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Defense & Security
Black Sea marked with Red Circle on Realistic Map.

War in the Black Sea: The revival of the Jeune École?

by Tobias Kollakowski

한국어로 읽기 Leer en español In Deutsch lesen Gap اقرأ بالعربية Lire en français Читать на русском ABSTRACT This article analyses the naval dimension of the Russo-Ukrainian War in order to examine in which ways Ukraine’s approach to naval warfare in the Black Sea fits with Jeune École concepts – one of the leading naval strategic schools of thought. Having elaborated on the considerable success Ukraine has been able to achieve by applying a Jeune École approach and having explained the limits of Jeune École thinking in the conflict at sea, the article argues that Ukraine should be careful when considering to evolve the war at sea into a symmetrical conflict between conventional fleets.ARTICLE HISTORY Received 7 July 2024; Accepted 18 February 2025KEYWORDS War in the Black Sea; Jeune École; Russo-Ukrainian War; naval strategy; Ukrainian Navy The war that has been raging in the Black Sea since February 2022 is not a clash of titans. Its predominant characteristic are not naval battles between conventional fleets but, on the contrary, the absence of such engagements. Furthermore, as subsequent sections will further detail, most of these actions take place in the littoral. While the maritime dimension of the full-scale Russo-Ukrainian War has joined the Indo-Pakistani Naval War of 1971 and the 1982 Falklands War as among the most destructive naval wars since the end of WW2, the way in which it is waged involves coastal-defence batteries, pin prick attacks by uncrewed aerial systems (UAS), air-launched missile strikes and an asymmetric campaign carried out by uncrewed surface vehicles (USV). Not least important, the divergence between asymmetric and conventional naval warfare has not only informed the ways in which military actions have been carried out. Rather, it goes to the heart of a much larger debate over Ukraine’s fleet design and naval strategy. In this debate between adherents of a blue-water school of thought and advocates of the so-called ‘mosquito fleet’, both fractions have argued over the most appropriate develop- ment of the Ukrainian Navy and its future capabilities. To adopt an analytical framework that is well-suited to the nature of the conflict, both lethal and inter- state in the Black Sea and intellectual and within Ukraine’s military establishment, this article refrains from applying theories connected to prominent theoreticians associated with the blue-water school of thought (the ‘Old School’),1 such as Alfred Thayer Mahan, Philip Howard Colomb or Sir Julian Corbett.2 Literature on contem- porary naval strategy has indeed adopted concepts associated with these schools of thought, for example in the case of Japan (Corbett), the People’s Republic of China and India (Mahan).3 While blue-water concepts may prove beneficial when interpreting the oceanic ambitions and strategies of Asia’s mightiest naval powers, this article instead refers to Jeune École (Young School) naval strategic school of thought – one of the leading schools of thought in naval theory developed by 19th century French naval theoreticians and practitioners. As argued throughout this article, concepts and controversies affiliated with Jeune École (JÉ) are well-suited to explain the developments, circumstances and debates concerning the maritime theatre of the Russo-Ukrainian War. Scholars and experts have recently paid considerable attention to the mar- itime dimension of the Russo-Ukrainian War. Seth Cropsey, for example, argues that access to, and control of, the Black Sea is critical to the outcome of the war and Brent Sadler elaborates on lessons identified from the War in the Black Sea for a potential war involving Taiwan.4 Furthermore, scholars have examined the circumstances and implications of the transformation of a maritime gray zone conflict into a conventional war and the impact of the Russo-Ukrainian War on maritime commerce and the regional naval balance of power.5In a recent study, Md. Tanvir Habib and Shah Md Shamrir Al Af have also usefully explored Ukraine’s innovative usage of naval drones, tracing the lessons, conditions and implications of Ukraine’s approach to the War in the Black Sea and arguing in favour of the adoption of maritime asymmetric warfare strategies and capabilities by smaller countries.6 However, while deeply engaging in the discussion on asymmetric warfare Habib’s and Md Al Af’s analysis does not address the ‘Young School’ of naval strategic thought or matters of naval theory more generally. In contrast to the above-mentioned authors, in his review of the book Vaincre en mer au XXIe siècle, Michael Shurkin does take note of the fact that naval drones ‘perhaps breathe new life into the old vision of the Jeune École’ when he addresses the fact that the authors have not included the Russo-Ukrainian War due to the date of publication. However, given the nature of his article as a book review, Shurkin doesn’t elaborate on this idea.7 This article differs from the existing literature by embedding the War in the Black Sea and differing perceptions on the development of the navy and the appropriate fleet design within larger strategic debates discussed in naval theory. As elaborated in section six of this paper, a traditional assumption expressed by many authoritative voices has it that a JÉ approach is not a viable approach to wage war at sea, especially against an opponent enjoy- ing a much greater superiority in available means. Based on the examination of the case study of the Russo-Ukrainian War, this article shows how many debates surrounding the original 19th century JÉ also apply to the ongoing war in the Black Sea and demonstrates that Ukrainian success at sea and at the coast is closely linked with JÉ thinking. Given the length of the conflict and the great number of events at sea and onshore involving a broad range of topics, a comprehensive summary of the conflict at sea would go far beyond the scope of a single article. Consequently, maritime-related devel- opments are only covered as far as relevant for this article’s research design and to support or dismiss concepts associated with the JÉ naval strategic school of thought. This also means that this paper covers comparatively little on the actual conduct of naval operations. For the level of interpretation as applied in this article, tactics and operations are largely irrelevant. Ultimately, the debate on anti-access and area denial (A2/AD), a topic that has been covered in great depth within the two recent decades,8 has been largely omitted from this article. The reason is as follows. There is some conceptual overlap between the JÉ and the A2/AD debate – especially con- cerning the JÉ’s rebirth in form of the Soviet Molodaya Shkola (Young School). While JÉ could only influence naval policy in France for a few years at the end of the 19th century, elements of JÉ thinking gained prominence approxi- mately three decades later in the newly-established Soviet Union. Taking into consideration the harsh economic situation and the disastrous state of the navy in the early USSR and denouncing blue-water ‘Old School’ thinking as imperialist, advocates of the Molodaya Shkola favoured a naval strategy based on an inshore defence made up of small surface vessels, submarines, mines, coastal artillery and land-based aviation. In contrast to the Molodaya Shkola’s approach to use asymmetric means to counter conventionally super- ior navies that was effectively similar to the French JÉ, there were some differences between the two schools. Probably, the most significant differ- ence concerned the JÉ’s focus on offensive commerce raiding.9 However, whereas denying enemy major surface combatants access to one’s own littoral by employing small heavily armed craft qualifies as being very much in line with A2/AD, JÉ and Molodaya Shkola thinking, the same cannot be said for the extensive use of land-based systems. For example, the traditional ‘Central Mine and Artillery Position’ [RUS: TS͡ entral’naia͡ minno-artilleriĭskaia͡ pozits͡ iia͡ ], the stationary SSC-1 Sepal10 of the Cold War era and the contemporary Russian SSC- 5 Stooge [RUS designation: Bastion] and SSC-6 Sennight [RUS designation: Bal] coastal defence missile systems or Ukraine’s R-360 Neptune anti-ship missiles11 all count as essential elements of the A2/AD discourse. Conceptually, however, they fit much better into ‘coastal defence theory’ and the ‘brick-and-mortar school’ rather than the JÉ.12 Trying to cover all the facets of the naval dimension of the Russo-Ukrainian War would blur the conceptual lines between the differ- ent naval strategic schools of thought. It would deviate this article ever further away from its selected theoretical framework: the original 19th century ideas associated with JÉ thinking. This article comprises seven parts. Part one briefly summarises the princi- pal ideas of the 19th century JÉ as the analytical framework for interpreting Ukraine’s approach to the War in the Black Sea. The second section examines how Ukraine, having successfully withstood the initial Russian offensive, waged naval war against the Russian Black Sea Fleet (BSF) and how the conduct of warfare fits within JÉ thinking. Having elaborated on derivations from JÉ theory as far as commerce warfare is concerned, parts three and four elaborate on the limitations of the applicability of the theory. As shown at different points throughout the article, many essentials of the debate are remarkably similar despite a time difference of 150 years. The fifth section elaborates on the ways in which Ukraine attacks Russia’s maritime critical infrastructure and argues that Ukraine’s approach blends well with the JÉ strategic school of thought. Towards the end, the article presents ongoing debates on Ukraine’s naval future which once again reveal the long-standing aversion of naval leaders to embrace JÉ ideas. While the article does address certain aspects of the Russo-Ukraine War at various points throughout the text, it is in these concluding sections that the debate between ‘Old School’ proponents and the fraction advocating the development of the ‘mosquito fleet’ is illustrated. Readers only interested in this element of the academic discussion may wish to fast-forward to section six. Ultimately, the article argues that essential elements of JÉ thinking have demonstrated their worth as a viable naval strategy, at least on the narrow seas, and should receive more positive appreciation by inferior conflict parties. The origins of Jeune école During the 19th century, French naval thinkers had to tackle the issue of British naval supremacy that rested on a battle fleet vastly superior to its French counterpart while being confronted with the financial and industrial capacities of the British Empire and a redistribution of the military budget prioritising continental warfare as a result of the 1870–71 Franco-German War.13 As a result, JÉ proposed an approach to naval warfare that seeks to avoid the enemy’s fleet and targets the enemy’s sea lines of communication. For this purpose, Baron Richild Grivel, one of the forerunners of JÉ, had already proposed commerce raiding as the ‘the most economical for the poorest fleet’ and ‘at the same time the one most proper to restore peace, since it strikes directly [. . .] at the very source of the prosperity of the enemy’.14 The ideal unit to conduct such a kind of warfare was the cruiser. Drawing conclusions from the Napoleonic Wars, Grivel points out that the immense resources Napoleon had spent in constructing ships of the line (FRA: vaisseaux) would have been much better invested in the construction of quick and well-armed ships capable of waging ‘partisan warfare’.15 Furthermore, late 19th century technological advances played a major role in the calculations of JE supporters. Torpedoes, mines, and submarines made major surface combatants much more vulnerable,16 while the introduction of steam propulsion made naval battles between unlike opponents rather improbable.17 In combination, these developments led Admiral Théophile Aube, a founding father of JÉ, to the conclusion that the ship of the line was not the desired naval vessel for the future.18 When Aube became Naval Minister in 1886, the ideas of JÉ, focusing on means to wage asymmetric warfare,19 were, though only for a relatively short period, practically implemented: Aube halted battleship production, prioritis- ing the acquisition of cruisers, torpedo boats, and gunboats and ordering the construction of the Gymnote, the first French torpedo-equipped submarine.20 Still, there was substantial resistance against JÉ even during its heydays not least because of legal considerations. French naval officers, such as Commander Heuette and Admiral Bourgois, were strongly opposed to the blatant violations of international law JÉ was proposing as it demanded reckless and merciless commerce raiding (FRA: guerre de course).21 Fast, small and numerous – how Ukraine crippled the black sea fleet At the end of March 2022, it had become clear that Russia’s gambit for a quick offensive victory over Ukraine had ended in disaster. At sea, the Russians had achieved some success, among others achieving sea control and capturing Snake Island close to the Ukrainian shoreline, but had failed to carry out a decisive landing operation in the northwestern Black Sea. However, a few weeks after the beginning of the invasion, in April 2022, the Ukrainians employed their land- based sea denial capabilities and following attacks against Russian warships, most notably the cruiser Moskva, by Ukrainian coastal defence forces, the BSF’s position off Ukraine’s Black Sea coast could no longer be sustained.22 Subsequently, Ukraine went on the offensive. As a forward position, main- taining a presence on the island and re-supplying the deployed forces proved particularly difficult for the Russians as Ukrainian forces shelled the island from the Ukrainian coast and targeted vessels carrying out resupply runs to the island. According to different sources, the BSF suffered the loss of several smaller units as, among others, strikes carried out by Bayraktar UAS targeted Russian patrol boats and auxiliary vessels operating in proximity to Snake Island.23 In May 2022, the Russians claimed to have shot down 30 UAS in the Snake Island region in three days.24 Even if these numbers were correct, the effects that relatively cheap, mass-produced drones could exert on Russian equipment at land and at sea, which was expensive and hard to replace, was devastating. After a struggle that had lasted for several months, the Russian military finally withdrew its troops from Snake Island by 30 June 2022.25 Following the withdrawal of BSF from the northwestern Black Sea, the Ukrainians launched an extensive sea denial campaign throughout the entire Black Sea region. Over the next years, numerous Russian warships were reported having been attacked and sometimes fatally damaged by Ukrainian USVs. Examples include the alleged destruction of the corvettes Ivanovets (January/ February 2024) and Sergey Kotov (attacked in September 2023/supposedly sunk in March 2024) and the tank landing ship Tsezar Kunikov (February 2024).26As Habib and Md Al Af argue, the employment of such an asymmetric approach was critical for Ukraine’s ability to withstand the Russian invasion at the time of writing. Asymmetric capabilities both in the air, at sea and on land have made significant contributions to denying the Russians a quick, decisive victory and have pro- tracted the conflict.27 The BSF reacted in various ways, among others, by use of electromagnetic warfare and adding fire power to their naval assets.28 Still, even while Russian naval forces were seeking to adapt, losses were accumulating. After two years of war, naval expert Igor Delanoë assessed, ‘the BSF has not been able to overcome all the difficulties emanating from an asymmetric warfare at sea caused by the Ukrainians’ employment of naval drones and cruise missiles’.29 Already as early as August 2022, British intelligence assessed that Russian patrols were ‘generally limited to waters within sight of the Crimean coast’.30 As elaborated in the following sections, however, neither was navigating close to the shore nor staying in port going to be a viable naval strategy for the Russians. Ukrainian drone tactics involved attacks by swarms of fast USVs that were continuously improved and specialised.31 As in the case of UAS attacks, by employing comparatively cheap USVs Ukraine benefited from a great advan- tage in terms of cost-efficiency when targeting expensive assets such as warships.32 ‘Speed and numbers’, in the words of Røksund the ‘mantra’ of JÉ, 33 stood at the heart of Ukraine’s approach to naval warfare. It is therefore little wonder that Ukrainian scholars themselves have also drawn compar- isons with the Molodaya Shkola school of thought. Ukrainian military journal- ist and historian Oleksandr Vel’mozh͡ ko, for example, points out,In fact, I see here a new ‘edition’, so to speak, of the ‘young school’ - the theory of creating naval forces on the basis of small mine-torpedo, missile, or other currently high-tech weapons that would cost relatively cheap and could be used against large warships.34 Furthermore, various videos released by Ukrainian security agencies show attacks under conditions of low visibility, especially at night, when the drones could take full advantage of their small signatures.35 Immediately, nighttime torpedo boat attacks against bigger and much more heavily armed comba- tants – one of the JÉ’s leitmotif’s [FRA: ‘de nuit, l’avantage est pour les torpilleurs’ – at night, the advantage is for the torpedo boats] – come to mind.36 Essentially, the means and ways which Ukraine applied to erode the BSF’s strength resembled JE thinking at its core. While the asymmetric ways in which Ukraine has countered Russian conven- tional superiority at sea have proven to be exceptionally successful and can serve as a 21st century role model for a JÉ style of naval warfare, the second pillar of JÉ’s warfare concept – offensive commerce raiding – requires elaboration. Firstly, apart from very few instances reported by the Russian conflict party right at the outbreak of hostilities – Russia claimed that Ukrainian missiles had hit the mer- chantmen SGV Flot and Seraphim Sarovsky – Ukraine has abstained from carrying out attacks against Russian civilian shipping. As Raul Pedrozo argues, unless there were specific conditions (see the following section) which qualified both Russian merchant vessels as legitimate military targets, attacks on these vessels would have been inconsistent with the law of naval warfare.37 Whatever the conditions surrounding the alleged attacks against these two civilian ships during the first 24 hours of the war, as far as analysts can tell from publicly accessible information about the war at sea, they were isolated incidents. By no means did Ukraine pursue a naval strategy in which the deliberate targeting of enemy civilian vessels played any role. Secondly, on 5 August 2023, Russian sources reported that the Russian tanker Sig had been struck by Ukrainian forces close to Crimea – a claim that was later confirmed by the Ukrainian conflict party.38 According to various sources, how- ever, Sig was carrying fuel for military purposes to Syria.39 Thus, in this particular case, it was ‘integrated into the enemy’s war-supporting effort’ and ‘due to its behaviour fulfilled the requirements of a military objective’ which also includes ‘transporting war material or transporting or supplying troops’. Consequently, Sig lost its protected status as a merchant vessel and became a legitimate target.40 Thirdly, it is true that on 20 July 2023 the Ukrainian Ministry of Defence published a warning that from 21 July, all vessels headed to Russian ports or Russian-occupied Ukrainian ports may be considered as those carrying military cargo.41 Subsequently, this declaration was also reinforced by remarks made by various Ukrainian senior representatives in the context of the drone strike on tanker Sig who claimed that (every) Russian ship sailing in the Black Sea was now a legitimate target.42 However, the situation surrounding these declarations needs to be taken into consideration. In the context of the termination of the U.N. Grain Initiative and before the Ukrainians, the Russian Ministry of Defence had released a statement which declared that from ‘Moscow time on 20 July 2023, all vessels sailing in the waters of the Black Sea to Ukrainian ports will be regarded as potential carriers of military cargo’.43 Furthermore, at the time, Russia also targeted Ukrainian ships, ports and infrastructure connected with the export of grain.44 As Oleg Ustenko, an economic adviser to Ukrainian President Volodymyr Zelenskyy, points out, Ukraine’s ‘move was retaliation for Russia withdrawing from the U.N.-brokered Black Sea grain deal and unleashing a series of missile attacks on agricultural stores and ports’.45 The attack on the port of Novorossiysk had immediate effects on the movement of shipping and the calculation of war risk premiums (marine insurance).46 When both sides had given the opponent a taste of what a potential war on commercial shipping could look like, the smokescreen dispersed. Ukraine abstained from carrying out its threats. Thus, rather than interpreting Ukrainian activities within the framework of JÉ, theories on (non-nuclear) deterrence and strategic communication are much better suited to explain the events concerning civilian shipping in July and August 2023. Nothing remotely resembling a guerre de course-strategy had occurred. Why was this the case, especially in light of the enormous costs Ukraine could cause to Russian seaborne trade in comparison with the small investment associated with a few USVs? Legal constraints associated with the protection of mer- chant ships need to be primarily mentioned in this context.47  Limits to Jeune école – the legal and political dimension Although a comprehensive discussion of the law of naval warfare goes beyond the aims of this article, it is useful to recapitulate a few legal aspects concerning the war at sea. As a matter of principle, hostile merchant vessels do not qualify as legitimate military targets.48 The 1936 London Protocols awarded further protection to the status of merchant ships and clarified the rules of submarine warfare. They state, In particular, except in the case of persistent refusal to stop on being duly summoned, or of active resistance to visit or search, a warship, whether surface vessel or submarine, may not sink or render incapable of navigation a merchant vessel without having first placed passengers, crew and ship’s papers in a place of safety.49 To act in accordance with the law of armed conflict Ukraine would have had to seize Russian merchant vessels as prises and/or proclaim a maritime block- ade against the Russian Federation. In doing so, the Ukrainian Navy would have to enforce this blockade and, as a consequence, could/should have employed a belligerent’s right of visit and search.50 In order to interdict maritime traffic to the Russian coast and given the illegality of non- enforced blockades, both approaches – seizing individual enemy merchant ships and blockading the coastline – would require Ukrainian naval (and/or air) force (surface combatants) detecting civilian vessels, ascertaining their character and cargo and seizing vessels.51 Thus, as Ukraine lacked the surface units and the necessary sea control to seize ships, to enforce a blockade that requires ‘ensuring vessels trying to pass the blockade with sufficient probability’ and to exercise the belligerent’s right of visit, there were basically no options available to Ukraine to take actions against merchant shipping bound for Russian ports, if Ukraine was to act in accordance with the law of naval warfare.52 There are certain conditions when a merchant ship loses its protected status and becomes a legitimate military target, for example, when acting as naval auxiliaries, resisting capture or the belligerent’s right of visit and search or carrying out intelligence or communications functions.53 However, these conditions would not apply to a hypothetical scenario in which Ukraine would wage economic warfare against merchant shipping. Neither were merchant vessels bound for Russian ports sailing in convoys nor could merchantmen sailing towards Russian Black Sea ports generally be considered ‘integrated in Russia’s [and Ukraine’s] war effort’. All the conditions under which merchant ships may be eligible to attack during armed conflicts would not apply. While attacks on unarmed merchant vessels – especially for the weaker side – remains a tempting option in the 21st century as much as it was in the 19th century, the fear to commit blatant breaches of international law have had a discipling effect throughout the centuries. As outlined in section two of this article, the disapproval of the illegal ways of warfighting at sea that had been proposed by JÉ have been as old as this school of thought itself. In addition to the legal constraints that apply to commerce raiding, both sides’ decision not to follow the path leading to unrestricted economic warfare at sea should also be interpreted within the political context. For Ukraine acting in accordance with the law of armed conflict was significant as its support by the global community of liberal-minded states was shaped by these states’ normative understanding of the rules-based world order and international politics.54 Furthermore, both Ukraine and Russia were important exporters of various raw materials and food – particularly as far as the countries of the Global South were concerned. For example, in 2020, 15 countries in Africa imported over 50% of their wheat products from Ukraine or Russia. The impact of the war on the continent was profound as Africa suffered from a shortage of approximately 30 million tons of grains and serious inflation.55 Against this background, it seems clear that the targeting of merchant ships loaded with cargo desperately needed by the most vulner- able regions in the world would have only come at a tremendous political cost for the war parties. As Timothy Heck sums it up, Both the Ukrainians and the Russians wanted the benefits of international commerce and, diplomatically, to gain/earn/keep the goodwill of recipient nations by allowing regulated commercial traffic to escape the war zone.56 Again, similarities with the 19th century debates concerning JÉ are striking. Already in the 1880s influential opponents to JÉ, such as Admiral Bourgois, had criticised that tactics proposed by JÉ and illegal acts of naval warfare would rally neutral countries against France – the last thing an inferior French Navy in a military confrontation with Britain needed.57 While both sides largely refrained from directly targeting merchant ship- ping apart from a few exceptions, strikes against maritime critical infrastruc- ture and onshore facilities, which enabled both maritime commercial and naval operations at sea, evaded many of these constraints. Indeed, as each side intended to attrit the opponent’s ability to use the sea for one’ s own purposes, repeated attacks by various weapon systems against a wide range of maritime targets ashore became another principal characteristic of the Russo-Ukrainian War.  