk, venture capital is necessary to accompany that growth.• We have regulated for risk and not for opportunity, as is typical for ageing societies. The regulatory burden has to be reduced.• Common public debt has to come in as a residual answer, dependent in volume on the progress in the above-mentioned areas. Consensus on common European debt could be achieved in the area of defence, which could be considered a European public good. Common European financing would also contribute to more equal burden sharing. An agenda for migration Migration is at the core of right-wing populist parties’ growth. It brings together social and cultural challenges: social challenges in the form of competition for scarce public services and support, and cultural ones in the form of a challenge to traditional constructions of national and cultural identity. Here society is falling apart. What is a promise of improved personal services for the upper middle class and the liberal and green parties representing them is, for the lower middle class, a threat of lower salaries and increased competition for state services, including education. Experiences during the negotiations to form the current Swedish and Finnish governments showed that a tough policy on migration was the one area where populist parties were not ready to adapt or compromise. Preliminary voting analysis from the European Parliament demonstrates that while right-wing populist parties show some diverging views on economics, they clearly differentiate themselves from other political forces on the cultural axis of the political divide (Welle and Frantescu 2025). We have experienced a radicalisation of our political space following the events of mass migration, both in the Mediterranean and following Russia’s aggression in Syria and Ukraine. Russia even actively tries to destabilise its neighbours by transporting refugees to their common borders or via Belarus. Denmark is the only country in the EU that has managed to reduce established right-wing populist parties back to single digits. It has done so by establishing a consensus in society on a tough migration policy that is being continued by its current Social Democrat–led government. At the same time, Denmark represents a country with one of the highest standards of societal development. ‘Going to Denmark’ is even a reference in international development policy. Danish migration policy will therefore need to be studied in more detail so as to understand how far it can provide guidance for the EU as a whole or not. Speedier implementation of the migration pact voted on in the European Parliament in April 2024 therefore has to be a prime priority. But it cannot be the last step. Integration capacity has to become critical to migration policy. An agenda for defence Those who cannot defend themselves are inviting their stronger neighbours to aggress them. A look at maps of Russia over the last 500 years shows us that Russia has expanded continuously at the expense of its weaker neighbours—from basically the city territory of Moscow to becoming the largest state on earth. The military submission of its neighbours is the Russian business model. The peaceful and voluntary integration of the European space, based on the rule of law, is the business model of the EU. These concepts are now geographically colliding. And the grey zone in between, at the very least, is now in danger of Russian aggression and occupation, as demonstrated in Ukraine, where Russia is trying to reintroduce the logic of nineteenth-century empire to the European continent. The US will focus its own efforts increasingly on Asia and the attempt to contain China. Europe will therefore have to provide the lion’s share of its own conventional defence. This can only be effectively organised by making use of the possibilities provided by the EU. The Martens Centre has provided a plan in 10 steps—the European Defence Pyramid—on how to achieve a viable European defence under changed geopolitical circumstances. Starting with more basic ideas at the beginning, it has now been outlined in considerable detail with the help of external experts in The 7Ds for Sustainability – Defence Extended (Ciolan and Welle 2024). Progress is already visible. The Martens Centre suggested the creation of the office of a European defence commissioner and a standing defence committee in the European Parliament. Both are now reality. The proposed increase in financial support for military mobility has now been achieved through the decision of the European Commission to allow the use of regional funds for this purpose. And the new defence commissioner has suggested the creation of an ‘EU DARPA’2 for military research, as developed in the concept papers. Living in dangerous times Europe is being simultaneously challenged internally and externally: internally by right-wing populist parties, which have now conquered nearly 30% of the political space; externally by Russia, which is trying to reintroduce the nineteenth-century rules of empire through military aggression with at least the benevolent acceptance of China. These challenges are not unrelated. Some of the populist parties on the right and left openly make the case for China and Russia. Viktor Orbán’s Hungary has even been rewarded by China with massive investments and the status of an ‘all-weather partner’. Ever since the collapse of the Soviet Union in 1991, we have been living in a world of cooperation. System competition between East and West was replaced by globalisation. System seemingly did not matter anymore. Production went wherever it was the cheapest. Communist China became the capitalists’ best friend in exchange for the transfer of superior technology. In analogy to Lenin, China sold the capitalists the rope with which to hang themselves. The price paradigm replaced the security paradigm. With China now so strong that it can and does challenge the US economically and politically for number-one status globally, and strongly on the rise militarily, this phase has ended. China is preparing for the military strangulation, if not occupation of Taiwan, as demonstrated by its ever more menacing sea exercises around the island every year. Russia waged a war against Ukraine only days after establishing a ‘no limits partnership’ with China, testing the global order established after 1945 when conquering and annexing the territory of a weaker neighbour was outlawed. The West is being challenged both in Asia and in Europe. To defend our European way of life we need to be strong economically and militarily. We need to close the rifts in our societies and constructively end the revolt of the lower middle class. System competition is back, and the security paradigm has replaced the price paradigm. Cite:  Welle, K. (2025). Donald Trump, the revolt of the lower middle class and the next phase of European integration. European View, 0(0). https://doi.org/10.1177/17816858251345566 Footnotes 1. This article is a revised version of an article that originally appeared on the website of the research centre Groupe d’études géopolitiques on 19 March 2025 with the title ‘Trump and the next phase of European integration’. See https://geopolitique.eu/en/2025/03/19/after-trump-the-next-phase-of-european-integration/. Used by permission.2. The Defense Advanced Research Projects Agency is a US Department of Defense agency focused on developing breakthrough technologies for national security. References Bank of America Institute. (2024). Paycheck to paycheck: What, who, where, why? 22 October. https://institute.bankofamerica.Com/content/dam/economic-insights/paycheck-to-paycheck-lower-income-households.pdf. Accessed 24 April 2025.Ciolan I. M., Welle K., eds. (2024). The 7Ds for sustainability – Defence extended. https://www.martenscentre.eu/publication/the-7ds-defence-extended/. Accessed 24 April 2025.EU. (2024). Standard Eurobarometer 102 – Autumn 2024. https://europa.eu/eurobarometer/surveys/detail/3215. Accessed 24 April 2025.European Parliament. (2024). European Parliament 2024–2029. Constitutive session. https://results.elections.europa.eu/en/european-results/2024-2029/. Accessed 24 April 2025.Focus online. (2021). Wer wählte wie? Die Analyse. Frauen und Rentner lassen Union abstürzen, die Jungen bestimmen die Kanzlermacher. 27 September. https://www.focus.De/politik/deutschland/bundestagswahl/analyse-der-bevoelkerungsgruppen-wer-waehlte-wie-akademiker-und-reiche-waehlen-gruen-renter-spd_id_24280744.html. Accessed 24 April 2025.Ipsos. (2024). Sociologie des électorats – Législatives 2024. 30 June. https://www.ipsos.com/sites/default/files/ct/news/documents/2024-06/ipsos-talan-sociologie-electorats-legislatives-30-juin-rapport-complet.pdf. Accessed 24 April 2025.Moreau P. (2024a). AfD: The German far-right at a dead end. Fondapol, 6 November. https://www.fondapol.org/en/study/afd-the-german-far-right-at-a-dead-end/. Accessed 24 April 2025.Moreau P. (2024b). The FPÖ and the challenge of Europe: Ideological radicalism and electoral constraints in Austria. Fondapol, 29 October. https://www.fondapol.org/en/study/the-fpo-and-the-challenge-of-europe-ideological-radicalism-and-electoral-constraints-in-austria/. Accessed 24 April 2025.Reckwitz A. (2020). Society of singularities. Cambridge: Polity.Rydgren J., ed. (2013). Class politics and the radical right. London: Routledge.Schmitt C. (2007). The concept of the political. Chicago: University of Chicago Press.CrossrefUS Bureau of Labour Statistics. (n.d.). CPI inflation calculator. https://www.bls.gov/data/inflation_calculator.htm. Accessed 24 April 2025.Weber M. (2010). Politik als Beruf [Politics as a vocation], 11th edn. Berlin: Duncker & Humblot.Welle K., Frantescu D. (2025). (Forthcoming study on voting behaviour in the European Parliament in the 2019–24 legislature).Wilfried Martens Centre for European Studies (n.d.). Publications: The 7Ds. https://www.martenscentre.eu/publication/#the-7ds. Accessed 24 April 2025.

