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Diplomacy
The flags of Iran, Saudi Arabia and China put together in one frame

The limits of Beijing’s Middle East diplomacy

by Amin Saikal

In China-brokered talks, the two oil-rich and rival states of Iran and Saudi Arabia have agreed to restore diplomatic relations after a seven-year split. Although the two sides need much confidence-building, their rapprochement carries the potential to change the regional geopolitical landscape at the cost of concerns for policy hawks in the US and Israel. The longstanding Iranian–Saudi sectarian and geopolitical rivalry has been a major source of tension and conflict in the Persian Gulf region. Traditionally, whereas Iran has sought to project itself as the guardian of Shia Islam, Saudi Arabia has claimed the leadership of Sunni Islam. Both have also competed for regional geopolitical supremacy. They have been involved, in opposition to one another, in some of the conflict-ridden flashpoints in the region, including Iraq, Syria, Lebanon and Yemen. Fearing Iran’s nuclear program and regarding the country as a regional threat, the traditionally US-backed Saudi Arabia has opened backdoor diplomatic channels with Iran’s other US-allied regional foe, Israel, and supported the normalisation of relations between some of its partners in the Gulf Cooperation Council (the United Arab Emirates and Bahrain, in particular) with the Jewish state in an anti-Iran front. In response, Iran has forged close ties with Russia and China. The Saudi execution of a prominent Shia cleric and Iranians’ storming of the Saudi embassy in Tehran resulted in Riyadh cutting ties with Tehran in early 2016. However, the regional picture has lately changed for the two protagonists. Despite being under severe American sanctions and beset by public protests since September 2022, the Iranian Islamic regime has managed to maintain its regional influence in the Levant—the area stretching from Iraq to Lebanon—as well as Yemen and has made a show of its military strength by supplying Russia with deadly drones in the Ukraine conflict. Saudi Arabia hasn’t been able either to rebuff the Iranian influence or to maintain its historical trust of the US as a very reliable ally, especially in the wake of America’s inability to rein in Iran and to avoid defeat in Afghanistan. It has increasingly found it in its interest to diversify its foreign relations, forging closer relations with the very powers with which Iran has established camaraderie, most importantly China. The kingdom’s young de facto ruler Mohammad bin Salman has viewed this diversification as not only signalling his dissatisfaction with Washington’s criticism of his alleged human rights violations, but also aiding him with realising his vision to make Saudi Arabia a regional superpower by 2030. For this, he wants to reduce the country’s dependence on hydrocarbon as a source of wealth; expand its economy, trade and inflow of investment and high-tech industry; and change its social and cultural landscape, though not its authoritarian politics. He has found the Chinese model more appealing in this respect. Beijing could not be more pleased with the Iranian–Saudi rapprochement under its diplomatic auspices. It constitutes a major step, along with the recent peace proposal for Ukraine, in Beijing’s global diplomatic offensives to raise China’s credentials as a peacemaker through a policy of non-interference in the internal affairs of other states on the world stage. The underlying message is to present the US as an interventionist ‘warmonger’ power. In addition, it paves the way for China’s deeper and wider economic and trade ties in a region from which it imports some 40% of its annual oil needs. These developments can only be unsettling for the US and Israel, both of which regard any regional easing on Iran, especially with China’s support, as contrary to their interests. The US wants to maintain maximum pressure on the Iranian regime over its nuclear program, regional influence and handling of recent domestic unrest, headed by Iranian women against theocratic restrictions and declining standards of living. It is also not keen to see Saudi Arabia tilt towards the very powers that the US seeks to contain. Israel regards Iran’s Islamic regime as an existential threat and has vowed to do whatever it takes to prevent it from becoming a military nuclear power. The two sides have been locked in a shadow war for some time. Israel has frequently attacked Iranian targets in Syria and Lebanon, assassinated several of the country’s nuclear scientists and raided its ships. In a more daring act, recently it directly attacked defence installations in Isfahan where Iranian nuclear facilities are located. In turn, Iran has targeted Israeli ships, intelligence and diplomatic personnel, and has promised to retaliate against any hostile Israeli action. Israel and Iran have at times come very close to serious blows. Any direct confrontation between them could have devastating consequences for the region and beyond. Having said that, it’s also important to be reminded that China has good cooperative diplomatic, security and intelligence relations with Israel. Can we expect Beijing to step in there as well to bring about a resolution of the Israeli–Palestinian conflict, where the US has failed? Most likely not, given Israel’s intransigence not to give up its occupation and America’s unwavering strategic backing of it.

Diplomacy
President of China Xi Jinping

The Dawn of Xivilization: Israel and China’s New Global Initiatives

by Tuvia Gering

In the last two years, China's leader, Xi Jinping, has announced three global initiatives: the Global Development Initiative (GDI), the Global Security Initiative (GSI), and the Global Civilization Initiative (GCI). What exactly are they, how do they differ from the Belt and Road Initiative (BRI), and what do they imply for the State of Israel?  In the last two years, Chinese leader Xi Jinping has announced three global initiatives: the Global Development Initiative (GDI), the Global Security Initiative (GSI), and the Global Civilization Initiative (GCI). These new initiatives are a means of bolstering the legitimacy of the Chinese Communist Party, with Xi at its head. More importantly, they reflect how China’s foreign policy has evolved and the lessons learned from its global engagement in the ten years since