The degradation of Russia’s geostrategic position at the Black Sea Having elaborated on the applicability and the limits of the JÉ approach on the war at sea, the following section takes into consideration the second component of the systematic destruction of Russian naval capabilities in the Azov-Black Sea region: the targeting of Russian maritime infrastructure ashore and in port. In October 2022, a large-scale Ukrainian drone attack against Russian littoral positions attracted wide attention when several unmanned aerial vehicles and autonomous surface vehicles attacked the port of Sevastopol.58 Over the course of the next years, Ukraine repeatedly attacked Russian naval assets stationed on Crimea ashore and at the coast of the peninsula. Examples include strikes against Russian naval aviation at Saky airfield in August 2022, against various targets in the port of Sevastopol in March 2024 – apparently impacting the Ropucha-class tank landing ships Azov and Yamal – or against the Karakurt-class corvette Tsiklon in May 2024.59 Shortly after attacks against Russian infrastructure on Crimea had been reported, reports about Ukrainian strikes against Novorossiysk were pub- lished. In November 2022, a Ukrainian sea drone was reported having struck the Sheskharis oil terminal in Novorossiysk at night.60 As later reported by the newspaper Ukrainska Pravda, the following July, at a presidential meeting, Ukraine’s leadership had decided to launch strikes against Russian port infra- structure as a retaliatory measure for Russian missile and drone attacks on Ukrainian ports in the aftermath of the termination of the grain initiative.61 Subsequently, in early August 2023 movement of vessels was temporarily halted at the Port of Novorossiysk following a Ukrainian drone attack and the Russian tank landing ship Olenegorsky Gornyak suffering serious damage caused by a USV attack.62 Ukrainska Pravda reports on the moment when the Ukrainian drone operators came across various merchantmen while navigat- ing their USVs towards Novorossiysk. ‘Somewhere en route the operators saw a tanker. They asked if it could be perceived as a target. No tankers! If we hit a tanker in neutral waters, then we’ll be branded as some kind of terrorists. Your target is the port. (. . .) ’ a head of the mission said.63 Although this statement was reported by a conflict party and cannot independently be verified, it supports the argument made in the previous section about the limits of the JÉ approach in the case study of the Russo- Ukrainian War as far as the targeting of civilian shipping is concerned.64 Furthermore, and also exactly as in the case of the war on the open sea, the conflict parties had to consider third party opinions. As Ukrainska Pravda reports, following the Ukrainian strike against the port of Novorossiysk, ‘the Country’s Leadership received Warnings from partners at all levels’.65 In 2024, Ukrainian strikes against critical maritime infrastructure continued. In May, for example, Ukrainian attacks were reported on Novorossiysk’s seaport, an oil refinery in Tuapse and the Sevastopol Bay area.66 In early April 2024, Ukrainian Military Intelligence (HUR) published footage of a strike against an oil pipeline in Rostov Oblast that supposedly was used to transport oil products to the local oil depot for tankers in the Azov Sea. According to HUR, ‘the loading of tankers with oil products has been suspended indefinitely’.67 While the claim cannot be confirmed, the concept of striking the production and transport facilities before transportation rather than the merchant ships transporting the cargo highlights approaches to deal with the limits on economic warfare in the maritime dimension as detailed above. Although the BSF had to redeploy further to the eastern part of the Black Sea and Russia attempted to set up maintenance infrastructure further east, Ukraine continuously expanded the range of target locations and has thus been gradually degrading the Russian ability to make use of the sea. In the words of a retired U.S. admiral, ‘If you’re on a Russian naval ship, you’re not safe anywhere in the Black Sea’.68 As another element of Ukraine’s strike campaign, Ukraine has also targeted objectives whose destruction had a long-term impact on Russian naval capabilities and its war-making potential. For example, in July 2022 and in September 2023, Ukraine was reported having struck the naval staff/the headquarters of the BSF in Sevastopol – the latter attack causing devastating effects.69 As far as attacks against Russia’s industrial base and logistical infrastructure are concerned, examples include Ukrainian attacks against the Zaliv shipyard in Kerch, Crimea on 4 November 2023, which reportedly damaged the not yet commissioned Karakurt-class corvette Askold, and the strike against the Ropucha-class tank landing ship Novocherkassk that left the ship sunk at the bottom of the harbour. The strike has thus, extremely likely, rendered one of the main berths of the Feodosia port, which had been in use as an important logistical hub, unusable.70 A particularly devastating strike was carried out on 13 September 2023 when a Ukrainian missile strike hit dry docks of the Sevmorzavod shipyard, maintenance facilities of the BSF, in effect causing extensive damage to the Ropucha-class tank landing ship Minsk and the Kilo-II-mod-class conventional submarine Rostov-on-Don and consequently severing ‘Sevastopol’s ability to undertake maintenance and repairs of Black Sea Fleet vessels, at least until the dry docks at the Sevmorzavod facility (. . .) can be returned to regular use’, as Thomas Newdick points out.71 As the second year of the war was approaching its end, independent experts and Ukrainian military representatives were pointing at serious maintenance support issues confronting the BSF in the future as adequate repair infrastructure in this maritime theatre became a scarce resource.72 In combination, the accumulation of all these strikes over the long term had a serious attrition effect on Russia’s ability to utilise the sea for its purposes. This concerned primarily the military dimension but, as the war progressed and Ukrainian strikes against refineries and port infrastructure accumulated, also gradually the commercial dimension. British representa- tives assessed that 13% to 14% (December 2023) and subsequently 25% (February 2024) of Russia’s Black Sea combatant fleet had been destroyed.73 Moreover, on 26 March 2024, Ukraine’s navy spokesman Dmytro Pletenchuk released Ukraine’s assessment that up to that point in time, approximately a third of the BSF had been destroyed or disabled. 74 After more than two years of war, the strength and presence of the BSF had diminished consider- ably and British Defence Minister Grant Shapps considered the BSF ‘function- ally inactive’ – an assessment further substantiated by the UK Defence Intelligence update the following month75 The BSF has largely withdrawn its ships and submarines from Sevastopol further eastwards to Novorossiysk. Since the removal of the BSF commander in March 2024, the fleet has been the least active since the war began.76 How do these strikes against Russian targets in port and ashore fit within the JÉ school of thought? Firstly, while not a principal feature that is com- monly associated with JÉ naval strategy,77 the foundational literature written by the originators of JÉ does mention attacks on an enemy’s coastal facilities. This primarily includes bombardment of civilian coastal settlements for the purpose of terror but also includes military facilities when the opportunity arises. Aube, for example, writes: The masters of the sea will turn the power of attack and destruction, in the absence of adversaries evading their blows, against all the cities of the littoral, fortified or not, peaceful or warlike, burn them, ruin them or at least ransom them without mercy.78 Equally connecting strikes against military facilities at the coast with this naval strategic school, journalist and JÉ theoretician, Gabriel Charmes, argues,: The bombardment of Alexandria further showed that, if the heavy artillery of a battleship risked being quickly reduced to impotence by the resistance of the forts, the only weapon which could cause them serious damage was small artillery carried on fast ships.79 Secondly, if attention is paid to the connotated message the founding fathers of this naval school of thought tried to convey, a good argument can be made that Ukraine’s targeting of Russian infrastructure at the coastline fits well with a JÉ approach. Ukrainian strikes consist of numerous fast strikes and well- placed pin prick attacks that outmanoeuvre enemy defences and hit unex- pectedly. They are not built on sea control and air superiority because Ukraine did not enjoy dominance of these domains. Thus, the strikes were not ‘decisive’ in a Mahanian sense but rather the modern adoptions of concepts already presented by Admiral Aube during the 1880s. With the extreme mobility that steam gives to all warships, whatever the special weapon with which they are equipped, with the speed and security of informa- tion that the electric telegraph allows, with the concentration of force that is ensured by the railway, on the one hand side, no point on the coast is safe from attack.80 If one were to exchange the concept of steam power with modern forms of power generation, the telegraph with modern ISR and command and control systems and the railway with all forms of transportation available at the beginning of the 21st century, Aube’s article could very well describe a military scenario of the Russo-Ukrainian War. Repeated attacks against – and thus attrition of – the opponent’s naval geostrategic position could seriously degrade the opponent’s ability to operate, sustain and reinforce a fleet over a longer time period without having to destroy the opposing fleet in a symmetrical battle is essentially the quintessence of JÉ thinking. Granted, in Aube’s age, it would have been difficult to imagine how non- conventional means could assemble the necessary amount of firepower to cause the substantial damage to the opponent’s position as shown by the War in Ukraine. But since the development of weapon systems of ever greater ranges, a stakeholder’s position may be vulnerable to repeated attacks by an opponent even if the opponent has not been able to establish sea control and is using asymmetric styles of warfare. To sum up, technological advances have enabled the inferior side to pursue a naval strategy that contributed to driving down the opponent’s fleet’s capabilities without actually seeking a symmetrical engagement with his fleet. This, of course, is completely in line with JÉ thinking – a so-called ‘material school’ of naval strategic thought.81 Thus, in contrast to the deliberate targeting of merchantmen, in the case of attacks against Russian maritime infrastructure the Ukrainian approach can be interpreted as continuing and complementing JÉ thinking. The way ahead: Old school or young school? Ukraine’s asymmetric approach to naval warfare and the adoption of ideas associated with JÉ have secured Ukrainian successes in the maritime domain few experts could have predicted at the beginning of the hostilities.82 It is not exaggerated to claim that the significance of these events is historical. Generally speaking, many scholars and historical studies have not been particularly positive in their verdicts about JÉ as a viable strategic school of thought. As Arne Røksund elaborates, even when Théophile Aube was Minister of Marine (1886–1887), he could not overcome the French admiralty’s resistance to giving up entirely on battlefleets. The same holds true for the second generation of JÉ proponents during the latter 1890s.83 By the time De Lanessan was appointed Minister of Marine in 1899, ideas about great quan- tities of fast but mostly smaller vessels gave way for naval concepts based on comparatively fewer warships of high quality as ‘the French Navy should concentrate on what he regarded as core elements of a first-rank navy’.84 Subsequently, as Røksund, recapitulates, ‘The French Navy did not fight any war following the theory of the Jeune école.’85 Ian Speller comes to a similar conclusion as he underlines that  Even in France there was never a consensus in favour of their [Jeune École’s – author’s note] policies, and French naval policy remained divided (. . .) Ultimately, the Jeune École failed in their attempt to bring radical change to French naval policy.86 Similar to the fate of the French original, the Soviet Molodaya Shkola was replaced rather quickly by grand visions of ‘Stalin’s Big Ocean-going Fleet’ deemed more adequate for Soviet great power status.87 Of what relevance could JÉ ever be when – referring to a leading British naval historian – there has never been a historical example when the approach proposed by this strategic school of thought has ever worked in practice.88 Such criticism was very much in line with the writings of another prominent naval practitioner and theoretician: Admiral Gorshkov, Chief of the Soviet Navy. According to Gorshkov, the naval strategy pursued by the German naval leadership during WW2 had failed because it left the U-boats alone in their fight against the Allied navies without support by other subbranches of the navy. Without the danger of German naval and naval air forces attacking their surface vessels, Allied navies could focus on anti-submarine warfare and ‘the priority devel- opment of only one warfare branch, the subsurface forces, ultimately had to lead to a drastic limitation of the German fleet’s spectrum of tasks when fighting against the enemy’s fleets’, was his argument.89 As a consequence, Gorshkov strongly argues in favour of a balanced fleet which could potentially even defeat a numerically superior but unevenly developed opponent.90 In contrast, the war in the Black Sea has demonstrated that a JÉ approach can actually succeed in neutralising a superior, opposing naval force, at least in a narrow sea.91 Given recent events, the critical perception of JÉ should be carefully re-evaluated. Apart from the historical point of debate that the German military leadership had to fight WW2 with a different fleet than the ‘balanced fleet’ of the Z-Plan that it had originally envisioned but that had not been realised in time, there is also a conceptual issue worth debating from a strategic studies perspective. As various experts and, in fact, the German naval leadership,92 have repeatedly touched upon, the German Navy was doomed to lose the war at sea due to the greater strategic conditions (e.g., fleet sizes, war-making potential including shipbuilding capacity etc.) under which it had to fight WW2.93 If there was no winning condition in a conventional naval war, however, and if, consequently, the sense in carrying out the conflict at sea was not to ‘rule the waves’ but to cause the maximum amount of damage and bind a large Allied force in a way as resource-efficient as possible it has to be critically examined whether a JÉ may have actually been the smartest approach the German Navy could have chosen.94 As elaborated below, similar strategic calculations should be taken into consid- eration when debating the case of Ukraine and the War in the Black Sea. Commerce raiding, another feature of the JÉ approach, has equally been dismissed as futile. As far as targeting of individual merchant ships is con- cerned, the blue-water prophet himself, Alfred T. Mahan viewed this style of warfare as ‘the weakest form of naval warfare’95 and criticises ‘A strong man cannot be made to quit his work by sticking pins in him’.96 A hundred twenty years after Mahan, this assessment also may have lost some of its persuasive power. At the beginning of the 21st century, global sea-based commerce has become very sensitive to changes in the security environment and much more risk averse. Furthermore, the differentiation between flag states, ship owners, cargo owners, crews and charterers has greatly reduced ‘national interest’ within maritime commerce. As a consequence, the outbreak of hostilities in the northwestern Black Sea at the beginning of the Black Sea has – not discounting other factors, such as the closing of ports and Ukrainian authorities prohibiting merchant ships from leaving ports – led to a drastic collapse of merchant shipping to and from Ukraine.97 Similarly, the drastic effects of the 2023 attack against the port of Novorossiysk and the Sig on the maritime commercial sector have already been mentioned. Against this background, it seems extremely likely that if Ukraine struck or sank even a small number of merchantmen destined to call in ports such as Novorossiysk, Taganrog, Taman or Tuapse this would have devastating effects for Russian sea-based transportation in the entire Azovo-Black Sea basin. However, as already noted, as far as commerce warfare is concerned, the limiting factor was less of operational and more or of legal and political nature. While some of the aspects of warfighting associated with JÉ were already considered immoral and contrary to international law during the 19th century, the weight of politico-legal circumstances and the necessity to fight a ‘just war’ are even more significant during the 21st century. This is particu- larly true for Ukraine which depends on the support of the Global West – a value-driven community. In summary, an approach to warfare closely associated with JÉ has awarded Ukraine great successes for more than two years of war in the Black Sea. But as Ukraine has to fight the war at sea solely based on a sea denial approach, the country is also faced with severe limitations. Any opera- tion that requires sea control as a precondition is effectively beyond Ukrainian means if not in immediate proximity of the Ukrainian coastline such as the reported landings of Ukrainian soldiers on drilling platforms.98 Keeping all these more abstract considerations in mind, the debates on (applied) naval strategy that are currently ongoing in Ukraine become much more comprehensible. Following – from Kyiv’s point of view – a successful campaign at sea, in which the reinforced BSF was pushed out of the western Black Sea and suffered considerable losses, a debate is taking place about the future devel- opment of Ukrainian Navy and Ukraine’s approach to warfighting in the maritime dimension. On the one hand, there are the proponents of building a symmetrical naval force. The ‘Doctrine of the Naval Forces of Ukraine’ that was released in 2021 was an ambitious strategic document. As far as the ‘expansion of the fleet composition through the construction and modernisa- tion of the existing fleet composition’ was concerned, the doctrine detailed ‘new generation missile boats, landing ships of various classes, patrol ships and boats for the protection of the territorial waters and the EEZ, uncrewed underwater vehicles, new types of supply vessels of various types’ and ‘the construction of new mine warfare vessels and small submarines’.99 Most breathtaking, the ‘Doctrine of the Naval Forces of Ukraine’ defined capabil- ities for ‘sea control on the open ocean’ as the number one priority for the development of the Ukrainian Navy in the period following 2030.100 It is also in this context that Ukraine’s interest in procuring frigates through the UK capability development initiative and developing the design of the Volodymyr Velykyi-class corvettes have to be interpreted.101 Taking into consideration the point from where the Ukrainian Navy had to restart in 2014, these acquisition goals were bold to say the least. More than two years into the war, visions about the future of the Ukrainian Navy have lost nothing of their grandness. According to this school of thought, among other things, the air defence capability of the Ukrainian Navy is to be strengthened, long-range strike capabilities are to be acquired, surface comba- tants of different classes are to be put into service and amphibious forces are to be set up in the form of additional naval infantry brigades with landing vehicles.102 This expansion of capabilities is intended to gradually create the conditions for achieving sea control. Having established sea control, Ukraine would be in a position to conduct amphibious operations on its own and even think about establishing a naval blockade of the Russian Black Sea coast. The construction of Milgem project corvettes for the Ukrainian Navy at the RMK Marine Shipyard in Istanbul103 and capabilities gained through the British-Norwegian Maritime Capability Coalition104 are important steps in this direction. On the other hand, another faction opposes the above-mentioned views. Proponents of this second philosophy of warfare emphasise that Ukraine has been able to wage the war at sea so successfully because it has used an asymmetrical approach. According to their view, it is important to maintain this approach and Ukraine should under no circumstances aim to fight a symmetrical naval war with the Russian fleet. The Ukrainian fleet design should therefore be based on a so-called mosquito fleet – a fleet consisting of small naval assets applying asymmetrical doctrine.105 This argument is not new. Already Ukraine’s 2018 ‘Strategy of the Naval Forces of the Armed Forces of Ukraine 2035’ elaborates, Recovery of the surface forces during the first two stages of the Strategy will be executed due to the boats of the ‘mosquito fleet’. This solution is the most realistic in terms of cost-effectiveness ratio. Due to its speed, manoeuvrability and armament, such boats are capable of performing practically the whole spectrum of tasks that are inherent to classical surface ships, but they have smaller sea worthiness and operational range from the coast.106 Although Ukrainian strategic documents repeatedly referred to the term ‘mosquito fleet’, the official Ukrainian naval discourse did not explicitly mention JÉ terminol- ogy. This detail stands in contrast to the above-mentioned remarks about the Molodaya Shkola by Ukrainian civilian commentators. It is also, on first sight, surprising given the actual approach to warfare in the Black Sea region that Ukraine – although not primarily the Ukrainian Navy as mentioned further below – has chosen which has paralleled what the JÉ espoused. However, as Admiral (ret.) Ihor Kabanenko, former deputy minister of defence of Ukraine, points out, ‘this term [Molodaya Shkola – author’s note] is not widely used in Ukraine – apparently, because our experts mostly look to the UK and the US and therefore appeal to the old school of sea power and sea mastery [Soviet/Russian/Ukrainian terminological equivalent of the English term “command of the sea”107 – author’s note], missing out on important experience of waging war in the continental sea’.108 The relative silence on JÉ within the official Ukrainian naval discourse is even less astonishing if the development since 2020, approximately, is taken into consideration. As Kabanenko argues, at some point around the turn of the third decade of the 21st century, Ukrainian naval strategy changed course and while abandoning ideas associated with a mosquito fleet, the ‘later document [the 2021 Doctrine – author’s note] instead calls for ambitious symmetric decisions and actions’ in turn stretching budgetary resources and making very costly, long-term investments.109 What had happened? In June 2020, Oleksiy Neizhpapa was appointed Commander of the Ukrainian Navy.110 Neizhpapa – an ‘Old School’ commander – favoured conventional naval forces.111 Talking at the launch of the UK/Norway/Ukraine Maritime Capability Coalition at Admiralty House in London in December 2023, Neizhpapa clung to his visions of a long-term plan for a capable conventional fleet until 2035 and clearly expressed that a powerful and capable navy is not only a tool to deter Russian aggression from the sea, but also a guarantee of the prosperity of our country and security in the region.112 It is thus not a surprise that the 2021 strategic document of the Ukrainian Navy took a sharp turn. Furthermore, as various sources point out, Ukraine’s most successful maritime assets, naval drones, have been predominantly although not exclusively operated by the civilian (SBU) and military (HUR) intelligence services rather than the navy.113 Many Ukrainians who adhere to the second faction view these grand fleet ambitions critically. As Captain (ret.) Andrii Ryzhenko argues, the cost of building up a conventional fleet as envisioned by the Ukrainian naval leadership would be extremely expensive. Such resources could be spent much wiser, especially, if the fact that Ukraine’s current naval strategy that enables effective sea denial operations is taken into consideration.114 Essentially, the ideas supported by Kabanenko, Ryzhenko and other proponents of this school of thought can be attributed to the long-standing tradition of JÉ thinking. In contrast, whereas throughout this article this author has argued that means and ways which Ukrainian security organs applied to erode its Russian opponent closely resembled a JÉ style of naval warfare, this evaluation is descriptive not prescriptive. Unlike civilian experts, such as Vel’mozh͡ ko, who have equally compared Ukraine’s approach to the War in the Black Sea with Young School thinking, there is no evidence supporting that Ukraine’s post-2020 naval leadership was deliber- ately pursuing a JÉ-informed strategy. On the contrary, available evidence points in the direction that for the decision-makers at the time of the Russian full-scale invasion of Ukraine the JÈ was not a source of direct inspiration. In fact, Ukraine’s naval leaders were informed by Old School thinking and capabilities for conventional, symmetric naval warfare were favoured. Revival of Jeune École? The discussion of attacks on merchant shipping has shown that if Ukraine really wanted to interfere with Russian merchant shipping or potentially even enforce a blockade itself, it would have to acquire a fleet consisting of at least some surface combatants. It is highly questionable that under the conditions of (this) war such an aim can be accomplished. Already before the full-scale invasion in February 2022, various experts criticised Ukraine’s apparent shift in naval strategy and the country’s ambitious plans to create a balanced fleet capable of, among others, conducting offensive maritime operations which they deemed unrealistic and a waste of resources arguing instead for the establishment of an effective mosquito fleet.115 Given that Ukraine is fighting an existential struggle in a mostly land- dominated theatre of war, Ukraine should carefully assess how many resources it would want to invest in capabilities in the maritime domain. Ultimately, Russia retains significant long-range strike capabilities as demon- strated by the strike campaign which the Russian military has been waging against Ukraine’s energy infrastructure since autumn 2022.116 So far, one of the great advantages Ukraine’s Navy has enjoyed over the course of this war has been that its mosquito fleet was difficult to track and neutralise by the enemy. Introducing large, tangible objects – naval vessels – into the arsenal of the Ukrainian military would deprive Ukraine of this advantage and make the life for the Russian targeting process a lot easier. Furthermore, given Ukraine’s geographic and geopolitical situation it has to be critically questioned whether Anglo-Saxon ‘Old School’ blue-water theories are the best fit for the Ukrainian Navy. As Gorshkov argues, it is ‘wrong to attempt to build a fleet according to the model and example of the strongest naval power’ as ‘every country has its specific needs for naval forces.’117 Thus, Ryzhenko is correct to emphasise time and again the necessity to pursue an asymmetric strategy at least as far as the enclosed theatre of the Azov-Black Sea-region is concerned. In his words,  Ultimately, small, fast, maneuverable and well-armed boats as well as unmanned aerial and surface vehicles comprising a well-equipped ‘mosquito fleet’ could quickly and efficiently strengthen the Ukrainian Navy and improve the chances to execute successful operations within confined and contested areas where, for now, Russia enjoys dominance in the air and sea. 118 Considering the fate of the JÉ and the Soviet Molodaya Shkola, the – one could almost say libidinal – desire of naval leaders to aim beyond the stage of JÉ weapons and doctrine and acquire a conventional fleet (in the old days a battlefleet) has been prevalent. More than 130 years after Aube, Grivel and the other founding fathers of JÉ, the temptation remains strong. Ironically, even in pursuing an actual war-winning JÉ-based strategy Ukrainian decision- makers are still tempted to revert to warfare capabilities associated with classical naval warfare. The Ukrainian naval leadership should consider care- fully before continuing to steer down this waterway. NOTES 1 Ian Speller, Understanding Naval Warfare, 2nd ed. (London and New York, NY: Routledge, 2019), 43ff. 2 See, for example, these authors’ most prominent works: Alfred Thayer Mahan, The Influence of Sea Power upon History 1660–1783 (Boston: Little, Brown, and Company, 1890); Philip Howard Colomb, Naval Warfare: Its Ruling Principles and Practice Historically Treated (London: W. H. Allen & Co., Ltd., 1891); Julian Corbett, Some Principles of Maritime Strategy (London: Longmans, Green and Co., 1911). Corbett has indeed also addressed several elements of naval warfare which are essential to the JÉ school of thought. For example, Corbett argues ‘The vital, most difficult, and most absorbing problem has become not how to increase the power of a battle-fleet for attack, which is a comparatively simple matter, but how to defend it. As the offensive power of the flotilla developed, the problem pressed with an almost bewildering intensity. With every increase in the speed and sea-keeping power of torpedo craft, the problem of the screen grew more exacting’ (Corbett, Some Principles of Maritime Strategy, 122). Due to limitations in aim and scope, this article limits itself to literature and theoreticians associated with the JÉ. Interpreting the War in the Black Sea from a Corbettian perspective may be an area for further research. 3 James R. Holmes and Toshi Yoshihara, Chinese Naval Strategy in the 21st Century: The Turn to Mahan (London and New York, NY: Routledge, 2008); David Scott, ‘India’s Drive For A “Blue Water” Navy’, Journal of Military and Strategic Studies, Winter 2007–08, 10/2 (2008); and Alessio Patalano, Post-War Japan As a Sea Power: Imperial Legacy, Wartime Experience and the Making of a Navy (London: Bloomsburry, 2016). 