Defense & Security
Brussels, Belgium – November 06 2023: new pack of economic EU sanctions against Russia, vector cartoon illustration on white

Who supports EU sanctions against Russia’s war in Ukraine? The role of the defence of European values and other socioeconomic factors

by Alessandro Indelicato , Juan Carlos Martína

한국어로 읽기 Leer en español In Deutsch lesen Gap اقرأ بالعربية Lire en français Читать на русском Introduction On 24 February 2022, Russia launched a full-scale invasion of Ukraine, following the military actions that began with the annexation of Crimea in 2014. The conflict is having devastating consequences, including widespread death and displacement, destruction of infrastructure, and a global energy crisis, also heightening geopolitical tensions (Kurapov et al., Citation2023). Pertiwi (Citation2024) contended that since the crisis in Eastern Ukraine and Russia’s annexation of Crimea in 2014, the European Union (EU) has adopted sanctions as the key policy response targeting Russia’s aggressive behaviour. These restrictive measures were applied by the EU in multiple rounds and packages and gradually became the cornerstone of the EU’s policy towards Russia. (p. 61) There is extant literature studying the direct consequences of the war, such as humanitarian crises, economic impacts and geopolitical instability. Numerous countries have experienced food shortages and rising prices due to disruptions in supply chains, worsened by the crisis in Ukraine and the closure of airspace (Hellegers, Citation2022). Concurrently, the war has caused an unprecedentedly volatile energy market, as many European countries were obliged to seek alternative energy sources to Russian imports, demanding more oil and natural gas from alternative suppliers (Liadze et al., Citation2022). The invasion has also fuelled inflation across the EU, not only affecting energy, which is essential in all the sectors of the economy but also other sectors like food, for example, as Ukraine is a major global grain producer (Ozili, Citation2024). The added value and main contribution of this paper is based on the use of grounded social scientific methods like the Fuzzy Hybrid TOPSIS and the Ordered Probit, to analyse the EU citizens’ support of the sanctions against Russia, providing more nuanced insights on what factors are the most important to be in favour and against the sanctions. Thus, in particular, our study contributes to filling one of the important gaps mentioned by Pertiwi (Citation2024) in the analysis of the literature on the EU’s approach to sanctions on Russia. Concretely, our study fills in part the fifth gap in the analysis of causal mechanisms that examine the sanctions, including relevant actors like the EU citizens. Thus, we first provide an in-depth analysis of European citizens’ views on EU sanctions to weaken Russia and support Ukraine. And then, we analyse the main factors that affect the EU citizens’ support of the sanctions taken by the EU against Russia and in favour of Ukraine. The study includes data from 26,461 respondents across the 27 EU Member States, collected through the 98th Eurobarometer survey (Winter 2022–2023), which examined the EU’s response to the war in Ukraine. The paper is organised as follows: Section 2 provides a brief overview of the literature review. Section 3 presents the dataset used, and the methodological approach. In Section 5, the results are presented, followed by Section 5, which offers a thorough discussion of the findings. Finally, Section 6 concludes the paper by summarising the main conclusions drawn from the study, identifying implications, limitations of the study, and potential directions for future research. Literature reviewAttitudes towards EU’s sanctions against Russia war in Ukraine Public sentiment for the EU is a complex phenomenon to study and needs to be approached from different angles, including identity, governance, security and the economy. How the public perceives the EU as a guardian of democratic values and good governance directly influences support for its policies, including sanctions on Russia. Boomgaarden et al. (Citation2011) argue that if the people believe that the EU is going to safeguard democratic principles, then they will identify sanctions as a proper means of safeguarding such principles. However, if there is a lack of trust in the EU to defend such values, there will be little support for such sanctions. The purpose of European identity is primarily to determine people’s views on the EU’s actions. Kende et al. (Citation2018) believe that European identity can have a profound impact on solidarity with common EU policies, such as sanctions. This would imply that the framing of a common European identity can become the most important factor in eliciting public consent for EU programmes, especially in the midst of geopolitical crises. Thus, public opinion on sanctions is also based on perceptions of the EU’s ability to act in the interests of citizens. According to McLean and Roblyer (Citation2016), if citizens perceive the EU as doing the best it can for its citizens, particularly in terms of economic stability and governance, they are more likely to support sanctions against Russia. However, if the EU is perceived as wasteful, or its policies are perceived as economically harmful, then the potential for support for sanctions will be low. This explains the need to ensure that EU action is consistent with shared perceptions of political effectiveness and economic benefit. The imposition of economic sanctions is one of the highest prioritised tools in the modern world, especially against threats to stability and security. The EU sanctions on Russia, especially after the annexation of Crimea and the invasion of Ukraine, have stimulated an immensely wide public discussion (Karlović et al., Citation2021). An important question is: What is the role of perceived security threats in shaping public opinion about these sanctions? It has been made known through investigation that subjective security risk strongly predicts public opinion regarding EU sanctions against Russia. Frye (Citation2019) argues that sanctions are not always supported but vary depending on how people view security threats. Public support is higher when sanctions are framed as protection against an external threat. When sanctions are perceived as a threat to national or economic security, they can generate opposition. The EU’s collective response to the Russia–Ukraine conflict also shows that public opinion on sanctions is shaped by both security interests and normative expectations of justice and self-determination (Bosse, Citation2024). This mutual influence can lead to mixed public responses, with some seeing sanctions as an ethical necessity, while others withdraw their support due to perceived economic and national security risks. The way EU sanctions are proposed and implemented also influences public opinion. According to Sjursen (Citation2015), citizens will be more supportive of sanctions if they see EU institutions as representative and transparent. Conversely, an image of bureaucratic distance or lack of public participation in decision-making can undermine trust and lead to opposition. Thus, in line with this background, we pose our first research question as follows: (1) How do European values and security threats influence the intensity of public support for EU sanctions against Russia?Socioeconomic factors in shaping attitudes towards EU sanctions Support for economic sanctions against Russia is widespread among the EU, varying according to socioeconomic status, demographic characteristics and political engagement. As Frye (Citation2017) has noted, economic prosperity is a key predictor of support for sanctions. Those who are financially ‘safe’ are more likely to support EU-imposed sanctions, as they are less directly affected by the economic burden. Previous studies have shown that those in more affluent income groups or with stable household finances are more likely to support foreign policy actions, such as sanctions, that represent broader European values, even if they are economically costly (Alexandrescu, Citation2024). This is consistent with the findings of Lepeu (Citation2025), which recognises that citizens who rate their own economic situation as ‘very good’ are far more likely to support sanctions than those facing financial hardship. On the other hand, citizens facing economic hardship are less likely to be sanction-supportive if they believe that sanctions will negatively impact inflation, increase unemployment or suppress national economic stability. Onderco (Citation2017) found that economic hardship is associated with higher scepticism towards foreign policy decisions that lack tangible personal benefits. This means that the economic price of sanctions is likely to disproportionately affect support among lower-income individuals. Generational differences also play a role in shaping public opinion on sanctions. Older individuals (over 55 years) are more supportive of EU sanctions, as they have a historical perspective on European security and are more politically engaged (Alexandrescu, Citation2024). On the other hand, younger people (15–34 years) have weaker support, possibly because they have different priorities, such as financial stability and employment, which could be considered more pressing than geopolitical concerns (Onderco, Citation2017). Alexandrescu (Citation2024) also suggests a new generational divide in attitudes towards coercive diplomacy, suggesting that efforts to build popular support for sanctions must consider young Europeans’ concerns and values about economic consequences and political transparency. Political interest is a second important predictor of support for EU sanctions. Politically knowledgeable and engaged citizens tend to be more supportive of EU foreign policy decisions, including sanctions (Alexandrescu, Citation2024). Thus, there is political ideology duality: left and centre-left voters support sanctions if they are anchored in a broader vision of upholding international law and human rights, while centre-right and populist voters are likely to be more sceptical if sanctions are perceived as infringing on national sovereignty (Onderco, Citation2017). As in the literature, the likelihood of being a strong supporter of EU sanctions depends on several socioeconomic and demographic factors, our second research question builds on the following: (2) Do socioeconomic characteristics influence the likelihood of being a strong supporter of EU sanctions against Russia?Dataset and methodology The dataset of the study is based on the Standard Eurobarometer 98.2 (EB98) survey Winter 2022–2023 which was conducted from 12 January to 6 February 2023 in 39 countries or territories. In the study, we only use the dataset from the 27 Member States of the EU, without considering the data from the other twelve additional countries included. The dataset was collected about a year after the start of the Russian invasion of Ukraine, covering the following five topic areas identified by the European Commission (Citation2024): (1) The EU’s response to the invasion of Ukraine; (2) the actions taken as a unified EU response to the invasion; (3) the consequences of the war in Ukraine; (4) the European security threat; and (5) the future EU actions in the wake of the war., and aims to analyse the solidarity of European citizens with the Ukrainian people. The sample size for each country was around 1000 respondents except for Malta with 503, making a total of 26,461 respondents. The endogenous variable of the study is obtained by applying the Fuzzy Hybrid TOPSIS approach to the items of the survey included to measure the degree of support of the respondents towards the measures taken by the EU in response to the Russian invasion of Ukraine. The following five items were included in the analysis: (1) financing the purchase and supply of military equipment to Ukraine; (2) imposing economic sanctions on the Russian government, companies and individuals; (3) providing financial support to Ukraine; (4) providing humanitarian support to the people affected by the war; and (5) welcoming into the EU people fleeing the war. The question introduction was the same for all the items: The EU has taken a series of actions as a response to Russia’s invasion of Ukraine. To what extent do you agree or disagree with each of these actions taken? The responses to the question for each item were given using a complete 5-point Likert scale, where: 1 = totally agree; 2 = tend to agree; 3 = do not know; 4 = tend to disagree; and 5 = totally disagree. The scale was reversed to enhance interpretability, ensuring that higher values are aligned with those citizens who expressed higher support for the measures taken by the EU. The analysis of the variables affecting the citizens’ support was based on the selection of 14 exogenous variables, including age, gender, political interest, perception of the situation in the country, employment personal perception, financial household perception, the labour market perception of the country, the provision of public services perception, the overall image of the EU, the perception of the threat posed by the Russian war in Ukraine to security in the EU and the country itself, the personal perception that standing against the Russian invasion of Ukraine, the EU is defending European values, and the political orientation. More information about the exogenous variables can be found in Table A1 in the appendix. The Ordered Probit model will provide interesting and nuanced results of whether some exogenous variables affect the support of the EU sanctions taken by the EU in response to the Russian invasion. For example, for each of the variables included in the analysis, it will be possible to analyse to what extent some of the categories support more or less the sanctions. Similarly, it will be possible to determine if some of the variables have a significant effect on the level of support. Methodology Opinion surveys are affected by the subjective judgments of respondents, leading to potential inaccuracy in interpreting response categories (Disegna et al., Citation2018). For instance, ‘totally agree’ for one respondent could be equivalent to simply ‘tend to agree’ for another. For this reason, Fuzzy Set Logic methods are becoming very popular in social sciences to manage the uncertainty associated with survey responses effectively (Cantillo et al., Citation2021; Indelicato & Martín, Citation2024). The study uses the Fuzzy Hybrid TOPSIS Approach to calculate the endogenous variable that measures the support (sup) of the respondents towards the sanctions taken by the EU against Russia. The