Diplomacy
 Former President of Iran Hassan Rouhani with Vladimir Putin

Diagnosing Iran’s emerging pivot toward Russia and China

by Mahmood Sariolghalam

“The world is not just Europe and America,” Iran’s foreign ministry spokesperson declared on April 10, 2023, implicitly echoing the views championed for years by the senior leadership of the Islamic Republic regarding the ostensible rise of China and Russia. Indeed, the moment when Iran shifted from a traditional balancing relationship between East and West to decisively embrace Russia and China occurred on May 8, 2018, when the Trump administration withdrew the United States from the 2015 Joint Comprehensive Plan of Action (JCPOA). The U.S.’s decision to abandon the nuclear deal deeply disillusioned the Iranian leadership about any possibility of a rapprochement with Washington. Tehran had initially agreed to sign the JCPOA with the Obama administration based on the expectations that its promises to substantially reduce its nuclear program would be recompensed by the lifting of a substantial portion of U.S. economic sanctions.  Consistent with its long-held objective of maintaining distance from Washington, Tehran was pleased that the JCPOA, as agreed, had permitted it to avoid normalizing relations with its adversary while still reaping the economic benefits by being able to resume oil exports and welcome foreign investment. Yet following the U.S. withdrawal from the nuclear deal, Iran concluded that Washington’s policy toward Tehran is unreliable and the American political class could not be swayed. The Iranian leadership was further disillusioned by the Europeans’ limited ability or willingness to preserve the 2015 agreement. Moreover, the convergence of additional domestic factors — such as pressure from hardliners to bolster the country’s defensive and offensive military capabilities, the weakening state of the economy, and looming challenges to the continuity of the political system — led to intensive debates about the direction of Iran’s foreign policy. Though the foreign and defense policy bureaucracy made the decision to reorient Iranian relations more fully toward China and Russia as early as 2019, it had to wait until the Hassan Rouhani government completed its term in August 2021 before taking any concrete steps in this direction. A clear indication of that decision can be traced to the constant stalling tactics used by the Rouhani delegation during the talks with the U.S. and the broader international community on potentially reviving the JCPOA. The pivot to the East took on a more noticeable character following the inauguration of President Ebrahim Raisi on Aug. 5, 2021. The Raisi presidency led to higher levels of policy compatibility in the totality of the Iranian political system, but even more importantly, it resulted in the executive branch rank and file being staffed with devotees, loyal administrators, and 1970s-era revolutionaries. This was a necessary move following the Rouhani presidency, during which somewhat liberal administrators permeated the bureaucracy. Since the Islamic Revolution, Iran’s legislative and judicial branches have consistently demonstrated their loyalty to the status quo. However, following each change of president, the executive branch has had the opportunity to fill some 11,000 administrative positions throughout the country with like-minded individuals. Now, with the inauguration of the more conservative Raisi government, all three branches are committed to maintaining the current inertia and coherence of the Islamic Republic. Iran is now pursuing a two-tiered foreign policy: a vigorous and determined shift toward Russia and China on the one hand, while, on the other hand, making incremental concessions on its nuclear program to give the impression that another deal can be struck to replace the JCPOA. The former approach is being implemented with almost zero fanfare and the latter with extensive publicity. Iran has been steadfast in its Eastward turn even though this shift does not enjoy the support of the general public or the professional and educated classes in particular. As such, all debate and discussions regarding the country’s foreign policy orientation have been restricted to tightly knit circles within the top ruling elite. Still, it is possible to deduce three broad reasons for Iran’s growing alliance with China and Russia: 1. A refusal to capitulate to or make vast concessions to the United States;2. The valuing of security concerns as more important than economic development needs; and3. The desire to see continuity of the political system.Avoiding capitulating to the United StatesIran has a long-standing policy of avoiding normalization with the United States. Throughout the post-revolutionary period, Tehran has deliberately avoided any moves toward rapprochement except in the face of imminent danger or a potential U.S. military operation against the Islamic Republic. The underlying calculus maintains that normalization with Washington would lead to profound consequences for the current Iranian political system, from disrupting its internal politics to overwhelming its economy and reshaping its culture. First of all, there is a deep-seated fear in Tehran that once American companies, educational institutions, and civil society organizations become active in the country, the Iranian leadership would gradually lose much of its grip on power. Anti-American sentiment also provides the revolutionary class with a common identity and keeps more internationally minded, moderate, or pragmatic groups out of positions of authority. Even following the JCPOA agreement and prior to the inauguration of U.S. President Donald Trump, the dominant perception in the Iranian capital was one of despair since most of the economic sanctions on the country remained intact. The ambiguous future of sanctions, combined with the possibility of spill-over effects on regional issues, created an atmosphere of uncertainty within the corridors of power in Iran. Another factor that dampens hopes for change in U.S.-Iranian relations is Washington’s long list of demands not only with regard to Iran’s foreign policy and nuclear program but also about the nature of its political system and internal conduct. A final facet standing in the way of improved bilateral relations — and closely related to the first — is the Iranian revolutionary class’s belief that rapprochement with the United States would inevitably result in undesired substantial changes in the political system. Any long-lasting improvement in the relationship would require not just policy change but also a redesign of state structures. In line with this thinking, concessions on the nuclear program would be inadequate; Iran would ultimately need to fully capitulate to the U.S., reviving bitter memories of the 1953 American-British coup d’état. The Farsi word for submission, tasleem, was, thus, widely used in the revolutionary state media and television to characterize Washington’s ostensible expectations from Tehran in the realization of the JCPOA. With its vast stake in the political and economic spheres of the state, Iran’s revolutionary class was not prepared to abandon power or open the political floodgates by making structural concessions to the U.S. and facilitating a possible takeover of the country by liberal presidential candidates. The disillusionment in the aftermath of the JCPOA agreement fostered a Raisi-type conservative presidency, an essential prerequisite to the consolidation and continuity of the revolutionary Iranian polity.Precedence of security concerns over economic developmentAt no point in its history has the Islamic Republic prioritized domestic economic development. Continued reliance on energy exports has furnished the state and its elites with a stream of income to maintain this system. Iran’s activist foreign policy antagonizes a large number of neighboring and external countries, yet the leadership considers it essential to protecting the state. For many decades, Iran’s national security doctrine has articulated a hedging strategy of relying on Shi’a and/or anti-Western enclaves in the Middle East to expand its territorial influence vis-à-vis major Arab countries, Israel, and the United States. Turkey is perhaps the only major country in the region with which Iran has been able to manage a stable relationship over the long term. In recent years, Tehran has additionally militarily aligned itself with a major outside power — Russia. Furthermore, Iran’s drone and missile capabilities as well as its geopolitical influence in much of the region have served as a dependable deterrence strategy. Such a conceptualization of national security, threat perceptions, and statecraft have left little room to pursue economic development in a globalized economy. This sharply contrasts with regional neighbors such as Saudi Arabia, Turkey, Israel, and the United Arab Emirates, which have deliberately been concentrating their energies on economic diversification, high-tech industries, renewable energy, and attracting foreign direct investment (FDI). The economic rise of China and Russia’s military and political capabilities have provided a wide range of opportunities for numerous developing countries, including India, Indonesia, Brazil, Nigeria, South Africa, and Mexico, to diversify their foreign and economic policies. However, while drawing on the support they can obtain from Beijing and Moscow, most still strive to maintain a balance between the West and the East. These countries benefit from European and American financial and technological sectors and earn sizeable profits by selling in their markets. But since national economic development is not a priority for the Iranian leadership, and it devotes a large proportion of its energies toward domestic and national security, even a complete political and economic pivot away from the West will not jeopardize Iranian state-owned industries nor affect the already-sidelined private sector and dwindling consumer markets. Indeed, Western companies and banks have also removed Iran as a potential market due to U.S. and European sanctions. Ultimately, Iran’s pivot toward the East will reduce its economy to selling fossil fuels to China and a few other Asian-Pacific countries in exchange for commodity imports. And it is unlikely that these consumers will turn around and invest in Iranian industries due to the sanctions restrictions currently in place. The only conceivable investment opportunities would perhaps be in the form of barter, wherein Iran might export petroleum in exchange for infrastructure development with no financial transactions involved. Furthermore, the timing of the Iranian leadership’s decision to reduce the country’s political and economic reliance on the West in general and Europe in particular was critical: Namely, that strategic choice was made ahead of the looming leadership transition at the top to avoid possible dissenting views when Iran’s third supreme leader takes over. Closer relations with Russia and China promise to not only de-risk Iran’s foreign economic relations but also help maintain an optimum level of progress on the nuclear program as a strategic component of the national security doctrine.Continuity of the political systemIran’s anti-Americanism is considered a highly treasured geostrategic asset in Moscow. In a sense, Iran is Russia’s southern Belarus. From a historical perspective, all permutations of the Russian state over the last two centuries, from the Russian Empire to the Soviet Union to the Russian Federation today, have pursued a similar policy of trying to keep Iran out of the Western orbit. But the Russian-Iranian military partnership that developed in Syria and solidified over Ukraine — specifically covering military hardware, cyber software, and digital surveillance tools that Iran has no hopes procuring through cooperation with the West — has also furthered Tehran’s leverage vis-à-vis Israel and the United States. Iran is expected to receive 24 Su-35 fighter aircraft from Russia in addition to S-400 air-defense systems. And the relationship is developing in both directions. Tehran has also supplied Moscow with low-cost drones and weapons systems. Additionally, the two countries are cooperating in the energy sector, with Russia reportedly having delivered 30,000 tons of diesel fuel to Iran in February and March 2023; yet given Russia’s technological limitations in the energy sector, it is not clear whether these projects will eventually and efficiently materialize. Though relations with Russia have undoubtedly expanded in the military domain since the invasion of Ukraine, one can also deduct other Iranian motives to further solidify relations with Moscow. There are at least two crucial reasons behind Iran’s desire to tighten its cooperation with Russia and move from a transactional to a strategic bilateral relationship. First is Tehran’s need to secure intelligence on Israeli and American operations against Iran. And second is the desire to draw on Moscow’s potential political and intelligence assistance during the transition period to the third supreme leader of Iran. Such expectations can be met with or without Vladimir Putin in the Kremlin since they fulfill fundamental Russian interests vis-à-vis Iran and the West. Iran has reached a point where it can no longer depend on increasing internal control and expanding regional deterrence to maintain a status quo conducive to preserving the political system. Israel’s traditional “periphery doctrine,” of reaching out to non-Arab countries to build security partnerships, has now expanded to the South Caucasus and Central Asian regions. Moreover, most Arab neighbors of Iran today maintain normal or at least not overtly antagonistic diplomatic relations with Israel, which has improved American leverage with regard to Tehran as a result. Facing limited foreign policy options, including diminishing hopes of reaching a modus vivendi with the United States through reviving the JCPOA and a lasting divergence in relations between Russia and the West, Tehran has had to succumb to Moscow. This was not only to procure new military hardware but also to secure its position in a shifting regional matrix, deter potential future threats to its internal security, and safeguard the continuity of the political system. In this evolving context, as long as Russian interests remain opposed to those of the West, Moscow will likely do whatever is necessary to protect the Islamic Republic of Iran. Unlike Russia’s more strategic and long-term calculus vis-à-vis the Islamic Republic, China confines itself to mostly political and commercial relations with Iran and appears to cautiously act in parallel to the U.S. in the Middle East rather than in opposition to it. Beijing has immense short-term and long-term commercial and technological interests in maintaining peace and cooperation with Israel as well as with major Arab countries, such as Saudi Arabia and the UAE. Moreover, petroleum imports from Iran can easily be substituted in a global glut. That said, Beijing’s mediation role between Iran and Saudi Arabia highlights that for China, good relations with the Islamic Republic provide useful political leverage when navigating the region as well as in its global rivalry with the United States.Challenges aheadThis article attempted to explain Iran’s calculations behind politically and economically pivoting toward Russia and China, founded upon the assumption that the deep state in Iran is prioritizing continuity and issues of succession in the political system. Almost all matters of state are overshadowed by these medium- to long-term concerns — a set of priorities that Iranian leaders have, in fact, held for centuries. The question facing the government today, however, is how the revolutionary domestic apparatus can strive to survive the myriad sources of domestic and foreign challenges, including the Islamic Republic’s stand-off against the Western world. In contrast to the United States and Europe, Russia and China are not concerned with Iran’s internal political system, constitutional structures, or governmental machinery. Of its three main adversaries, namely, the U.S., Israel, and Saudi Arabia, Iran recently concluded that a rapprochement with Saudi Arabia is a possibility, having made a complete U-turn on this in March 2023, with the help of Chinese mediation. Iran had learned the hard way to compromise with the Saudis, given the latter’s instrumental political and financial role among Iranian minorities inside the country as well as Iranian opposition groups in Europe and the U.S. In order to mitigate this influence, Tehran apparently decided to make concessions on Yemen in return for reduced Saudi support for the Iranian opposition. Of all the points of leverage at Iran’s disposal in the Middle East, Yemen appears to be the least valued, especially compared to Lebanon, Iraq, and Syria. Evidently, the Iranian leadership’s incremental moves toward China and Russia stem from an unwillingness to redefine the underpinnings of the country’s national security doctrine. Not only does Iran’s current foreign policy orientation not run in opposition to Beijing’s or Moscow’s overall international outlook, but in many ways, its anti-Western predisposition in a critical region of the world serves the two powers in their difficult relationships with the United States. By aligning with Russia and China in the security and commercial spheres, Iran feels it has acquired an insurance policy against any potential negative resolutions emanating from the United Nations Security Council. And even more consequentially, with an eye toward the potentially turbulent looming period of leadership transition and succession, Tehran may feel comfortable with relying on Moscow and Beijing for security, political, intelligence, and financial support. But a major challenge confronts the political system: Will the Iranian public, professional and intellectual groups, and the country’s slim private sector — all deeply accustomed to Western ideas, systems, and customs — be willing to embrace and adapt themselves to this Eastward shift that was formulated by Iran’s political and security elites? Perhaps the social and political atmospherics that emerge as the Islamic Republic’s third supreme leadership seeks to consolidate its power will reveal the durability of this unbalanced geopolitical reorientation.

Defense & Security
The missiles are aimed at the sky at sunset. Nuclear bomb, chemical weapons, missile defense, a system of salvo fire