4 Seth Cropsey, ‘Naval Considerations in the Russo-Ukrainian War’, Naval War College Review, 75/4 (2022), Article 4; and Brent Sadler, ‘Applying Lessons of the Naval War in Ukraine for a Potential War with China’, The Heritage Foundation, 5 January 2023, https://www.heritage.org/asia/report/applying-lessons-the-naval-war-ukraine-potential-war-china. 5 Borys Kormych and Tetyana Malyarenko, ‘From Gray Zone to Conventional Warfare: the Russia-Ukraine Conflict in the Black Sea’, Small Wars & Insurgencies, 34/7 (2023), 1235–70; Silviu Nate et. alii, ‘Impact of the Russo-Ukrainian War on Black Sea Trade: Geoeconomic Challenges’, Economics & Sociology, 17/1 (2024), 256–79; and Nick Childs, ‘The Black Sea in the Shadow of War’, Survival, 65/3 (2023), 25–36. 6 Md. Tanvir Habib and Shah Md Shamrir Al Af, ‘Maritime asymmetric warfare strategy for smaller states: lessons from Ukraine’, Small Wars & Insurgencies 36/1 (2025), 29–58. 7 Michael Shurkin, ‘Plus Ça Change: A French Approach to Naval Warfare in the 21st Century’, War on the Rocks, 13 Oct. 2023, https://warontherocks.com/2023/10/plus-ca-change-a-french-approach-to-naval-warfare-in-the-21st-century/. 8 Andrew F. Krepinevich and Barry Watts, ‘Meeting the Anti-Access and Area-Denial Challenge’, Center for Strategic and Budgetary Assessments, 20 May 2003, https://csbaonline.org/research/publications/a2ad-anti-access-area-denial; Stephan Frühling and Guillaume Lasconjarias, ‘NATO, A2/AD and the Kaliningrad Challenge’, Survival, 58/2 (2016), 95–116; and Douglas Barrie, ‘Anti-Access/Area Denial: Bursting the “no-go” bubble?’, IISS Military Balance Blog, 29 Mar. 2019, https://www.iiss.org/blogs/military-balance/2019/04/anti-access-area-denial-russia-and-crimea. 9 Bryan Ranft and Geoffrey Till, The Sea in Soviet Strategy, 2nd ed. (Basingstoke: MacMillan Press, 1989), 94,95; Mikhail Monakov and Jürgen Rohwer, Stalin’s Ocean-Going Fleet: Soviet Naval Strategy and Shipbuilding Programs, 1935–53 (Abingdon: Frank Cass, 2001), 20ff. and Geoffrey Till, Seapower: A Guide for the Twenty-First Century, 4th ed. (London and New York, NY: Routledge 2018), 94,95. 10 The Land-Based Variant of the SS-N-3 Shaddock. 11 R-360 Neptune Anti-Ship Missiles are Believed to have Critically Damaged the Russian Cruiser Moskva in April 2022. Ellen Uchimiya and Eleanor Watson, The Neptune: The Missiles that Struck Russia’s flagship, the Moskva, CBS News, 16 Apr. 2022, https://www.cbsnews.com/news/moskva-ship-sinking-russian-flagship-neptune-missiles/. 12 Till, Seapower, 93; Beatrice Heuser, The Evolution of Strategy: Thinking War from Antiquity to the Present (Cambridge: Cambridge University Press 2010), 225,226. 13 Arne Røksund, The Jeune École: The Strategy of the Weak (Brill, 2007), iX; Martin Motte, Une Éducation Géostratégique. La Pensée Navale Française de la Jeune École à 1914 (Paris:: Economica, 2004), 99. 14 Richild Grivel, De la guerre maritime avant et depuis les nouvelles Inventions (Paris: Arthus Bertrand and J. Dumaine 1869), 7. 15 Ibid., 259. 16 Till, Seapower, 91. 17 Røksund, The Jeune École, 6. 18 Hyacinthe Laurent Théophile Aube, ‘La guerre maritime et les ports militaires de la France’, 320, Revue des Deux Mondes, March 1882, 314–46. 19 Till, Seapower, 91. 20 Røksund, The Jeune École, xii. 21 Ibid., 29–31, 121. 22 Defense Express, ‘First Target of Ukraine’s Neptune Missile’, 12 Jan. 2024, https://en.defence-ua.com/events/first_target_of_ukraines_neptune_missile_how_the_moskva_flagship_killer_scored_its_first_hit_and_prevented_amphibious_assault-9162.html. 23 Hannah Ritchie, ‘Ukrainian Drone Destroys Russian Patrol Ships off Snake Island, says Defense Ministry’, CNN, 2 May 2022, https://edition.cnn.com/europe/live-news/russia-ukraine-war-news-05-02-22#h_a73ac98f2400af01f729e23a7e01ae88; and AFP, ‘Ukraine Says Sank Russian Landing Craft at Snake Island’, The Moscow Times, 11 May 2022, https://www.themoscowtimes.com/2022/05/07/ukraine-says-sank-russian-landing-craft-at-snake-island-a77614. 24 Tass, ‘Kiev loses 30 drones in attempt to seize Snake Island – Russian Defense Ministry’, 10 May 2022, https://tass.com/defense/1449051?utm_source=google.com=organic=google.com=google. com/amp/amp/amp. 25 Deutsche Welle, ‘Russia Pulls Back Forces from Snake Island – as it Happened’, 30 June 2022, <https://www.dw.com/en/ukraine-russia-pulls-back-forces-from-snake-island-as-it-happened/a−62,309,716>. 26 Robert Greenall, ‘Ukraine “hits Russian Missile boat Ivanovets in Black Sea”, BBC, 1 Feb. 2024, https://www.bbc.com/news/world-europe-68165523; Tom Balmforth and Yuliia Dysa, ‘Ukraine attacks Russian Warships in Black Sea, Destroys Air defences in Crimea, Kyiv says’, Reuters, 14 Sept. 2023, https://www.reuters.com/world/europe/ukraine-destroys-russian-air-defence-system-near-crimeas-yevpatoriya-source-2023-09-14/; and Sergeĭ Koval’, ‘U beregov kryma potoplen rossiĭskiĭ raketnyĭ kater. Chto o nem izvestno?’, Krym Realii, 01 Feb. 2024, https://ru.krymr.com/a/krym-potoplen-ros-raketnyy-kater/32801464.html. 27 Habib and Md Al Af, ‘Maritime asymmetric warfare strategy for smaller states’, p. 34. 28 Andrew E. Kramer, ‘In a Tough Year on Land, Drones Give Ukraine Some Success at Sea’, 20 Dec. 2023, New York Times, https://www.nytimes.com/2023/12/20/world/europe/ukraine-drones-sea.html. 29 Igor Delanoë, ‘Russia’s Black Sea Fleet in the “Special Military Operation” in Ukraine’, 7 Feb. 2024, https://www.fpri.org/article/2024/02/russias-black-sea-fleet-in-the-special-military-operation-in-ukraine/. 30 UK Ministry of Defence, ‘Latest Defence Intelligence update on the situation in Ukraine − 16 Aug. 2022’, X, 16 Aug. 2022, https://x.com/DefenceHQ/status/1559411321581572098. 31 Kramer, ‘In a Tough Year on Land’; Roman Romaniuk, Sam Harvey and Olya Loza, ‘Sea drones, Elon Musk, and high-precision missiles: How Ukraine dominates in the Black Sea’, Ukrainska Pravda, 1 Jan. 2024, https://www.pravda.com.ua/eng/articles/2024/01/1/7435326/. 32 Joshua Cheetham, ‘Sea drones: What are they and how much do they cost?’ BBC, 13 Sept. 2023, https://www.bbc.com/news/world-europe−66,373,052. 33 Røksund, The Jeune École, 139. 34 Oleksandr Vel’moz͡hko, ‘Rosiĭs’kyĭ flot znovu vidstupai͡e u bazi (VIDEO)’, Pivdennyĭ Kur’i͡er, 10 Dec. 2022,https://uc.od.ua/news/navy/1248235. 35 Greenall, ‘Ukraine ‘hits Russian missile boat Ivanovets in Black Sea’; and Milana Golovan, ‘MAGURA V5 drones attack Tsezar Kunikov ship: Russian occupiers release first-person video footage’, LIGABusinessInform, 6 Mar. 2024, https://news.liga.net/en/politics/video/kak-drony-magura-v5-atakovali-tsezarya-kunikova-okkupanty-pokazali-video-ot-pervogo-litsa. 36 Un ancien officier de marine, ‘Torpilleurs et Torpilles’, 47, La Nouvelle revue, 7/32 (January-February 1885), 42–71. 37 Raul Pedrozo, ‘Maritime Exclusion Zones in Armed Conflicts’, International Law Studies 99/526 (2022), https://digital-commons.usnwc.edu/cgi/viewcontent.cgi?article=3018&context=ils, 531. 38 Interfaks, ‘Tanker Povrezhden Na Podkhode K Kerchenskomu Prolivu, Predpolozhitel’No,Morskim Dronom’, 5 Aug. 2023, https://www.interfax.ru/russia/914933; and Romaniuk, Harvey and Loza, ‘Sea drones, Elon Musk, and high-precision missiles’. 39 Sofiia Syngaivska, ‘Russia Uses Civilian Vessels for Military Purposes, Including Recently Attacked Sig Merchant Tanker’, 10 Aug. 2023, https://en.defence-ua.com/news/russia_uses_civilian_vessels_for_military_purposes_including_recently_attacked_sig_merchant_tanker-7590.html; and Daria Shulzhenko, ‘Ukraine’s security chief: Attacks on Russian ships, Crimean bridge ‘logical and legal’, The Kyiv Independent, 5 Aug. 2023, https://kyivindependent.com/sbu-head-says-attacks-on-russian-ships-crimean-bridge-are-logical-and-legal/. 40 Udo Fink and Ines Gillich, Humanitäres Völkerrecht (Baden-Baden: Nomos, 2023), 212; Interview with a legal advisor for Law of Naval Operations on 11 June 2024. 41 Ministerstvo oborony Ukraïny, ‘Zai͡ava Ministerstva oborony Ukraïny’, Facebook, 20 July 2023, https://www.facebook.com/MinistryofDefence.UA/posts/pfbid02fGmqenfANV5TABt16PgMpJRT7k5sbkeUhkEAsbkeUhkEAVZuvxxS2dgPkH2qAR7yl. 42 Sluz͡hba bezpeky Ukraïny, ‘golova SBU Vasil’ Mali͡uk prokomentuvav neshchodavni ataky nadvodnymy dronamy na korabli rf,‘ 5 Aug 2023, https://t.me/SBUkr/9185; Gabriel Gavin, ‘Ukraine declares war on Russia’s Black Sea shipping’, Politico, 8 Aug. 2023, https://www.politico.eu/article/ukraine-declares-war-on-russia-black-sea-shipping/. 43 Lloyd’s List, ‘Russia warns that Ships Heading to Ukraine are now a Military Target’, 20 July 2023, https://www.lloydslist.com/LL1145965/Russia-warns-that-ships-heading-to-Ukraine-are-now-a-military-target. 44 Shaun Walker, ‘Odesa suffers “Hellish Night” as Russia Attacks Ukraine Grain Facilities’, The Guardian, 19 July 2023, https://www.theguardian.com/world/2023/jul/19/odesa-suffers-hellish-night-as-russia-attacks-ukraines-grain-facilities; UK Foreign, Commonwealth & Development Office and James Cleverly, ‘New intelligence shows Russia’s targeting of a cargo ship’, 11 Sept. 2023, https://www.gov.uk/government/news/new-intelligence-shows-russias-targeting-of-a-cargo-ship. 45 Gavin, ‘Ukraine declares war on Russia’s Black Sea shipping’. 46 Michelle Wiese Bockmann, ‘Western Tankers Abandon Black Sea crude markets after Ukraine drone attacks’, Lloyd’s List, 07 Aug. 2023, https://www.lloydslist.com/LL1146178/Western-tankers-abandon-Black-Sea-crude-markets-after-Ukraine-drone-attacks. 47 Interview with an authoritative Ukrainian source in May 2024. 48 Louise Doswald-Beck (ed.), San Remo Manual on International Law Applicable to Armed Conflicts at Sea (Cambridge: Cambridge University Press, 1995) [SRM], paragraphs [59]-[61]; Andreas von Arnauld, Völkerrecht (Heidelberg: C.F. Müller, 2019), 577. 49 International Committee of the Red Cross, ‘Procès-verbal relating to the Rules of Submarine Warfare set forth in Part IV of the Treaty of London of 22 April 1930. London, 6 November 1936’, https://ihl-databases.icrc.org/assets/treaties/330-IHL-45-EN.pdf. 50 SRM paragraphs [93]-[104]; Robert Kolb and Richard Hyde, Introduction to the International Law of Armed Conflicts (Oxford and Portland, OR: Hart Publishing, 2008), 252. 51 Kolb and Hyde, Introduction to the International Law of Armed Conflicts, 252; James Kraska and Raul Pedrozo, International Maritime Security Law (Leiden: Brill, 2013), 888; Arnauld, Völkerrecht, 578. 52 Arnauld, Völkerrecht, 578. Offensive mine warfare is not considered in this article (Conversation with Dr Marc De Vore, University of St. Andrews, at the Finnish National Defence University in Helsinki on 13 February 2025). 53 SRM, paragraph [60]. For a discussion, see, Kraska and Pedrozo, International Maritime Security Law, 868. 54 UK Foreign, Commonwealth and Development Office, ‘G7 Foreign Ministers’ Meeting communiqué (Capri, 19 April, 2024) – steadfast support to Ukraine’, 19 Apr. 2024, https://www.gov.uk/government/publications/g7-foreign-ministers-meeting-communiques-april-2024/g7-foreign-ministers-meeting-communique-capri-19-april-2024-steadfast-support-to-ukraine. 55 Bitsat Yohannes-Kassahun, ‘One Year Later: The impact of the Russian conflict with Ukraine on Africa’, United Nations Africa Renewal, 13 Feb. 2023, https://www.un.org/africarenewal/magazine/february-2023/one-year-later-impact-russian-conflict-ukraine-africa. 56 Timothy Heck, speech given at the Kiel International Seapower Symposium 2024 on 28 June 2024. 57 Røksund, The Jeune École, 27. 58 Tim Lister, ‘A Russian naval base was targeted by drones. Now Ukrainian grain exports are at risk’, CNN, 31 Oct. 2022, https://edition.cnn.com/2022/10/31/europe/sevastopol-drone-russia-ukraine-grain-intl-cmd/index.html. 59 Shephard News, ‘UK says Saky explosions leave Russian Navy Black Sea aviation fleet ‘significantly degraded’, 12 Aug. 2022, https://www.shephardmedia.com/news/defence-notes/uk-says-explosions-leave-russian-navy-black-sea-aircraft-significantly-degraded/; Cameron Manley, ‘Ukraine says it has taken out another 2 warships in Russia’s Black Sea fleet’, Business Insider, 24 Mar. 2024, https://www.businessinsider.com/ukraine-taken-out-another-2-ships-russias-black-sea-fleet-2024–3; and Nate Ostiller and The Kyiv Independent news desk, ‘General Staff confirms Russian missile ship Tsiklon struck in occupied Crimea’, The Kyiv Independent, 21 May 2024, https://kyivindependent.com/general-staff-confirms-russian-missile-ship-zyklon-struck-off-occupied-crimea. 60 HI Sutton, ‘Ukraine’s Maritime Drone Strikes Again: Reports Indicate Attack On Novorossiysk’, Naval News, 18 Nov. 2022, https://www.navalnews.com/naval-news/2022/11/ukraine-maritime-drone-strikes-again-reports-indicate-attack-on-novorossiysk/. 61 Romaniuk, Harvey and Loza, ‘Sea drones, Elon Musk, and high-precision missiles’. 62 Lloyd’s List, ‘Ukraine attacks Russian port of Novorossiysk’, 4 Aug. 2023, https://lloydslist.com/LL1146152/Ukraine-attacks-Russian-port-of-Novorossiysk; UK Ministry of Defence, ‘Latest Defence Intelligence update on the situation in Ukraine − 05 August 2023’, X, 5 Aug. 2023, https://x.com/DefenceHQ/status/1687697529918373889?ref_src=twsrc%5Etfw%7Ctwcamp%5Etweetembed%7Ctwterm%5E1687697529918373889%7Ctwgr%5E751b5a68b67ea91d2ca704e56fc3a0c7c88c3053%7Ctwcon%5Es1_&ref_url=https%3A%2F%2Fwww.forces.net%2Frussia%2Frussian-war-ship-damaged-significant-blow-russias-black-sea-fleet-mod-says. 63 Romaniuk, Harvey and Loza, ‘Sea drones, Elon Musk, and high-precision missiles’. 64 It can certainly be argued that states do not always comply with international humanitarian law. The Second World War provides numerous examples including in the field of commerce raiding. However, the Manichaean distinction between Russia, the aggressor violating public international law, and Ukraine, which is legitimately defending itself, is essential to Kyiv’s political strategy. Against this background, consideration of international law is fundamental for Ukraine’s naval warfare and this study. 65 Romaniuk, Harvey and Loza, ‘Sea drones, Elon Musk, and High-Precision Missiles’. 66 Alona Sonko, ‘Aerial Shots Detail Drone Damage at Novorossiysk Port’, The New Voice of Ukraine, 19 May 2024, https://english.nv.ua/nation/satellite-images-show-aftermath-of-may-17-attack-on-novorossiysk-seaport−50,419,745html. 67 Martin Fornusek, ‘Military intelligence: Oil Pipeline Blown up in Russia’s Rostov Oblast’, The Kyiv Independent, 06 Apr. 2024, https://kyivindependent.com/military-intelligence-oil-pipeline-in-russias-rostov-oblast-on-fire/. 68 Jack Detsch, ‘Russia’s Home Port in Occupied Crimea Is Under Fire’, Foreign Policy, 13 Sept. 2023, https://foreignpolicy.com/2023/09/13/crimea-ukraine-russia-war-attack-black-sea-fleet/. 69 Interfaks, ‘Chislo postradavshikh pri atake na stab Chernomorskogo flota vyroslo do shesti’, 31 July 2022, https://www.interfax.ru/russia/854608; Maria Kostenko, Tim Lister and Sophie Tanno, ‘Ukraine says strike on Russia’s Black Sea Fleet HQ left Dozens Dead and Wounded ‘Including Senior Leadership’, CNN, 23 September 2023, https://edition.cnn.com/2023/09/23/europe/special-ops-black-sea-strike-dozens-dead-intl-hnk/index.html. 70 The Maritime Executive, ‘Ukraine Strikes Another Naval Shipyard in Russian-Occupied Crimea’, 05 Nov. 2024, https://maritime-executive.com/article/ukraine-strikes-another-naval-shipyard-in-russian-occupied-crimea; Defense Express, ‘Destruction of Russian Novocherkassk Ship has Blocked One of Logistic Channels to Crimea (Satellite Photo)’, 12 Apr. 2024, https://en.defence-ua.com/analysis/destruction_of_russian_novocherkassk_ship_has_blocked_one_of_logistic_channels_to_crimea_satellite_photo−10,152html. 71 UK Ministry of Defence, ‘Update on Ukraine’, X, 15 Sept. 2023, https://x.com/DefenceHQ/status/1702561936179630440?ref_src=twsrc%5Etfw%7Ctwcamp%5Etweetembed%7Ctwterm%5E1702561936179630440%7Ctwgr%5E64b3d174bc910eae91016ef92e9b0b07e88b9194%7Ctwcon%5Es1_&ref_url=https%3A%2F%2Fwww.twz.com%2Frussian-submarine-shows-massive-damage-after-ukrainian-strike; Thomas Newdick, ‘Russian Submarine Shows Massive Damage After Ukrainian Strike’, The Warzone, 18 Sept. 2024, https://www.twz.com/russian-submarine-shows-massive-damage-after-ukrainian-strike. 72 Craig Hooper, ‘Why Ukraine’s Strike On Sevastopol Naval Infrastructure Is A Big Deal’, Forbes, 14 Sept. 2024, https://www.forbes.com/sites/craighooper/2023/09/13/why-ukraines-strike-on-sebastopol-naval-infrastructure-is-a-big-deal/; Mike Eckel, ‘Russia’s Navy Has A Dry Dock Problem. Again’, Radio Free Europe/Radio Liberty, 16 Sept. 2023, https://www.rferl.org/a/russia-navy-dry-dock-problem-ukraine-/32595547.html. 73 UK Foreign, Commonwealth & Development Office and Nicholas Aucott, ‘Russia is Diminished in The eyes of The International Community through its Own Actions: UK Statement to the OSCE’, 06 Dec. 2023, https://www.gov.uk/government/speeches/russia-is-diminished-in-the-eyes-of-the-international-community-through-its-own-actions-uk-statement-to-the-osce; Sinéad Baker, ‘Putin doesn’t really want a war with NATO because “Russia will lose and lose quickly”, UK military chief says’, Business Insider, 28 Feb. 2024, https://www.businessinsider.com/putin-doesnt-want-nato-war-russia-would-lose-quickly-uk-2024–2?r=US&IR=T. 74 AP News, ‘Ukrainian navy says a Third of Russian warships in the Black Sea have been Destroyed or Disabled’, 26 Mar. 2024, https://apnews. 75 Mia Jankowicz, ‘Russia’s Black Sea Fleet is “Functionally Inactive” After being Pummeled Hard by Ukraine, UK says’, Business Insider, 25 Mar. 2024, https://www.businessinsider.com/russia-black-sea-fleet-functionally-inactive-after-ukraine-strikes-uk-2024–3.: 76 UK Ministry of Defence, ‘Latest Defence Intelligence update on the situation in Ukraine − 18 April 2024’, X, 18 Apr. 2024, https://x.com/DefenceHQ/status/1780878487068242335/photo/3. 77 Speller takes only brief note of Attacks Against Enemy Ports whereas Geoffrey Till doesn’t mention them at all. The Commerce Raiding Component of Jeune ÉCole has been awarded much greater attention. Speller, Understanding Naval Warfare, 57–60; Till, Seapower, 91–93. 78 Aube, ‘La guerre maritime’, 331. 79 Gabriel Charmes, La Réforme de la Marine (Paris: Calmann Lévy, 1886), 56–57. 80 Aube, ‘La guerre maritime’, 332. 81 Shurkin, ‘Plus Ça Change’. For Further Literature on The Subject of the ‘Material School’ see, Kevin McCranie, Mahan, Corbett, and the Foundations of Naval Strategic Thought (Annapolis, MD: Naval Institute Press, 2021), 55ff. 82 Gustav Gressel, ‘Waves of ambition: Russia’s military build-up in Crimea and the Black Sea’, European Council on Foreign Relations, 21.09.2021, https://ecfr.eu/publication/waves-of-ambition-russias-military-build-up-in-crimea-and-the-black-sea/; Tayfun Ozberk, ‘Analysis: Russia To Dominate The Black Sea In Case Of Ukraine Conflict’, Naval News, 30 Jan. 2022, https://www.navalnews.com/naval-news/2022/01/analysis-russia-to-dominate-the-black-sea-in-case-of-ukraine-conflict/; Welt, ‘Militärexperte Gressel: Darum hat die ukrainische Armee kaum eine Chance gegen Russen’, 24 Jan. 2022, https://www.youtube.com/watch?v=aNzUf3zllJ4. 83 Røksund, The Jeune École, 84, 132. 84 Ibid., 166. 85 Ibid., 228. 86 Speller, Understanding Naval Warfare, 60. 87 Monakov and Rohwer, Stalin’s Ocean-Going Fleet, 62–109, 221–4. 88 Andrew Lambert in December 2018. M.A. Seminar Navies and Seapower offered by the War Studies Department at King’s College London 2018–2019. 89 Sergej G. Gorschkow, Die Seemacht des Staates (Berlin: Militärverlag der Deutschen Demokratischen Republik 1978) [Morskai͡a Moshch‘ gosudarstva. Voenizdat 1976], 172, 355. 90 Ibid., 341, 372. 91 The author is aware of the ongoing debate on the extent to which the technological developments – especially the use of uncrewed systems – which have shaped the War in the Black Sea can be generalised. Jacquelyn Schneider and Julia Macdonald, for example, examine the relation between autonomous/uncrewed systems and revolutions in military affairs and come to the conclusion that ‘these systems may be most revolutionary is in cost mitigation—both political and economic.’ In contrast, Oleksandr Vel’moz͡hko does acknowledge the advantages, such as mass-production and cost-efficiency, inherent to a ‘young school’–inspired navy consisting of high-tech small crafts but also points at serious disadvantages connected with such systems, for example their inability to operate on the open ocean and their high vulnerability. Duncan Redford further elaborates on the limitations concerning the use of unmanned surface vehicles, among others, arguing that ‘environmental conditions in the Baltic and High North are such that they are highly likely to severely restrict the use of’ Ukrainian style one-way attack USVs. Jacquelyn Schneider and Julia Macdonald, ‘Looking back to look forward: Autonomous systems, military revolutions, and the importance of cost’, 162, Journal of Strategic Studies, 47/2 (2024), 162–184; Vel’moz͡hko,‘Rosiĭs’kyĭ flot znovu vidstupai͡e u bazi (VIDEO)’; Duncan Redford, ‘Maritime Lessons from the Ukraine-Russia Conflict: USVs and the Applicability to the Baltic and High North’, #GIDSstatement 11/2024, (14 Oct. 2024), https://gids-hamburg.de/maritime-lessons-from-the-ukraine-russia-conflict-usvs-and-the-applicability-to-the-baltic-and-high-north/. 92 For example, in September 1939, in December 1940 and October 1942. Bernd Stegemann, ‘Vierter Teil: Die erste Phase der Seekriegsführung’, 162, in: Klaus A. Maier, Horst Rohde, Bernd Stegemann and Hans Umbreit (eds.), Das Deutsche Reich und der Zweite Weltkrieg Vol. II (Stuttgart: Deutsche Verlagsanstalt 1979), 159–188; Werner Rahn, ‘The Atlantic in the Strategic Perspective of Hitler and his Admirals, 1939–1944’, 160, 164, in: N.A.M. Rodger, J. Ross Dancy, Benjamin Darnell and Evan Wilson (eds.), Strategy and the Sea: Essays in Honour of John B. Hattendorf (Woodbridge: The Boydell Press 2016), 159–168. 93 Michael Salewski, Die deutsche Seekriegsleitung 1935–1945 Vol. I (Frankfurt am Main und München: Bernard & Graefe 1970), 128; Stegemann, ‘Vierter Teil: Die erste Phase der Seekriegsführung’, 162; Rahn, ‘The Atlantic in the Strategic Perspective of Hitler and his Admirals, 1939–1944’, 160, 164. 94 See Adolf Hitler on 31 May 1943: ‘The number of resources that submarine warfare would tie up, even if it were no longer to achieve great success, is so extraordinarily large that I cannot allow the enemy to free up these resources’ Gerhard Wagner (ed.), Lagevorträge des Oberbefehlshabers der Kriegsmarine vor Hitler 1939–1945 (München: J.F. Lehmanns Verlag, 1972), 510. 95 Craig Symonds, ‘Alfred Thayer Mahan’, 33, in: Geoffrey Till (ed.), Maritime Strategy and the Nuclear Age (London and Basingstoke: MacMillan Academic and Professional Ltd, 1990)) [1984], 28–33. 96 Alfred Thayer Mahan, Lessons of the War with Spain and other Articles (Boston: Little, Brown, and Company, 1899), 300. 97 Elisabeth Braw , ‘The Invasion of Ukraine Is Causing Crisis at Sea’, Foreign Policy, 7 March 2022, https://foreignpolicy.com/2022/03/07/ukraine-shipping-supply-war/; Interview with a Representative of an anonymous maritime stakeholder that was heavily affected by the War in Ukraine on 25 October 2023. 98 Paul Adams, ‘Ukraine Claims to Retake Black Sea Drilling Rigs from Russian Control’, BBC, 11 Sept. 2023, https://www.bbc. com/news/66779639. 99 Instytut Viĭs’kovo-Mors’kykh Syl, ‘Doktrina: Viĭs’kovo-Mors’ki Syly Zbroĭnykh syl Ukraïny’, January 2021, 79, https://ivms.mil.gov.ua/wp-content/uploads/2021/12/doktryna_vijskovo-morski-syly-zbrojnyh-syl-ukrayinydiv.pdf. 100 Ibid., 76. 101 Militarnyi, ‘Frigates for Ukrainian Navy: the construction agreement was included into contract with the United Kingdom’, 25 Nov. 2021, https://mil.in.ua/en/news/frigates-for-ukrainian-navy-the-construction-agreement-was-included-into-contract-with-the-united-kingdom/. 102 Vitaly Semenov, ‘Prospects for the Development of the Naval Forces of the Armed Forces of Ukraine Until 2035’, Forum: ‘State Maritime Strategy. Development and implementation of maritime potential of Ukraine’ at the National Defence University of Ukraine on 23 May 2024. 103 Tayfun Ozberk, ‘Turkish Shipyard Lays Keel Of Ukraine’s 2nd MILGEM Corvette’, Naval News, 18 Aug. 2023, https://www.navalnews.com/naval-news/2023/08/turkish-shipyard-lays-keel-of-ukraine-2nd-milgem-corvette/. 104 UK Ministry of Defence, ‘British minehunting Ships to Bolster Ukrainian Navy as UK and Norway Launch Maritime Support Initiative’, 11 Dec. 2023, https://www.gov.uk/government/news/british-minehunting-ships-to-bolster-ukrainian-navy-as-uk-and-norway-launch-maritime-support-initiative#:~:text=The%20UK%20will%div20lead%20a,ships%20for%20the%20Ukrainian%20Navy. 105 Bern Keating, The Mosquito Fleet (New York, NY: Scholastic Book Services, 1969) [Originally Published 1963]. 106 Viĭs’kovo-Mors’ki Syly Zbroĭnykh syl Ukraïny, ‘Strategy of the Naval Forces of the Armed Forces of Ukraine 2035’, 11 Jan. 2019, https://navy.mil.gov.ua/en/strategiya-vijskovo-morskyh-syl-zbrojnyh-syl-ukrayiny-2035/. 107 Milan N. Vego, Naval Strategy and Operations in Narrow Seas, 2nd ed. (Abingdon and New York, NY: Cass, 2003), 110. 108 Interview with Admiral (ret.) Ihor Kabanenko on 06 November 2024. 109 Ihor Kabanenko, ‘Ukraine’s New Naval Doctrine: A Revision of the Mosquito Fleet Strategy or Bureaucratic Inconsistency?’, Eurasia Daily Monitor, 25 May 2021, https://jamestown.org/program/ukraines-new-naval-doctrine-a-revision-of-the-mosquito-fleet-strategy-or-bureaucratic-inconsistency/. 110 Prezydent Ukraïny, ‘Ukaz Prezydenta Ukraïny No. 217/2020’, 2020, https://www.president.gov.ua/docdivuments/2172020–34,085. 111 Interview with an authoritative Ukrainian source in June 2024. 112 Lee Willett, ‘Ukrainian Navy Chief Details Future Force Requirements’, Naval News, 18 Dec. 2023, https://www.navalnews.com/naval-news/2023/12/ukrainian-navy-chief-details-future-force-requirements/. 113 Sergej Sumlenny, ‘Naval Drones in Russo-Ukrainian War: from the current stand to the future development’, presentation given at the German Command and Staff College on 19 June 2024; Kramer, ‘In a Tough Year on Land’. See also various articles by the newspaper The Kyiv Independent. Militarnyi, ‘The Ukrainian Navy received naval drones equipped with strike FPV drone’, 8 Dec. 2024, https://mil.in.ua/en/news/the-ukrainian-navy-received-naval-drones-equipped-with-strike-fpv-drones/. 114 Andrii Ryzhenko, ‘Ways of Developing the Naval Capabilities of Ukraine to Ensure the Military Security of the State at Sea, Taking into Account the Experience of the Russian-Ukrainian war’, forum: ‘State Maritime Strategy. Development and implementation of maritime potential of Ukraine’, National Defence University of Ukraine on 23 May 2024. 115 Sanders, Deborah ‘Rebuilding the Ukrainian Navy’, Naval War College Review, 70/4 (2017), Article 5, 74; Jason Y. Osuga (2017), ‘Building an Asymmetric Ukrainian Naval Force to Defend the Sea of Azov, Pt. 2’, CIMSEC, 2 Oct. 2017, https://cimsec.org/tag/ukraine/page/2/; Defense Express, ‘Ukraine’s Navy Looking To Acquire 30 New Warships By 2020’, 12 Apr. 2018, https://old.defence-ua.com/index.php/en/news/4367-ukraine-s-navy-looking-to-acquire-30-new-warships-by-2020; Kabanenko, ‘Ukraine’s New Naval Doctrine’. 116 Adam Schreck and Hanna Arhirova, ‘Russia Unleashes Biggest attacks in Ukraine in Months’, The Associated Press News, 11 Oct. 2022, https://apnews.com/article/russia-ukraine-kyiv-government-and-politics-8f625861590b9e0dd336dabc0880ac8c; Michael N. 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Colonel Dr. Christian Richter, expert on public international law, and two unknown peer- reviewers for helpful comments on an earlier version.  Disclosure statement No potential conflict of interest was reported by the author(s). Notes on contributor Tobias Kollakowski is a research fellow at the German Institute for Defence and Strategic Studies. Adams, Paul, ‘Ukraine Claims to Retake Black Sea Drilling Rigs from Russian Control’, BBC, 11 Sept. 2023, https://www.bbc.com/news/66779639. AFP, ‘Ukraine Says Sank Russian Landing Craft at Snake Island’, The Moscow Times, 11 May 2022, https://www.themoscowtimes.com/2022/05/07/ukraine-says-sank-russian-landing-craft-at-snake-island-a77614. AP News, ‘Ukrainian Navy Says a Third of Russian Warships in the Black Sea Have Been Destroyed or Disabled’, 26 Mar. 2024, https://apnews.com/article/russia-ukraine-war-black-sea-navy-warships-8f614d856370a564ffee1e49f5313343. Arnauld, Andreas von, Völkerrecht (Heidelberg: C.F. 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Lehmanns Verlag 1972). Walker, Shaun, ‘Odesa Suffers ‘Hellish night’ as Russia Attacks Ukraine Grain Facilities’, The Guardian, 19 July 2023, https://www.theguardian.com/world/2023/jul/19/odesa-suffers-hellish-night-as-russia-attacks-ukraines-grain-facilities Welt, ‘Militärexperte Gressel: Darum hat die ukrainische Armee kaum eine Chance gegen Russen‘, 24 Jan. 2022, https://www.youtube.com/watch?v=aNzUf3zllJ4 Willett, Lee, ‘Ukrainian Navy Chief Details Future Force Requirements’, Naval News, 18 Dec. 2023, https://www.navalnews.com/naval-news/2023/12/ukrainian-navy-chief-details-future-force-requirements/ Yohannes-Kassahun, Bitsat, ‘One Year Later: The Impact of the Russian Conflict with Ukraine on Africa’, United Nations Africa Renewal, 13 Feb. 2023, https://www.un.org/africarenewal/magazine/february-2023/one-year-later-impact-russian-conflict-ukraine-africa