method is grounded in the fuzzy set theory proposed by Zadeh (Citation1965), which was introduced for handling the inherent uncertainty and vagueness of information provided by answers to social surveys (Carlsson & Fullér, Citation2001; Disegna et al., Citation2018; Mamdani & Assilian, Citation1999). There are multiple fuzzy set representations that can be used to associate the categories of the answers given in the survey (Nguyen et al., Citation2005). In the study, we use the Triangular Fuzzy Numbers (TFNs), which are the most used fuzzy sets (Anand & Bharatraj, Citation2017; Wang, Citation2017). The final representation of the answers from the dataset is as follows: (1) totally disagree is represented by (0, 0, 30); (2) tend to disagree by (20, 30, 40); (3) do not know by (30, 50, 70); (4) tend to agree by (60, 70, 80); and (5) totally agree by (70, 100, 100). The hybrid nature of the method is based on the application of the Technique for Order of Preference by Similarity to Ideal Solution (TOPSIS), which calculates the synthetic indicator (Hwang & Yoon, Citation1981). We omit the mathematical formulation of the method for simplicity and ease of exposition. Interested readers can consult many existing papers, such as (Cantillo et al., Citation2023; Indelicato et al., Citation2023; Martín et al., Citation2020; Martín & Indelicato, Citation2023). We will use sup which provides relative support for the sanctions on Russia taken by the EU after invading Ukraine, as the dependent variable for the econometric model. The variable will be categorised into five quintiles according to the ranking of the indicator in order to use an ordered probit model. The marginal effects of the results will be used to analyse the main determinants that explain the highest support of EU citizens. In the study, we use the Daly normalisation for all the categories that act as exogenous variables in the model. Thus, it is possible to determine the marginal effects of each category with respect to the sample-weighted average. We omit the discussion of the technicalities of the model and exogenous variables normalisation. Interested readers can consult Daly et al. (Citation2016), Greene and Hensher (Citation2010), Hensher et al. (Citation2015) and Martin and Roman (Citation2021). Results Figure 1 shows the kernel density of the exogenous variable that measures the support of EU individuals for the sanctions against Russia taken by the EU for the whole sample (panel a) and for those who totally agree and totally disagree with the EU imposing the sanctions to defend European values (panel b). The results indicate that a small number of respondents do not support the sanctions imposed by the EU at all, with 170 citizens giving a score of 1 to all survey items included in the scale. Conversely, a significant portion of the population holds a more neutral position, as shown by responses falling in the range of 0.3–0.6. Additionally, a substantial number of citizens – specifically, 6430 – express their strong support for the sanctions by responding with a score of 5 to all items.  Figure 1. Support kernel density. Panel (b) of the figure clearly distinguishes between the two categories of respondents. It shows that those who strongly support the defence of European values are more in favour of the sanctions compared to those who strongly oppose them. Similar figure patterns are obtained for the categories of those who have a positive or negative image of the EU, and for those who think that the Russian invasion of Ukraine is seen as an important threat to the security of the EU. Nevertheless, this will be further discussed with the results of the ordered probit model. Table 1 shows the main drivers to support or not the sanctions taken by the EU against Russia. The table is obtained from the marginal effects obtained from the ordered probit model, which is in the fifth quintile of the support distribution, and refers to the citizen group of the strong supporters (Table A3, in the appendix). It can be seen that the main drivers to support the sanctions are totally agreeing that by standing against the Russian invasion, the EU is defending European values, having a very good or rather good image of the EU, totally agreeing that the EU security is under threat with the Russian invasion, and to have a very good financial situation in the household. All the coefficients are significant at 999 per thousand. The results of the ordered probit model, as well as the complete table of the marginal effects, can be consulted in the appendix. Table A2 shows that all the exogenous variables affect the support level except the area in which the respondent resides, so the support is transversal to whether the European lives in a rural, middle town or large town. It is also interesting to observe that all the threshold parameters of the ordered probit model result significant, i.e. the five different quintiles of the distribution can be allocated without the need to collapse some of the categories used in the estimation.  Table 1. Main drivers to be or not a strong supporter of the EU sanctions. Interestingly, the main drivers to be in the population segment of those who do not strongly support the EU sanctions are the opposite categories of supporting the sanctions: totally disagreeing or tending to disagree with the defence of European values, totally disagreeing or tending to disagree with the fact that the invasion of Ukraine is a security threat to the EU and having a very bad image of the EU. The coefficients of Table 1 have been extracted from Table A3, and need to be interpreted as follows: the coefficients are the marginal effects of the category to be or not a strong supporter of the EU sanctions. For example, the coefficient of 0.105 for individuals who totally agree that the EU is defending European values by standing against the Russian invasion of Ukraine indicates that this group has a 10.5 per cent higher likelihood of being strong supporters of EU sanctions compared to the average citizen in the overall sample. In a similar manner, the coefficient of −0.225 for the category of total disagreement indicates a 22.5 per cent lower probability of being a strong supporter. Other interesting results that can be seen in the complete marginal effects table (Table A3, in the appendix) are that the type of urbanisation where the respondent lives, namely rural village, small and mid-size town or large town, is the only variable of the twelve under analysis which does not have any significant effect on being a strong supporter of the sanctions. For the rest of the variables, there is always a category with more odds of being or not in the category of strong supporters. It is interesting to note that the younger generations (between 15 and 24 and between 25 and 34) are less likely to be in the category of strong supporters than those over 55, who are significantly more likely to be in this category. Similarly, those who have a strong political interest, have a good personal job situation, think that the economic situation of their country is rather good, are leftist or left-centre, think that the employment situation of the country is rather good, are males, or have a rather good financial situation have a higher probability of being in the category of strong supporters. Conclusions In a recent speech by Jens Stoltenberg, former Secretary General of NATO, the following assessment was made: In just a few weeks, NATO leaders will meet in Madrid. We will make important decisions. To continue to strengthen and adapt our Alliance to a new security reality and protect our people and our values. I look forward to the day when we can welcome both Finland and Sweden into our Alliance. This will make Finland and Sweden safer. NATO stronger. And the whole Euro-Atlantic area more secure. (NATO, Citation2022) Although NATO’s strategic decision affects the entire geopolitical landscape, public perceptions of EU sanctions need to be addressed through a more nuanced, evidence-based approach. Public opinion on sanctions is driven not only by security concerns but also by economic and political factors that underpin individual belief systems. To measure the determinants of support for such policies, this study applies both the fuzzy hybrid approach and the ordered probit model. The first method calculates the endogenous variable that measures the level of support of each respondent. The second method is used to find the main factors of a set of 14 exogenous variables or covariates that affect the support. Our results reveal that there are four important drivers to be a strong supporter of the sanctions taken by the EU against Russia after the invasion of Ukraine in early 2022: (1) totally agreeing that by standing against the Russian invasion of Ukraine, the EU is defending European values, (2) having a very good overall EU image, (3) totally agreeing that Russia’s invasion of Ukraine is a threat to the security of the EU, and (4) having a very good household financial situation. Other factors, such as age, gender, or political orientation, among others, are less determinant in explaining the strong support category. The dataset for the study was obtained from the 98th Eurobarometer, covering winter 2022–2023, providing a solid foundation for the objectives pursued in the study. Our results imply that, at least in the salient category of being a strong supporter of the EU sanctions, European Parliamentarians and the political parties involved should promote a triad: the defence of European values (Anghel & Jones, Citation2023), a more integrated security defence system that will permit the EU to be more independent from NATO and US (Del Sarto Citation2016; Howorth Citation2018), and a solid campaign of improving the EU image, highlighting the benefits of being in the union (Elmatzoglou, Citation2020). The European values of human rights and dignity, as well as the principles of living in liberal democracies, should not be undermined by misinformation campaigns from autocratic regimes. The invasion of Ukraine constitutes the biggest security threat in Europe since the end of the Cold War, fostering a wave of fear and real politics about the necessity of increasing the military budget. Europeans have seen more closely how the lives of human beings are worth almost nothing when their homes are bombed, and they have to leave with just the bare minimum, stopping their daily lives and becoming refugees in countries that may not welcome them with open arms. There is a need for effective communication campaigns that change the focus from generic issues such as ‘Europeanness’ fostering a common national identity or sense of belonging to a pragmatic branding strategy that achieves a power actor in the new turbulent geopolitical battlefield. Recent developments, in the light of newly elected President Donald Trump’s views on NATO and US foreign aid, have added uncertainty to the EU’s strategic calculus on sanctions. Trump’s concerns about NATO’s burden-sharing and his ambivalent stance on continued US military aid to Ukraine have set off alarm bells among EU policymakers and underscored the need for a European security policy that is less dependent on US leadership (Sorgi, Citation2025). Thus, it is the time for a more than-less European Union mentality that decreases Euroscepticism, a time to strengthen public support for the EU. This shift requires an emphasis on the tangible benefits that EU membership brings to member states, including economic stability, enhanced security, and the promotion of shared values like democracy and human rights. By fostering greater awareness and understanding of the EU’s role in addressing cross-border challenges, citizens can better appreciate the advantages of unity over division. Engaging with local communities, encouraging open dialogues, and actively involving citizens in EU decision-making processes can further bridge the gap between the EU and its citizens, reinforcing a sense of belonging and shared purpose. This study has some limitations that can be addressed in future studies. First, the dataset is a point-in-time measure of public opinion, surveyed in the winter of 2022–2023. Due to the dynamic nature of the geopolitical environment, longitudinal studies are needed to examine how public support for EU sanctions may change over time in response to political, economic and military events. Second, other external factors can also be examined to gain a better picture of how other factors could shape people’s opinions. These range from cultural equivalence with Ukraine to geographical proximity to the war zone, exposure to social media narratives, and interaction with Ukrainian refugees. The role of media frames and disinformation campaigns in determining views on EU sanctions is another area that would require more work. Third, latent variables such as societal resilience, institutional trust, geopolitical affinity, and adherence to European values could provide a better understanding of the reasons for support or opposition to EU sanctions. Such variables could also explain the differences in public opinion between EU member states and between different demographic groups. Furthermore, as previous studies on public support (Onderco et al., Citation2023) have also shown, a comparative analysis with previous surveys, for example, in 2008 (Russia-Georgia war), 2014 (annexation of Crimea and Donbas war) with the full invasion of Ukraine in 2022–2023, could also be very useful. Although not directly compared in the current study, future research would benefit from a historical analysis component to explore the continuities and shifts in public opinion during these major geopolitical events and how they change in different EU countries. This would provide a better insight into how threat perceptions, economic concerns and EU identity evolve in response to Russian aggression and EU foreign policy initiatives. Supplemental Material Supplemental data for this article can be accessed online at https://doi.org/10.1080/23745118.2025.2476484. Additional informationFunding Dr Alessandro Indelicato research is funded by the research fellowship “Catalina Ruiz,” provided by the Consejo de Economía, Conocimiento y Empleo of the Gobierno de Canarias, the Agencia Canaria De Investigación Innovación Y Sociedad De La Información (ACIISI), and Fondo Social Europeo of the EU, through the Universidad de Las Palmas de Gran Canaria (Spain). Martín, J. C., & Indelicato, A. (2025). 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Diplomacy
Prime Minister Keir Starmer meets Ursula von der Leyen, President of the European Commission for a bilateral at the European Commission in Brussels, Belgium on 2 October 2024 - 1.jpg