The Role Of Umbrella States In The Global Nuclear Order

by Dr Tytti Erästö

I. Introduction  This paper focuses on countries having extended nuclear deterrence arrangements with a nuclear-armed patron from whom they have received a nuclear security guarantee. Extended nuclear deterrence is often called a ‘nuclear umbrella’—a metaphor that hardly captures the risks inherent in nuclear deterrence practices—and the non-nuclear weapon states belonging to an alliance with such arrangements are commonly referred to as ‘umbrella’ states. As of 4 April 2023, upon the accession of Finland to the North Atlantic Treaty Organization (NATO), 31 countries were relying on the extended nuclear deterrence provided by the United States or, at the least, were accepting nuclear weapons as part of the mix of military capabilities intended to create a collective deterrent effect. In the absence of a ‘no first use’ policy, this means that the USA could use nuclear weapons to respond not only to a nuclear attack but also to an act of conventional aggression against its non-nuclear-armed allies. The USA is not the only country providing nuclear security guarantees to its allies: recently, Russia claimed to have included Belarus under its respective nuclear umbrella.   Umbrella states base their security on military capabilities that include the nuclear weapons of other countries, and in some cases, they also host nuclear weapons and take part in military exercises simulating their use. Thus far, the role of the umbrella states in the global nuclear order has received relatively little attention, and they are generally categorised as non-nuclear weapon states. Their agency in maintaining or potentially changing the existing nuclear order tends to be downplayed and overshadowed by that of nuclear-armed states. However, umbrella states received some attention at the Tenth Review Conference of the Parties to the 1968 Treaty on the Non-Proliferation of Nuclear Weapons (Non-Proliferation Treaty, NPT). At the conference, held in 2022, Parties to the Treaty discussed whether to recognize ‘the importance for States parties that are part of military alliances that include nuclear-weapon States to report . . . on steps taken to reduce and eliminate the role of nuclear weapons in national and collective security doctrines’. Owing to resistance by the USA and several of its allies to create a third category of states alongside nuclear weapon states and nonnuclear weapon states, this reference was ultimately removed from the draft outcome document.  The discussions at the 2022 NPT Review Conference reflected the current context, wherein greater military value is being placed on nuclear weapons, including by umbrella states. Provided that Sweden’s application to join NATO—which it submitted in 2022 together with Finland’s application—is accepted, the number of countries under the extended nuclear deterrence arrangements of the USA will increase to 32. At the same time, US allies in the Asia-Pacific region are responding to perceived threats from China and the Democratic People’s Republic of Korea (DPRK, or North Korea) with increasing calls for the redeployment of US non-strategic nuclear weapons to the region. Reflecting its concerns about potential new nuclear weapon deployments in Asia, China was vocal in opposing US nuclear hosting arrangements at the 2022 NPT Review Conference. That an increasing number of non-nuclear weapon states see security value in nuclear weapons does not bode well for the global nuclear dis armament and non-proliferation regime. The development also highlights the need to better understand how the policies of umbrella states affect the global nuclear order. That order is characterized by the continuation of nuclear deterrence practices by the world’s nine nuclear-armed states despite a shared understanding of the devastating planetary-scale humanitarian and environmental risks involved in such practices and the consequent need for nuclear disarmament.  Taking a broad historical perspective, this paper explores the ways in which umbrella states both in the Asia-Pacific region and in Europe have supported prevailing nuclear deterrence practices or, at times, distanced themselves from such practices and broken ranks with their allies on relevant issues. The goal of the paper is to assess the scope of umbrella states’ agency in maintaining, shaping, and potentially challenging the global nuclear status quo in support of nuclear disarmament. II. Endorsing nuclear deterrence through policy and practice  This section examines policies through which umbrella states support and contribute to the prevailing nuclear deterrence practices or have done so in the past. Such policies provide support that ranges from operational, which sees allies directly involved in such practices, to political, which is better understood in terms of moral burden-sharing. While such policies serve to maintain and legitimize the existing nuclear status quo, in some cases the endorsement by umbrella states of nuclear deterrence has moved beyond supporting the status quo to calling for new nuclear sharing arrangements or outright nuclear proliferation.  Operational support for nuclear deterrence practices  Umbrella states can provide operational support to their nuclear-armed patron for nuclear deterrence practices by hosting nuclear weapons and related facilities, participating in military exercises simulating nuclear strikes, conducting joint flights with strategic bombers, and engaging in planning and consultation on nuclear weapons-related issues. Given the broad nature of existing bilateral and multilateral consultation mechanisms, which also cover issues such as arms control, it is sometimes difficult to draw a boundary line between operational and political support.  Nuclear weapon hosting  During the cold war, the USA stationed non-strategic nuclear weapons in the territories of several of its Asia-Pacific and European allies. In Europe, the first such weapons were deployed in 1954 in the United Kingdom and West Germany to complement the deterrence provided by US strategic (long-range) nuclear weapons, which was deemed insufficient against the Soviet Union’s overwhelming conventional power. In 1958, the first nuclear sharing agreements were established, meaning that European allies would not only host US nuclear weapons but also take control of and launch such weapons against their            bintended targets during times of crisis. By the mid1960s, Belgium, France, Greece, Italy, the Netherlands, and Türkiye were hosting various types of non-strategic nuclear weapon under NATO nuclear sharing arrangements. By 1971, there were 7300 forward-deployed nuclear weapons in Europe. In addition to the eight above-mentioned European countries, the USA also stationed nuclear weapons in the Danish territory of Greenland (see section III below). The deployments in Europe coincided with deployments elsewhere in the world. In Asia and the Pacific, the USA stationed nuclear weapons in the late 1950s in the Philippines, South Korea, and Taiwan, as well as in overseas territories of the USA. The largest deployments were in South Korea and the Japanese island of Okinawa, with the number of warheads hosted by the country and island respectively peaking at almost 1000 in the late 1960s. Most of these weapons had been withdrawn by the late 1970s; South Korea remained the only host state in the Asia-Pacific region in the following decade. The USA also deployed non-strategic nuclear weapons in Morocco in the 1950s and Canada in the 1960s. The Soviet Union deployed non-strategic nuclear weapons in all of its 15 republics as well as in some of its Warsaw Pact allies. Starting in the late 1950s and continuing over the following decade, non-strategic nuclear weapons were gradually deployed in Czechoslovakia, East Germany, Hungary, and Poland. All of these weapons had been withdrawn by the early 1990s. During the remainder of that decade, the strategic nuclear weapons that had been hosted in Belarus, Kazakhstan and Ukraine were also withdrawn.  With the end of the cold war, forward-deployed non-strategic nuclear weapons effectively lost their raison d’être, particularly in Europe. Reflecting the new geopolitical context, in the early 1990s the USA unilaterally withdrew most of its non-strategic nuclear weapons from allied countries. In South Korea, the nuclear hosting arrangement ended completely. While NATO nuclear sharing continued, only the air-delivered B61 bombs remained and their numbers were reduced, while all other non-strategic nuclear weapon types were removed from Europe.  In 2001, the B61 weapons were removed from Greece. In the years that followed, the military value of the non-strategic US nuclear weapons that still remained in five NATO countries was frequently called into question. As noted in a 2005 US study, ‘Nuclear burden sharing in NATO, in as far as host country nuclear strike missions are concerned, is on a slow but steady decline toward ending altogether’. The political momentum for ending nuclear sharing was at its highest during the administration of US president Barack Obama, whose vision for a nuclear weapon-free world arguably inspired some allies to more vocally argue for the withdrawal of non-strategic nuclear weapons from Europe. Yet, the same US administration also pushed back against and, as it seems, silenced such critical voices (see section III below).  Today, an estimated 100 non-strategic nuclear weapons remain stationed in five European countries—Belgium, Germany, Italy, the Netherlands, and Türkiye—and the USA is modernizing its B61 bombs. The nuclear weapon hosting states, with the exception of Türkiye, plan to replace their ageing dual-capable aircraft with F-35 aircraft, which will enable use of the precision strike feature of the new B61-12 bombs. As before, allies are responsible for delivering these weapons during a crisis. Since 1976, US gravity bombs in Europe have included electronic locks (permissive action links, PALs) to reduce the risk of unauthorized use. The delegation of authority for nuclear weapon use from the USA to its allies is based on a dual key system: following an agreement by the NATO Nuclear Planning Group (NPG) and authorization by the US president, US military personnel at allied bases would deactivate the PALs, handing over control of the weapons to pilots of the weapon hosting states.  As noted above, China recently raised its opposition to NATO nuclear weapon hosting practices, reflecting its apparent concerns about the prospect of US non-strategic nuclear weapons being redeployed in Asia. Russia, alongside China and other countries, has long argued that NATO’s nuclear sharing policy is not in accordance with Articles I and II of the NPT. Russia’s normative case against NATO nuclear sharing is, however, currently undermined by its own plans to share nuclear weapons with Belarus. Echoing the arguments of the USA in this regard, Russia maintains that the weapons will remain under Russian control, hence the arrangement—announced in March 2023—will be in line with international non-proliferation obligations. According to Russian President Vladimir Putin, the construction of nuclear weapon storage facilities in Belarus is to be completed by July 2023. Russia reportedly provided Belarus with dual capable Iskander missiles and modified Belarusian Su-25 bombers to enable them to carry nuclear weapons prior to the March announcement. Military exercises simulating tactical nuclear strikes  Some umbrella states that do not host nuclear weapons nevertheless actively contribute to nuclear sharing by taking part in military exercises involving dual-capable aircraft. NATO’s Support of Nuclear Operations with Conventional Air Tactics (SNOWCAT) programme comprises a unique form of such participation. In SNOWCAT missions, allies provide conventional aircraft to escort dual-capable aircraft, and they also provide surveillance and refuelling. The aim of the exercises is to practise nuclear strike operations.  In 2022, 14 allies were reported as having participated in the annual SNOWCAT exercise called Steadfast Noon. While NATO does not reveal the participating countries, in previous years they have reportedly included at least Czechia and Poland alongside host states and nuclear-armed states. In addition, Denmark confirmed its participation in the 2022 exercise, and Greece too seems to have taken part.  Joint flights with strategic bombers  US nuclear sharing arrangements are limited to Europe, hence there is no programme comparable to SNOWCAT in other regions. According to a 2011 report, ‘There are no nuclear weapons–related exercises conducted between the United States and the military forces’ in umbrella states in Asia. However, US allies in the Asia-Pacific region frequently fly with US strategic B-2 and B-52  bombers to signal deterrence to regional adversaries. For example, US B-52 bombers were ‘met with and escorted by’ Japanese F-15J combat aircraft in August 2021, and accompanied by South Korean F-35As and F-15Ks in December 2022. Australia has also taken part in joint flights with US strategic aircraft, as have NATO allies in Europe. Even countries that are not part of extended nuclear deterrence arrangements—including Indonesia, Israel, Saudi Arabia and Sweden—have been involved in this practice.  Thus far, the B-52s used in regional operations in Asia and the Pacific have only been deployed rotationally in the US territory of Guam. However, Australia is currently expanding a military air base in its Northern Territory with the intention of hosting US B-52 bombers. Once completed, the base would appear to be only the second one of its kind outside US territory (after Royal Air Force, RAF, Fairford in the UK) and the first one of its kind in an umbrella state.  Consultation and planning  All NATO members other than France are involved in collective decision making on nuclear weapon-related issues through their participation in the NPG. The NPG ‘provides a forum in which NATO member countries can participate in the development of the Alliance’s nuclear policy and in decisions on NATO’s nuclear posture’. Discussions under the NPG cover issues such as ‘the overall effectiveness of NATO’s nuclear deterrent, the safety, security and survivability of nuclear weapons, and communications and information systems’. The mandate of the NPG also covers arms control and non-proliferation.  Various observers have characterized the group’s main function broadly in terms of information-sharing and the establishment of ‘NATO’s common nuclear deterrence culture’. While the NATO line is that participation in the NPG is not limited to members that maintain nuclear weapons, one source points to ‘an unwritten rule that only the stationing countries speak up in NPG meetings’.  The NPG was established in 1966 primarily in response to the concerns of European host states about plans for the use of the non-strategic nuclear weapons on their territory and the desire of these countries to become more involved in relevant decision making. After having been first limited to host states, the NPG was later expanded to include other NATO allies. The participation of the latter countries was viewed by nuclear weapon states as a valuable contribution to political or moral burden-sharing.  With the salience of nuclear weapons decreasing for much of the post-cold-war period, NPG meetings became less frequent. In addition, during this period, unlike during the cold war, the group’s work no longer involved ‘nuclear planning in the strict sense of targeting’. However, the role of nuclear weapons in NATO policy has been increasing following Russia’s invasions of Ukraine in 2014 and 2022, which has also impacted the NPG’s work and increased the group’s visibility. For a long time, nuclear consultations were unique to NATO; no mechanism similar to the NPG existed between the USA and its allies in the Asia-Pacific region. In the words of one observer, ‘US alliance relations in Asia as a whole developed in a considerably more hierarchical fashion, arranged in a hub-and-spoke model in which Washington dealt bilaterally and from a position of strength with each allied government rather than collectively through a single multilateral alliance’. However, over the past decade, the USA has also conducted bilateral consultations with Australia, Japan, and South Korea, based on these allies’ desire to gain more insight into and influence in US nuclear weapons-related policy. Plans have also been made to extend such consultations to a trilateral (Japan, South Korea, and the USA) or a quadrilateral (as for trilateral but including Australia) format.  One forum for bilateral nuclear consultation is the US–Japan Extended Deterrence Dialogue, which was established in 2010. Similarly, to the NPG, the dialogue ‘provides an opportunity . . . to discuss regional security, Alliance defense posture, nuclear and missile defense policy, and arms control issues, and to engage in an in-depth exchange of views on means to enhance as well as deepen mutual understanding on alliance deterrence’. South Korea and the USA, in turn, have conducted nuclear consultations under their Deterrence Strategy Committee and Extended Deterrence Strategy and Consultation Group. These consultations were apparently expanded or replaced with a new—more substantive—mechanism in April 2023, when US President Joe Biden announced in a joint press briefing with his South Korean counterpart, President Yoon Suk-Yeol, that the two countries had ‘agreed to establish a Nuclear Consultative Group to map out a specific plan to operate the new extended deterrence system’. In addition to sharing information on ‘mutual nuclear assets and intelligence’, this new system would also cover ‘ways to plan and execute joint operations that combine Korea’s state-of-the-art conventional forces with the US’s nuclear capabilities’. The announcement followed controversial statements by the South Korean president that suggested the country might be considering the acquisition of nuclear weapons of its own (see below).  