Defense & Security
The flags of the Russia, United States, China and are drawn on a piece of ice in the form of an Arctic iceberg against a blue sky. Conflict of interests in the Arctic, Cold War, Arctic shelf

Divided Arctic in a Divided World Order

by Rasmus Gjedssø Bertelsen

한국어로 읽기 Leer en español In Deutsch lesen Gap اقرأ بالعربية Lire en français Читать на русском Introduction Arctic order historically, currently, and in the future reflects the world order. The idea of ‘Arctic exceptionalism’ is not valid and is a poor guide for policy. During Cold War bipolarity, the Arctic was divided between the Soviet Arctic and the Nordic and North American Arctic. US victory and Soviet defeat in the Cold War led to US unipolarity and hegemony which was the basis for a circumpolar (including Russia) liberal (as opposed to realist) Arctic order with organizations, such as the Arctic Council, International Arctic Science Committee, University of the Arctic, Barents and Bering regional cooperation, all on liberal topics such as science, environment, Indigenous rights, people-to-people cooperation.Footnote1 US unipolarity and hegemony are slipping away to world order characteristics of continued US unipolarity and hegemony, Sino-American bipolarity in economics and S&T and multipolarity illustrated by BRICS+. Sino-US competition and US-Russia conflict to the extent of proxy-war in Ukraine reflect these changes. The Arctic, which is de facto divided between the US-led NATO-Arctic and the Russian Arctic, where Russia reaches out to the BRICS+ in diplomacy, economics, and S&T, reflects these changes to world order. There is wishful thinking in the West of returning to post-Cold War US unipolar and hegemonic ‘liberal world order’ or ‘rules-based order’ and the circumpolar liberal Arctic order with it. This wish is probably unrealistic for global trends in demography, economics, S&T, legitimacy, etc. Significant conflict can be expected between the US/West and China and Russia on developments in world order, with the Global South standing by. The Arctic is likely to remain divided between the US-led NATO Arctic and the Russian Arctic seeking engagement with the BRICS+ world for the future with extremely limited cooperation and risk of spill-over from the Ukraine War and other US-Russia-China conflicts. The Arctic in international order There are two common, but invalid, narratives about the Arctic, which are poor guides for policy: First, ‘Arctic exceptionalism’, that the Arctic was apart from international politics and allowed for West-Russia cooperation unlike elsewhere, especially between the Russian annexation of Crimea in 2014 and the Russian full-scale invasion of Ukraine in 2022. Second, a presentist discourse, where international interests in the Arctic are seen as rising in the last 15 years, driven by climate change, the Russian flag planting on the seafloor of the North Pole in 2007, and the United States Geological Survey’s assessment of oil and gas resources in 2008, north of the Arctic Circle. Rather, the Arctic has for centuries closely mirrored the international system, whether multipolar with Western colonial empires before the World Wars, bipolar Cold War between the US and the USSR, post-Cold War US unipolarity and hegemony, or the current emerging Sino-American bipolarity and multipolarity. During 2014–2022, cooperation in the Arctic was not exceptional compared to US-Russia non-proliferation cooperation, most notably with the Iran nuclear deal in 2015, or removing chemical weapons from Syria. There was extensive US-Europe-Russia and wider collaboration around the International Space Station. There was extensive energy trade and investment between Russia and Europe, most notably with the Nord Stream 1 and 2 pipelines under the Baltic Sea. The bipolar Cold War Arctic in the bipolar Cold War order Bipolarity with two superpowers standing out from all other great powers due to their demographic, economic, science and technology, military, and ideological weight and global claims, the US and the USSR, shaped the the Cold War order. Bipolar logic shaped the international order. John Mearsheimer explains well the structural logic of a nuclear-armed bipolar superpower security competition, and he points out how each superpower formed ‘bounded orders’ of allies and clients to discipline them and mobilize their resources. These bounded orders were the West for the US with its institutions, and the East Bloc for the USSR.Footnote2 This bipolar logic was also clear in the Arctic, divided between the Nordic and North American Arctic of the West and the Soviet Arctic by the Iron Curtain in Europe and the Ice Curtain in the Bering Strait. Circumpolar Arctic cooperation was limited to the Polar Bear Treaty of 1973 between the USSR, Norway, Kingdom of Denmark, Canada, and the US, Norwegian Soviet joint fisheries management in the Barents Sea, and some Bering Strait cooperation. The Arctic was exceptionally militarized during the Cold War driven by the mutual nuclear deterrence between the US and the USSR, where the Arctic played a central role for geostrategic and technological reasons. The Arctic was the shortest flight path for bombers and missiles, and sea ice offered cover for nuclear ballistic submarines. This exceptional militarization of the Arctic harmed the human security of Arctic local and indigenous communities through forced displacement, security service surveillance, and pollution, including notable nuclear accidents, as the 1968 B52 bomber crash off Northwest Greenland with four H-bombs causing extensive radioactive contamination of much Soviet nuclear material in and around the Kola Peninsula, including sunken submarines with nuclear fuel or weapons on board.Footnote3 Circumpolar liberal Arctic order under US unipolarity The Cold War ended with US victory and Soviet defeat and dissolution, also caused by the US pressuring the USSR into a strategic nuclear arms race, that the Soviet economy could not support. US Navy operations near the Soviet Northern Fleet nuclear bastion around the Kola Peninsula were an important part of this pressure.Footnote4 The Arctic was also part of Mikhail Gorbachev’s attempt to save the USSR by reform and lowering external tension. Gorbachev called the Arctic as a zone of peace, environmental protection and scientific collaboration in his 1987 Murmansk speech, in contrast to being at the heart of a strategic nuclear arms race with the US, which the USSR could not sustain. Gorbachev’s reforms failed to avert the dissolution of the USSR and deep socio-economic, public health, and law and order crisis in Russian society during the 1990s. The Russian State withdrew to a significant extent from its Arctic, leaving military facilities and society behind. Sino-American bipolarity comes to the Arctic The relative distribution of comprehensive material and immaterial power of the strongest States shapes international order. States stay the predominant actors since the emergence of a state system, not denying powerful non-State actors historically and today. The US unipolarity after the Cold War was an exceptional time of international history and not the ‘End of History’ as believed by some quarters in the West (Fukuyama). History is returning to normal with the return of major centres of economic output and science and technology outside the West. Ironically, US unipolarity laid the foundation for the ‘Return of history’, rather than the ‘End of History’. Since the 1990s, the world experienced globalization with economic, science and technology, and cultural integration. The US as the sole superpower provided public goods and facilitated and coordinated many of these economic, scientific, and technological, and cultural flows. Globalization undermined US unipolarity, facilitating the faster relative growth of non-Western States. China’s export-oriented growth, returning it to its historical position as one of the world’s largest economies is the most important dimension for changes to world order. In parallel, other emerging markets have grown adding multipolar dimensions to international order. International Relations theory serves to think about how to respond to the return of China. About 20–25 years ago, Professor Joseph S. Nye (Harvard University) and Professor John Mearsheimer (University of Chicago) articulated two major approaches with coherent theoretical and strategic visions for the Sino-American relationship. Nye, as a liberal institutionalist scholar and policymaker in the Bill Clinton Administration, presented a vision of ‘integrate, but hedge’. China integrated in the US-led world economy as member state of the World Trade Organization, while the US hedged against the rise of China by reinforcing its alliance with Japan.Footnote5 There were strong US and Western liberal expectations of Chinese economic growth and openness leading to political openness and reform. These expectations proved to be belied and ethnocentric. Mearsheimer, in line with his offensive realist theory, clearly outlined how the US had to keep China from becoming a regional hegemon in East Asia through a containment strategy.Footnote6 The US’ China strategy has shifted from the Nye perspective to the Mearsheimer perspective, while Mearsheimer himself is ostracized for his valid, but politically unacceptable, analysis of the Ukraine War. Mearsheimer explains how Sino-American bipolarity works with realist great power State security competition, and how competing great powers form their ‘bounded orders’ of allies and clients to discipline and mobilize these.Footnote7 The US is shaping a NATO+ order of the NATO member states and Australia, New Zealand, Japan, and South Korea. The US is increasingly engaging in trade and technology wars with China to slow down its growth rate, clearly denying its access to fundamental technologies of future knowledge-based economies. A realist focus on relative gains explains US policy to reduce China’s growth rate. China has a population more than three times that of the US with an absolute economy approaching the US economy. The US cannot allow China to catch up relatively with it, as that would imply a much larger Chinese economy than that of the US. Liberals (politically and theoretically) would ascribe the US policy to different domestic political systems, but the logic of anarchy points out how domestic political systems are of secondary concern, and empirically the US firmly bypassed and disciplined the previous Anglo-Saxon superpower, Britain. US-India relations can be expected to deteriorate with India’s socio-economic development, where India has a much younger population than China with great economic growth potential. China predicted the US abandoning its own open and globalized international economic policy out of concern for China’s relative rise to the US. China pursued a domestic and international economic policy much less dependent on US benevolence. In the domestic sphere, China pursued an economy based on domestic demand. Externally, China built up a parallel international economic and science and technology system with the Belt and Road Initiative with the Asian Infrastructure Investment Bank. Other bodies, such as the Shanghai Cooperation Organization in security reflect parallel orders and institutions to the US-led Western institutions. Sino-American bipolarity also became clear in the Arctic about 10–15 years ago. China started to appear as a diplomatic, economic, science and technology actor in the Arctic. Western surprise and consternation to this development reflects the great difficulties many Westerners have in facing a world, where the Rest takes an interest in the West, and not only the West taking an interest in the Rest as during centuries of imperialism and colonialism. It should not be surprising that China as one of the world’s two largest national economies and science and technology systems (with the US) has interests in the Arctic, or anywhere else in the world. The US is globally present in politics, defence, diplomacy, economics, science and technology, culture, etc. The unfortunate Chinese term of ‘near-Arctic State’ to legitimize Chinese involvement in the Arctic drew much Western ridicule and opposition. In comparison, the US and the West seem to be ‘near-everywhere’ States. One place where the Sino-American bipolar logic appeared soon and clearly has been the Kingdom of Denmark with the North Atlantic and Arctic overseas autonomies of the Faroe Islands and Greenland. The US applies pressure on the Kingdom of Denmark to exclude Chinese investment, science and technology, in line with Mearsheimer’s argument of a superpower building bounded orders to mobilize and discipline allies and clients in security competition with a competing great or superpower. The Faroe Islands are located between Iceland, Norway, and Scotland. They are centrally placed in the Greenland-Iceland-UK Gap controlling North-South access and blocking the Soviet-Russian Northern Fleet going south for NATO or the US and NATO navies going north for USSR/Russia. The Faroe Islands are becoming increasingly independent from Denmark. Huawei has long been a partner for the Faroese telecom company, which planned to continue with Huawei for 5G. This partnership came under increasing scrutiny from Danish and US sides. The Chinese ambassador to Copenhagen during a visit to the Faroe Islands linked the Faroe Islands choosing Huawei with prospects for a Sino-Faroese free trade agreement (the Faroe Islands are outside the EU and pursue an independent trade policy).Footnote8 The US ambassador to Copenhagen publicly spoke strongly against the Faroe Islands collaborating with Huawei for 5 G.Footnote9 Greenland is geographically North American (remember the Monroe Doctrine), crucial to US (North American) homeland defence, and pursuing independence from the Kingdom of Denmark. Greenland and China have for some time eyed each other for investment and science and technology opportunities. Greenlandic independence primarily rests on economic independence from Denmark and human capital. The economic independence should be through, among other domains, mining, where China and Chinese companies were considered as very important likely investors. Copenhagen regarded Sino-Greenlandic mutual interest with great suspicion for a long time, which was evident from the report on Greenlandic mining from 2014.Footnote10 In 2014, the Royal Danish Navy abandoned Grønnedal, a small, remote old naval facility, established by the US during the Second World War, which was put up for sale. A Chinese mining company showed interest in the facility as a logistics hub for future operations in Greenland. The Danish government promptly took the facility off the market maintaining a token naval presence.Footnote11 Developing Greenlandic tourism requires upgrading the airport infrastructure, which is an enormous project for a nation of 57,000 on a 2 M km2 island. One of the finalists to an international tender was the China Construction Communication Company (4C), which might also have provided financing.Footnote12 The Danish government convinced the Greenlandic government to accept a Danish financing (with a Danish stake) of the renovated and new airports against choosing a Danish construction company.Footnote13 The Greenlandic government was reshaped over this intervention with a coalition party leaving in protest over accepting such Danish interference in Greenlandic affairs. In 2017, China publicly presented its interest in a research station in Greenland, including a satellite ground station, which the Government of Greenland might have been positive towards.Footnote14 This idea has never materialized, first probably delayed by the COVID-19 pandemic, but Denmark and the US would never accept a Chinese research station and/or satellite station in Greenland. The US government has made its pressure on the Danish government public, through former Secretary of Defense, General Jim Mattis.Footnote15 China and Iceland spearheaded Sino-Nordic Arctic research cooperation from the official visit of Chinese premier Wen Jiabao to Iceland in 2012. In 2013, the China Nordic Arctic Research Center was founded, a virtual centre of Chinese and Nordic institutions hosted by the Polar Research Institute of China in Shanghai. CNARC has hosted an annual symposium between China and a Nordic country as well as researcher exchange. Today, Sweden has withdrawn from CNARC, and Denmark does not participate, as the participating Nordic Institute of Asian Studies at the University of Copenhagen has been closed. PRIC and RANNÍS (The Icelandic Center for Research, equivalent to Research Council) held the groundbreaking ceremony for the construction of the China-Iceland Aurora Observatory, now China Iceland Arctic Observatory, at Kárhóll, Northeast Iceland, in June 2014, which I attended. The Observatory opened formally—although unfinished—in October 2018. This collaboration had been hampered by the COVID-19 pandemic and negligence from central authorities and research institutions in the capital, Reykjavik. Today, Iceland is under pressure from the US, including a recent visit by US Congressional staffers, to close CIAO.Footnote16 US-Russia Eastern European security competition divides the Arctic US-Russia security competition, especially in Eastern Europe, became increasingly clear from around 2007–2008. In 2007, Russian President Vladimir Putin delivered a speech at the Munich Security Conference, where he unsurprisingly denounced US unipolarity. Russia had rejected US unipolarity and called for multipolarity since the Primakov Doctrine of the 1990s calling for Russia, China, and India to balance the US. In spring 2008, at the initiative of the US—and with French and German reservations—the NATO Bucharest summit invited Georgia and Ukraine to become member states. In the autumn, fighting broke out between Georgia and Russian forces in the separatist enclaves of Abkhazia and South Ossetia leading to Georgia’s defeat. In autumn 2013, the EU proposed an agreement to Ukraine, which forced Ukraine to choose between Russia and the EU. The Ukrainian President rejected the EU’s proposal, leading to popular protests met with government violence and eventually the President fleeing the country. Russia intervened annexing Crimea and supporting an insurgency in the Donbas.Footnote17 In December 2021, Russia proposed a treaty to the US blocking former Soviet Republics from joining NATO and rolling back NATO troops and equipment in Central and Eastern Europe, which was rejected by the US and allies in January 2022. On 24 February 2022, Russia launched a full-scale invasion of Ukraine, which had led to a war of attrition between Russia and Ukraine. The West extends wide-ranging political, military, economic, and further support to Ukraine and tries to isolate Russia as much as possible. The Rest of the world follows Western policy of isolating Russia to a very limited extent. The Russian annexation of Crimea affected the Arctic in limited ways. The West stopped military dialogues with Russia in the Arctic Security Forces Roundtable and Arctic Chiefs of Defense Forum. The West imposed sanctions on Russian Arctic energy projects, as the US $27 billion Yamal LNG project, which initially had Russian Novatek (60 per cent), French Total (20 per cent), and China National Petroleum Cooperation (20 per cent) ownership. Sanctions forced Novatek to sell 9.9 per cent to the Chinese government’s Silk Road Fund and rely on Chinese bank funding. Russia responded to these sanctions with counter sanctions on Western food exports to Russia, which also affected some Arctic seafood export to Russia. Russia accepted Faroese salmon exports, which led to a boom in Faroese economy. In 2014, there was some protests in the Arctic Council from the Chair, Canada. Otherwise, Arctic Council and other scientific, people-to-people, cooperation continued between Russia and the seven other Arctic States. For Northern Norway, extensive regional cooperation in the Barents region continued. The Russian full-scale invasion of Ukraine led to an almost complete Western cessation of Arctic collaboration with Russia. The other seven Arctic countries refused to collaborate with Russia in the Arctic Council, chaired by Russia 2021–2023. The Seven—now all NATO member states—Arctic Council member states have since backed down significantly. The Arctic Council was always more important to them than to Russia, suggesting that this Western brinkmanship was poorly thought through. There are extensive Western sanctions against the Russian economy, including against Russian Arctic energy projects, which were a key basis for developing the Russian Arctic. Russia had sought to develop a Europe-Russia-East Asia energy system with Russian Arctic oil and gas being exported both West to Europe and East to East Asia and with balanced Western and East Asian investments.Footnote18 The West has almost completely cut science and technology relations with Russia, also in the Arctic. The rare exceptions to continued Arctic science collaboration between West and Russia are for instance, the Norway-Russia Barents Sea Fisheries Commission because Norway also depends on this collaboration. The US continues more academic collaboration with Russia than European countries allow themselves; for instance, receiving Russian Fulbright professors. Norway pursued an extensive regional cooperation policy with Russia, Finland, and Sweden in the Barents Region since 1993 with much support for cross-border people-to-people exchange for youth, in education, academia, culture, environment, business development, and further. This collaboration built extensive insight, experience, networks, and access in Russia at North Norwegian institutions, as UiT The Arctic University of Norway, UNN The University Hospital of Northern Norway, the Norwegian Polar Institute, the Arctic Frontiers Conference, businesses such as Akvaplan-Niva marine environmental consultancy, and in academia, civil society, education, and government. The border town of Kirkenes depended for about a third of its economic turnover on trade with Russia. These connections are now almost completely cut by Norwegian government policy. Russian society and politics did become much more closed and authoritarian during this period, but that was for internal political reasons and not directed against Norway. Personally, I had successful high-level academic cooperation with some of the key Russian academic institutions funded by Norwegian public funds until they were forbidden by Norwegian government policy after the Russian invasion of Ukraine. My last personal visit to Moscow was in December 2019, and I was planning to visit with a sizeable group of Norwegian faculty and PhD candidates in April 2020, postponed due to the COVID-19 pandemic. The rapid division of world order in a NATO+ and a BRICS++ world The world is separating into a NATO+ grouping of NATO countries and Australia, New Zealand, Japan, and South Korea, under clear US leadership, and the Rest. The Rest, I call BRICS++ for the BRICS+ grouping and many other countries. This separation is clear through demography, economy, and science and technology. Humanity is about 8 billion people, compared to the West, which is about 1 billion, making it a small minority. Humanity is expected to grow to 10 billion, where the West will remain at about 1 billion, a shrinking small minority. The dominance of the West has rested on economic development and science and technology, translated into military force, with a shrinking demographic share of the world economy, scientific and technological development and relative power shifts from the West to the Rest. Legitimacy and credibility divisions are also clearly visible between the NATO+ and the BRICS++ worlds concerning the war in Ukraine, where the West is astonished by its own isolation. To great surprise, the Rest of the world have not followed the West’s attempts to isolate Russia diplomatically and economically. This rejection of the West’s position was clear from the very first UN Security Council debate on the Russian invasion of Ukraine on 24 February 2022. Russian veto and Chinese and Indian abstentions were not surprising, but the abstention by the United Arab Emirates was remarkable considering the close security and other partnerships between the GCC countries and the US and historically the UK. The speech during the debate on 21 February 2022, a few days prior, by the Kenyan ambassador to the Security Council, condemning Russia’s recognition of breakaway regions but reminding that other UNSC permanent members had also violated international law, showed the lack of Western credibility and legitimacy on the issue.Footnote19 Western credibility and legitimacy have eroded further by supporting Israel’s genocide in Gaza since the 7 October 2023 Hamas attack on Israel. The Division of the Arctic in a NATO Arctic and Russian BRICS++ Arctic. The effects of world order on the Arctic are clear, applying the analytical lenses of unipolar, bipolar, and multipolar traits of world order to the Arctic. The world is increasingly becoming Sino-American bipolar, where the US seeks to maintain unipolarity through a global containment strategy of China. This struggle is also evident in the Arctic; for instance, US pressure on the Kingdom of Denmark to exclude Chinese investment, science and technology in the Faroe Islands and Greenland. The US keeps up an ever-stronger anti-Chinese Arctic discourse from Secretary of State Mike Pompeo’s 2019 speech in Rovaniemi, Finland, to US Senator Lisa Murkowski at the Arctic Circle Assembly in Reykjavik in 2024. Russia has opposed US unipolarity since the 1990s, seeking multipolarity. The conflict between US and Russian multipolarity ultimately escalated via the 2014 annexation of Crimea, the 2022 invasion of Ukraine and the proxy war in Ukraine. This conflict has led to an almost complete division of the Arctic into NATO-Arctic (collaborating with the wider NATO+ world and further) and the Russian Arctic. Russia reaches out all it can diplomatically, economically, and in science and technology to the BRICS++ world, especially China and India. The Rest of the World seems restrained from pursuing Russian Arctic opportunities by the risk of US and Western secondary sanctions and other NATO Arctic pushbacks. Conclusion: looking forward for world and Arctic order The world is—as usual for international history—marked by the struggle over the world order among the strongest State actors. This struggle was forgotten especially by European observers during the post-Cold War era, with the illusion of End of History and confounding globalization and modernization with Westernization. Instead, we have had the Return of History and the return of historically very large non-Western economic, science and technology actors as China, followed by others. The current struggle over the world order also shapes the Arctic, as was historically clear, especially during the Second World War and the Cold War. The US is determined to prolong post-Cold War unipolar dominance expressed as ‘rules-based order’, where the US defines the rules, to whom, and when they apply. Europe has found an apparently comfortable and completely dependent position in this US-led order. The Rest of the World less so, with China and Russia explicitly rejecting this US-led order. The conflict over world order between the US and its bounded order in the NATO+ world in Europe, Oceania, and East Asia and the Rest of the World, can only be expected to escalate. The US must either stop Chinese economic, science and technology development (and later other peer competitors), or demographics, economy, science and technology will lead to a more bipolar and multipolar world. Europe by its dependence on the US is forced to follow this US strategy. The war in Ukraine can lead to a frozen conflict, where the overall Russia-West relationship remains highly conflictual, including in the Arctic. Ukrainian defeat or a negotiated settlement with a neutralized Ukraine and cessation of territory to Russia will also probably lead to a decadal severance of economic, science and technology, people-to-people ties between Russia and the West, including in the Arctic. A Russian defeat is unlikely because of difference in Russian and Ukrainian manpower and resources. China is unlikely to allow Russia to succumb to the US, which would put defeated Russia on China’s Northern frontier in China’s own conflict with the US. All in all, world order seems highly conflictual and with increased separation between the NATO+ and the BRICS++ world, which will only bring humanity more conflict and less economic development and growth, unlike the age of post-Cold War globalization. This division will be replicated in the Arctic. Disclosure statementNo potential conflict of interest was reported by the author(s).Additional informationNotes on contributorsRasmus Gjedssø Bertelsen is Professor at UiT The Arctic University of Norway. Views expressed are personal. Notes 1. Rasmus Gjedssø Bertelsen, ‘Unipolarity and Order in the Arctic’. Nina Græger, Bertel Heurlin, Ole Wæver, Anders Wivel, (Eds.), Polarity in International Relations. Governance, Security and Development, Palgrave Macmillan, Cham, 2022 at https://doi.org/10.1007/978-3-031-05505-8_16. 2. John J. Mearsheimer, ‘Bound to Fail: The Rise and Fall of the Liberal International Order’, International Security, 43 (4), 2019, pp. 7–50 at https://doi.org/10.1162/isec_a_00342 3. George Lindsey, ‘Strategic Stability in the Arctic’, Adelphi Papers 241, International Institute for Strategic Studies, 1989. 4. Steven E. Miller, ‘The Return of the Strategic Arctic’, in The Arctic Yearbook, 2023 at https://arcticyearbook.com/images/yearbook/2022/Commentaries/6C_AY2022_Miller.pdf. 5. Joseph S. Nye, ‘The Challenge of China’, in Stephen Van Evera (Ed.) How to Make America Safe: New Policies for National Security, The Tobin Project, Cambridge, MA 2006 at https://tobinproject.org/sites/default/files/assets/Make_America_Safe_The_Challenge_Of_China.pdf. 6. John J. Mearsheimer, ‘The Rise of China Will Not Be Peaceful at All’, The Australian, 18 November 2005 at https://www.mearsheimer.com/wp-content/uploads/2019/06/The-Australian-November-18-2005.pdf. 7. John J. Mearsheimer, ‘Bound to Fail: The Rise and Fall of the Liberal International Order’, International Security, 43 (4), pp. 7–50, 2019 athttps://doi.org/10.1162/isec_a_00342. 8. Thomas Foght, ‘Hemmelig lydoptagelse: Kina pressede Færøerne til at vælge Huawei’ [Secret Sound Recording: China Pressured the Faroe Islands to Choose Huawei]. Danmarks Radio, 2019 at https://www.dr.dk/nyheder/indland/hemmelig-lydoptagelse-kina-pressede-faeroeerne-til-vaelge-huawei. 9. Adam Satariano, ‘At the Edge of the World, a New Battleground for the US and China’, New York Times, 2019 at https://www.nytimes.com/2019/12/20/technology/faroe-islands-huawei-china-us.html. 10. The Committee for Greenlandic Mineral Resources to the Benefit of Society, ‘To the Benefit of Greenland’. Ilisimatusarfik-University of Greenland; University of Copenhagen, 2014 at https://vbn.aau.dk/ws/files/208241864/To_the_benefit_of_Greenland.pdf. 11. Martin Breum, ‘Analyse: Stoppede Danmarks statsminister kinesisk opkøb i Grønland?’ [Analysis: Did the Danish Prime Minister Stop Chinese Acquisition in Greenland?]. High North News, 2018 at https://www.highnorthnews.com/nb/analyse-stoppede-danmarks-statsminister-kinesisk-opkob-i-gronland. 12. Teis Jensen, ‘Greenland shortlists Chinese company for airport construction despite Denmark’s concerns’, Reuters, 2018 at https://www.reuters.com/article/world/greenland-shortlists-chinese-company-for-airport-construction-despite-denmarks-idUSKBN1H32XG/. 13. Statsministeriet, ‘Aftale mellem regeringen og Naalakkersuisut om dansk engagement i lufthavnsprojektet i Grønland og styrket erhvervssamarbejde mellem Danmark og Grønland’ [Agreement Between the [Danish] Government and Naalakkersuisut [Government of Greenland] on Danish Involvement in the Airport Project in Greenland and Enhanced Business Collaboration Between Denmark and Greenland] Statsministeriet. Formandens Departement, 2018 at https://www.stm.dk/media/8148/10-09-2018_aftale_mellem_regeringen_og_naalakkersuisut.pdf. 14. Martin Breum, ‘Kina vil bygge kontroversiel forskningsstation i Grønland’. [China Wants to Build Controversial Research Station in Greenland], 2017 at https://www.information.dk/udland/2017/10/kina-bygge-kontroversiel-forskningsstation-groenland. 15. Damian Paletta and Itkowitz Colby, ‘Trump Aides Look into US Purchasing Greenland after Directives from President’. The Washington Post, 2019 at https://www.washingtonpost.com/business/2019/08/16/america-first-greenland-second-is-trumps-latest-white-house-directive/. 16. ‘Letter to Anthony Blinking and Lloyd Austin’, Select Committee on the Chinese Communist Party, United States Congress, 2017 at https://democrats-selectcommitteeontheccp.house.gov/sites/evo-subsites/democrats-selectcommitteeontheccp.house.gov/files/evo-media-document/10.16.24_PRC%20dual%20use%20research%20in%20the%20Arctic__.pdf. 17. John J. Mearsheimer, ‘Why the Ukraine Crisis is the West’s Fault: The Liberal Delusions That Provoked Putin’, Foreign Affairs, September/October, 2014 at https://www.mearsheimer.com/wp-content/uploads/2019/06/Why-the-Ukraine-Crisis-Is.pdf. 18. Mariia Kobzeva and Rasmus Gjedssø Bertelsen, ‘European-Russian-Chinese Arctic Energy System’,in Xing Li (Ed) China-EU Relations in a New Era of Global Transformation, London: Routledge, London, 2021, 22p. 19. Martin Kimani, ‘Statement by Amb. Martin Kimani, during the Security Council Urgent Meeting on the Situation in Ukraine’, The Permanent Mission of the Republic of Kenya, United Nations Security Council, February 2022 at https://www.un.int/kenya/sites/www.un.int/files/Kenya/kenya_statement_during_urgent_meeting_on_on_ukraine_21_february_2022_at_2100.pdf.