The Art of the Deal: The Brexit reset is taking shape

by Dr. Canan Atilgan

A new chapter in the EU-UK partnership Almost ten years ago, Prime Minister David Cameron called the Brexit referendum. In June 2016, a narrow majority (51.9%) of the British population voted to leave the EU. Cameron's resignation was followed by five prime ministers who had to deal with the consequences of this historic vote. On Monday, May 19, 2025, Prime Minister Keir Starmer, together with Commission President Ursula von der Leyen and Council President Antonio Costa, finally hosted the first official EU-UK summit after Brexit to announce a new strategic partnership between the UK and the EU. A "win-win" Starmer had already declared rapprochement with the EU to be a foreign policy priority when he took office. Now he has presented concrete results: After months of preparation, the EU and the UK signed a "Joint Declaration", a "Security and Defense Partnership" and a "Declaration of Intent on a Renewed Agenda for the UK and the EU". The scope of the agreement is indeed considerable. The depth of the agreements reached is currently the subject of debate in political and economic circles. For some, the cooperation goes too far, for others the results are too superficial. For Prime Minister Starmer, the result is clear: a "win-win" that puts the UK back on the world stage. In addition to defense policy cooperation, agreements were reached in the areas of veterinary standards, fishing rights, youth mobility and energy cooperation. The fact that a breakthrough was possible at all was not a matter of course: a number of points of contention that had strained relations between London and Brussels for years had to be resolved in advance. Despite ongoing differences - for example on fishing rights, the dynamic harmonization of standards and the free movement of young people - there was consensus on both sides on the need for close cooperation on defence policy. The core of the deal: defense cooperation At the heart of the new cooperation is the UK's participation in the EU's rearmament programs and initiatives. In the face of Russian aggression and growing transatlantic insecurity, the integration of the UK's military capabilities into European security and defense structures is a strategic necessity. The agreements enshrined in the new security and defense partnership include biannual foreign and security policy dialogues between the EU High Representative and UK Foreign and Defense Ministers. In addition, the High Representative will be able to invite the UK to high-level EU meetings, including the Council. An annual security and defense dialogue will accompany and further develop the implementation of the agreement. An important motivation on the part of London is undoubtedly its participation in the 159-billion-euro SAFE initiative, with which the EU aims to promote investment in the European Defense, Technology, and Industrial Base (EDTIB). Defense companies from third countries may cover a maximum of 35 percent of the contract value - unless their home country concludes a bilateral defense agreement with the EU as well as a separate technical agreement. The UK therefore needed the deal to take the first step towards overcoming these restrictions. Negotiations on the additional technical agreement are still ongoing, but according to Commission President von der Leyen, they should be concluded in just a few weeks. In return, London will accept a "pay-to-play" regulation. In addition to participation in SAFE, the signed security partnership also includes agreements on closer cooperation to improve military mobility, as well as the possibility of British troops participating in EU missions - particularly relevant should the USA withdraw from NATO initiatives. In view of the existential challenges facing the UK and the EU internationally, the defense agreement was indeed a clear "win-win". However, its conclusion was complicated by a number of unrelated issues in which conflicts of interest between EU member states and the UK at times even appeared to put the defense agreement at risk. Agricultural and food trade: obstacle and growth opportunity Prime Minister Starmer is under internal economic pressure. The consumer confidence index is at an all-time low, while inflation rose to 3.6% in April according to ONS forecasts - the highest level for two and a half years. The government expects a trade agreement with the EU in the area of agricultural and food products to lead to a noticeable reduction in food prices in British supermarkets and an increase in exports to the continent. However, PM Starmer ruled out a return to the single market or the customs union from the outset. He also wanted to avoid the impression that his "Brexit reset" could undermine the Brexit referendum vote. A sectoral deal in the area of veterinary standards, which relates to food safety, animal health and plant health regulations, was therefore a key objective for London. Specifically, the agreement aims to reduce bureaucratic hurdles for British agricultural and fisheries exports. Experts expect an increase in exports of up to 20 %. In return, the UK agreed to dynamic alignment with relevant EU regulations and promised contribution payments to co-finance work on the corresponding standardization. However, in order to make this veterinary deal possible, agreement had to be reached on the issue of fishing rights for European fishermen in British waters. Fishing rights: a risky compromise Some EU states, led by France, had made an extension of the current regulation, which grants European fishing boats access to British waters and would have expired next year, a condition for the unhindered access of British agricultural products to the European market. The EU wanted to prevent London from permanently benefiting from market facilitation without at the same time securing access for European fishermen. In the end, a compromise was reached: in return for an indefinite easing of British food exports, the UK would extend the existing fisheries regulation by twelve years. Although there is no temporal symmetry between the market facilitation for the British and the fishing rights of the Europeans, the current fishing regulation has been extended for significantly longer than the four years originally sought by London. Youth Mobility: postponed movement One particularly controversial point was the European desire for a comprehensive "Youth Mobility Scheme". Germany in particular pushed for a regulation that would make it easier for young people to live and work in the EU or the UK. A reduction in tuition fees for EU students at British universities was also under discussion. However, given the domestic political pressure from Reform UK, it would have been extremely risky for Prime Minister Keir Starmer to initiate even a partial return to European freedom of movement. In addition, the Prime Minister had only recently made an abrupt U-turn towards a more restrictive migration policy. It can be assumed that the negotiators did not include the term "youth mobility" in the final document, partly out of consideration for the Prime Minister's sensitive domestic political situation. Instead, the vaguely formulated will to work together towards a "balanced Youth Experience Scheme" with upper limits and a time limit was recorded. The domestic debate: the spirit of Brexit lives on While the powerful representatives of the British industry welcomed the agreements and arrangements between the UK and the EU in principle and refrained from making either euphoric or critical statements, the British fishing industry came out with particularly harsh criticism. Although the fishing industry's annual turnover is comparatively small - equivalent to that of the London department store Harrods - the issue of fishing rights in the UK has taken on totemic significance since the Brexit referendum and is intricately linked to the issue of national sovereignty. The Scottish Fishermen's Federation described the deal as "a horror show" and Scotland's First Minister, John Swinney, claimed that the UK government had abandoned the fishing industry with the deal. Nevertheless, even though these stakeholders are aware that the new agreement extends the current status quo, the UK government is providing additional funding to coastal towns and fishery products will now have easier access to the European market. For the opposition, the rapprochement with the EU is still a red rag. Kemi Badenoch, leader of the Conservatives, the architects of Brexit, railed that Keir Starmer saw nothing historic about the deal. "We want to talk about the future - but this agreement takes us back to the past. That's why we call it a capitulation." The United Kingdom was in danger of becoming a mere "rule recipient". The criticism from Brexit fanatic Nigel Farage was even harsher. The Reform UK leader described the compromise as a "betrayal" and a "sell-out of British interests". Both the Tories and Reform UK announced their intention to reverse the deal, which is not binding under international law if they win the next general election. After all, Nigel Farage had made a name for himself as a Brexit campaigner and the Tories had implemented a "hard" Brexit. Under Starmer's Conservative predecessors, the UK had broken away from the EU and laid claim to forging new partnerships worldwide. The slogan "Global Britain" was coined as a deliberate contrast to the old integration into the EU but fell short of the announcements and expectations in terms of implementation. Between Brexit reset and Global Britain Instead, it is Labour Prime Minister Keir Starmer who is approaching this ambition and vision with concrete results. Since taking office, the PM has quickly finalized trade agreements that his predecessors were denied - with India, with the Trump administration and now with the EU. What others promised, he implemented. The latest agreement with the EU is his greatest foreign policy success to date. Europe and the UK share common values and security interests, and the EU remains the UK's most important trading partner. Whether the "win-win" deal will contribute to economic recovery in the short term remains to be seen. However, the domestic political urgency of tangible successes is undisputed. The door for a further deepening of cooperation has only just been opened with the agreements sealed in Lancaster House: the far-reaching "renewed agenda" will have to be filled with life in the coming months and years through further negotiations. Differences remain on key issues such as the internal market and the role of the Strasbourg Court of Justice. Although the successes of this summit mark the beginning of a new chapter, its text will not be written in itself. With the Brexit reset, Starmer is taking a calculated risk - he is betting that the path to Global Britain will lead via a "Brexit reset" of relations with the EU. Whether this approach will lead him to re-election as the first prime minister since David Cameron will depend on whether the reset also takes effect domestically.