Possibly reflective of the greater need for reassurance related to extended nuclear deterrence based mainly on US strategic nuclear weapons, the bilateral consultations of the USA with both Japan and South Korea have included visits and tours to familiarize these allies with US strategic weapons delivery vehicles. Moreover, the new US–South Korean Nuclear Consultative Group that was announced in April includes visits by South Korean officials to US nuclear submarines in South Korean ports.  Assessment of the degree of operational involvement of umbrella states in nuclear deterrence  The hosting of nuclear weapons can be seen to constitute a particularly high level of commitment to nuclear deterrence—especially in the case of NATO nuclear sharing, which involves the handing over of control of nuclear weapons by the USA to an ally and the potential execution of a nuclear strike by that ally during a crisis. The host state takes on an enormous burden in sacrificing its own security, as military bases with nuclear weapon infrastructure and housing dual-capable aircraft for nuclear strike missions are logical targets for adversaries in wartime. Although European host states would ultimately be responsible for dropping B61 bombs on their target locations, other allies’ provision of support for the nuclear strike mission under the SNOWCAT programme must also be seen as a direct operational contribution to nuclear deterrence practices.  Assessment of the degree of operational involvement of umbrella states in nuclear deterrence  Political support for nuclear deterrence  Acceptance of a nuclear security guarantee constitutes political support— albeit passive—for existing nuclear deterrence practices. Typically, this kind of support involves endorsing the strategy documents of an alliance that stress the need for nuclear deterrence or as discussed above, participating in allied nuclear consultations. Some countries choose to go further in their political support by making public statements highlighting the perceived security value of nuclear weapons. Another form of political support by umbrella states of nuclear deterrence practices is signalling opposition to multilateral initiatives that question the legitimacy of nuclear deterrence.  Statements supporting extended nuclear deterrence  Umbrella states tend to keep a low profile regarding the role of nuclear weapons in their national security policies. In most cases, their national security strategies do not even mention nuclear deterrence and nuclear weapons are either discussed in relation to the perceived threats posed by adversaries or viewed exclusively as objects of arms control and disarmament. In multilateral forums, nuclear-allied countries usually do not wish to stand out from non-nuclear weapon states.  In some cases, however, umbrella states do explicitly stress the importance of nuclear weapons and extended nuclear deterrence for their national security. A recent example of public endorsement of nuclear deterrence is the German response to the criticism by China, Russia, and several nonnuclear weapon states of NATO nuclear sharing arrangements at the 2022 NPT Review Conference. Using its right of reply, Germany said that NATO nuclear sharing is ‘fully consistent and compliant with the NPT’, adding that the practice was ‘put in place well before the NPT entered into force’ and that it ‘has long been accepted and publicly understood by all States Parties to the NPT’. At the same conference, a representative of Hungary defended nuclear sharing by saying that it contributes to non-proliferation by ‘remov[ing] incentives for nations to develop their own nuclear deterrence capabilities’. Both of these arguments have long been made by NATO to justify nuclear sharing.  When comparing the defence white papers of umbrella states, Australia and Germany stand out for the reason that both countries explicitly refer to extended nuclear deterrence as a source of national security. Germany, in addition to repeating key tenets of NATO’s deterrence policy—for example that ‘The strategic nuclear capabilities of NATO, and in particular those of the United States, are the ultimate guarantee of the security of its members’— also states in its 2016 white paper on security policy and the future of the Bundeswehr that, ‘Through nuclear sharing, Germany continues to be an integral part of NATO’s nuclear policy and planning’. Australia, in its 2020 Defence Strategic Update, states that ‘Only the nuclear and conventional capabilities of the United States can offer effective deterrence against the possibility of nuclear threats against Australia’. Statements supporting extended nuclear deterrence can be viewed as examples of moral burden-sharing, particularly when they are made in forums such as the NPT Review Conference, where nuclear deterrence practices are subject to regular criticism by non-nuclear weapon states. On other occasions—such as when they are made in connection with national security documents—these statements indicate a strong belief that nuclear weapons are an integral part of allied deterrence.  Opposition to the Treaty on the Prohibition of Nuclear Weapons  Since 2016, an important show of solidarity among the nuclear weapon states and their allies has been to cast votes against the United Nations General Assembly annual resolution endorsing the 2017 Treaty on the Prohibition of Nuclear Weapons (TPNW). The TPNW not only questions the legitim acy of existing nuclear deterrence practices but also seeks to stigmatize nuclear weapons globally through its comprehensive ban on nuclear weapons, including on the threat of their use. Not surprisingly, nuclear-armed states have fervently opposed the Treaty, as the credibility of their nuclear deterrents depends on their readiness to threaten nuclear weapon use.  The USA has warned its allies against supporting the TPNW or participating in related meetings. For example, in 2016 it strongly encouraged NATO member countries to vote against UN General Assembly Resolution 71/258, which called for negotiations on a treaty banning nuclear weapons, arguing that such efforts were ‘fundamentally at odds with NATO’s basic policies on deterrence’. In that year, all umbrella states cast a negative vote on the resolution, with the exception of the Netherlands, which abstained from voting (see the section ‘Engagement by umbrella states with the Treaty on the Prohibition of Nuclear Weapons’ below). Similarly, all umbrella states, with the exception of the Netherlands, were absent from the TPNW negotiations in 2017; Albania, Poland and South Korea joined the USA in protesting against these negotiations. With only a few exceptions, umbrella states have also uniformly voted against the annual UN General Assembly resolution expressing support for the Treaty. Arguably in line with their decision to apply for NATO membership, in 2022 Finland and Sweden also voted against the resolution for the first time. Calls to expand nuclear deterrence practices  Some countries without existing nuclear sharing arrangements have expressed an interest in hosting nuclear weapons. In 2020, before the recent reports of nuclear sharing between Belarus and Russia (see the section ‘Nuclear weapon hosting’ above), the president of Belarus, Alexander Lukashenko, had offered to host Russian nuclear weapons as a response to the potential deployment of US nuclear weapons to Poland. Belarus’ interest in positioning itself under the Russian nuclear umbrella was in fact first articulated more than 20 years ago.  Poland has on several occasions expressed an interest in hosting US nuclear weapons. For example, in October 2022, following reports of Russian nuclear sharing with Belarus, the president of Poland, Andrzej Duda said that ‘a potential opportunity’ for Poland to participate in nuclear sharing had been discussed with the USA. While the US leadership has not confirmed that such discussions took place, in May 2020 the US ambassador to Poland suggested that ‘perhaps Poland . . . could house the capabilities’ in case Germany were to ‘reduce its nuclear potential and weaken NATO’ by ending its nuclear sharing arrangements with the USA. Stationing US nuclear weapons in former Warsaw Pact countries such as Poland would go against the 1997 Founding Act on Mutual Relations, Cooperation and Security between NATO and the Russian Federation, in which NATO member countries reiterated that they have ‘no intention, no plan and no reason to deploy nuclear weapons on the territory of new members’.  Regarding the Asia-Pacific region, the president of South Korea, Yoon Suk-Yeol, said in an unprecedented statement made in January 2023 that if the nuclear threat from North Korea grows, his country might ‘introduce tactical nuclear weapons or build them on our own’, adding that ‘we can have our own nuclear weapons pretty quickly, given our scientific and technological capabilities’. While there has been a long-standing debate in South Korea on both the reintroduction of US non-strategic weapons and the development of an indigenous nuclear weapon programme, and popular support for both proposals, this was the first time such a statement was made by a high-level government official. Similarly, discussions on the possibility of hosting US nuclear weapons in a manner based on the NATO model have taken place in Japan. Thus far the Japanese government has rejected the idea.  The above-mentioned calls to establish new nuclear weapon hosting arrangements suggest that the umbrella states in question view the existing extended nuclear deterrence practices as insufficient. While these states may view forward-deployed nuclear weapons themselves as key to strengthening deterrence, they might also view them as instruments of alliance cohesion— meaning that, in principle, nuclear weapons could be replaced with any other military system requiring the permanent deployment of US troops on allied territory. Statements supporting indigenous nuclear weapon development go further, indicating the desire of an umbrella state to assume sovereign authority over national nuclear deterrence practices through proliferation. While such statements may be used to appeal to domestic constituencies or to pressure the nuclear-armed patron to strengthen its extended deterrence commitments, they undermine the global non-proliferation norm, particularly if not met with strong international condemnation.  III. Stepping back from nuclear deterrence policies  This section recounts and analyses the ways in which some umbrella states, or government officials in such states, have at times sought to challenge or distance themselves from existing nuclear deterrence practices and broken ranks with allies on relevant issues, often in a manner considered controversial within the alliance. In many such cases, govern mental policymaking has mirrored anti-nuclear sentiments in the population.  Bans on or limits to the stationing of nuclear weapons on national territory  The political reservations of Nordic NATO members about the stationing of nuclear weapons on or their transit through their national territories date back to the late 1950s—a time of strong popular sentiment against nuclear weapons inspired by, for example, the Russell–Einstein Manifesto of 1955 and international efforts at the UN to control and eliminate nuclear weapons. In Spain, similar reservations took shape in the early 1980s, when the antinuclear movement was strong.  Political declarations on potential future deployment or transit  Denmark, Iceland, Norway, and Spain have long had policies that prohibit nuclear weapons being stationed on their national territories. While the policies of Denmark, Norway and Spain leave open the option of allowing the stationing of nuclear weapons during times of war, Iceland’s prohibition seems to apply in all situations.  Danish reservations about nuclear deterrence have been influenced by domestic opposition to nuclear weapons and were captured in a policy that was adopted in May 1957. According to the policy, Denmark would not allow ‘the deployment and transit of nuclear weapons on its territory’, in particular Greenland, where, as a result of a 1951 bilateral defence agreement, the USA was allowed to operate military bases. However, this declaratory policy was contradicted by a secret agreement, according to which the USA was not obliged to inform Denmark of its deployment of nuclear weapons on US bases in Greenland. In practice, Denmark thus allowed both the stationing of US nuclear weapons at Thule Air Base in 1958–1965 and overflights of nuclear armed bombers in Greenland in the 1960s. Although the veil of secrecy was briefly lifted in 1968 when a US B-52 bomber crashed in Greenland, it was not until the 1990s that the full scale of the clandestine activities came to light, causing a political scandal in Denmark.  In Norway, a 1957 motion by the governing Labour Party held that ‘nuclear weapons must not be placed on Norwegian territory’, a decision that the country’s prime minister reiterated at a NATO meeting in December 1957. In 1960 it was specified that this policy applied in peacetime only. At the time, Norwegian government officials also repeatedly said that Norway would not allow visits by naval vessels that had nuclear weapons on board. In a more recent reiteration of the policy, a 2017 white paper on Norwegian foreign and security policy states that ‘nuclear weapons are not to be stationed on Norwegian territory in peacetime’ and, furthermore, that ‘foreign military vessels that call at Norwegian ports must not have nuclear weapons on board’. Norway did not enforce this policy during the cold war by preventing US surface ships—which no longer carry nuclear weapons but at the time would neither confirm nor deny they were carrying them—from entering their ports. Denmark did not enforce its ban on the transit of nuclear weapons on its territory either.  Iceland’s policy of not allowing nuclear weapons on its soil is less well known than that of the two other Nordic NATO members. It has, however, been consistently expressed by successive Icelandic foreign ministers since 1964 and codified in parliamentary resolutions since at least 1985. A 2016 resolution reconfirmed that part of the country’s national security policy is ‘To ensure that Iceland and its territorial waters are declared free from nuclear weapons . . .’.  Spain hosted US strategic bombers and nuclear-armed submarines during the dictatorship of Francisco Franco (1939–75). When Spain joined NATO in 1982, it did so on the condition—set by the Spanish parliament—that nuclear weapons would not be brought to the country. The 1986 referendum that confirmed the country’s NATO membership mentioned the prohibition of ‘the deployment, storing or the introduction of nuclear weapons in Spanish soil’ as a precondition to this decision. However, the transit of nuclear armed vessels through Spanish waters—which would have in any case been difficult to monitor—was not prohibited.  The political reservations of the four NATO member countries discussed above stand out as the most visible expressions of scepticism about the security benefits of extended nuclear deterrence within the alliance. The practical impact of such declaratory statements has been called into question by the case of Denmark, where the declaratory policy was contradicted by a clandestine agreement. That all of these countries—with the apparent exception of Iceland—have not ruled out the possibility of hosting nuclear weapons during times of war can also be seen to reduce the normative significance of their reservations about such hosting.  Legislation prohibiting nuclear weapons on national territory  Lithuania’s constitution unambiguously states that ‘There may not be any weapons of mass destruction’ on its territory. Although it is legally binding, applicable in wartime and would seem to represent the strongest stance possible against nuclear sharing, this prohibition is disconnected from Lithuania’s political statements, which are silent on this part of the constitution and have even, at times, highlighted the value of nuclear weapons to NATO’s deterrence policy. One explanation for this might be that Lithuania’s constitution—which was drafted in 1992 and thus preceded the country’s NATO accession in 2004—signalled sovereign independence from the Soviet Union rather than marked distance from NATO nuclear policies.  New Zealand is a former nuclear umbrella state that passed legislation against the introduction of nuclear weapons on its national territory in 1984. The country had been part of a trilateral defence alliance under the 1951 ANZUS Treaty. More specifically, New Zealand declared itself a nuclear weapon-free zone and introduced relevant legislation, including a prohibition on nuclear-capable vessels from entering the country’s ports. Given the US policy at the time of neither confirming nor denying its ships were armed with nuclear weapons, US Navy vessels could not dock in the harbours of New Zealand. In February 1985, New Zealand demonstrated its readiness to enforce its policy by turning down the request of a US missile destroyer to dock. The USA reacted by cancelling its security guarantee to New Zealand in August 1986. Although New Zealand signalled its willingness to remain part of the ANZUS Treaty, the position of the USA was that it was not feasible for an ally to enjoy the benefits of a conventional defence partnership while renouncing its nuclear dimension. As suggested by one observer, the USA’s severe response to New Zealand’s anti-nuclear policy reflected concerns by the USA that, if it would accept the policy, this ‘could generate eventual ripples of pressures for unilateral disarmament throughout other western societies’.  