Defense & Security
Chess made from flags of Ukraine, US, EU, China and Russia

The new global chessboard: Europe, America, Russia and China in the Ukraine war

by Bruno Lété

Abstract The Ukraine war has reshaped the global geopolitical landscape, positioning Europe, America, Russia and China as key players on a new global chessboard. Europe is grappling with the dual challenge of ensuring regional security and managing the economic fallout from the conflict. America’s evolving global relationships are marked by a burden-shift with Europe, diplomatic efforts to further deter Russian aggression and a strategic rivalry with China. For Russia, the invasion of Ukraine is a bid to reassert its influence, but it faces severe international sanctions and military setbacks, constraining its strategic ambitions. And China is navigating a complex balancing act between supporting Russia and maintaining its economic ties with the West. This complex interplay of alliances and rivalries underscores the shifting dynamics of global power and the urgent need for diplomatic solutions to ensure stability and peace. Introduction On 27 March 2025 a Summit on Peace and Security for Ukraine was organised by President Emmanuel Macron in cooperation with British Prime Minister Keir Starmer. It was held in Paris. This summit was part of an ongoing series of political and operational meetings that the UK and France have been organising alternately over several weeks, aimed at contributing to a sustainable and just peace in Ukraine. This particular summit saw the participation of 31 countries, including non-EU nations such as the UK, Norway, Canada and Iceland, as well as high-profile figures such as the NATO secretary general, the president of the European Commission and the president of the European Council. Ukrainian President Volodymyr Zelensky also attended. The increased frequency of meetings among this wide-ranging ‘coalition of the willing’ is recognition, in Europe’s eyes, of the immediate need to establish and permanently guarantee security and peace in the long term for Ukraine. It is evident that the unconditional ceasefire that Ukraine had declared its readiness to enter into on 11 March in Saudi Arabia has since evolved into a proposal for a limited ceasefire with additional conditions and demands from Russia. Moscow is employing delaying tactics, and there is a growing realisation, even within the US, that Russia is not genuinely interested in ending the war. Europe’s novel security approach: ‘Peace through strength’ This fear of a prolonged conflict in Ukraine, and the perceived risk of war between Europe and Russia, has pushed the European Commission to propose a way forward in its Joint White Paper for European Defence Readiness 2030 (European Commission 2025), which can be encapsulated by the motto ‘peace through strength’. This approach entails rapidly increasing military support for Ukraine, including the provision of more ammunition, artillery, air defence systems, drones and training. Additionally, it involves enhancing the capabilities of European countries by them investing more in their own defence, simplifying administrative processes and fostering better industrial cooperation, including with the Ukrainian defence industry. The European Commission has also outlined the financial instruments that have been established in record time to address these specific challenges. The primary objective of these financial instruments is to bolster European defence spending, with the EU targeting a total of €800 billion. This includes €150 billion in loans available to member states through a new Security Action for Europe (SAFE) instrument and up to €650 billion from national defence budgets, corresponding to an expenditure of 1.5% of GDP that can be excluded from national budgets by activating the ‘national escape clause’ of the EU’s Stability and Growth Pact. Additionally, private financing and funds from the European Investment Bank will be mobilised for investments in priority capabilities. Furthermore, the EU has identified several priority capabilities for investment. In the short term, joint EU purchases should focus on missiles and artillery systems. In the medium term, the goal is to develop large-scale EU systems in integrated air and missile defence, military mobility and strategic enablers. NATO standards will continue to serve as the foundation, and it is crucial that these standards are shared with the EU. Finally, ‘peace through strength’ also includes the further European integration of Ukraine, with Brussels clearly considering Ukraine the EU’s first line of defence. The Commission’s Joint White Paper and a parallel initiative launched by High Representative Kaja Kallas both aim to bolster military support for Kyiv and stress the importance of defence procurement both with and within Ukraine. Despite the commendable pace and scope of the numerous recent initiatives undertaken by the EU, it is imperative to recognise that these commitments must still be translated into tangible actions. The European Commission remains hopeful that the proposals delineated in the Joint White Paper can be actualised during the Polish Presidency, with the aim of reaching concrete decisions by the European Council meeting scheduled for 26–7 June. However, considering the ongoing deterioration of the European security landscape, it could be argued that this deadline lacks the requisite sense of urgency needed to address the pressing challenges ahead. European peace through strength—but not without the US While Europe is building its rise as a security, defence and military actor, there is a consensus among most EU member states that these efforts should not happen to the detriment of NATO and that there is a need to maintain solid US involvement in European security. Strength is not merely a matter of political initiatives but also of demonstrating a clear readiness to engage militarily. There must be a deterrent effect from military power, particularly in anticipation of potential new Russian offensives once Moscow rebuilds its troops and supplies during a future ceasefire or peace deal. And military power is exactly where Europe—willing or not—will still need to rely on the transatlantic partnership for a foreseeable while, due to its current overreliance on strategic US military and intelligence assets. Moreover, the new administration in Washington has manoeuvred fast to have a clear say on the future of European security. It is the US—not Europe—that is leading the diplomacy on a ceasefire or peace deal in Ukraine. And while Europe, in reaction, is focusing on shaping future security guarantees for Ukraine—or even pushing for boots on the ground through a ‘coalition of the willing’—both of these European endeavours hinge, first, on the success of US diplomacy to reach a deal with Russia; and second, on US logistical and intelligence support for the proposed troops on the ground. Without these, most of the ‘willing nations’ may withdraw their commitments. The situation is further complicated by the shortage of operational European troops: for instance, the UK has an expeditionary force, but relies heavily on its air and naval power; France has some units, but in insufficient numbers; and Germany’s contribution remains uncertain. In this context, a European plan to help Ukraine win and maintain peace should not compromise NATO’s resilience and should therefore be developed in close coordination with the alliance, particularly in terms of planning and interoperability. And as Europe is now spending on defence, it should do so while ensuring that its expenditures align with NATO capability objectives. Moreover, military strength is not the only domain in which Europe should continue to keep an eye on the US. Europe notably believes that it is imperative to increase pressure on Russia through sanctions. The EU is unequivocally clear that there can be no consideration of easing sanctions; on the contrary, some member states even advocate for intensifying them. The challenge for Europe, however, remains to emphatically convey this message to the Americans, as any decision by the US to ease sanctions—as requested by Russia—would undermine the most critical form of pressure against Russia. Some EU member states have already raised concerns about the future of European sanctions policy, highlighting the need for new methods to enforce sanctions, particularly if certain EU member states more friendly to Russia decide to obstruct them in the future. Putin’s patient game of chess Meanwhile, President Vladimir Putin has clearly asserted a degree of dominance in the ongoing diplomatic negotiations. He has set preliminary conditions for a ceasefire, made a limited commitment regarding energy infrastructure and subsequently undermined the credibility of his own commitment with new attacks on Ukraine. Despite this, Putin’s demands concerning Western military supplies and intelligence-sharing reveal that Ukrainian attacks on Russian critical infrastructure are causing significant damage and irking the Russian president. Putin’s demands, including the reduction of Ukraine’s military capabilities, the transfer of entire Ukrainian regions to Russian control and the replacement of President Zelensky, are, naturally, unacceptable to Ukraine. These demands also pose the most significant risk to the West: if Russia were to succeed in installing a pro-Russian leader in Kyiv and controlling the Ukrainian military, it would alter the entire power and military balance in Eastern Europe. Should President Trump agree to this, it would likely cause a further deterioration in US–EU relations too. Achieving a middle-ground in any US–Russia agreement for Ukraine currently still poses a formidable challenge. Moscow therefore perceives that it has the momentum in its favour, despite Russia’s inability to achieve any strategic breakthroughs in Ukraine. The financial and human costs of this conflict for Moscow are substantial, while it is making minimal territorial gains. However, while Ukraine has successfully liberated 50% of the territory that was previously occupied by Russia, the Kremlin nevertheless still occupies approximately 20% of Ukrainian territory. Moscow has also likely observed in the US a desire to shift towards finding a consensus and a willingness to negotiate in a transactional manner. Moreover, the recent suspension of US intelligence and military support has already had immediate repercussions on Ukraine’s strength. It has weakened Ukraine’s ability to bring this war to a conclusion and could potentially lead to a temporary ceasefire that would de facto result in the creation of a ‘frozen conflict’—an outcome which Russia would not necessarily view unfavourably. A friendly US visit to Europe . . . On 3 and 4 April 2025, US Secretary of State Marco Rubio participated for the first time in a NATO foreign ministerial meeting. Rubio’s visit to NATO headquarters was notably smoother and more amicable than the visit of his colleague at the Department of Defense, Pete Hegseth, for the defence ministerial meeting in February 2025. Rubio, a seasoned diplomat, adroitly conveyed the message that European allies must significantly increase their defence spending, advocating for allocations of up to 5% of their GDP. He acknowledged the difficulty of this demand but emphasised that it could be achieved incrementally, provided the allies concerned showed a clear and consistent direction of progress. In a similar vein, Rubio addressed the situation in Ukraine, commending the resilience and fighting spirit of the Ukrainian people. He articulated President Trump’s recognition that a military solution in Ukraine is unattainable for both Ukraine and Russia, necessitating a negotiated settlement. Rubio underscored that peace negotiations inherently require compromises from all parties involved. He acknowledged that Ukraine has already made significant concessions, whereas Russia has yet to reciprocate. According to Rubio, Russia is testing President Trump’s resolve, but he also acknowledged that Putin faces severe consequences if he does not promptly agree to a ceasefire, indicating that the timeline for such an agreement is measured in weeks, not months. Rubio concluded by asserting that a peace agreement would be unattainable without European involvement. Rubio also expressed broad support for the EU’s defence initiatives, including the EU Joint White Paper and the ReArm programme. He praised the EU’s efforts to encourage its member states to meet their NATO commitments and to strengthen the industrial base, provided that the non-EU defence industry, particularly American firms, is not unduly excluded. Despite the positive reception of Rubio’s visit to Europe and NATO, there remains an underlying uncertainty about whether other influential figures within President Trump’s Make America Great Again movement share Rubio’s views. The path to achieving a cohesive and effective alliance strategy is fraught with challenges, and it remains uncertain whether NATO will navigate these obstacles successfully and emerge intact. . . . but Washington’s priority is the Asia–Pacific region Above all, the NATO foreign ministerial meeting of early April showed again that the US felt fundamentally displeased with the Western approach to China over the past several decades. The prevailing assumption—that a capitalist and economically prosperous China would inevitably evolve to resemble Western democratic nations—was a misguided and overly optimistic expectation. This erroneous belief has permitted Beijing to engage in deceptive trade and military practices for the past 30 years without facing significant repercussions. Today the US is clearly concerned about the way China has strategically weaponised its industrial capabilities by seamlessly integrating its civilian and military sectors through a dual-use strategy that is particularly evident in critical economic and high-tech domains, such as artificial intelligence. By blurring the lines between civilian and military applications, China has been able to enhance its technological and industrial base, thereby posing a multifaceted challenge to global security. Moreover, for the US, the presence of North Korean soldiers in Ukraine serves as a stark indicator of the interconnected nature of the threats emanating from the Indo-Pacific and European regions. For Washington, the collaborative efforts of adversarial states such as China, Russia, Iran and North Korea in Ukraine and other geopolitical theatres necessitate a similarly unified and strategic approach from democratic like-minded nations to strengthening their alliances and enhancing their collective security measures in response to the evolving geopolitical landscape. Interconnected theatres of confrontation China’s alleged support for the Russian war effort in Ukraine and the military cooperation between Russia and North Korea, and Russia and Iran, clearly illustrate the interconnectedness of security dynamics between Europe, the Asia–Pacific region and the Middle East. The ongoing conflict in Ukraine represents a pivotal moment for the stability of the international system, impacting not only Europe but also other parts of the world. Contrary to the characterisation of the conflict in Ukraine as merely a ‘European war’ a few years ago, the war there is now considered by the West to be a globalised conflict with profound international implications. This perspective is widely accepted among the NATO allies, which recognise the growing interconnection between the three theatres of conflict. This attitude is also increasingly reflected in the enhanced dialogue between NATO and the Indo–Pacific Four partners—Australia, New Zealand, Japan and the Republic of Korea. This cooperation is today seen by allies as mutually beneficial and necessary. Beyond exchanges of intelligence, particularly on the challenges posed by China, support for Ukraine dominates the partnership, alongside the joint battle against hybrid threats, progress on cybersecurity and the strengthening of maritime security. It is widely expected that NATO allies will seek to further strengthen this cooperation at the 2025 NATO summit in The Hague. Among NATO members there is, furthermore, a growing consensus on the need to be firm with China. Allies agree on the necessity of sending a stronger message and taking determined and united actions in terms of deterrence, including at the hybrid and cyber levels, as well as on imposing sanctions against Chinese economic operators involved in China–Russia cooperation in Ukraine. While Russia remains the primary long-term threat to the NATO realm, there is recognition that China poses a significant problem that must be addressed in its full magnitude, particularly in the context of China–Russia cooperation. It is essential to act firmly and in a united way to increase the costs of cooperation with Moscow for Beijing while keeping open the necessary avenues of engagement. Any dissonance between Europe and the US on this issue might otherwise become the root cause of the next big crisis of trust in the transatlantic relationship. China versus a Russian–American rapprochement Russia is not fighting its Ukraine war alone. It is receiving help from allies including China, Iran and North Korea. Moreover, the war in Ukraine is not just about Ukraine’s future. It is also part of a larger global struggle, with Russia seeking position alongside China in a reconfigured world order that is more multipolar and less centred on the US. In this respect, China may be inclined to silently assist Russia in opposing a proposed ceasefire or peace plan for Ukraine put forward by President Trump. Beijing likely recognises that by resolving the conflict in Ukraine and fostering better relations with Russia, Trump’s ultimate objective is to reallocate US diplomatic, military and economic resources to address the growing global influence of China and its impact on US national interests. In this respect Putin appears keen to keep President Xi Jinping informed about American attempts at rapprochement and ongoing negotiations concerning Ukraine. Historically, the ‘good relations’ between China and Russia are relatively recent; the stability of this relationship is attributed to the resolution of their border disputes, their complementary economies and their non-interference in each other’s ideological systems. But Moscow treads carefully as it knows it is the junior partner in the relationship. Moreover, the prospect of an American–Russian rapprochement is not viewed by either Moscow or Beijing with any real sense of threat. Ultimately Russia’s offerings to the US are limited; it has also been asserted that any rapprochement would not have an effect on Moscow–Beijing relations, as Sino-Russian ties are not dependent on any third party. Furthermore, regarding the Ukraine war, China maintains that it is ‘not a party’ to the conflict (DPA 2024). China upholds the principles of the sovereignty and territorial integrity of Ukraine while acknowledging Russia’s legitimate security concerns. In the eyes of Beijing, these principles must be reconciled to end the war. Additionally, China opposes unilateral sanctions on Russia but, due to its significant trade ties with the EU and the US, it accepts the Russian sanctions and their secondary effects on the Chinese economy. The ongoing negotiations on Ukraine are perceived by China as creating crucial momentum for achieving peace through dialogue, which should not be an opportunity missed. The American initiative is seen as a continuation of previous efforts, including the Chinese Peace Plan for Ukraine of 2023, the Ukraine Peace Summit 2024 in Switzerland and the Sino-Brazilian Six-Point Plan, also in 2024 (Gov.br 2024). China calls for non-escalation and direct negotiations, noting the signs of the exhaustion of manpower and resources on both the Russian and the Ukrainian sides. Despite China’s apparently laconic stance vis-à-vis the relationship, an American–Russian rapprochement could cause some concerns for Beijing. Economically, Moscow is less relevant to Beijing than Washington or Brussels. However, Russia holds fundamental strategic value due to its extensive land border with China. In the event of an American–Chinese rivalry escalating into direct conflict, Russia could become a lifeline for Beijing, especially if accompanied by a successful American blockade. These potential risks and scenarios, which seem increasingly likely over time, may serve as a significant incentive for China to obstruct the warming of relations between Moscow and Washington. References DPA (2024). China is not a party to Ukraine war, Xi tells Scholz in Beijing. aNews, 16 April. https://www.anews.com.tr/world/2024/04/16/china-is-not-a-party-to-ukraine-war-xi-tells-scholz-in-beijing. Accessed 15 April 2025. European Commission. (2025). Joint White Paper for European defence readiness 2030. JOIN (2025) 120 final (19 March). https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:52025JC0120. Accessed 15 April 2025. Gov.br. (2024). Brazil and China present joint proposal for peace negotiations with the participation of Russia and Ukraine. 23 May. https://www.gov.br/planalto/en/latest-news/2024/05/brazil-and-china-present-joint-proposal-for-peace-negotiations-with-the-participation-of-russia-and-ukraine. Accessed 15 April 2025. This article is distributed under the terms of the Creative Commons Attribution 4.0 License (https://creativecommons.org/licenses/by/4.0/)