Energy & Economics
Economical relationship between EU European union and India international trade of Europe, India, international trading, economics concept, investments, flags set on coin euros background

EU–India Free Trade Agreement and its Possible Economic and Geopolitical Ramifications.

by Krzysztof Sliwinski

Abstract The EU-India–Trade Agreement (FTA) negotiations, relaunched in 2022 after a nine-year hiatus, represent a significant step towards deepening economic and geopolitical ties between the European Union (EU) and India. The agreement, with its potential to eliminate tariffs, reduce non-tariff barriers, and enhance market access, particularly in services such as telecommunications, could substantially increase trade volume between the two entities, offering promising economic prospects. By creating a combined market of over 1.5 billion people, the FTA offers significant economic opportunities in sectors such as chemicals, machinery, and transport equipment. More importantly, it serves as a geopolitical tool aligned with the EU’s Indo-Pacific strategy, aiming to strengthen partnerships with like-minded democracies and potentially counterbalance China’s increasing influence, reassuring them about its geopolitical implications. Therefore, this study examines the potential economic and geopolitical opportunities and challenges associated with the EU-India FTA. It concludes that, perhaps unsurprisingly, much depends on the foreign and security policies of great powers such as the US, China, and Russia. Key Words: EU, India, Free Trade Area, Geopolitics Introduction Negotiations regarding the EU-India Free Trade Agreement (FTA) were initially launched in 2007. The talks were suspended in 2013 due to a gap in ambition and resumed after a nine-year pause with a formal relaunch on June 17, 2022, announced by Union Minister Piyush Goyal and European Commission Executive Vice-President Valdis Dombrovskis in Brussels.[i] This relaunch also included separate negotiations for an Investment Protection Agreement (IPA) and an Agreement on Geographical Indications (GIs), reflecting a broader agenda to enhance bilateral economic relations. The EU is India's largest trading partner, accounting for €124 billion in goods trade by 2023 (12.2% of the total Indian trade). India is the EU’s ninth-largest trading partner, representing 2.2% of the total trade in goods. Trade in services reached €59.7 billion in 2023, nearly double the 2020 level, with a significant portion being digital services, highlighting the growing economic interdependence.[ii]       *Data acquired from the European Commission at: https://policy.trade.ec.europa.eu/eu-trade-relationships-country-and-region/countries-and-regions/india_en Negotiation Rounds and Progress Since the relaunch, ten rounds of negotiations have been conducted, with the following timeline detailing key developments:   ·         Acquired through Grok. Prompt: What is the latest on the EU – India FTA Negotiations? At: https://x.com/i/grok?conversation=1922705918707265888 (14 May 2025) What is so important regarding FTAs? Free Trade Areas (FTAs) have become the cornerstone of international trade policy by reshaping global economic landscapes and geopolitical dynamics. These agreements aim to reduce trade barriers and foster economic cooperation among member states; however, their implications extend far beyond mere economic exchanges. Economic Consequences of Free Trade Areas One of the primary economic consequences of FTAs is the creation of new trade opportunities among the member states. By reducing tariffs and non-tariff barriers, FTAs encourage specialisation and efficiency and increase trade volumes. For instance, the African Continental Free Trade Area (AfCFTA) is expected to boost intra-African trade by creating a single market for goods and services that can unlock regional value chains and enhance economic integration.[i]  Similarly, the ASEAN-China Free Trade Area (ACFTA) has expanded trade between Indonesia and China, although the benefits may be asymmetric, with Indonesia's imports growing faster than exports.[ii] However, FTAs can also lead to trade diversion, in which member states import goods at the expense of non-member countries. This phenomenon can harm non-members by reducing market access and undermining global trade liberalisation efforts.[iii] For example, the Trans-Pacific Partnership (TPP), which never entered into force,[iv] and the Transatlantic Trade and Investment Partnership (TTIP), which shared the same fate, were criticised for potentially marginalising non-member states and creating a fragmented global trade system.[v] FTAs often attract foreign direct investment (FDI) by creating more integrated markets. For instance, the Regional Comprehensive Economic Partnership (RCEP) has stimulated FDI inflows into member states such as Japan, Australia, and New Zealand, contributing to GDP growth.[vi] Similarly, establishing Free Trade Zones (FTZs) in China has promoted financial employment and industrial upgrading, particularly in the middle and western regions, balancing regional development.[vii] However, the benefits of FTAs are not always distributed evenly. Some studies suggest that while FTAs may boost economic growth for member states, non-members may experience adverse impacts such as reduced trade volumes and deteriorating terms of trade.[viii] Geopolitical Consequences of Free Trade Areas FTAs often serve as tools for geopolitical influence, allowing powerful states to shape their global economic order. For example, the TTIP and TPP were partly designed to counterbalance China's rising economic influence and establish new trade standards.[ix] Similarly, the RCEP has reinforced China's economic leadership in Asia, while the United States–Mexico–Canada Agreement (USMCA) has allowed the United States to maintain its influence in North America.[x] For smaller countries like Vietnam, FTAs can enhance international recognition and strategic balancing between major powers, contribute to regional integration and stability, influence internal political legitimacy and power dynamics, and provide tools to manage geopolitical risks and external shocks. FTAs, especially New Generation Free Trade Agreements (NGFTAs) such as the EU-Vietnam Free Trade Agreement (EVFTA), act as economic instruments and geopolitical tools that shape Vietnam's global and regional order position.[xi] The geopolitical implications of FTAs are evident in their impact on international trade governance. The proliferation of mega-regional trade agreements has challenged the multilateral trading system under the World Trade Organization (WTO), creating a fragmented trade landscape.[xii] This shift has raised concerns about the marginalisation of developing countries and the erosion of global trade rules. FTAs can also mitigate interstate conflict by increasing war costs. For instance, the African Continental Free Trade Area (AfCFTA) catalyses regional peace, fostering economic interdependence and reducing the likelihood of conflict.[xiii] Similarly, the ASEAN-China Free Trade Area (ACFTA) has strengthened economic ties between Indonesia and China, reducing potential geopolitical tensions in the region.[xiv] FTAs are not always effective in preventing conflict. In some cases, they may exacerbate tensions by creating unequal benefits or excluding certain states. For example, the TPP and TTIP have been criticised for their exclusionary nature, which may have contributed to trade tensions between member and non-member states.[xv] FTAs often serve as building blocks for broader regional integrations. For instance, the EU began a series of FTAs and customs unions before evolving into a deeply integrated economic and political bloc. Similarly, AfCFTA is part of a broader vision for African economic integration, aiming to create a single market and customs union. The proliferation of FTAs has also raised concerns regarding the future of multilateralism. The Doha Round of WTO negotiations has stalled, and the rise of mega-regional trade agreements has further fragmented the global trade system.[xvi] This has led to calls for a more inclusive and equitable approach to trade governance that ensures that developing countries are not left behind.Free trade has profound economic and geopolitical consequences. It shapes global trade patterns, influences regional stability, and affects the distribution of wealth and power. Although FTAs offer significant economic growth and integration opportunities, they also pose inequality, exclusion, and sustainability challenges. EU – India FTA Opportunities Economic The potential Free Trade Agreement (FTA) between the EU and India presents significant economic opportunities for the EU driven by eliminating trade barriers, increased market access, and deeper economic integration. First, the services sector is a critical area where the EU can benefit significantly from an FTA with India. The EU's services exports to India could more than double, while India's services exports to the EU would increase by approximately 50%.