In sum, national legislation prohibiting the stationing and transit of nuclear weapons in or through a given umbrella state’s territory can be seen to constitute a strong prohibition against nuclear weapon hosting. Yet, the political significance of such a prohibition is diminished if not backed up by corresponding declaratory policy, as exemplified by the case of Lithuania. In contrast, the combination of legal and political prohibition and its practical enforcement by New Zealand was deemed excessive by the USA, which ultimately punished its ally by terminating the conventional security guarantee. A similar crisis over the transit of nuclear weapons is unlikely to occur today given that the USA stopped deploying nuclear weapons on surface ships in the early 1990s. Instead, potential controversies over allies’ anti-nuclear weapon policies are now more likely to arise in connection with their approach to the TPNW (see the section ‘Engagement of umbrella states with the Treaty on the Prohibition of nuclear weapons’ below).  Political decisions to end nuclear weapons hosting  By the end of the cold war, several nuclear weapon hosting arrangements had been terminated. Arguably, these arrangements were ended largely on the basis of unilateral decisions taken by Russia and the USA; however, in at least two cases—Canada and Greece—the initiative clearly came from host states.  Following a heated domestic debate and a change of government, Canada decided in 1963 to host US nuclear warheads that were to be fitted with the Bomarc anti-aircraft missiles that Canada had previously bought from the USA. However, only six years later, in 1969, a new Canadian government reversed the hosting policy. It did so in line with its ratification in that same year of the newly negotiated NPT (Canada was one of the first countries to ratify the Treaty). As a result, by 1972 all US nuclear warheads reserved for the anti-aircraft missiles had been withdrawn from Canada. However, the country retained nuclear-armed air-to-air Genie rockets deliverable by Voodoo aircraft until 1984.  Greece, which had hosted US non-strategic nuclear weapons since the early days of the cold war, decided at the turn of this century not to replace its ageing A-7E dual-capable aircraft with a new model that could have continued the country’s nuclear sharing arrangements with the USA. As a result of this decision, US nuclear weapons were quietly removed from the country in 2001, putting an end to the arrangements. The apparent lack of public discussion on the decision—or any discussion that reached an international audience—contrasts with the vocal but ineffectual calls made by Germany a decade later for the withdrawal of such weapons.  Calls to end nuclear sharing  The military value of the US non-strategic nuclear weapons in Europe was frequently called into question in the post-cold-war period, with arguments against them growing louder in the late 2000s. At this time, two successive German foreign ministers—Frank-Walter Steinmeier and Guido Westerwelle—openly called for an end to nuclear sharing in Germany. As Steinmeier said in 2009, ‘These weapons are militarily obsolete today’, which is why he would seek to ensure that the remaining US warheads ‘are removed from Germany’. The following year, Westerwelle said that the nuclear weapons in Germany were ‘a relic of the Cold War’ that ‘no longer serve a military purpose’ and that the German government was ‘working to create the conditions for their removal’ in cooperation with allies and partners.  In February 2010, Germany—together with Belgium, Luxembourg, the Netherlands, and Norway—wrote a letter to the NATO secretary-general calling for the inclusion of non-strategic nuclear weapons in arms control agreements. The Benelux countries and Norway also highlighted this issue in their national statements but more cautiously than Germany, often linking it to reciprocal steps being taken by Russia.  These high-level efforts to change NATO nuclear sharing practices ultimately proved unsuccessful. Ironically, the same US administration that arguably inspired the German position against the hosting of non-strategic nuclear weapons also strongly pushed back against this position. The former US Secretary of State Hillary Clinton responded to the above-mentioned letter by saying that ‘as long as nuclear weapons exist, NATO will remain a nuclear alliance’, stressing the importance of ‘sharing nuclear risks and responsibilities’. At the same time, she stressed the need for Russia to make reciprocal reductions as a condition for the withdrawal of tactical nuclear weapons from Europe. The definition of NATO as a nuclear alliance was included in its 2010 Strategic Concept, which ultimately made it harder for Germany to push for an end to nuclear sharing. Although the debate on the merits of nuclear sharing continued in the country after that, Germany’s continued participation in the practice appeared to be confirmed with the March 2022 decision to replace its ageing dual-capable Tornado aircraft with F-35s.  ‘Footnote politics’ in the 1980s By the early 1980s social democratic parties in Europe, particularly in the Nordic countries, had become critical of mainstream NATO nuclear policy, a sentiment that grew stronger during the early years of the US administration of President Ronald Reagan. Because of the leverage of a coalition of centre-left opposition parties over the liberal-conservative government’s foreign policy at the time, Denmark stood out from other NATO members by frequently dissociating itself from allied policy on nuclear issues. The Danish government—in addition to making public expressions of dissent— sometimes inserted footnotes in NATO communiqués, so its policy came to be known as ‘footnote policy’.  Initially, the most contentious issue for Denmark was NATO’s ‘dual-track’ decision, adopted in December 1979. This decision included a plan for the USA to deploy intermediate-range nuclear forces (INF) in Western Europe in 1983 unless the Soviet Union agreed to discuss its respective SS-20 missiles in arms control negotiations. The Danish foreign minister had proposed postponing the decision, but it went ahead. In a 1982 NPG meeting communiqué, Denmark added a footnote expressing support for the Soviet proposal for a compromise solution to the INF crisis. Denmark’s position deviated from that of the other NATO members—they supported the Reagan administration’s ‘zero solution’, which called for the elimination of all land-based INF missiles in Europe. Danish opposition to the INF deployments included a parliamentary decision to suspend their funding. When the INF missiles were finally deployed, Denmark dissociated itself from the NATO policy by placing a footnote on a NATO communiqué describing it.  Other issues of contention included the US request that NATO allies endorse its Strategic Defense Initiative, which both Denmark and Norway opposed through footnote politics, and the proposal for a Nordic nuclear weapon-free zone. Although the Danish government had for most of the 1980s been driven by the opposition parties to agree to implement the footnote policy, a 1988 parliamentary resolution that would have led to a stricter policy on port visits by nuclear-armed ships—similar to the legislation put in place by New Zealand—prompted the government’s call for a new general election, which ultimately put the social democrats at a disadvantage.  Engagement of umbrella states with the Humanitarian Initiative  One umbrella state, Norway, played a key role in an initiative highlighting the humanitarian impact of nuclear weapons. The Humanitarian Initiative built on the 2010 NPT Review Conference final document, in which deep concern was expressed over the ‘catastrophic humanitarian consequences that would result from the use of nuclear weapons’, as well as on three conferences exploring the humanitarian impact of nuclear weapons held in 2013–2014. By drawing attention to the humanitarian and environmental consequences of nuclear weapon use, the historical record of near misses, and personal accounts of the victims of past nuclear weapon use and testing, the Humanitarian Initiative questioned the legitimacy of existing nuclear deterrence practices, thereby paving the way for the TPNW negotiations. Norway was among the states that initially advocated for the inclusion of humanitarian language in the 2010 NPT Review Conference final document. In this it was inspired by the success of the humanitarian approach in bringing about the 2008 Convention on Cluster Munitions. Indicative of the Norwegian government’s goals at the time, in February 2010 the country’s foreign minister said that ‘experience from humanitarian disarmament should guide us on how to pursue and negotiate disarmament issues in general’, and that, although ‘Some maintain that consensus is vital when it comes to nuclear disarmament . . . I believe it would be possible to develop norms against the use of nuclear weapons, and even to outlaw them, without a consensus decision, and that such norms will eventually be applied globally’.  Norway hosted the first of the three above-mentioned conferences in March 2013. The conference was criticized by the five nuclear-armed Parties to the NPT (China, France, Russia, the UK and the USA) as ‘divert[ing] discussion away from practical steps to create conditions for further nuclear weapons reductions’. However, some of the nuclear-armed states participated in the third conference, held in Vienna in December 2014. Preparing the ground for the TPNW, Austria launched what eventually came to be known as the humanitarian pledge for the prohibition and elimination of nuclear weapons, which called for ‘effective measures to fill the legal gap for the prohibition and elimination of nuclear weapons’, at the conference.  Although Norway did not ultimately endorse the pledge, it had been one of the few nuclear umbrella states supporting the joint humanitarian statement, which preceded the pledge and stated that ‘It is in the interest of the very survival of humanity that nuclear weapons are never used again, under any circumstances’. Most NATO allies would not endorse this wording as it contradicts the basic principles of nuclear deterrence. In addition to Norway, Denmark consistently endorsed the joint humanitarian statement in 2012–2015, and Iceland and Japan joined them in doing so at the ninth NPT Review Conference, held in 2015.  According to one observer, the goal of a new treaty outlawing nuclear weapons had been ‘a key aim for the Norwegian centre-left coalition government from 2010 onwards’. However, following the 2013 elections that brought a right-wing coalition to power in the country, the Norwegian government began to dissociate itself from the humanitarian initiative. For example, at the 2022 NPT Review Conference Norway no longer supported the joint humanitarian statement, leaving Greece and Japan as the only umbrella states to endorse it.  Norway’s role in the humanitarian initiative demonstrates that umbrella states can play an instrumental role in shaping nuclear disarmament norms even in the face of opposition by their patron. However, it also shows how domestic political differences—arguably in combination with external alliance pressures—limits the sustainability of such revisionist policies over time. Engagement of umbrella states with the Treaty on the Prohibition of nuclear weapons  The TPNW challenges both the legitimacy and the legality of existing nuclear deterrence practices, which is why nuclear-armed states have fervently opposed the Treaty. The USA has also sought to ensure its allies do not join or in any way signal support for the treaty. However, some allies have found it difficult to fall into line with this policy owing to significant domestic support for the TPNW.  Meetings under the Treaty  Although none of the nuclear umbrella states supported the December 2016 UN General Assembly Resolution 71/258 that formed the basis for the TPNW negotiations, the Netherlands stood out from the others in that it abstained from voting rather than casting a vote against the resolution. The Netherlands was also the only umbrella state that took part in the two rounds of TPNW negotiations in 2017, although it did not support the adoption of the Treaty at the end of those negotiations. This deviation from US allied policy by the Netherlands has been explained in terms of domestic pressure from the Dutch parliament.  The Netherlands attended the First Meeting of States Parties to the TPNW, held in June 2022, as an observer, following a vote of the Dutch parliament mandating it to do so. Four other umbrella states (Australia, Belgium, Germany, and Norway) also attended the meeting as observers. Although observing TPNW meetings is not equivalent to supporting the Treaty, the presence of five umbrella states at the First Meeting of States Parties to the TPNW was particularly noteworthy given the 2020 North Atlantic Council statement upon the entry into force of the TPNW. This statement expressed NATO member countries’ collective opposition to the TPNW, which NATO saw as ‘not reflect[ing] the increasingly challenging international security environment’ and being ‘at odds with the existing non-proliferation and disarmament architecture’.  Official statements in support of the Treaty  In 2018 the Spanish government’s socialist minority agreed to sign the TPNW as part of a package of commitments adopted by the country’s prime minister and the leader of the far-left coalition party in exchange for the latter’s support for the following year’s budget. However, the government never acted on this commitment.  Also in 2018, the Australian Labor Party, in opposition at the time, committed itself to a policy of seeking signature and ratification of the TPNW if it were to be elected to government. The policy was initiated by Anthony Albanese, who became prime minister in May 2022. Although his subsequent rhetoric has been more cautious, in October 2022 Australia decided for the first time to abstain from voting rather than to vote against the annual UN General Assembly resolution in support of the TPNW. This shift prompted the USA to issue a warning to its ally, with the US embassy in Canberra saying that the Treaty ‘would not allow for US extended deterrence relationships, which are still necessary for international peace and security’. However, the US assessment of the compatibility between allied commitments and TPNW support appears to be contingent on political circumstances, as evidenced by the conventional alliance between the Philippines and the USA, which seems to be unaffected by the Philippines being a Party to the TPNW. In addition, some observers have suggested that the likelihood of the USA taking punitive measures against umbrella states that join the TPNW would depend on whether they were to join the treaty individually or as part of a group of several allies.  IV. Conclusions  While countries under extended nuclear deterrence arrangements retain their sovereign freedom of action, being part of a military alliance with a nuclear dimension contributes to a tendency for a country to side with its nuclear-armed patron on matters related to nuclear weapon and disarmament norms. This tendency may reflect genuine belief in the security benefits of nuclear deterrence or merely political pressure to fall in line with the views of allies, or both. Support for existing nuclear deterrence practices mostly takes a low-key, passive form but in some cases umbrella states have proactively supported such practices either politically or operationally. While such support tends to come with a reputational cost in multilateral forums and domestic politics, it also increases the status of the umbrella state within the alliance as a valued ally doing its part of the moral burden-sharing.  At times, however, umbrella states have used their freedom of action to take bold strides—or more modest steps—away from the allied mainstream position by advocating for anti-nuclear weapon policies, often reflecting popular sentiments that question the morality of nuclear weapons. Some of these policies—such as certain NATO members’ reservations regarding nuclear sharing—demonstrate that it is possible for a country to distance itself from nuclear deterrence practices while still remaining part of a military alliance. While the exceptional case of New Zealand, whose antinuclear weapon policies led to its banishment from the ANZUS alliance in the 1980s, was tied to past US nuclear weapon deployment practices that no longer exist, it set a precedent that may still add caution to the approach of umbrella states to potentially divisive issues such as the TPNW. Any punishment by the nuclear-armed patron could nevertheless be expected to be more lenient if several allies were to pursue an anti-nuclear weapon policy simultaneously—a development that might ultimately influence alliance policy by reducing the role of nuclear weapons. Absent such a prospect, allies face the challenge of balancing normative pressures to support nuclear disarmament with alliance commitments that require at least passive support for nuclear deterrence practices.