Diplomacy
China flag painted on a clenched fist. Strength, Power, Protest concept

The international reconfiguration's process towards multipolarity. The role of China as an emerging power

by Rachel Lorenzo Llanes

Abstract The international system is currently undergoing a process of reconfiguration that is having an impact on all areas of global development. In this process of reordering power relations, there is a tendency to move towards multipolarity, leaving behind the unipolar coalition established after the Second World War. In this context, several emerging powers are gaining increasing international power, which has led to changes in the hierarchy of power on the international geopolitical chessboard. Such is the case of the People's Republic of China, which has established itself not only as a power of great impact and relevance in the Asian region, but also in the entire international system. Namely, the management of the government and the Party in terms of innovation, industrialization, informatization, productivity, expansion and internationalization of its economic model, positions this country as the most dynamic center of the international economy. Evidencing that alternative models to the capitalist system are possible and viable, which strengthens the trend towards a systemic transition and multipolarity in the International System Introduction In the last two decades, a set of geopolitical and geoeconomic tensions and conflicts have become evident, with significant implications extending throughout the International System. As a result, we are currently experiencing a convulsion of the established order, giving way to a process of new global reconfigurations. In this context, several researchers and academics such as Jorge Casals, Leyde Rodríguez, Juan Sebastián Schulz, among others, have noted that these conditions have led to a crisis and hegemonic transition process, with a trend toward multipolarity in which the Asia-Pacific region is gaining increasing relevance. This article, titled "The International Reconfiguration’s Process Towards Multipolarity: The Role of China as an Emerging Power," is dedicated to analyzing the position of this country within the current international reconfiguration of power. Accordingly, the first section will systematize some essential guidelines to understand the current crisis and the decline of the hegemonic order established in the post-World War II period. The second section will address China's positioning amid the international reconfiguration of power. In this regard, it is important to note that China's rapid rise highlights how development management aligned with the Sustainable Development Goals can lead to a shift in the paradigm of international relations, as well as power reconfigurations that challenge the current balance of forces. Thus, it can be affirmed that China's rise constitutes a decisive element within the current trend toward multipolarity. DevelopmentNew International Order: Approaches to the Multipolar Reconfiguration of the International System The current international context is marked by a process of crisis. This crisis reflects the fact that the world order no longer aligns with the correlation of forces that gave rise to it during the post-World War II period. It is not a circumstantial crisis, but rather the interlinking of various interconnected crises that span across all sectors of life. That is to say, the effects of one crisis often become the causes of another, involving economic, political, social, cultural, ethical, moral, technological, commercial, and environmental components. In other words, it is a structural and systemic crisis—one that cannot be resolved unless a similarly systemic transformation occurs. To gain greater clarity, it is important to consider that the consolidation of the capitalist system brought about the process of globalization. This, in turn, introduced large-scale production and technological development capable of increasing output. This process, along with other characteristics of the system, has exponentially accelerated social inequalities between developed and developing countries. It has also led to strategic tensions over the control of resources, raw materials, and inputs, resulting in geopolitical conflicts. Furthermore, the capitalist system has imposed an extremely high environmental cost, demonstrating that it is exceeding both its own limits and those of the planet. Specifically, in its constant pursuit of profit and maximization of gains, negative environmental impacts are not factored into cost-benefit analyses, leading to widespread environmental degradation. Among other harms caused by the system, we observe a decline in investment rates, an increase in public debt, loss of autonomy in monetary policy, rising unemployment levels, reductions in real wages, and growing inequality, among others. In short, capitalism has become an unsustainable system whose primary concern is profit generation—something that is currently entirely incompatible with environmental preservation and the responsible use of natural resources. Therefore, it can be affirmed that some of its most alarming effects include: vast amounts of currency without backing, increasingly concentrated in fewer hands; acceleration of capital concentration in the West; rising military expenditures; and environmental pollution and destruction (Casals, J., 2023). On the other hand, it is necessary to clarify that, for a particular state to be considered hegemonic, it must not only exert its influence predominantly within the system of international relations; its hegemonic role must also be linked to the founding and establishment of a universally accepted concept of world order. That is, the majority of other states must recognize it as such and identify with the model promoted by the hegemon. Therefore, it is not merely a matter of a hierarchical order among states, but rather the adoption of a dominant model of production that involves those states. As a result, certain mechanisms or general rules of conduct are established for the participating states. For this reason, a hegemonic crisis involving the dominant actor in the system of international relations leads to a crisis in the social, economic, political, and institutional structures upon which that actor’s dominance was built. In light of these elements, we currently observe a set of powers within the International System that are vying to establish a new distribution of power—one that moves away from the unipolar coalition led by the United States following World War II. From this perspective, Juan Sebastián Schulz asserts: “A hegemonic crisis occurs when the existing hegemonic state lacks either the means or the will to continue steering the interstate system in a direction broadly perceived as favorable—not only for its own power, but also for the collective power of the dominant groups within the system.” (Schulz, J. S., 2022) As a result, strategic alliances have been formed and new power groups have emerged that influence international relations.These blocs are precisely what the new polarity is forming around, increasingly reinforcing the trend toward multipolarity. This is a system in which hegemonic influence is not determined by a single power, but by two, three, or more. In this regard, Juan Sebastián Schulz further notes that a process of insubordination is becoming evident, particularly in the Western peripheries. As a consequence, several countries have begun to criticize the configuration of the contemporary world order, initiating efforts to organize and propose alternative models (Schulz, J. S., 2022). This reveals the emergence of a new kind of power hierarchy, generating a global order in which a diversity of forces and actors prevails. In this context, China has experienced rapid growth, thereby contributing to the trend toward multipolarity. While this does not imply that the United States will cease to be one of the central powers in the system of international relations—given its considerable global influence—it is evident that there is a noticeable decline in the dominance it held during the unipolar era that emerged after the collapse of the USSR in 1991. This process of intersystemic transition unfolds in various phases. First, there is an observable economic transition marked by a shift in the center of gravity of the global economy toward emerging and developing economies. This shift is accompanied by a necessary technological transition, characterized by a new struggle—this time to lead the technological revolution. These changes, in turn, must be supported by a political transition. Currently, countries from the Global South have gained increasing prominence on the international stage [1]. From this foundation, a geopolitical transition is also underway, where the center of gravity and decision-making—once concentrated in the Anglo-Saxon West—is shifting toward the Asia-Pacific region. Finally, a cultural or civilizational transition is taking place, wherein the previously dominant value system is giving way to the rise of a new worldview. Based on this, the phases of the transition process can be outlined as follows: Existence of a stable order that brings together the majority of nation-states in the International System. - A crisis of legitimacy begins to affect the established global order. - A deconcentration and delegitimization of power emerges, impacting the hegemonic power. - An arms race and formation of alliances ensue in an attempt to preserve the hierarchical order by any means. This leads to a widespread crisis and the rise and emergence of new actors. - A necessary resolution of the international crisis. - Renewal of the system. (Schulz, J. S., 2022) In light of the above, it can be stated that a “new international order” is taking shape. Its manifestations are multifaceted, such as: - The rise of movements and associations of states that serve as alternatives to the neoliberal order. - Emerging powers like China and Russia are gaining strength in various sectors of the international geopolitical arena. - Russia's confrontation with NATO in the context of the conflict with Ukraine. - Sanctions imposed by the United States on various NATO and European Union countries have strengthened the BRICS nations. - The incorporation of new members into BRICS can be seen as an attempt to counterbalance the economic and political dominance of the United States and the European Union. - The expansion of anti-imperialist and anti-neoliberal integration mechanisms that promote South-South cooperation, such as the G-77 + China group. - The financial sanctions imposed by the West on Russia in the context of the Ukraine conflict have sparked a debate about the viability of the international monetary system and the role of the U.S. dollar as a reserve currency. - China and Russia conduct transactions in yuan and sell oil in this currency to Iran, Venezuela, and Gulf countries. China has increased its economic and political influence in the world, which can be seen as a challenge to U.S. hegemony. Its leadership within BRICS and its growing role in the global economy may be indicators of a shift in the balance of power. All these developments reflect a growing awareness within the International System of States regarding the importance of international cooperation to address global challenges such as the climate crisis, pandemics, and food security. They also serve as indicators that a transformation is underway in the way countries interact with each other, resulting in a shift in the economic, political, and strategic center of gravity. In this context, the United States has unleashed a global hybrid war as a desperate attempt to defend and maintain its hegemonic position, which once appeared unshakable in the postwar world. To this end, it has targeted China, as the latter represents its main threat in the economic and scientific-technological order. From this perspective, tensions between the United States and China have significantly deteriorated since the Republican administration of President Donald Trump. Beginning in 2017, his policy took on an aggressive stance toward China, manifesting through a trade war and economic attacks aimed at preserving U.S. global hegemony. This demonstrates that, in response to a process of decline already underway, nationalist and protectionist efforts intensified in the U.S., with policies targeting some of the emerging pillars of the crisis-ridden world order—China being a primary example. Under the administration of Joseph Biden, the focus shifted toward competition, emphasizing the commitment to protect U.S. sovereignty from potential Chinese threats. A significant shift in U.S. foreign policy toward Taiwan became evident with the approval of arms sales to Taiwan in August 2023, which escalated tensions in the region (Collective of Authors). Furthermore, in recent years, the United States has increasingly worked to generate geopolitical and geoeconomic motivations aimed at fostering tensions between China and Russia, potentially sparking conflict between the two. It has strengthened alliances with neighboring countries of these powers—most notably Taiwan and Ukraine—which has triggered concerns and tensions in both nations. A containment policy has also been deployed, including the imposition of trade barriers and tariffs on Chinese products; restricting Chinese companies’ access to U.S. technology and markets; and promoting the diversification of supply chains to reduce dependence on China. Nevertheless, the ongoing sanctions and restrictions have only served to reaffirm the shared survival interests of both powers, strengthening corporate ties and relations between them. These actions also reflect the growing concern among U.S. power groups over the decline of their hegemonic dominance. The Emergence of China and Its Role in the Transition Toward Multipolarity In a previous article titled "The Synergy Between Economy and Environment in China Through the Achievement of the Sustainable Development Goals," (‘La sinergia entre economía y medio ambiente en China mediante la consecución de los Objetivos de Desarrollo Sostenible’) the process of socioeconomic transformations experienced in the People's Republic of China over the past decade was discussed. These transformations have been primarily aimed at revitalizing the nation in preparation for its centenary in 2049. This strategy is rooted in aligning the Centenary Goals with the Sustainable Development Goals (SDGs) set for 2030, under the leadership of the Communist Party and the momentum driven by President Xi Jinping. The results of this strategy have had an impact not only on the Asian Giant itself—now a decisive actor in the Asian region—but also on the international order as a whole. As a result, China has emerged as a powerful rising power, with promising prospects for further elevating its development standards. This is backed by sustained GDP growth, averaging between 6% and 8% annually, indicating a robust economy. In addition, China holds vast foreign exchange reserves, granting it economic stability and the capacity to withstand potential external shocks. It also invests heavily in modern infrastructure and cutting-edge sectors such as artificial intelligence, 5G technology, and renewable energy—all of which enhance its competitiveness and lay the groundwork for long-term sustainable growth (Lagarde, CH). Nonetheless, China has also had to confront significant challenges in its gradual and progressive approach to the desired development model. Among these is the environmental cost associated with its rapid economic growth. For instance, China still experiences high levels of greenhouse gas (GHG) emissions, along with air, water, and soil pollution. In response, measures have been implemented such as the establishment of a national monitoring network and the replacement of coal heating systems in Beijing. Efforts have also been made to purify water resources polluted by industrial processes, and imports of solid waste have been reduced to help decontaminate soils affected by industrial and agricultural activities (González, R., 2023). In general, the development of renewable energy and a circular economy model is being promoted to enable a gradual transition toward a green economy, grounded in the concept of an ecological civilization. For this reason, China’s new era is committed to scientific and technological innovation as a means of driving economic growth that is both sustainable and capable of ensuring a higher quality of life for its population. This, in turn, leads gradually toward a new model of political leadership and economic management. In this regard, Jin Keyu, Professor of Economics at the London School of Economics and Political Science (LSE), has stated that “trillions of dollars of investment are needed for the global green transition, and China is going to play an essential role in that transformation” (Feingold, S., 2024). Based on the aforementioned elements, various authors such as Dr. C. Charles Pennaforte, Dr. C. Juan Sebastián Schulz, Dr. C. Eduardo Regalado Florido, among others, have indicated that the millenary nation represents a threat to the hegemony held by the United States since World War II. Consequently, it is recognized that a process of hegemonic crisis and transition is currently underway, with the Asia-Pacific region emerging as the center of gravity of the global power, thereby contributing to the multipolar transformation of the International System. The authors of “Is China Changing the World?” argue that “market socialism with “Chinese characteristics” must gradually and more clearly diverge from capitalism if it is to embody a genuinely alternative path for all of humanity.” In pursuit of this goal, China bases its policy of peaceful coexistence on five fundamental principles:Respect for sovereignty and territorial integrity, regardless of a country's size, power, or wealth. Mutual non-aggression Non-interference in the internal affairs of other countries, acknowledging that each nation has the right to freely choose its own social system and path of development. Equality and mutual benefit Peaceful coexistence. (Herrera, R.; Long, Z.; and Andréani, T., 2023) The rise of China as a major international power under these principles has been consolidating since 2012 under the leadership of Xi Jinping and the Communist Party of China (CPC), gaining particular momentum from 2020 to the present. Thus, China has not only become the leading power within the Asian regional balance but has also expanded its presence across Europe, Africa, and Latin America—primarily through loans, investments, and multilateral cooperation initiatives such as the Forum on China-Africa Cooperation (FOCAC) in Africa and the China-CELAC Forum in Latin America. In addition, China has positioned itself as a leader in several sectors, and it is projected that its economy may surpass that of the United States, increasing its Gross Domestic Product (Rodríguez, L., 2022). It has also undergone a process of opening up, energizing both its international trade and its overall foreign relations, all under the control of the Government and the Party. This, combined with its rise and development initiatives, has made China a focal point of interest for many countries within the International System seeking to jointly advance projects based on cooperation, the principle of shared advantage, and multilateralism. In this regard, the white paper "China and the World in the New Era," published by the Central Committee of the Communist Party of China in 2019, states: “The world is moving rapidly toward multipolarity, diverse models of modern development, and collaboration in global governance. It is now impossible for a single country or bloc of countries to dominate world affairs. Stability, peace, and development have become the common aspirations of the international community.” (People’s Republic of China, 2019. Quoted in Schulz, J. S., 2022) Undoubtedly, this rise has become a source of concern for U.S. power groups, which have increasingly applied geostrategic pressure. Notably, the United States has strengthened military alliances with India, Japan, and Australia in an effort to encircle China and attempt to control or obstruct its maritime routes—this also being a manifestation of the intensification of the imperialist arms race. Nonetheless, China has maintained its development strategy and, as part of it, has strengthened its diplomatic network and its relations with multiple countries across all world regions. For all these reasons, China has become the most dynamic center of the global economy. Notably, it went from representing 4% of global GDP in 1960 to 16% in 2020—undeniable evidence of rapid economic growth. Moreover, it has become the world’s largest exporter of goods and also the leading importer, establishing itself as a major industrial power. In this regard, United Nations data reveal that China leads global industrial production, accounting for 30% of the total. This figure surpasses other industrial powers such as the United States (16%), Japan (7%), Germany (5.7%), and South Korea (3.2%) (Schulz, J. S., 2022). In addition, China has remained the world’s leading manufacturing power for approximately 15 consecutive years, according to statements from the Ministry of Industry and Information Technology at the beginning of this year. This sector alone has contributed over 40% to overall growth. Likewise, in 2024, China experienced a significant increase in foreign investment, reflecting its interest in strengthening international cooperation for development. Efforts are also underway for urban renewal in 2024, with around 60,000 projects being implemented across various cities. These initiatives are primarily aimed at transforming underdeveloped neighborhoods and creating smarter urban areas (Embassy of the Republic of Cuba in the People's Republic of China, 2025). In this regard, the following graphs illustrate the value of China’s international trade during the 2016–2024 period, highlighting a strong presence of exports compared to imports. A second chart shows China's global export share, where it holds a dominant position.   Thus, China has risen as a center of power in the international system, with leadership not only in the economic domain but also in science and technology. At the same time, it has promoted a series of investments and a process of internationalizing its national currency. Accordingly, the Asian Giant offers an alternative model of development—one that is more comprehensive and sustainable—allowing it to propel the new phase of Chinese development. This phase aims not only to fulfill the dream of national rejuvenation but also to ensure the survival of its unique political, economic, and social model. Nevertheless, the significant challenges of sustaining growth cannot be overlooked. From this perspective, experts believe that new avenues of growth will be necessary for China to maintain the trajectory it has been experiencing. Specifically, the country must continue expanding its industrial sector while strengthening areas such as artificial intelligence, digital financial services, and green technologies (Feingold, S., 2024). It is also important to highlight the projected continuity and leadership of the Chinese government, with Xi Jinping identified as a key figure in the implementation of the Sustainable Development Goals (SDGs) in China, in conjunction with the socioeconomic transformation strategy toward the 2049 centenary. This has been pursued through the defense of multilateralism, economic openness, and international integration and cooperation in support of global development. Conclusions In light of the above, a decline in U.S. hegemony can be observed, even though this process is not linear—nor is it certain whether any single power or coalition has come to occupy a hegemonic position. What is clear, however, is the existence of a trend toward multipolarity, driven by emerging powers and the strategic ties they are establishing. This is giving rise to a non-hegemonic reconfiguration of power blocs, which are building a multilateral and multipolar institutional framework. It can also be affirmed that China has become the most dynamic center of the global economy. This has been supported by its growth strategy focused on industrialization, digitalization, innovation, productivity, expansion, and internationalization of its development model—while maintaining a strong emphasis on environmental sustainability. A range of key initiatives and development projects have been implemented to support the country's rise, consolidating its role in the multipolar reconfiguration of the International System. All of this has been essential in driving China’s new phase of development and contributing to the broader process of multipolar transformation. Undoubtedly, China’s rapid ascent represents a significant challenge to the International System, as it reflects a shift in international relations and a transformation in the distribution and hierarchy of global power. Notes [1] It is important to clarify that the so-called Global South should not be equated with the Third World, as the distinction between the First and Third Worlds is primarily based on economic and technological differences, which do not align with the current circumstances of the International System of States. In contrast, the term Global South emerges from a new geopolitical perspective that arose in the post–Cold War context, driven by the need to promote South-South cooperation. Moreover, it does not refer to a geographically defined region, as it includes nations from Latin America, the Caribbean, Africa, and the Asia-Pacific.Revista Política Internacional | Volumen VII Nro. 2 abril-junio de 2025. https://doi.org/10.5281/zenodo.15103898This is an open access article distributed under the terms of the Creative Commons Attribution-NonCommercial 4.0 International License (CC BY-NC 4.0). The opinions and contents of the published documents are solely the responsibility of their authors.ReferencesCasals, J. (2023). “El Nuevo orden global: amenazas y oportunidades”. Cuadernos de Nuestra América. Nueva época. No.5. RNPS: 2529.Colectivo de autores. “Crisis de hegemonía y ascenso de China. Seis tendencias para una transición”. Tricontinental. Instituto Tricontinental de Investigacion social. Buenoos Aires. Libro digital, PDF, Archivo Digital: descarga y online.Embajada de la República de Cuba en la República Popular China. (2025). Boletín informativo China-22 de enero de 2025. Oficina de Información y Análisis. Embajada de Cuba en República Popular China. Redacción y envío desde info3@embacuba.cn.Feingold, S. (2024). "¿Hacia dónde va la economía china?". World Economic Forum. Recuperado de: https://es.weforum.org/stories/2024/07/hacia-dondeva-la-economia-de-china/García-Herrero, A. (2024). "10 puntos y 18 gráficos sobre la política económica de Xi Jinping tras el tercer pleno". El Grand Continent. Recuperado de: https:// legrandcontinent.eu/es/2024/09/19/esta-china-estancada-10-puntos-y-18-graficos-sobre-la-politicaeconomica-de-xi-jinping-tras-el-tercer-pleno/González, R. (2023). " Medio ambiente en China: Impactos y respuestas del Partido y el Gobierno". CIPI. Recuperado de: www.cipi.cu/medio-ambiente- en-china-impactos-y-respuestas-del-partido-y-gobierno/Lagarde, CH. "Impulsar el crecimiento económico y adaptarse al cambio". Fondo Monetario Internacional. Discursos. Recuperado de: https://www.imf.org/ es/News/Articles/2016/09/27/AM16-SP09282016- Boosting-Growth-Adjusting-to-ChangePereira, CM (2022): “La reemergencia de China frente a la globalización neoliberal y el desafío de la conformación de un mundo multipolar”. Cuadernos de Nuestra America. Nueva Época. No. 05. RNPS: 2529.Schulz, J S. (2022). “Crisis sistémica del orden mundial, transición hegemónica y nuevos actores en el escenario global”. Cuadernos de Nuestra América. Nueva Época. No.03. RNPS: 2529. Bibliografía consultadaAmbrós, I. (2021). “ El Partido Comunista y los desafíos internos de China en el siglo XX”. Recuperado de: https://www.ieee.es/Galerias/fichero/cuadernos/ CE_212/Cap_1_El_Partido_C omunista_y_los_desafios_internos.pdfBanco Mundial (BM). (2023). Recuperado de: https:// datos.bancomundial.org/indicator/NY.GDP.PCAP. KD?locations=CNBBC News Mundo. (2021). "Cómo consiguió China erradicar la pobreza extrema (y las dudas que despierta ese triunfal anuncio del gobierno de Xi". Recuperado de: https://www.bbc.com/mundo/noticias-internacional-56205219Boy, M. (2020). “ Crisis económica y medio ambiente: ¿cómo promover un desarrollo sustentable?”. Recuperado de: https://culturacolectiva.com/opinion/crisis-economica-y-medio-ambiente- mariana-boy-columna-opinion/García, A. (2021). “La globalización neoliberal en crisis”. Recuperado de http://www.cubadebate.cu/opinion/2021/08/30/la-globalizacion-neoliberal-en- crisisGonzález, R. (2020). “El Quinto Pleno del XIX Comité Central del Partido Comunista abre una nueva etapa para China” en “Transiciones del Siglo XXI y China: China y perspectivas post pandemia II”. Libro digital.Herrera, R; Long, Z y Andréani, T. (2023). “¿Está China transformando el mundo?”. Revista Política Internacional. Volumen V. Nro. 1 enero-marzo de 2023.ISSN 2707-7330.Liu, X. y González G. (2021) “El XIV Plan Quinquenal 2021- 2025: reto para el nuevo modelo de desarrollo económico de China”. México y la Cuenca del Pacífico. Vol 10, núm. 30. Recuperado de https://www.scielo.org. mx/pdf/mcp/v10n30/2007-5308-mcp-10-30-57.pdfOtero, M (2022). “La prosperidad común y la circulación dual: el nuevo modelo de desarrollo de China”. Recuperado de: https://www.realinstitutoelcano.org/analisis/la-prosperidad-comun-y-lacirculacion-dual-el-nuevo-modelo-de-desarrollo-de-china/Regalado, E. y Molina, E. (Coord.) (2021). “China y sus relaciones internacionales”. Asociación Venezolana de Estudios sobre China (AVECH) / CEAA / ULA – Centro de Investigaciones de Política Internacional (CIPI, Cuba), Libro digital.Rodríguez, L. (2022). “Configuración multipolar del sistema internacional del siglo XXI”. Revista Política Internacional. Volumen IV Nro. 1 enero-marzo de 2022. ISSN 2707-7330.Weiss, A. (2024). "La frágil fortaleza económica de Estados Unidos". The Economist. Recuperado de: https:// www.lavanguardia.com/dinero/20240212/9516764/ economia-eeuu- fortaleza-fragil-ia-bolsa-mercados. htmlYang, W. (2015). "La Planificación y Recomendaciones del XIII Plan Quinquenal". Recuperado de: https:// politica-china.org/wp- content/uploads/6sei-yangweimin-ES.pdf .