[xvii] This growth is attributed to reduced trade barriers and the liberalisation of sectors such as telecommunications, which has been identified as a key area for reform. Arguably, half of the predicted export expansion is driven by reforms to domestic regulations, particularly in the telecommunications sector, which could further enhance the EU's competitive position in the Indian market. The FTA is expected to eliminate tariffs and reduce non-tariff barriers, creating a more level-playing field for the EU businesses in India. The FTA of EU-Indian trade could approximately double, particularly in business services.[xviii] This liberalisation would increase trade volumes and lead to structural changes in both economies, with the EU potentially gaining a competitive advantage in high-value-added sectors. The FTA would create a combined market of over 1.5 billion people, enabling the EU and India to reap the benefits of economies of scale. This integration would be particularly beneficial for manufactured goods, such as chemicals, machinery, and transport equipment, where intra-industry trade could lead to efficiency gains and cost reductions. These economies of scale could also give the EU a competitive edge in global markets, helping to stimulate economic growth and job creation.[xix] Geopolitics and security The EU–India FTA is an economic arrangement and a geopolitical tool that aligns with the EU's broader objectives in the Indo-Pacific region. The EU's geopolitical position and security interests are central to understanding the opportunities and challenges presented by the FTA. The EU's engagement with India through the FTA is deeply rooted in its Indo-Pacific strategy, formally launched in 2021. This reflects the EU's ambition to strengthen its presence in the Indo-Pacific region, an area increasingly characterised by multipolar competition, particularly between the United States and China. The EU's strategy is driven by recognising that the Indo-Pacific is the "pivotal region" of the 21st century, and its economic and security dynamics will shape global governance.[xx] While the EU's new strategy does not take a confrontational stance towards China, it reflects increased concerns about Beijing’s growing assertiveness and the implications of the US-China rivalry for Europe. The strategy advocates for a multifaceted engagement with China, encouraging cooperation and protecting EU interests and values. An FTA with India is a key component of the EU’s strategy. India's growing economic and political influence in the Indo-Pacific region makes it a critical partner for the EU. The EU views India as a like-minded democracy that shares concerns about China's assertiveness and the need for a rule-based international order. This alignment creates a unique opportunity for the EU to deepen its strategic partnership with India by leveraging economic cooperation to strengthen geopolitics.[xxi] The EU's engagement with India is part of its broader effort to strengthen security cooperation in the Indo-Pacific region. The EU and India share concerns regarding maritime security, cybersecurity, and the challenges posed by China's growing influence in the region. The FTA can serve as a foundation for deeper collaboration on security issues such as counterterrorism, non-proliferation, and disaster management.[xxii] The EU's security strategy in the Indo-Pacific also emphasises the importance of upholding a rule-based international order. An FTA with India can help promote this objective by reinforcing shared norms and standards in trade, investment, and intellectual property rights. This alignment is critical in China's increasing assertiveness and need for like-minded partners to counterbalance its influence.[xxiii] The EU's approach to an FTA is also shaped by its identity as a normative power. The EU has historically sought to promote its values, such as human rights, environmental sustainability, and social justice, through trade agreements. The FTA with India allows for advancing these values by incorporating labour rights, environmental protection, and sustainable development clauses.[xxiv] However, its geopolitical and economic realities constrain the EU’s ability to promote its normative agenda. The EU must be pragmatic and balance its value-based approach with the need to secure concessions on market access and other economic interests. This tension is evident in EU trade policy, where strategic and economic interests often precede normative objectives.[xxv] EU – India FTA Challenges Existing literature on the challenges the EU–India FTA poses is sparse. Generally, scholars admit that FTA, especially those negotiated by the EU, can face varying degrees of politicisation and contestation from civil society, as seen with TTIP and CETA.[xxvi] This finding suggests the potential for public opposition to new FTAs. In addition, the EU often pursues ambitious agreements beyond tariff reductions, including behind-the-border measures and regulatory cooperation.[xxvii] While FTAs aim to boost trade, their impact can be uneven. Some agreements have failed to entirely realise the expected benefits of trade and investment flows.[xxviii] There are also concerns that FTAs may reduce policy space for developing country partners to pursue alternative development strategies.[xxix] Economic However, several economic challenges regarding the EU-India negotiated FTA can be easily identified. To begin, the talks were stuck for nearly two decades, mainly because the EU and India had different goals. The EU wants deeper integration, including investment and competition policies, whereas India prefers a more limited agreement. This has led to repeated delays, and little progress has been made. Specifically, market access has been a point of contention, especially in sensitive sectors such as agriculture and automobiles. India imposes high tariffs on EU cars (60-100%) compared to the EU's 6.5% on Indian cars, and it protects its agricultural sector, making it difficult for EU farmers to enter the market. The EU also wanted India to open up services such as accountancy and legal work, but India resisted due to fears of competition.[xxx] The EU has strict rules, such as the Carbon Border Adjustment Mechanism (CBAM) and sustainability directives, which India sees as overregulatory and burdensome. This creates friction, as India worries these rules could act as trade barriers. There are also issues with intellectual property rights, where the EU wants stronger protection, but India resists keeping generic drugs affordable.[xxxi] Finally, the EU has invested heavily in India, around €100 billion by 2020, but India's decision to end bilateral investment treaties in 2016 and stalled talks on investment protection since 2023 creates uncertainty. There is also a trust deficit, with India fearing EU regulatory overreach and the EU worrying about compliance.[xxxii] Geopolitics and security As mentioned above, the EU's engagement with India is part of its broader strategy to deepen ties with the Indo-Pacific region. This strategy is driven by the need to counterbalance rising powers like China and enhance its global influence. The EU's Indo-Pacific Strategy and the Global Gateway Initiative reflect this ambition, emphasising the importance of strategic partnerships with like-minded actors such as India.[xxxiii] China's growing economic and military presence in the Indo-Pacific region poses a significant challenge for the EU and India. The EU has expressed concerns about China's assertive behaviour in the South China Sea and its Belt and Road Initiative (BRI), which is seen as a tool for expanding Chinese influence.[xxxiv] The EU and India share a common interest in promoting rules-based international order and countering China's increasing dominance. This alignment has been a key driver of their strategic partnership, with both sides seeking to enhance trade, technology, and security cooperation.[xxxv] The Russia-Ukraine war has further complicated the geopolitical landscape, with significant implications for EU-India relations. While the EU has strongly supported Ukraine, India has maintained a more neutral stance by prioritising its strategic partnership with Russia.[xxxvi] This divergence in approach has created tensions, particularly in terms of energy security and sanctions, which could impact FTA negotiations. The EU and India face various traditional security challenges that affect their strategic partnerships and FTA negotiations. China's military modernisation and assertive behaviour in the Indo-Pacific region have heightened security concerns for the EU and India. The EU has expressed support for India's role in maintaining regional stability, particularly in China's actions in the South China Sea and along the India-China border.[xxxvii] The EU and India are also concerned about regional instability, including Myanmar and the Korean Peninsula. These issues underscore the need for enhanced security cooperation between the two partners.[xxxviii] As for non-traditional security challenges, climate change and energy security are key areas of cooperation between the EU and India. The EU has emphasised the importance of transitioning to renewable energy sources, while India has sought to balance its energy needs with environmental concerns.