Diplomacy
Palestinian flag, on the background flags of China and the USA

China’s approach to the war in Gaza is not anti-Israel. It’s designed to contain the US

by Ahmed Aboudouh

China’s position on the war in Gaza is controversial and ambiguous to many observers. Beijing has criticized Israel’s blanket bombardment of civilians and condemned violations of international law. President Xi Jinping waited until after the Third Belt and Road Forum to comment on the crisis, reiterating China’s long-held position that a two-state solution should be implemented and calling for a humanitarian corridor to allow aid into the besieged Gaza Strip. Chinese Foreign Minister Wang Yi went further, describing Israel’s bombardment of civilians in Gaza as actions that ‘have gone beyond the scope of self-defence’. At the same time, Beijing avoided condemning Hamas’s atrocities against civilians. As in Ukraine, China is positioning itself as a peace-seeking, ‘neutral’ great power, in contrast to the US, whose committed support for Israel is depicted by Beijing as a destabilizing, violent influence in the region. But China’s comments on the war, and its non-interventionist stance, mean it is unable to influence events – an uncomfortable position when its interests are directly threatened by the war. That may be why Beijing is increasingly aligning with Russia on the Palestinian issue, an unprecedented development that aims to guarantee a place at the negotiating table at minimal cost to both – and undermine US influence in the region. Familiar tactics It is now clear that China is adopting the Ukraine playbook on the Israel–Hamas war, seeking to publicly chart a different course from the US and its allies and their unconditional support for Israel. Chinese officials’ diplomatic interactions with the region are strictly adhering to Beijing’s policy of balancing between the Gulf States and Iran and between the regional main powers and Israel. The rhetoric from Beijing is carefully designed to focus on the broader context, such as implementing the two-state solution, addressing humanitarian issues and preventing the conflict from turning into a regional one. It has refrained from describing the Hamas incursion into Israel as a terrorist attack but has called Israel’s retaliation ‘collective punishment’ of Palestinian civilians – signalling its opposition to an Israeli ground invasion of Gaza. This is not simply the behaviour of a peace-loving, mercantilist giant. Rather, it is a structured, deliberate strategy to achieve China’s objectives in the region and beyond. ‘Anti-Western neutrality’ China does not aspire to replace the US position in the Middle East, but will undoubtedly be pleased to see the US again drawn into a conflict in the region. Chinese experts believe the more strategic non-East Asian theatres that require Washington’s attention, the more time and space China gains to assert its strategic domination in the Indo-Pacific. China has reaffirmed its historical affinity to the Palestinian cause (its policy since the time of Mao Zedong) and its policy of what might be called ‘anti-Western neutrality’ – that is, neutrality that stops short of condemning any country or force that undermines Western centrality in the global order (rather than explicitly lending support to Hamas). China also uses ‘Anti-Western neutrality’ to appeal to a densely populated and strategically important support base. Many Global South nations are sympathetic to Palestine, and the war is therefore an issue China can use to mobilize support for its leadership of developing countries. This in turn helps win backing for Chinese positions on core issues like Xinjiang and Taiwan – and for Xi’s vision of global governance, enshrined in his signature initiatives: the Global Development Initiative (GDI), the Global Security Initiative (GSI), and the Global Civilization Initiative (GCI). China has also sought to consolidate regional unity, urging the Islamic World to ‘speak with one voice’ with China on Palestine, building on its initiative to mediate a diplomatic agreement between Saudi Arabia and Iran last March – a big win for the GSI, which is based on regional countries independently taking the lead in ‘resolving regional security issues through solidarity and coordination.’ The war encouraged Saudi Crown Prince Mohamed bin Salaman and Iran’s President Ibrahim Raisi to speak on the phone for the first time, something China was pleased to see. By stressing its neutral stance and its role as a voice of the Global South, China wants to check the US’s moral standing and legitimize internationalization of the issue, calling for a global conference to initiate a peace process – thereby removing Washington from its decades-long position as the unchallenged arbiter in the conflict. The ultimate objective is to degrade the US’s global standing and win the ‘discourse power’ war by capitalizing on sympathy for Palestinians worldwide. A flawed policy However, beyond the short term, China’s policy is flawed and unsustainable. While the Biden administration has failed to speak in a balanced way on the war, instead unconditionally supporting Israel, it has mobilized US diplomatic might to influence Israel’s response – preventing the conflict from spreading outside Gaza and allowing aid to reach civilians. Its committed response to the war, in fact, may put to bed the idea that Washington has departed from the Middle East, strengthening its traditional regional role. Chinese ‘anti-Western neutrality’ meanwhile, has led Israel to retaliate diplomatically by joining the UK and 50 other countries at the UN to condemn China’s policies against the Uyghurs in Xinjiang, saying they constitute ‘international crimes, in particular crimes against humanity.’ Like the Ukraine war, the Israel–Hamas war shows that ambiguity and ‘anti-Western neutrality’ are complex acts. To be considered neutral, others must also believe it. Neutrality also prevents China from directly influencing these dangerous events in a way that favours its interests. China has significant economic connections to the region. It is the biggest trading partner with most MENA countries and almost half of its imported oil comes from the Gulf. China’s overall trade with the Arab world stood at more than $430 billion last year. These significant interests are vulnerable to regional wars and instability - but Chinese leaders can only watch events unfold from a distance. China should now understand that transactional de-escalation between regional rivals like Saudi Arabia and Iran does not necessarily constitute peace. One of the key lessons of the conflict is that Iranian proxies were ready to blow up the region to impede Saudi normalization with Israel. China-sponsored integration initiatives will be no more successful at preventing another similar episode. Possessing great power capabilities is one thing. Acting like a great power is another. The US has demonstrated its continuing commitment to Israel and ability to influence Israeli policy. China has confined itself to voicing objections and calling for peace. Alignment with Russia may amplify its voice in a peace settlement. But there is a long way to go before that becomes reality. China must understand that in these crucial days, lip service diplomacy is the last thing MENA people want.