Defense & Security
flag country Europe defense army

European Union Strategic Autonomy. Necessary but potentially problematic?

by Krzysztof Śliwiński

Abstract This paper examines the evolving concept of European Union Strategic Autonomy (EU-SA) within the context of contemporary geopolitical challenges, with a particular focus on EU-Russia and EU-China relations. EU-SA reflects the EU's aspiration to act independently in foreign policy, security, defence, and economic affairs, moving from a rule-taker to a rule-maker in global politics. The study outlines the historical development of EU-SA from 2013 to the present, highlighting key milestones such as the Strategic Compass and the impact of the Ukraine War, which accelerated efforts toward defence collaboration, energy independence, and economic resilience. It explores the transatlantic dynamics, noting growing uncertainties in the U.S. commitment to NATO and the resulting push for a more autonomous European defence posture. Additionally, it addresses the complex EU-China relationship, marked by both cooperation and competition, as well as the strained EU-Russia ties amid ongoing conflict. The paper concludes by questioning the economic feasibility and political risks of deeper EU strategic autonomy, especially regarding security centralisation and Germany's leadership role. Key Words: EU, Strategic Autonomy, Security, Geopolitics, U.S, China, Russia Introduction At the 2025 North Atlantic Treaty Organisation (NATO) Summit in The Hague, member states (Allies) committed to investing 5% of their Gross Domestic Product (GDP) annually in core defence requirements and defence- and security-related spending by 2035. They will allocate at least 3.5% of GDP annually, based on the agreed-upon definition of NATO defence expenditure, by 2035 to resource core defence requirements and meet the NATO Capability Targets. Allies agreed to submit annual plans that show a credible, incremental path to achieving this goal.[1] At the same time, Spain secured a special compromise, committing to meet core requirements with just 2.1% of GDP, making it the only exception to the broader 5% target. Previously, in 2014, NATO Heads of State and Government had agreed to commit 2% of their national GDP to defence spending, to help ensure the Alliance's continued military readiness. This decision was taken in response to Russia's illegal annexation of Crimea, and amid broader instability in the Middle East. The 2014 Defence Investment Pledge was built on an earlier commitment to meeting this 2% of GDP guideline, agreed in 2006 by NATO Defence Ministers. In light of the increase in defence spending, given that 23 out of 32 NATO Allies are EU member states, the idea of European Union strategic autonomy (EU-SA) comes to mind. This paper will explore the issue of EU-SA with a specific reference to EU-Russia and EU-China relations.[2] A Brief History of EU Strategic Autonomy European Union strategic autonomy is an evolving concept that reflects its ambition to act independently in strategically important policy areas, including foreign policy, security, defence, and economic relations. Strong strategic autonomy, according to Barbara Lippert, Nicolai von Ondarza and Volker Perthes, means being able to set, modify and enforce international rules, as opposed to (unwillingly) obeying rules set by others. The opposite of strategic autonomy is being a rule-taker, subject to strategic decisions made by others, such as the United States, China, or Russia.[3] The concept was first prominently discussed in the context of defence in 2013 and has since expanded to encompass a broader range of policy areas. Historically speaking, one can identify numerous phases during which EU-SA evolved. - 2013-2016: During this period, EU-SA focused on security and defence, with initiatives like the Permanent Structured Cooperation (PESCO) and the European Defence Fund, aiming to strengthen the EU's defence capabilities.[4]  - 2017-2019: During this period, the EU-SA shifted its focus to defending European interests in a hostile geopolitical environment, influenced by events such as Brexit, the Trump presidency, and China's growing assertiveness.- 2020: The COVID-19 pandemic highlighted economic vulnerabilities, prompting a focus on mitigating dependence on foreign supply chains, particularly in critical sectors like health and technology.- Since 2021: The scope widened to virtually all EU policy areas, including digital, energy, and values, with terminology evolving to include "open strategic autonomy," "strategic sovereignty," "capacity to act," and "resilience".- 2022: The Ukraine War and Accelerated Implementation. Russia's invasion of Ukraine catalysed concrete actions toward EU-SA, notably in defence, energy independence, and economic resilience. The European Council's Versailles Declaration (March 2022) expressed strong political will to increase EU-SA, calling for collaborative investments in defence, phasing out dependency on Russian energy, and reducing reliance on critical raw materials, semiconductors, health, digital technologies, and food imports.[5] - The Strategic Compass for security and defence policy (endorsed March 2022) outlines a roadmap to 2030, emphasising strengthened EU defence capacities. Among others, it includes: o   Establishment of a strong EU Rapid Deployment Capacity of up to 5000 troops for different types of crises.o   Ready to deploy 200 fully equipped Common Security and Defence Policy (CSDP) mission experts within 30 days, including in complex environments.[6]o   Conducting regular live exercises on land and at sea.o   Enhanced military mobility.o   Reinforcement of the EU's civilian and military CSDP missions and operations by promoting a rapid and more flexible decision-making process, acting more robustly and ensuring greater financial solidarity.o   Making full use of the European Peace Facility to support partners.[7] According to the EU itself, the EU-SA is not a zero-sum game, but rather a sliding scale between complete autonomy and full dependency, with different results for different policy areas. What is more, when compared to the famous Maslow's hierarchy of needs (European Parliament briefing's language), the EU is not only perceived as an economic power, but it is also seen as a normative power. Therefore, the EU is recognised for its core values of democracy, human rights and the rule of law. Ultimately, Maslow's “self-actualisation” could mean the achievement of an EU in which citizens recognise their European identity and which has realised its full autonomous policy potential.[8]   As if this is not enough, the same source introduces the concept of the 360° strategic autonomy wheel, which reportedly illustrates policy areas in which the EU aims for greater strategic autonomy, as well as the connections between them. Mutual influence between policy areas can happen across the wheel, but is particularly strong in adjacent areas. Military action, for example, can cause migration, health is linked to food quality, energy policy influences the climate, and misinformation undermines democracy. The wheel can help to understand links, set priorities and view potential conflicts. More autonomy in the digital green economy will, for example, require vast quantities of “rare earth” materials, making the EU more (instead of less) dependent on imports. Reductions in energy consumption achieved through the digitalisation of the economy (for example, by reducing transport) will be partly offset by the increase in energy consumption by electronic devices and data centres.   Global Context The significance of EU-SA lies in ensuring the EU's political survival and global influence in a multipolar world where its relative power is diminishing. The EU's long-term economic outlook is bleak: its share of global GDP, now at 17% (at current prices), could nearly halve by 2050. According to the World Economic Forum, this economic backsliding not only threatens Europe's ability to fund its social model but also risks weighing on the bloc's global influence, leaving it even more dependent on the U.S. and China.[9] Moreover, the COVID-19 pandemic highlighted the conflictual nature of economic interdependence, as reliance on foreign supply chains for critical goods exposed vulnerabilities. Soft power has become an instrument of hard power, necessitating autonomy in trade, finance, and investment.  The U.S.'s strategic pivot to Asia, the exclusion of Europe in conflicts like Nagorno-Karabakh, Libya, and Syria (termed Astanisation[10], which favours Russia and Turkey), the sidelining of the EU in EU-Russia negotiations regarding the war in Ukraine, and China's state-led economic model have all pushed the EU towards the sidelines. Transatlantic divide Security is a critical dimension, with significant uncertainty surrounding the U.S. commitment to NATO under the Trump administration. Reports indicate Trump has questioned NATO's Article 5 guarantees, with actions like withdrawing military personnel from a Ukraine aid hub in Poland on April 8, 2025, and proposing to stand down 10,000 light infantry troops in Poland, Romania, and the Baltic states by 2025.[11] This has led to fears of a "NATO-minus" scenario, where the EU must fill security gaps without full U.S. backing. In response, the EU is pushing for greater strategic autonomy in defence. Initiatives like ReArm EU are mentioned, with calls for the EU to develop a stand-alone, integrated military capacity to stabilise the global economy. As Jean-Pierre Maulny, Deputy Director of the French Institute for International and Strategic Affairs (IRIS), adequately observes "The risk is now clear: a form of bilateral agreement between the United States and Russia, benefiting the interests of both countries, could leave Ukraine severely weakened and an easy prey for Moscow, thereby weakening other European countries consequently. As a consolation prize, we will have to ensure Europe's conventional security, as U.S. Secretary of Defence Pete Hegseth announced to Europeans at the opening of the NATO ministerial meeting held in Brussels on 12–13 February 2025. This situation will place Europeans in a terrible dilemma: Either they do not wish to provide security guarantees to Ukraine and risk completely discrediting themselves in the eyes of powers such as the United States, Russia, and China, as Europeans will have demonstrated that they are unable to defend the continent, while also creating a significant long-term risk to Europe's security. Alternatively, they could provide security guarantees to Ukraine, accepting the financial burden that would impact the European Union's long-term competitiveness. In light of this situation, some advocate for the establishment of a European pillar within NATO. If one considers that the United States is negotiating peace in Europe without and against the Europeans, and that they no longer wish to defend Europe with conventional military means (will they respect the NATO Defence Planning Process?), Europeans should take on Europe's security fully. This would mean taking control of NATO. It will also be easier to make NATO and the European Union work together with a more Europeanised organisation".[12] Economically, there are several issues that contemporary demand addresses, but the most pressing is, of course, the Tariffs. The U.S. and European Union are running out of time to strike a deal on trade tariffs. Negotiations have been slow since both the U.S. and EU temporarily cut duties on each other until July 9. If an agreement is not achieved by then, full reciprocal import tariffs of 50% on EU goods, and the bloc's wide-spanning countermeasures are set to come into effect.[13] According to Almut Möller, Director for European and Global Affairs and head of the Europe in the World programme (European Policy Centre), "for the first time in decades, Europeans can no longer rely on a benign partner on the other side of the Atlantic, leaving them dangerously exposed and acutely vulnerable, including on the very foundations of liberal democracy. Until recently, the U.S. dominated a world order that provided a favourable environment for the EU to extend its membership, further develop, and leverage its strengths, particularly as a trading power, without having to worry much about geopolitics. Suddenly, liberal Europe looks very lonely, and is struggling to keep up with a world of change".[14] Other problems arguably include digital regulation and data protection, antitrust policy and digital taxation, fiscal policy and social protection, geopolitical rivalries, China's rise, and competition and trade policy. EU–China conundrum Both the EU and the U.S. are concerned about China's growing economic and technological influence, but they have differing approaches to addressing this challenge. The EU has sought to maintain a balance between cooperation and competition with China, while the U.S. has adopted a more confrontational approach.[15] These differences have led to tensions in areas such as trade policy and technology regulation. For example, the EU has been critical of the U.S.'s unilateral approach to addressing China's trade practices, while the U.S. has accused the EU of being too lenient towards China. These disagreements have made it difficult to achieve a coordinated transatlantic response to China's rise.[16] According to German experts, the balance of power between China and the EU and its member states is developing increasingly asymmetrically to Europe's disadvantage. Only in trade policy – and partially in investment – can the EU maintain its position in a manner respected by China.[17] Europe holds significant importance for China across various dimensions: economically, as its top supplier and second-largest export destination; technologically, as a source of advanced technology; institutionally, as a model to emulate; politically, to advance its objectives concerning other nations, particularly the United States; and selectively, as a collaborator in areas like global health and regional stabilisation. Unlike Russia and the United States, China perceives a vital interest in the EU's continued existence and unity within a multipolar world; yet, it employs a "divide and rule" strategy. China selectively rewards or penalises individual EU countries based on their political and economic significance and their compliance with China's expectations on key issues. These issues include arms sales to Taiwan, meetings with the Tibetan Dalai Lama, and positions on the Uighurs, human rights in China, and the South China Sea. China engages with Europe on multiple levels — political, economic, technological, cultural, and academic — using various political channels (such as strategic partnerships with the EU and individual EU member states), dialogue formats (like the 16+1 format with sixteen Central and Eastern European countries), and high-level bilateral intergovernmental consultations with Germany, France, and the United Kingdom. China's hopes that the European Union would emerge as an independent and comprehensive player in global politics, serving as a counterbalance to the United States, have diminished. However, China would be supportive of any European efforts towards achieving strategic autonomy, provided it does not translate into a confrontational approach towards China itself. In contrast, Europe's political priorities—such as ensuring peace and stability in East Asia, China's role in global stability, development, environmental issues, climate change, and non-proliferation, as well as improving human rights in China — are often considered secondary and are not actively pursued by all EU member states. Europe lacks a unified and assertive foreign policy stance regarding the geopolitical rivalry between the United States and China for dominance in the Asia-Pacific region. There is also an absence of a clear position on China's authoritarian vision of order. Even in trade and investment disputes, Europe struggles to establish a unified approach to resolving these issues. The EU member states are too diverse in terms of size, profiles, and interests in their dealings with China: Economically, there is a divide between countries that are appealing industrial and technological partners for China and those that compete for favour in Beijing. Some nations have a clear interest in global governance. Additionally, the United Kingdom and France maintain their respective military presences in the Asia region. In this context, ReArm EU and its financial instrument SAFE (analysed here https://worldnewworld.com/page/content.php?no=5384 ) have the potential to provide the EU with meaningful strategic autonomy and invite genuine geopolitical actorness. EU–Russia conundrum Since Donald Trump took office as the U.S. president, the coordination of transatlantic policies regarding Russia has largely disintegrated. The White House's openness to a comprehensive "deal" with Russian President Vladimir Putin contrasts with Congress's attempts to limit Trump's foreign policy options with Russia, resulting in the marginalisation of coordination with European allies. This situation is further complicated by Washington's increasing reliance on extraterritorial sanctions, a trend that began before Trump's presidency. Consequently, according to European foreign and security experts, Europe must achieve greater strategic autonomy in its dealings with Russia. However, this relationship is particularly strained by significant conflicts of interest. Russia's invasion of Ukraine significantly disrupted the previously peaceful and liberal democratic relations among European nations. Putin's "special military operation" compelled the EU to introduce seventeen (so far) escalating economic sanction packages aimed at undermining the Russian economy and ultimately limiting Russia's capacity to continue the war. In a gesture of solidarity with Ukraine, the EU has also allocated billions of euros to both EU member states and Ukraine to avert a humanitarian disaster and ensure the provision of essential needs for Ukrainians fleeing the conflict.[18] After three and a half years from the outset of the war, Russia continues to pose a complex challenge that the EU and European nations cannot address independently in the foreseeable future. If the U.S. security guarantee weakens before Europe can bolster its own capabilities, the EU could face new vulnerabilities that Russia might exploit along its external borders, such as in the Baltic states, and elsewhere. Currently, the EU and its member states lack sufficient means to deter Russia from pursuing its interests aggressively and recklessly in the shared neighbourhood.[19] Critics, on the other hand, argue that calls for EU strategic autonomy, particularly the creation of a European Army and a significant increase in military spending, are a double-edged sword. First, the primary official rationale is that the EU must prepare itself for a possible attack on EU member states by Russia. The legacy media are full of European leaders claiming that Russia will sooner or later attack Europe.[20] Yet, this claim is not substantiated with much evidence. The proponents of the European army completely disregard numerous doubts surrounding the 2013/2014 "Euromaidan" and the role of the CIA in the events.[21] Second, according to the Office of the High Commissioner for Human Rights (OHCHR) 's estimations, the total number of conflict-related casualties in Ukraine from April 14, 2014, to December 31, 2021, stood at 51,000 – 54,000. These numbers are broken down as follows: 14,200 - 14,400 killed (at least 3,404 civilians, estimated 4,400 Ukrainian forces, and estimated 6,500 members of armed groups), and 37,000 - 39,000 injured (7,000 – 9,000 civilians, 13,800 – 14,200 Ukrainian forces and 15,800 - 16,200 members of armed groups).[22] In short, the situation was chaotic, with many casualties among civilians. Third, it was allegedly Europeans who torpedoed a first chance of peace negotiations as early as April 2014 in Istanbul.[23] Fourth, many European leaders seem to be utterly oblivious to the fact that the prolongation of the war adds to the destruction of Ukraine and Ukrainian society, deaths and emigration. Last but not least, given the fact that it is Germany that calls for both the European Army and the federalisation of Europe (with some assistance from France), one should be extra careful given the role of Germans during the WWII and the fact that neither has there been any official peace treaty with Germany nor have they recompensated countries such as Poland. Conclusion Strategic autonomy may be a necessity for Europe, given the dynamics of transatlantic relationships. The questions, however, that have to be pondered (and it does not seem that anyone in the legacy media or mainstream academia is ready to ask them) are numerous. Who will pay for that? Can Europeans afford such expenses under the current economic circumstances, and even worse economic prospects? Is the centralisation of security and military a Pandora's box? Should Europeans allow Germany (of all EU member states) to take special responsibility for this project? Isn't the pro-war rhetoric of Western political leaders making relations with Russia even more tense and dangerous, in other words, leading to escalation? History has solemnly proven that when left to their own devices, the Europeans inevitably create disastrous conflicts that have lasting consequences for generations. The American pivot to Asia and the consequent withdrawal from Europe may therefore have tragic ramifications for the European continent. References[1] Defence expenditures and NATO’s 5% commitment. (2025, June 27). North Atlantic Treaty Organization. https://www.nato.int/cps/en/natohq/topics_49198.htm[2] NATO and the EU have 23 members in common: Belgium, Bulgaria, Croatia, Czechia, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Italy, Latvia, Lithuania, Luxembourg, the Netherlands, Poland, Portugal, Romania, Slovakia, Slovenia, Spain and Sweden. See more at: https://www.consilium.europa.eu/en/policies/eu-nato-cooperation/#0[3] Lippert, B., von Ondarza, N., & Perthes, V. (2019, March). European Strategic Autonomy. Actors, Issues, Conflicts of Interests. Stiftung Wissenschaft Un Politic. Deutches Institut für Politik Und Sicherheit. https://www.swp-berlin.org/ doi:10.18449/2019RP04/#hd-d14204e263[4] Damen, M. (2022, July). EU strategic autonomy 2013-2023: From concept to capacity (EU Strategic Autonomy Monitor). European Parliamentary Research Service. https://www.eprs.ep.parl.union.eu[5] Informal meeting of the Heads of State or Government Versailles Declaration. (2022, March 10–11). Stiftung Wissenschaft Un Politic. Deutches Institut Fur Politik Und Sicherheit. https://www.consilium.europa.eu/media/54773/20220311-versailles-declaration-en.pdf[6] See more at: https://www.eeas.europa.eu/eeas/csdp-structure-instruments-and-agencies_en[7] See more at: https://fpi.ec.europa.eu/what-we-do/european-peace-facility_en[8] Damen, M. (2022, July). EU strategic autonomy 2013-2023: From concept to capacity (EU Strategic Autonomy Monitor). European Parliamentary Research Service. https://www.eprs.ep.parl.union.eu[9] Open but Secure:  Europe’s Path to Strategic Interdependence. INSIGHT REPORT. (2025). World Economic Forum. https://reports.weforum.org/docs/WEF_Open_but_Secure_Europe%E2%80%99s_Path_to_Strategic_Interdependence_2025.pdf[10] In reference to the Astana format on Syria) which leads to the exclusion of Europe from the settlement of regional conflicts in favour of Russia and Turkey. See more: https://www.eeas.europa.eu/eeas/why-european-strategic-autonomy-matters_en[11] Tilles, D. (2025, April 8). US to withdraw military from Ukraine aid hub in Poland. Notes from Poland. https://notesfrompoland.com/2025/04/08/us-to-withdraw-military-from-ukraine-aid-hub-in-poland/[12] Maulny, J.-P. (2025, February 13). United States – Europe: Our Paths Are Splitting. The French Institute for International and Strategic Affairs (IRIS). https://www.iris-france.org/en/united-states-europe-our-paths-are-splitting/[13] Kiderlin, S. (2025, June 18). These are the sticking points holding up a U.S.-EU trade deal. CNBC. https://www.cnbc.com/2025/06/18/these-are-the-sticking-points-holding-up-a-us-eu-trade-deal.html#:~:text=The%20EU%20and%20US%20flags,Poland%20on%20March%206%2C%202025.&text=Afp%20%7C%20Getty%20Images-,The%20U.S.%20and%20European%20Union%20are%20running%20out%20of%20time,($1.93%20trillion)%20in%202024?[14] Möller, A. (2025, February 26). Europe in the World in 2025: Navigating a perilous world with realism and ambition. European Policy Centre. https://www.epc.eu/publication/Europe-in-the-World-in-2025-Navigating-a-perilous-world-with-realism-625da4/#:~:text=2025%20will%20be%20a%20year,with%20a%20world%20of%20change[15] Bradford, A. (2023). When Rights, Markets, and Security Collide (pp. 221–254). Oxford University Press. https://doi.org/10.1093/oso/9780197649268.003.0007[16] Portanskiy, A. (2023). UE - US: new barriers to trade. Современная Европа. https://doi.org/10.31857/s020170832304006x[17] Lippert, B., von Ondarza, N., & Perthes, V. (2019, March). European Strategic Autonomy. Actors, Issues, Conflicts of Interests. Stiftung Wissenschaft Un Politic. Deutches Institut für Politik Und Sicherheit. https://www.swp-berlin.org/ doi:10.18449/2019RP04/#hd-d14204e263 [18] Klüver, L. (2025, April 18). Putin’s War on Ukraine: What can the EU actually do? European Careers Association. https://ecamaastricht.org/blueandyellow-knowyourunion/putins-war-on-ukraine-what-can-the-eu-actually-do#:~:text=Similarly%2C%20the%20Strategic%20Compass%2C%20the%20most%20recent,its%20interests%20and%20promote%20its%20values%20internationally.[19] Lippert, B., von Ondarza, N., & Perthes, V. (2019, March). European Strategic Autonomy. Actors, Issues, Conflicts of Interests. Stiftung Wissenschaft Un Politic. Deutches Institut für Politik Und Sicherheit. https://www.swp-berlin.org/ doi:10.18449/2019RP04/#hd-d14204e263 [20] ochecová, K. (2025, February 11). Russia could start a major war in Europe within 5 years, Danish intelligence warns. Politico. https://www.politico.eu/article/russia-war-threat-europe-within-5-years-danish-intelligence-ddis-warns/[21] Katchanovski, I. (2024). The Maidan Massacre in Ukraine The Mass Killing that Changed the World. Palgrave Macmillan. https://doi.org/https://doi.org/10.1007/978-3-031-67121-0[22] Office of the United Nations High Commissioner for Human Rights. (2022, January 27). Conflict-related civilian casualties in Ukraine: December 2021 update. United Nations Human Rights Monitoring Mission in Ukraine. https://ohchr.org[23] Johnson, J. (2022, May 6). Boris Johnson Pressured Zelenskyy to Ditch Peace Talks With Russia: Ukrainian Paper. Common Dreams. https://www.commondreams.org/news/2022/05/06/boris-johnson-pressured-zelenskyy-ditch-peace-talks-russia-ukrainian-paper

Energy & Economics
Commodity and alternative asset, gold bar and crypto currency Bitcoin on rising price graph as financial crisis or war safe haven, investment asset or wealth concept.