[xxxix] In addition, the increasing importance of digital technologies has highlighted the need for cooperation in cybersecurity and data protection areas. The EU and India are interested in collaborating with digital infrastructure and innovation.[xl] Conclusion According to the European Parliament, “India was among the first countries to establish diplomatic relations with the European Economic Community in 1962. With the formal establishment of the EU in 1993, India signed a Cooperation Agreement in 1994, which opened the door to broader political interaction between the two. […] The relationship was upgraded to a 'Strategic Partnership' during The Hague's 5th India-EU Summit in 2004. From 1980 to 2005, EU-India trade grew from €4.4 billion to €40 billion. The EU was India's largest trading partner at the time, accounting for 22.4% of Indian exports and 20.8% of imports”.[xli] Despite these incentives, India's historical emphasis on autonomy and self-reliance can sometimes clash with the EU's multilateral approach.[xlii] Further, India's complex relationship with Russia, particularly its continued reliance on Russian defence technology, presents a challenge for closer EU-India security cooperation.[xliii] Finally, although the EU and India share concerns about China's growing influence, their strategies for managing this challenge may differ. These issues, if left unaddressed, could limit the potential for a deeper and more strategic partnership between the EU and India.[xliv] Time will typically show how much the FTA between the EU and India will facilitate closer security and geopolitical links. Much depends on great powers' foreign and security policies, such as the US, China, and Russia. Their intricate games make the geopolitical chessboard fascinating, if not difficult to predict. REFERENCES  [1] EU and India kick-start ambitious trade agenda. (2022, June 17). Directorate-General for Trade and Economics. https://policy.trade.ec.europa.eu/news/eu-and-india-kick-start-ambitious-trade-agenda-2022-06-17_en[2] EU trade relations with India. Facts, figures and latest developments. (n.d.). European Commission. https://policy.trade.ec.europa.eu/eu-trade-relationships-country-and-region/countries-and-regions/india_en[3] Joseph, J. E. (2024). Critical factors to consider in the trade–security nexus of the African Continental Free Trade Area: A catalyst for establishing peace. African Security Review https://doi.org/10.1080/10246029.2024.2303459[4] Kurniawan, K. (2011). The Economic, Environmental, and Geopolitical Impacts of ASEAN-China Free Trade Area (ACFTA) on Indonesia. https://www.researchgate.net/publication/349858225_THE_IMPACT_OF_ASEAN-CHINA_FREE_TRADE_AREA_ACFTA_AGREEMENT_ON_INDONESIA'S_MAJOR_PLANTATION_EXPORT_COMMODITIES[5] Pasara, M. T., & Dunga, S. H. (2023). Impact of Regional Trade Agreements on Economic Growth: An Econometric Analysis. https://doi.org/10.1007/978-3-031-30541-2_6[6] Following the U.S. withdrawal, the remaining 11 nations (without the U.S.) negotiated a revised agreement called the CPTPP, which is now in force.[7] Tellis, A. J. (2014). The geopolitics of the TTIP and the TPP. Adelphi Series. https://doi.org/10.1080/19445571.2014.1019720[8] Zhang, Q., & Wang, Q. (2024). 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Adelphi Series. https://doi.org/10.1080/19445571.2014.1019720[18] Palit, A. (2017). Mega-regional trade agreements and non-participating developing countries: Differential impacts, challenges and policy options: Competition and Change. https://doi.org/10.1177/1024529417729324[19] Nordås, H. K. (2023). Services in the India-EU free trade agreement. https://doi.org/10.1016/j.inteco.2023.100460[20] Felbermayr, G., Mitra, D., Aichele, R., & Gröschl, J. K. (2017). Europe and India: Relaunching a Troubled Trade Relationship. Research Papers in Economics.[21] Khorana, S., Perdikis, N., & Kerr, W. A. (2015). Global economies of scale in the EU-India trade agreement: are they the key to a return to economic growth? Asia Europe Journal, 13(1), 41–55. https://doi.org/10.1007/S10308-014-0404-8[22] Carteny, A., & Tosti Di Stefano, E. (2024). The EU and the Indo-Pacific: The path towards a comprehensive strategy. In The European Union in the Asia-Pacific: Rethinking Europe’s strategies and policies (pp. 406–428). Routledge. https://doi.org/10.4324/9781003336143-25[23] Kaura, V., & Singh, P. (2022). European Union’s Indo-Pacific Strategy: Policy Implications For India. Indian Journal of Public Administration, 68(4), 542–555. https://doi.org/10.1177/00195561221098175[24] Grgić, G. (2023). Ambition, meet reality: The European Union’s actorness in the Indo-Pacific. International Political Science Review. https://doi.org/10.1177/01925121231191275[25] Pugliese, G. (2024). The European Union and an “Indo-Pacific” Alignment. Asia-Pacific Review, 31(1), 17–44. https://doi.org/10.1080/13439006.2024.2334182[26] Christou, A., & Damro, C. (2024). Frames and Issue Linkage: EU Trade Policy in the Geoeconomic Turn. Journal of Common Market Studies. https://doi.org/10.1111/jcms.13598[27] Leeg, T. (2014). Normative Power Europe? The European Union in the Negotiations on a Free Trade Agreement with India. European Foreign Affairs Review, 19(3), 335–355. https://dialnet.unirioja.es/servlet/articulo?codigo=4834907[28] De Bièvre, D., & Poletti, A. (2020). Towards Explaining Varying Degrees of Politicization of EU Trade Agreement Negotiations. Politics and Governance, 8(1), 243–253. https://doi.org/10.17645/pag.v8i1.2686[29] Lakatos, C., & Nilsson, L. (2016). The EU-Korea FTA: anticipation, trade policy uncertainty and impact. Review of World Economics, 153(1), 179–198. https://doi.org/10.1007/s10290-016-0261-1[30] Mazyrin, V. M. (2025). The EAEU – Vietnam Free Trade Agreement: Expectations and Reality. Outlines of Global Transformations: Politics, Economics, Law, 17(3), 128–148. https://doi.org/10.31249/kgt/2024.03.07[31] Hurt, S. R. (2012). The EU–SADC Economic Partnership Agreement Negotiations: ‘locking in’ the neoliberal development model in southern Africa? Third World Quarterly, 33(3), 495–510. https://doi.org/10.1080/01436597.2012.657486[32] Khorana, S. (n.d.). The FTA: a strategic call for the EU and India? European Council on Foreign Relations, India’s Foreign Policy. https://ecfr.eu/special/what_does_india_think/analysis/the_fta_a_strategic_call_for_the_eu_and_india[33] Carbon Border Adjustment Mechanism. (n.d.). European Commission, Taxation and Customs Union. https://taxation-customs.ec.europa.eu/carbon-border-adjustment-mechanism_en[34] Mishra, A. R. (2015). India cancels EU trade talks over pharma ban. Mint. https://www.livemint.com/Politics/JtJwcwhXDZz4c01D9DGk5I/Govt-cancels-trade-negotiatorlevel-meet-with-EU.html[35] Reiterer, M. (2023). The Indo-Pacific taking centre-stage for the EU’s security policy. EuZ – Zeitschrift Für Europarecht. https://doi.org/10.36862/eiz-euz022[36] Singh, M. (2021). India, Europe and Connectivity: From Shared Views on BRI to Mutual Cooperation? (pp. 133–159). Palgrave Macmillan, Singapore. https://doi.org/10.1007/978-981-33-4608-6_6[37] Kugiel, P. (2021). From Destroyer to Preserver? The Evolution of India’s Position Towards the Liberal International Order and Its Significance for the EU–India Strategic Partnership (pp. 253–273). Springer, Cham. https://doi.org/10.1007/978-3-030-65044-5_12[38] Dominguez, R., & Sverdrup-Thygeson, B. (2021). The Role of External Powers in EU–Asia Security Relations (pp. 415–435). Palgrave Macmillan, Cham. https://doi.org/10.1007/978-3-030-69966-6_19[39] Reiterer, M. (2023). The Indo-Pacific taking centre-stage for the EU’s security policy. EuZ – Zeitschrift Für Europarecht. https://doi.org/10.36862/eiz-euz022[40] Kirchner, E. J. (2022). EU Security Alignments with the Asia-Pacific. Asian Affairs, 53(3), 542–560. https://doi.org/10.1080/03068374.2022.2082165[41] Singh, M. (2021). Multilateralism in a Changing Global Order: Prospects for India–EU Cooperation (pp. 275–290). Springer, Cham. https://doi.org/10.1007/978-3-030-65044-5_13[42] Aspengren, H. C., & Nordenstam, A. (2021). What Strategies Can Do for Strategic Partnerships: Lessons from the EU’s Strategy on India (pp. 67–85). Springer International Publishing. https://doi.org/10.1007/978-3-030-65044-5_4[43] Delivorias, A., & Mácsai, G. (2024). EU-India free trade agreement. In BRIEFING International Agreements in Progress. European Parliament. https://www.europarl.europa.eu/RegData/etudes/BRIE/2024/757588/EPRS_BRI(2024)757588_EN.pdf  [44] Sinha, Aseema, and Jon P. Dorschner. 2009. “India: Rising Power or a Mere Revolution of Rising Expectations?” Polity 42 (1): 74. https://doi.org/10.1057/pol.2009.19.[45] Chandrasekar, Anunita. 2025. “It’s Time to Upgrade the EU-India Relationship.” https://www.cer.eu/insights/its-time-upgrade-eu-india-relationship.[46] Gare, Frédéric and Reuter Manisha. “Here be dragons: India-China relations and their consequences for Europe”. 25 May 2023. https://ecfr.eu/article/here-be-dragons-india-china-relations-and-their-consequences-for-europe/