Diplomacy
Flags of Israel and China

Political Insights (2): The Chinese Position on the Israeli War on Gaza

by Dr. Mohammad Makram Balawi

Developed Chinese-Israeli Relations… However: China’s diplomatic relations with Israel began in 1992. Beijing has believed that its relations with Tel Aviv would help improve its image in the West and enable it to obtain Western military technology, where bilateral trade reached about $24.4 billion in 2022. However, it has been proven to China, on several occasions, that Israel is not completely immune to US pressure, as it has faced several difficulties in implementing some Belt and Road Initiative (BRI) projects in the port of Haifa. It was prevented from winning a bid to operate the Sorek desalination plant for 25 years, because it is adjacent to the Palmachim Air Base, where US forces are stationed, and is near the Nahal nuclear research facility. Israel has also terminated an arms deal with China and was forced to pay financial compensation, etc. The Israeli position on the Russia-Ukraine war and the Western alliance against Moscow, has reinforced China’s belief that Israel is aligned with the US-Western powers, and that Israeli calculations may change if Western powers decide to take more hostile steps against China, for it’s a fact that the US openly declares that Beijing is its next most dangerous enemy. Furthermore, Israel’s participation in the India-Middle East-Europe Economic Corridor (IMEC) project that Biden announced on the sidelines of the G20 summit in New Delhi on 9–10/9/2023, linking India to the Middle East and then into Europe via Israel, and which Netanyahu hailed, have given negative indications. For China sees it as an alternative project to the Belt and Road Initiative (BRI) and that it aims to challenge it. China is seeking to enhance stability in the region for the sake of the BRI projects. It has been working on political initiatives, the most prominent of which was the Saudi Arabia-Iran announcement to resume diplomatic relations, which came following Chinese-brokered talks held in Beijing. However, the US, in partnership with Israel, are working to threaten Tehran and maintain its conflict with regional countries, which counters China’s endeavors, destabilizes the region and harms China’s strategic projects. The Position on Operation Al-Aqsa Flood and the Aggression Against Gaza From the onset of the Ukraine war, China has increased its interest in the region, especially Palestine. This was evident following the 20th Communist Party Congress in October 2022, the subsequent summits held by the Chinese President in the Gulf and Arab region, the quiet rapprochement with Hamas and its invitation to visit China, and China’s offers to mediate between Hamas and the Palestinian Authority. On the internal level, a small segment of the Chinese elite has shown admiration for the Israeli model and sympathized with it as modern and advanced. However, Operation Al-Aqsa Flood dispelled these illusions and revealed Israel’s bloody racist nature and showed that the West, which established international law and imposed it on the world, does not abide by it, but rather uses it selectively. This has united the Chinese popular and elite position, which considers Israel an occupying state obstructing the two-state solution, and supports the Palestinian people in obtaining their rights. Operation Al-Aqsa Flood strengthened the Chinese conviction of the importance of the region to the Chinese strategy, and the importance of its relationship with Hamas in the Palestinian context, which is consistent with the Russian stance—China’s undeclared ally—regarding the region and the Movement. This consistency in positions was demonstrated in the Russian-Chinese diplomatic support of Hamas, albeit indirectly, and refusing to classify it as a “terrorist” movement. The official Chinese position can be summarized as follows: • Calling on all parties to exercise restraint and ceasefire. • Expressing dissatisfaction with the continued Israeli bombing of the Gaza Strip and targeting of civilians, and fear of not maintaining the minimum level of respect for life and international law. • Emphasizing the historical injustice that occurred against the Palestinian people and that it cannot continue; and stressing that the long-term stagnation of the peace process is no longer sustainable. • Using the veto power in partnership with Russia against the US proposal to condemn Hamas and label it as “terrorist.” Concerns about Western US Intervention The Chinese are concerned about the US-Western offensive and defensive military mobilization in the region (including the arrival of US aircraft carriers). They believe that such mobilization is not only related to supporting Israel in its war on Gaza, but also to controlling the regional environment in a way that prevents any force from intervening to support the Palestinian resistance. In addition, it may be intended to exploit the situation to impose Western agendas on the region, including dominating energy sources and prices, especially in light of the significant restrictions imposed by the US and its allies on Russian oil. It may be considered a direct threat to the Chinese economy that depends mainly on energy coming from the Middle East and Gulf oil, and it also threatens China’s projects and economic relations in the region. Supporting Palestine Based on Accurate Calculations It may be in China’s interest to support the Palestinian resistance, even if only politically, and to perpetuate the exhaustion of the US in the region, to reduce Western pressure on East Asia. However, Chinese policy has so far distanced itself from direct intervention in regional conflicts and from direct entry into a conflict—that has military dimensions—with Western powers. This means that China will be very reluctant to do any move beyond the political and humanitarian support of the Palestinian people, and if it is forced, it will be in the near term indirectly, and through intermediary or third parties such as Syria and Iran. However, if the conflict is prolonged and Chinese interests are severely damaged, China may review its policies to protect its interests, including strengthening its military presence and supporting its allies and friends in the region.

Diplomacy
Flags of Palestine and China on the world map

Israel-Hamas war puts China’s strategy of ‘balanced diplomacy’ in the Middle East at risk

by Andrew Latham

On Oct. 30, 2023, reports began to circulate that Israel was missing from the mapping services provided by Chinese tech companies Baidu and Alibaba, effectively signalling – or so some believed – that Beijing was siding with Hamas over Israel in the ongoing war. Within hours, Chinese officials began to push back on that narrative, pointing out that the names do appear on the country’s official maps and that the maps offered by China’s tech companies had not changed at all since the Oct. 7 attack by Hamas. Indeed, the Chinese Foreign Ministry took the opportunity to go further, emphasizing that China was not taking sides in the conflict. Rather, Beijing said it respected both Israel’s right to self defense and the rights of the Palestinian people under international humanitarian law. This assertion of balance and even-handedness should have come as a surprise to no one. It has been the bedrock of China’s strategic approach to the Middle East for more than a decade, during which time Beijing has sought to portray itself as a friend to all in the region and the enemy of none. But the map episode underscores a problem Beijing faces over the current crisis. The polarization that has set in over this conflict – in both the Middle East itself and around the world – is making Beijing’s strategic approach to the Middle East increasingly difficult to sustain. As a scholar who teaches classes on China’s foreign policy, I believe that the Israel-Hamas war is posing the sternest test yet of President Xi Jinping’s Middle East strategy – that to date has been centred around the concept of “balanced diplomacy.” Growing pro-Palestinian sentiment in China – and the country’s historic sympathies in the region – suggest that if Xi is forced off the impartiality road, he will side with the Palestinians over the Israelis. But it is a choice Beijing would rather not make – and for wise economic and foreign policy reasons. Making such a choice would, I believe, effectively mark the end of China’s decade-long effort to positioning itself as an influential “helpful fixer” in the region – an outside power that seeks to broker peace deals and create a truly inclusive regional economic and security order. Beijing’s objectives and strategies Whereas in decades past the conventional wisdom in diplomatic circles was that China was not that invested in the Middle East, this has not been true since about 2012. From that time onward, China has invested considerable diplomatic energy building its influence in the region. Beijing’s overall strategic vision for the Middle East is one in which U.S. influence is significantly reduced while China’s is significantly enhanced. On the one hand, this is merely a regional manifestation of a global vision – as set out in a series of Chinese foreign policy initiatives such as the Community of Common Destiny, Global Development Initiative, Global Security Initiative and Global Civilization Initiative – all of which are designed, in part at least, to appeal to countries in the Global South that feel increasingly alienated from the U.S.-led rules-based international order. It is a vision grounded in fears that a continuation of United States dominance in the Middle East would threaten China’s access to the region’s oil and gas exports. That isn’t to say that Beijing is seeking to displace the United States as the dominant power in the region. That is infeasible given the power of the dollar and the U.S. longstanding relations with some of the region’s biggest economies. Rather, China’s stated plan is to promote multi-alignment among countries in the region – that is to encourage individual nations to engage with China in areas such as infrastructure and trade. Doing so not only creates relationships between China and players in the region, but it also weakens any incentives to join exclusive U.S.-led blocs. Beijing seeks to promote multi-alignment through what is described in Chinese government documents as “balanced diplomacy” and “positive balancing.” Balanced diplomacy entails not taking sides in various conflicts – including the Israeli-Palestinian one – and not making any enemies. Positive balancing centers on pursuing closer cooperation with one regional power, say Iran in the belief that this will incentivize others – for example, Arab Gulf countries – to follow suit. China’s Middle East success Prior to the Oct. 7 Hamas attack on Israel, Beijing’s strategy was beginning to pay considerable dividends. In 2016, China entered a comprehensive strategic partnership with Saudi Arabia and in 2020 signed a 25-year cooperation agreement with Iran. Over that same timespan, Beijing has expanded economic ties with a host of other Gulf countries including Bahrain, Qatar, the United Arab Emirates, Kuwait, and Oman. Beyond the Gulf, China has also deepened its economic ties with Egypt, to the point where it is now the largest investor in the Suez Canal Area Development Project. It has also invested in reconstruction projects in Iraq and Syria. Earlier this year, China brokered a deal to re-establish diplomatic relations between Saudi Arabia and Iran – a major breakthrough and one that set China up as a major mediator in the region. In fact, following that success, Beijing began to position itself as a potential broker of peace between Israel and the Palestinians. The impact of the Israel-Hamas War The Israel-Hamas war, however, has complicated China’s approach to the Middle East. Beijing’s initial response to the conflict was to continue with its balanced diplomacy. In the aftermath of the Oct. 7 attack, China’s leaders did not condemn Hamas, instead they urged both sides to “exercise restraint” and to embrace a “two-state solution.” This is consistent with Beijing’s long-standing policy of “non-interference” in other countries’ internal affairs and its fundamental strategic approach to the region. But the neutral stance jarred with the approach adopted by the United States and some European nations – which pushed China for a firmer line. Under pressure from U.S. Secretary of State Antony Blinken, among others, Chinese Foreign Minister Wang Yi reiterated China’s view that every country has the right to self-defence. But he qualified this by stating that Israel “should abide by international humanitarian law and protect the safety of civilians.” And that qualification reflects a shift in the tone from Beijing, which has moved progressively toward making statements that are sympathetic to the Palestinians and critical of Israel. On Oct. 25, China used it veto power at the United Nations to block a U.S. resolution calling for a humanitarian pause on the grounds that it failed to call on Israel to lift is siege on Gaza. China’s U.N. ambassador, Zhang Jun, explained the decision was based on the “strong appeals of the entire world, in particular the Arab countries.” Championing the Global South Such a shift is unsurprising given Beijing’s economic concerns and its geopolitical ambitions. China is much more heavily dependent on trade with the numerous states across the Middle East and North Africa it has established economic ties than it is with Israel. Should geopolitical pressures push China to the point where it must decide between Israel and the Arab world, Beijing has powerful economic incentives to side with the latter. But China has another powerful incentive to side with the Palestinians. Beijing harbours a desire to be seen as a champion of the Global South. And siding with Israel risks alienating that increasingly important constituency. In countries across Africa, Latin America and beyond, the Palestinians’ struggle against Israel is seen as akin to fighting colonization or resisting “apartheid.” Siding with Israel would, under that lens, put China on the side of the colonial oppressor. And that, in turn, risks undermining the diplomatic and economic work China has undertaken through its infrastructure development program, the Belt and Road Initiative, and effort to encourage more Global South countries to join what is now the BRICS economic bloc. And while China may not have altered its maps of the Middle East, its diplomats may well be looking at them and wondering if there is still room for balanced diplomacy.

Diplomacy
President of Philippines Ferdinand R. Marcos Jr during press-conference

Saudi visit was successful and productive – PBBM

by Ferdinand R. Marcos Jr.