Diplomacy
Bandung, Indonesia, July 27th 2024 : A close-up of a globe focused on Southeast Asia, highlighting Indonesia, the Philippines, and surrounding regions.

NATO-Europe-US Cooperation in the Indo-Pacific: Challenging Times Ahead

by Gabriele Abbondanza

Dr. Gabriele Abbondanza is Lecturer and Marie Curie Fellow at the University of Madrid (UCM), Associate Researcher at the University of Sydney (USYD), and Associate Fellow at the Istituto Affari Internazionali (IAI).As the Indo-Pacific gradually becomes the world’s geopolitical and geoeconomic epicentre, states and regional organisations are progressively pivoting to it. Due to a combination of drivers – chiefly US pressure, economic opportunities, strategic interests and politico-normative priorities – European and Indo-Pacific actors have increased cooperation with Washington and NATO in the region. However, the second Trump administration looks considerably less aligned with the conventional pillars of US foreign policy. In light of the unfolding fracture between the US and its European allies over Ukraine, what lies ahead for NATO-Europe-US cooperation in the Indo-Pacific? [1] The priorities of NATO’s Indo-Pacific partners The so-called Indo-Pacific Four (Australia, Japan, South Korea and New Zealand – IP4) are NATO’s regional partners as well as formal US allies, each of them with specific priorities and concerns. Australia is possibly the US’s most unwavering ally in the Indo-Pacific. Canberra has second-tier yet noticeable military capabilities, a large military expenditure and moderate expeditionary experience.[2] The country has cooperated with NATO in the Middle East and the Indian Ocean, and is a NATO “Enhanced Opportunities Partner”.[3] Consequently, greater Australia-NATO cooperation in the Indo-Pacific is foreseeable, although this would require US approval and would be subject to President Trump’s transactional approach. Japan is another steadfast Indo-Pacific player, being the country in which the modern iteration of the “Indo-Pacific” as a strategic concept originated. Tokyo is acutely threat-aware – its exclusive economic zones border both China’s and Russia’s – and is entirely aligned with Washington. Despite the country’s constitutional and budgetary limitations, its military capabilities are very significant, although their deployments are traditionally minimal. Japan has mostly supported NATO via financial means, yet the latest tailored partnership shows much scope for future cooperation. As with Australia, any major NATO-oriented development is subordinated to US approval. South Korea is a more recent component of the Indo-Pacific equation, chiefly due to its vast security-trade divide visà-vis the US (a treaty ally with around 30,000 troops stationed in the country) and China (whose bilateral trade is worth over 300 billion dollars). Even so, the country is now more explicitly aligned with the US, and although its contribution to NATO activities is less prominent than Australia’s, Seoul’s position as a major defence player could stimulate stronger cooperation with the Alliance in the region. Once again, a continuing US commitment would be a prerequisite in this case too. Lastly, New Zealand, arguably the “odd man out” among the IP4 due to its low threat perception, its focus on non-traditional security, the nuclear-free policy in its waters, a consequently “milder” relationship with the US, and its lower material capabilities. Still, Wellington has recently performed passing exercises (PASSEXs),[4] it has previously supported NATO in the Balkans, Afghanistan and the Indian Ocean, and currently focuses on technology and military capacitybuilding. Hence, more cooperation in these specific areas could be envisioned, given their “low-security” perimeter. In short, the IP4 displays varying degrees of Indo-Pacific cooperation with NATO. While there is a general convergence on greater involvement, stronger cooperation traditionally requires US consent, which is a less straightforward condition compared to the past. Europe at a crossroads Europe’s interaction with the IndoPacific is gaining momentum, despite being relatively recent. The spillover effects of Indo-Pacific security issues have prompted a widespread recognition of the region’s significance, including the “big four” (France, the UK, Germany and Italy) with their broad alignment to the US, large material capabilities (and blue-water navies) and expeditionary experience.[5] This development holds much promise for Europe-NATO convergence in the region, also considering their substantial cooperation in the Indian Ocean and the Mediterranean. France spearheaded the European approach to the Indo-Pacific, on account of its status of “resident power” (with overseas territories, population and military bases in the region), through an effective combination of hard and soft power. The UK, the only other resident power, has systematically engaged with the region in more recent times, following a more traditional (USled) balancing strategy. Germany and the Netherlands, two major trading nations, tend to interact with the IndoPacific in a more “neutral” way, with Germany trying to limit its excessive reliance on China. Italy represents a particular case, as its economic, normative and security engagement (including major deployments and naval diplomacy) in the region is both rooted and substantial (the country’s “Enlarged Mediterranean” sphere of interest overlaps with the western Indo-Pacific), although it does not have a formal regional strategy (yet).[6] The EU, too, has openly recognised the necessity of an Indo-Pacific pivot and is pursuing it with its own policy tools.[7] Lastly, other European countries – virtually all NATO members – are gradually refocusing on this region. However, the widening fracture with Europe’s greatest ally – the US – marks a major shift in transatlantic relations. While this may not be a permanent turn in US foreign policy, Washington’s instability is prompting Europe to do more, to do better and to do it rapidly. On the one hand, the current US posture is already spurring a greater European role in its immediate neighbourhood, which undoubtedly remains the main priority area. On the other, given that Europe’s interests are now inextricably intertwined with the Indo-Pacific, a stronger European activism in this region is altogether possible, mainly due to economic, strategic and political interests, in addition to renewed US burden-sharing pressures. As more intense rivalry with China is unlikely due to well-known issues concerning political and material resources, greater cooperation with Europe’s many IndoPacific partners – including the NATO IP4[8] – may well represent a realistic step forward towards further developing European countries’ role in the region. To achieve this, Europe needs a more realistic (that is, higher) threat awareness, greater defence spending, more integrated defence systems[9] and, arguably, a European security-oriented minilateral which gathers a “coalition of the willing” aiming to protect Europe and its partners. This can take the form of a “European pillar” within NATO and/or a European defence union, among other options. Although these are remarkably ambitious goals, challenging times warrant more decisive actions. Shockwaves from Washington, and how to navigate them In the Euro-Atlantic area, Washington is the informal though undisputed leader within NATO; in the Indo-Pacific, it is at the helm of a ‘hub and spokes system’ of alliances and partnerships. This latticework of security architectures has guaranteed stability for US allies – and US primacy – for around 80 years.[10] Today, this unprecedented collective security endeavour faces not only external challenges – chiefly Russian and Chinese revisionism – but also internal ones due to Trump’s destabilising policies. The latter are creating divisions among NATO and Indo-Pacific allies, preoccupations among Indo-Pacific partners (Taiwan above all) and, conversely, greater confidence among systemic rivals. While Washington’s sudden unreliability in supporting Ukraine cannot be fully compared to the Taiwan case – chiefly due to the US grand strategy’s emphasis on the IndoPacific – the Trump administration’s recent foreign policy demands higher cooperation between NATO’s members and global partners. Stronger support for maritime security, interoperability, reciprocal access agreements and cooperation on non-traditional security issues are necessary. Nevertheless, this shouldn’t necessarily take place with NATO’s official aegis, given the Indo-Pacific’s traditional wariness of security-based initiatives, hard power politics and confrontational approaches more in general, which has led to many states adopting “hedging postures” over the years. Amidst the volatile 2020s, two final implications stand out. First, the IndoPacific’s sheer importance can no longer be ignored. While other regions acknowledged it long ago, Europe is making up for the time lost, although it still lacks a unified approach. Second, as the US adds to global uncertainties rather than addressing them, allies and partners must assume greater international roles while hoping that cooperation eventually resumes. This should prompt greater EuropeIndo-Pacific-NATO cooperation in light of growing economic, political, and security interdependence.  Some recent developments – the Draghi and Letta reports for the EU, the European Commission’s response to them, NATO’s resilience amid this uncertainty – are promising, though only time will tell if they will produce the foreign policy shifts that are required to adapt to a more challenging 21st century. NOTES & REFERENCES [1] This op-ed draws on the author’s contribution to a recent high-level roundtable organised by the NATO Defense College Foundation. See “A Roma esperti a confronto sul futuro ruolo della Nato nell’Indo-Pacifico”, in Agenzia Nova, 4 March 2025, https://www.agenzianova.com/news/?p=395219.  [2] Elcano Royal Institute, Elcano Global Presence Index 2023: Australia,https://www.globalpresence.realinstitutoelcano.org/en/countrySheetPage?countries=36&years=2023. [3] NATO, Relations with Partners in the IndoPacific Region, 24 October 2024, https://www.nato.int/cps/el/natohq/topics_183254.htm. [4] They entail the passage (without military exercises) through international or territorial waters as granted by the UN Convention on the Law of the Sea.[5] Gabriele Abbondanza and Thomas Wilkins, “Europe in the Indo-Pacific: Economic, Security, and Normative Engagement”, in International Political Science Review, Vol. 45, No. 5 (November 2024), p. 640-646, https:// doi.org/10.1177/01925121231202694; Elcano Royal Institute, Elcano Global Presence Index 2023, https://www.globalpresence. realinstitutoelcano.org/en. [6] Gabriele Abbondanza, “Italy’s Quiet Pivot to the Indo-Pacific: Towards an Italian Indo-Pacific Strategy”, in International Political Science Review, Vol. 45, No. 5 (November 2024), p. 669- 679, https://doi.org/10.1177/01925121231190093. [7] Gorana Grgić, “Ambition, Meet Reality: The European Union’s Actorness in the Indo-Pacific”, in International Political Science Review, Vol. 45, No. 5 (November 2024), p. 680-689, https://doi.org/10.1177/01925121231191275. [8] Giulio Pugliese, “How to Facilitate NATOIP4 Defense Industrial Cooperation: The Case of Italy and Japan”, in Liselotte Odgaard (ed.), Moving the NATO-IP4 Partnership from Dialogue to Cooperation Maritime Security and Next-Generation Technologies, Washington, Hudson Institute, March 2025, p. 32-35, https:// www.hudson.org/node/49515. [9]  Gaia Ravazzolo and Alessandro Marrone, “EU Defence Industrial Initiatives: A Quantum Leap Is Needed”, in IAI Commentaries, No. 24|79 (December 2024),https://www.iai.it/en/node/19309. [10] Thomas Wilkins, “A Hub-and-Spokes ‘Plus’ Model of US Alliances in the Indo-Pacific: Towards a New ‘Networked’ Design”, in Elena Atanassova-Cornelis Yoichiro Sato and Tom Sauer (eds), Alliances in Asia and Europe. The Evolving Indo-Pacific Strategic Context and Inter-Regional Alignments, London, Routledge, 2023, p. 8-31.