Although the visit to Saudi Arabia was brief, President Ferdinand R. Marcos Jr. said that it was a successful and productive one with various engagements accomplished to reaffirm the Philippines’ commitment to the partnership between the GCC and ASEAN countries, as well as to promote the country to prospect investors. In his arrival speech on Saturday following his visit to Riyadh, the President ticked off his accomplishments, mentioning the business-to-business agreements that would guarantee additional employment for Filipino workers. President Marcos described the ASEAN-GCC Summit held in Riyadh as a landmark event, adding that it was the first time that ASEAN and GCC Member States gathered together to discuss regional and international issues and on future cooperation. The six GCC member countries are Bahrain, Kuwait, Oman, Qatar, Saudi Arabia, and the United Arab Emirates while Brunei, Myanmar, Cambodia, Indonesia, Laos, Malaysia, Philippines, Singapore, Thailand and Vietnam compose the ASEAN. “The Summit provided an opportunity to project the Philippines’ long-standing promotion of a rules-based international order, which is essential to the maintenance of peace, security, and stability in our regions which sit astride two of the most vibrant sea-lanes of trade and communications in the world,” President Marcos said. The President said that the Summit also provided an opportunity for the Philippines to secure a US$120-million Memorandum of Understanding (MOU) that would establish a 500-person capacity training facility in the country to upskill Filipino workers in the construction industry. “The facility aims to train at least 3,000 Filipinos a year and more than 15,000 in the next 5 years, ready for deployment at any time,” President Marcos said. Another three business-to-business agreements were also discussed among Saudi and Philippine human resource companies “for the training and employment of Filipinos across a wide range of industries including healthcare; hotel, restaurant, and catering; and maintenance and operations, amongst other operations.” “These agreements are expected to generate more than USD 4.2 billion and additional 220,000 jobs for Filipinos over the next few years,” he said. President Marcos also reported resolving the outstanding bilateral issue with Kuwait at the sidelines of the Summit, including working out the lifting of the deployment ban of Filipino workers. “Now, that will end and we will now return to the normal state of affairs with the Kuwaiti government,” he said. The President said he also had the opportunity to meet with the Crown Prince and Prime Minister of Saudi Arabia, and he referred to their discussion as “very encouraging,” with anticipated capital investments pledged by the government of Saudi Arabia to the Philippines. “We exchanged views on issues of common concern to our two countries, and I expressed hope that we can sustain the momentum of high-level exchanges as we expand cooperation in key areas of mutual benefit to our peoples,” President Marcos said. In his arrival speech, President Marcos reiterated his commitment to continue to advance the country’s interest and at the same time, expand the Philippines’ partnership with ally nations. “Let me assure you that we will continue to advance our national interests as we further expand our partnerships abroad,” Marcos said. In his speech during the Summit, President Marcos emphasized further cooperation in key areas including energy and food security and enhancement of logistic chains. He also called for safeguarding of rights and welfare of Filipino workers. President Marcos arrived at the Villamor Air Base in Pasay City at 2:50 p.m. Saturday. PND

Defense & Security
 COSCO Shipping vessel in the Red Sea.

China's powerlessness in the Red Sea

by Johann C. Fuhrmann

Houthi attacks pose a strategic dilemma for Beijing. Washington has asked Beijing for support to curb attacks by Yemen's Houthi rebels on merchant ships in the Red Sea, the Financial Times reported on Wednesday, citing US government circles. China's own interest in de-escalation and securing trade and supply chains appears to be obvious. However, why China is holding back in the conflict, even though it is economically heavily dependent on exports, raises questions. Despite displeasure: Beijing's restraint The Yemeni Houthi militia has been attacking ships and thus supply chains in the Red Sea since mid-November last year, presenting the Beijing leadership with a strategic dilemma: as an exporting nation, China is dependent on secure trade routes, while at the same time the People's Republic is striving to establish itself as a force for peace and order in the region. For the Chinese leadership, this means walking a political tightrope with an uncertain outcome. There is no question that the current attacks by the Houthi militia on merchant ships in the Red Sea are a thorn in China's side. Mao Ning, the spokesperson for the Chinese Foreign Ministry, recently appealed to the Houthi militia to stop attacking ships in the Red Sea. The Houthi militia sees itself as part of the "Axis of Resistance" against Israel, which also includes the radical Islamic group Hamas. On 12 and 13 January 2024, the United States and the United Kingdom, with the support of Australia, Bahrain, Canada and the Netherlands, launched a series of attacks against the Houthi in Yemen with airstrikes and cruise missiles in response to the terrorist organization's attacks. Around 60 percent of Chinese exports to Europe pass through the Suez Canal, which connects the Red Sea with the Mediterranean. "The attacks have tripled container prices for Red Sea passages and extended transit times by many days when bypassing the Houthi route. At the end of December, Chinese car manufacturer Geely warned of delays in the delivery of its electric cars due to the 'situation' in the Red Sea," reports Beijing-based FAZ correspondent Jochen Stahnke.[2] The crisis has long since reached the port of Piraeus in Greece, in which the Chinese state shipping company COSCO holds a 67 percent stake. Due to supply bottlenecks for Chinese batteries, according to rbb information, even production at the Tesla plant in Grünheide, Brandenburg, will have to largely cease at the end of the month[3]. The disruption to supply chains is hitting the Chinese economy at an extremely unfavorable time. The People's Republic is in the midst of a real estate crisis, is struggling with high youth unemployment and faces the threat of deflation. In the face of these challenges, the Chinese economy is relying heavily on exports. A recent example of this is the announcement by Chinese car manufacturer SAIC to acquire 14 transport ships. Apparently, dissatisfaction with the current developments in the Red Sea has also reached the Chinese Ministry of Commerce. Mei Xinyu from the Chinese Academy for Economic Cooperation, a think tank linked to the Ministry of Commerce, underlines this in a blog post with the words: "There is one thing that the Huthi rebels and their supporters need to understand: The biggest user of the Suez Canal route is none other than China."[4] It is striking that the Beijing Foreign Ministry's call for de-escalation in the Red Sea followed a statement by the Houthi that there would be no future attacks on Russian and Chinese ships. Nevertheless, China's trade also relies on ships sailing under different flags. According to media reports, some ships even use radio signals to pretend to be Chinese, even though they do not originate from China - for fear of attack. The Beijing press praises this practice as a success of Chinese "soft power". Shen Yi, a professor at Fudan University, explained this to the Global Times, saying: "The Houthi militias have no interest in attacking Chinese ships. The reason is simple: China makes fair comments and takes fair actions on issues in the Middle East. China has no special interests in the region and is only committed to peace, security and stability in the region."[5] However, no mention is made of the extent to which the escalation is damaging the core interests of the Chinese economy. Meanwhile, the political leadership in Beijing is keeping a surprisingly low profile with regard to the conflict. What is striking, however, is that Chinese state propaganda blames the USA and Israel in particular for the escalation of violence and presents the People's Republic as a guarantor of peace. In this context, the Global Times emphasizes: "China's justice lies in not taking sides or being biased. China does not support the use of force by the Huthi in the Red Sea to disrupt trade routes. At the same time, however, it criticizes the biased approach and double standards of the US in the dispute between Israel and the Palestinians, as well as the use of force to counter violence."[6] The question remains, however, how China's efforts to appear neutral can be explained, especially in light of the fact that the conflict in the Red Sea is severely disrupting the People's Republic's trade interests. China's strategic dilemma The US request to China to provide support in the fight against the Houthi rebels has so far met with no response in Beijing. There is no indication that China has any interest in participating in the US-led military mission - on the contrary. There is also no indication that Beijing is trying to influence the Huthi through diplomatic channels. This at least seems possible, as the Houthis maintain close ties with Iran, with which China has good relations. The reluctance of the government in Beijing can be attributed to a variety of reasons. China is a major trading partner of Iran, which in turn supports the Houthi rebels. China sources around a tenth of its crude oil needs from the mullahs, and Beijing avoids angering Tehran by turning against the Houthis. There also appears to be no demand on Iran to influence the Huthi. Moreover, Beijing has explicitly sided with the Palestinians in the Gaza war. Paul Nantulya from the National Defense University in Washington believes that the competition between China and the US also plays a role: "Participation in a US military operation would be seen as 'capitulation to US interests' and 'humiliation of China' by the Chinese political and military establishment," Nantulya told the Hong Kong-based South China Morning Post.[7] China also sees itself as an advocate of the "Global South", the so-called developing and emerging countries. In the Middle East conflict, this attitude is manifested in China's solidarity with the Palestinians. This support is in line with China's general orientation as an advocate for countries outside the Western sphere of influence, particularly in Latin America, Africa and the Arab world as a whole. In doing so, China is positioning itself against what Beijing perceives as the "imperialist" United States and its allies. There is no question that Israel is perceived in this context primarily as a "US ally" and an "imperialist power" in the Middle East, despite its previously good relations with the People's Republic. In his article for the Frankfurter Rundschau, Sven Hauberg adds another dimension to these observations. He quotes May-Britt Stumbaum, an Asia expert at the Center for Intelligence and Security (CISS) at the University of the Federal Armed Forces in Munich, who explains: "I think China is keeping out of it because they have very little operational experience and there is a great risk that they will embarrass themselves." Stumbaum emphasizes that China may be acting cautiously for this reason, so as not to reveal its actual military capabilities. "Nobody should know how strong the Chinese military really is. But that would no longer work if China took part in missions and openly showed its weaknesses."[8] Outlook: China as a regulatory power - has Beijing run out of steam? It is currently still extremely convenient for China's leadership to criticize US military attacks as warmongering, while securing maritime trade routes is actually also in Beijing's interests. At present, China is leaving it to other states to defend its own interests in the region. The key question, however, is how long this cost-benefit calculation can last from Beijing's perspective. The disruption of supply chains in international trade is currently hitting China, which is in a precarious economic situation, at a sensitive point. The situation is not comparable to Putin's war of aggression against Ukraine. Here, China has at least managed to benefit economically, as China's exports to Russia have risen sharply. At the same time, the People's Republic is benefiting from cheap energy supplies from Russia, which has recently made Moscow the most important crude oil supplier for Beijing, overtaking Saudi Arabia. China's hopes of becoming a regulatory power in the Middle East and curbing the influence of the USA in the region have suffered a setback. Just under a year ago, Beijing undoubtedly pulled off a surprise diplomatic coup: Through China's mediation, an unexpected agreement was reached between Iran and its arch-enemy Saudi Arabia in April 2023, which included the resumption of regular diplomatic relations and the exchange of ambassadors. However, the Chinese dream of gaining international recognition as a factor of influence and stability in the Middle East seems to be coming to an early end these days in view of China's impotence in the Red Sea. References: [1] Financial Times 2024: US urges China to help curb Red Sea attacks by Iran-backed Houthis, abrufbar unter: https://www.ft.com/content/bba68661-6c9b-41b5-ab74-d573b3a27c54, letzter Zugriff: 25.01.2024. [2] Stahnke, Jochen 2024: Wie China mit den Huthi-Angriffen im Roten Meer umgeht, in: FAZ.net, abrufbar unter: https://www.faz.net/aktuell/israel-krieg/wie-china-mit-den-huthi-angriffen-im-roten-meer-umgeht-19466421.html, 25.01.2024. [3] rbb24: Tesla muss Ende Januar Fertigung wegen Lücken in Lieferketten stoppen, abrufbar unter: https://www.rbb24.de/wirtschaft/beitrag/2024/01/tesla-gigafactory-produktionsstopp-brandenburg.html, letzter Zugriff: 25.01.2024. [4] Mei, Xinyu 2024: Huthi-Spiel mit dem Feuer, in chinesischer Sprache abrufbar unter: https://new.qq.com/rain/a/20231217A05WXS00, letzter Zugriff: 25.01.2024. [5] Global Times 2024: US escalates Red Sea tensions, while China voices fairness, Ausgabe: 17. Januar 2024, S. 5. [6] Global Times 2024. [7] Siehe hierzu den lesenswerten Beitrag: Hauberg, Sven 2024: Suezkanal ist wichtige Handelsroute – doch China hält sich im Kampf gegen die Huthi-Rebellen auffallend zurück, Frankfurter Rundschau, abrufbar unter: https://www.fr.de/politik/krieg-china-huthi-miliz-rebellen-rotes-meer-iran-suezkanal-usa-israel-gaza-zr-92782955.html, letzter Zugriff: 25.01.2024. [8] Hauberg, Sven 2024.