Assessing Bitcoin and Gold as Safe Havens Amid Global Uncertainties: A Rolling Window DCC-GARCH Analysis

by Anoop S Kumar , Meera Mohan , P. S. Niveditha

Abstract We examine the roles of Gold and Bitcoin as a hedge, a safe haven, and a diversifier against the coronavirus disease 2019 (COVID-19) pandemic and the Ukraine War. Using a rolling window estimation of the dynamic conditional correlation (DCC)-based regression, we present a novel approach to examine the time-varying safe haven, hedge, and diversifier properties of Gold and Bitcoin for equities portfolios. This article uses daily returns of Gold, Bitcoin, S&P500, CAC 40, and NSE 50 from January 3, 2018, to October 15, 2022. Our results show that Gold is a better safe haven than the two, while Bitcoin exhibits weak properties as safe haven. Bitcoin can, however, be used as a diversifier and hedge. This study offers policy suggestions to investors to diversify their holdings during uncertain times. Introduction Financial markets and the diversity of financial products have risen in both volume and value, creating financial risk and establishing the demand for a safe haven for investors. The global financial markets have faced several blows in recent years. From the Global Financial Crisis (GFC) to the outbreak of the pandemic and uncertainty regarding economic policy measures of governments and central banks, the financial markets including equity markets around the world were faced with severe meltdowns. This similar behavior was observed in other markets including equity and commodity markets, resulting in overall uncertainty. In this scenario, the investors normally flock toward the safe-haven assets to protect their investment. In normal situations, investors seek to diversify or hedge their assets to protect their portfolios. However, the financial markets are negatively impacted when there are global uncertainties. Diversification and hedging methods fail to safeguard investors’ portfolios during instability because almost all sectors and assets are negatively affected (Hasan et al., 2021). As a result, investors typically look for safe-haven investments to safeguard their portfolios under extreme conditions (Ceylan, 2022). Baur and Lucey (2010) provide the following definitions of hedge, diversifier, and safe haven: Hedge: An asset that, on average, has no correlation or a negative correlation with another asset or portfolio. On average, a strict hedge has a (strictly) negative correlation with another asset or portfolio.Diversifier: An asset that, on average, has a positive correlation (but not perfect correlation) with another asset or portfolio. Safe haven: This is the asset that in times of market stress or volatility becomes uncorrelated or negatively associated with other assets or a portfolio. As was previously indicated, the significant market turbulence caused by a sharp decline in consumer spending, coupled with insufficient hedging opportunities, was a common feature of all markets during these times (Yousaf et al., 2022). Nakamoto (2008) suggested a remedy by introducing Bitcoin, a “digital currency,” as an alternative to traditional fiduciary currencies (Paule-Vianez et al., 2020). Bitcoin often described as “Digital Gold” has shown greater resilience during periods of crises and has highlighted the potential safe haven and hedging property against uncertainties (Mokni, 2021). According to Dyhrberg (2016), the GFC has eased the emergence of Bitcoin thereby strengthening its popularity. Bouri et al. (2017) in their study indicate that Bitcoin has been viewed as a shelter from global uncertainties caused by conventional banking and economic systems. Recent research has found that Bitcoin is a weak safe haven, particularly in periods of market uncertainty like the coronavirus disease 2019 (COVID-19) crisis (Conlon & McGee, 2020; Nagy & Benedek, 2021; Shahzad et al., 2019; Syuhada et al., 2022). In contrast to these findings, a study by Yan et al. (2022) indicates that it can function as a strong safe haven in favorable economic times and with low-risk aversion. Ustaoglu (2022) also supports the strong safe-haven characteristic of Bitcoin against most emerging stock market indices during the COVID-19 period. Umar et al. (2023) assert that Bitcoin and Gold are not reliable safe-havens. Singh et al. (2024) in their study reveal that Bitcoin is an effective hedge for investments in Nifty-50, Sensex, GBP–INR, and JPY–INR, at the same time a good diversifier for Gold. The study suggests that investors can incorporate Bitcoin in their portfolios as a good hedge against market volatility in equities and commodities markets. During the COVID-19 epidemic, Barbu et al. (2022) investigated if Ethereum and Bitcoin could serve as a short-term safe haven or diversifier against stock indices and bonds. The outcomes are consistent with the research conducted by Snene Manzli et al. (2024). Both act as hybrid roles for stock market returns, diversifiers for sustainable stock market indices, and safe havens for bond markets. Notably, Bhuiyan et al. (2023) found that Bitcoin provides relatively better diversification opportunities than Gold during times of crisis. To reduce risks, Bitcoin has demonstrated a strong potential to operate as a buffer against global uncertainty and may be a useful hedging tool in addition to Gold and similar assets (Baur & Lucey, 2010; Bouri et al., 2017; Capie et al., 2005; Dyhrberg, 2015). According to Huang et al. (2021), its independence from monetary policies and minimal association with conventional financial assets allow it to have a safe-haven quality. Bitcoins have a substantial speed advantage over other assets since they are traded at high and constant frequencies with no days when trading is closed (Selmi et al., 2018). Additionally, it has been demonstrated that the average monthly volatility of Bitcoin is higher than that of Gold or a group of international currencies expressed in US dollars; nevertheless, the lowest monthly volatility of Bitcoin is lower than the maximum monthly volatility of Gold and other foreign currencies (Dwyer, 2015). Leverage effects are also evident in Bitcoin returns, which show lower volatilities in high return periods and higher volatilities in low return times (Bouri et al., 2017; Liu et al., 2017). According to recent research, Bitcoins can be used to hedge S&P 500 stocks, which increases the likelihood that institutional and retail investors will build secure portfolios (Okorie, 2020). Bitcoin demonstrates strong hedging capabilities and can complement Gold in minimizing specific market risks (Baur & Lucey, 2010). Its high-frequency and continuous trading further enrich the range of available hedging tools (Dyhrberg, 2016). Moreover, Bitcoin spot and futures markets exhibit similarities to traditional financial markets. In the post-COVID-19 period, Zhang et al. (2021) found that Bitcoin futures outperform Gold futures.Gold, silver, palladium, and platinum were among the most common precious metals utilized as safe-haven investments. Gold is one such asset that is used extensively (Salisu et al., 2021). Their study tested the safe-haven property of Gold against the downside risk of portfolios during the pandemic. Empirical results have also shown that Gold functions as a safe haven for only 15 trading days, meaning that holding Gold for longer than this period would result in losses to investors. This explains why investors buy Gold on days of negative returns and sell it when market prospects turn positive and volatility decreases (Baur & Lucey, 2010). In their study, Kumar et al. (2023) tried to analyse the trends in volume throughout futures contracts and investigate the connection between open interest, volume, and price for bullion and base metal futures in India. Liu et al. (2016) in their study found that there is no negative association between Gold and the US stock market during times of extremely low or high volatility. Because of this, it is not a strong safe haven for the US stock market (Hood & Malik, 2013). Post-COVID-19, studies have provided mixed evidence on the safe-haven properties of Gold (Bouri et al., 2020; Cheema et al., 2022; Ji et al., 2020). According to Kumar and Padakandla (2022), Gold continuously demonstrates safe-haven qualities for all markets, except the NSE, both in the short and long term. During the COVID-19 episode, Gold’s effectiveness as a hedge and safe-haven instrument has been impacted (Akhtaruzzaman et al., 2021). Al-Nassar (2024) conducted a study on the hedge effectiveness of Gold and found that it is a strong hedge in the long run. Bhattacharjee et al. (2023) in their paper examined the symmetrical and asymmetrical linkage between Gold price levels and the Indian stock market returns by employing linear autoregressive distributed lag and nonlinear autoregressive distributed lag models. The results exhibit that the Indian stock market returns and Gold prices are cointegrated. According to the most recent study by Kaczmarek et al. (2022), Gold has no potential as a safe haven, despite some studies on the COVID-19 pandemic showing contradictory results. The co-movements of Bitcoin and the Chinese stock market have also normalized as a result of this epidemic (Belhassine & Karamti, 2021). Widjaja and Havidz (2023) verified that Gold was a safe haven asset during the COVID-19 pandemic, confirming the Gold’s safe-haven characteristic. As previously pointed out, investors value safe-haven investments in times of risk. Investors panic at these times when asset prices fall and move from less liquid (risky) securities to more liquid (safe) ones, such as cash, Gold, and government bonds. An asset must be bought and sold rapidly, at a known price, and for a reasonably modest cost to be considered truly safe (Smales, 2019). Therefore, we need to properly re-examine the safe-haven qualities of Gold and Bitcoin due to the mixed evidences regarding their safe-haven qualities and the impact of COVID-19 and the war in Ukraine on financial markets. This work contributes to and deviates from the body of existing literature in the following ways. We propose a novel approach in this work to evaluate an asset’s time-varying safe haven, hedge, and diversifier characteristics. This research examines the safe haven, hedging, and diversifying qualities of Gold and Bitcoin against the equity indices; S&P 500, CAC 40, and NSE 50. Through the use of rolling window estimation, we extend the methodology of Ratner and Chiu (2013) by estimating the aforementioned properties of the assets. Comparing rolling window estimation to other conventional techniques, the former will provide a more accurate representation of an asset’s time-varying feature. This study explores the conventional asset Gold’s time-varying safe haven, hedging, and diversifying qualities during crises like the COVID-19 pandemic and the conflict in Ukraine. We use Bitcoin, an unconventional safe-haven asset, for comparison. Data and Methodology We use the daily returns of three major equity indices; S&P500, CAC 40, and NSE 50 from January 3, 2018, to October 15, 2022. The equity indices were selected to represent three large and diverse markets namely the United States, France, and India in terms of geography and economic development. We assess safe-haven assets using the daily returns of Gold and Bitcoin over the same time. Equity data was collected from Yahoo Finance, Bitcoin data from coinmarketcap.com, and Gold data from the World Gold Council website. Engle (2002) developed the DCC (Dynamic Conditional Correlation)-GARCH model, which is frequently used to assess contagion amid pandemic uncertainty or crises. Time-varying variations in the conditional correlation of asset pairings can be captured using the DCC-GARCH model. Through employing this model, we can analyse the dynamic behavior of volatility spillovers. Engle’s (2002) DCC-GARCH model contains two phases; 1. Univariate GARCH model estimation2. Estimation of time-varying conditional correlation. For its explanation, mathematical characteristics, and theoretical development, see here [insert the next link in “the word here” https://journals.sagepub.com/doi/10.1177/09711023251322578] Results and Discussion The outcomes of the parameters under the DCC-GARCH model for each of the asset pairs selected for the investigation are shown in Table 1.   First, we look at the dynamical conditional correlation coefficient, ρ.The rho value is negative and insignificant for NSE 50/Gold, NSE 50 /BTC, S&P500/Gold, and S&P500/BTC indicating a negative and insignificant correlation between these asset pairs, showing Gold and Bitcoin as potential hedges and safe havens. The fact that ρ is negative and significant for CAC 40/Gold suggests that Gold can be a safe haven against CAC 40 swings. The asset pair CAC/BTC, on the other hand, has possible diversifier behavior with ρ being positive but statistically insignificant. Next, we examine the behavior of the DCC-GARCH parameters; α and β. We find that αDCC is statistically insignificant for all the asset pairs, while βDCC is statistically significant for all asset pairs. βDCC quantifies the persistence feature of the correlation and the extent of the impact of volatility spillover in a particular market’s volatility dynamics. A higher βDCC value implies that a major part of the volatility dynamics can be explained by the respective market’s own past volatility. For instance, the NSE 50/Gold’s βDCC value of 0.971 shows that there is a high degree of volatility spillover between these two assets, with about 97% of market volatility being explained by the assets’ own historical values and the remainder coming from spillover. Thus, we see that the volatility spillover is highly persistent (~0.8) for all the asset pairs except NSE 50/BTC. The results above show that the nature of the dynamic correlation between the stock markets, Bitcoin and Gold is largely negative, pointing toward the possibility of Gold and Bitcoin being hedge/safe haven. However, a detailed analysis is needed to confirm the same by employing rolling window analysis, and we present the results in the forthcoming section. We present the rolling window results for S&P500 first. We present the regression results for Gold in Figure 1 and Bitcoin in Figure 2   Figure 1. Rolling Window Regression Results for S&P500 and Gold.Note: Areas shaded under factor 1 represent significant regression coefficients. In Figure 1, we examine the behavior of β0 (intercept term), β1, β2, and β3 (partial correlation coefficients). The intercept term β0 will give an idea about whether the asset is behaving as a diversifier or hedge. Here, the intercept term shows significance most of the time. However, during 2018, the intercept was negative and significant, showing that it could serve as a hedge during geopolitical tensions and volatilities in the global stock market. However, during the early stages of COVID-19, we show that the intercept is negative and showing statistical significance, suggesting that Gold could serve as a hedge during the initial shocks of the pandemic. These findings are contrary to the results in the study by Tarchella et al. (2024) where they found hold as a good diversifier. Later, we find the intercept to be positive and significant, indicating that Gold could act as a potential diversifier. But during the Russia-Ukraine War, Gold exhibited hedge ability again. Looking into the behavior of β1, which is the partial correlation coefficient for the tenth percentile of return distribution shows negative and insignificant during 2018. Later, it was again negative and significant during the initial phases of COVID-19, and then negative in the aftermath, indicating that Gold could act as a weak safe haven during the COVID-19 pandemic. Gold could serve as a strong safe haven for the SP500 against volatility in the markets brought on by the war in Ukraine, as we see the coefficient to be negative and large during this time. From β2 and β3, the partial correlation coefficients of the fifth and first percentile, respectively, show that Gold possesses weak safe haven properties during COVID-19 and strong safe haven behavior during the Ukraine crisis. Next, we examine the characteristics of Bitcoin as a hedge/diversifier/safe haven against the S&P500 returns. We present the results in Figure 2.   Figure 2. Rolling Window Regression Results for S&P500 and Bitcoin.Note: Areas shaded under factor 1 represent significant regression coefficients. Like in the previous case, we begin by analysing the behavior of the intercept coefficient, which is β0. As mentioned earlier the intercept term will give a clear picture of the asset’s hedging and diversifier property. In the period 2018–2019, the intercept term is positive but insignificant. This could be due to the large volatility in Bitcoin price movements during the period. It continues to be minimal (but positive) and insignificant during 2019–2020, indicating toward weak diversification possibility. Post-COVID-19 period, the coefficient shows the significance and positive value, displaying the diversification potential. We see that the coefficient remains positive throughout the analysis, confirming Bitcoin’s potential as a diversifier. Looking into the behavior of β1 (the partial correlation coefficient at tenth percentile), it is positive but insignificant during 2018. The coefficient is having negative sign and showing statistical significance in 2019, suggesting that Bitcoin could be a good safe haven in that year. This year was characterized by a long list of corporate scandals, uncertainties around Brexit, and tensions in global trade. We can observe that throughout the COVID-19 period, the coefficient is showing negative sign and negligible during the March 2020 market meltdown, suggesting inadequate safe-haven qualities. However, Bitcoin will regain its safe-haven property in the coming periods, as the coefficient is negative and significant in the coming months. The coefficient is negative and shows statistical significance during the Ukrainian crisis, suggesting strong safe-haven property. Only during the Ukrainian crisis could Bitcoin serve as a safe haven, according to the behavior of β2, which displays the partial correlation coefficient at the fifth percentile. Bitcoin was a weak safe haven during COVID-19 and the Ukrainian crisis, according to β3, the partial correlation coefficient for the first percentile (coefficient negative and insignificant). According to the overall findings, Gold is a stronger safe haven against the S&P 500’s swings. This result is consistent with the previous studies of Triki and Maatoug (2021), Shakil et al. (2018), Będowska-Sójka and Kliber (2021), Drake (2022), and Ghazali et al. (2020), etc. The same analysis was conducted for the CAC 40 and the NSE 50; the full analysis can be found here [insert the next link in “the word here” https://journals.sagepub.com/doi/10.1177/09711023251322578]. However, it is important to highlight the respective results: In general, we may say that Gold has weak safe-haven properties considering CAC40. We can conclude that Bitcoin’s safe-haven qualities for CAC40 are weak. We can say that Gold showed weak safe-haven characteristics during the Ukraine crisis and good safe-haven characteristics for the NSE50 during COVID-19. We may say that Bitcoin exhibits weak safe haven, but strong hedging abilities to NSE50. Concluding Remarks In this study, we suggested a new method to evaluate an asset’s time-varying hedge, diversifier, and safe-haven characteristics. We propose a rolling window estimation of the DCC-based regression of Ratner and Chiu (2013). Based on this, we estimate the conventional asset’s time-varying safe haven, hedging, and diversifying properties during crises like the COVID-19 pandemic and the conflict in Ukraine. For comparison purposes, we include Bitcoin, a nonconventional safe-haven asset. We evaluate Gold and Bitcoin’s safe haven, hedging, and diversifier properties to the S&P 500, CAC 40, and NSE 50 variations. We use a rolling window of length 60 to estimate the regression. From the results, we find that Gold can be considered as a better safe haven against the fluctuations of the S&P 500. In the case of CAC 40, Gold and Bitcoin have weak safe-haven properties. While Bitcoin demonstrated strong safe-haven characteristics during the Ukraine crisis, Gold exhibited strong safe-haven characteristics during COVID-19 for the NSE 50. Overall, the findings indicate that Gold is the better safe haven. This outcome is consistent with earlier research (Będowska-Sójka & Kliber, 2021; Drake, 2022; Ghazali et al., 2020; Shakil et al., 2018; Triki & Maatoug, 2021). When it comes to Bitcoin, its safe-haven feature is weak. Bitcoin, however, works well as a diversifier and hedge. Therefore, from a policy perspective, investing in safe-haven instruments is crucial to lower the risks associated with asset ownership. Policymakers aiming to enhance the stability of financial portfolios might encourage institutional investors and other market players to incorporate Gold into their asset allocations. Gold’s strong safe-haven qualities, proven across various market conditions, make it a reliable choice. Gold’s performance during crises like COVID-19 highlights its potential to mitigate systemic risks effectively. Further, Bitcoin could also play a complementary role as a hedge and diversifier, especially during periods of significant volatility such as the Ukraine crisis. While Bitcoin’s safe-haven characteristics are relatively weaker, its inclusion in a diversified portfolio offers notable value and hence it should not be overlooked. Further, policymakers may consider how crucial it is to monitor dynamic correlations and periodically rebalance portfolios to account for shifts in the safe haven and hedging characteristics of certain assets. Such measures could help reduce the risks of over-reliance on a single asset type and create more resilient portfolios that can better withstand global economic shocks. For future research, studies can be conducted on the estimation of the rolling window with different widths. This is important to understand how the safe-haven property changes across different holding periods. Further, more equity markets would be included to account for the differences in market capitalization and index constituents. This study can be extended by testing these properties for multi-asset portfolios as well. We intend to take up this study in these directions in the future. Data Availability StatementNot applicable.Declaration of Conflicting InterestsThe authors declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.FundingThe authors received no financial support for the research, authorship, and/or publication of this article.ReferencesAkhtaruzzaman M., Boubaker S., Lucey B. M., & Sensoy A. (2021). Is gold a hedge or a safe-haven asset in the COVID-19 crisis? Economic Modelling, 102, 105588. Crossref. Web of Science.Al-Nassar N. S. (2024). Can gold hedge against inflation in the UAE? A nonlinear ARDL analysis in the presence of structural breaks. PSU Research Review, 8(1), 151–166. Crossref.Barbu T. C., Boitan I. A., & Cepoi C. O. (2022). Are cryptocurrencies safe havens during the COVID-19 pandemic? A threshold regression perspective with pandemic-related benchmarks. Economics and Business Review, 8(2), 29–49. 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Energy & Economics
Global business connection concept. Double exposure world map on capital financial city and trading graph background. Elements of this image furnished by NASA

Liaison countries as foreign trade bridge builders in the geo-economic turnaround

by Eva Willer

Introduction Geopolitical tensions are making global trade increasingly difficult. In order to reduce the associated risk of default, companies are shifting their trade relations to trading partners that are politically similar to them. In the course of the beginnings of geo-economic fragmentation, politically and economically like-minded countries are also gaining in importance for German and European decision-makers. Liaison countries1 in particular can form a counterforce to the trend towards polarization in foreign trade - especially between the USA and China: they are characterized by a pronounced economic and trade policy openness that overrides differences between geopolitical or ideological camps. Consequently, the question arises: How can relevant connecting countries for Germany and Europe be identified? What opportunities and risks do closer trade relations with these countries offer in order to strengthen foreign trade resilience in geopolitically uncertain times?  With a high degree of openness - defined as the sum of imports and exports in relation to gross domestic product - of over 80 percent2 , the German economy is strongly integrated into global trade. Accordingly, the disruptive effect of geo-economic fragmentation on the German economy would be above average. The defensive strategy to strengthen Germany's economic security by pushing for trade policy independence would only reinforce geo-economic fragmentation. Against the backdrop of comparatively high economic vulnerability, it is necessary to focus on those potential partner countries with which German and European foreign trade could be developed and expanded even under the condition of increasing fragmentation.  Geoeconomic Fragmentation  The term "geo-economic fragmentation" is used to describe the politically motivated reorganization of global goods and financial flows, in which strategic, economic and political interests primarily determine the choice of countries of origin and destination for trade flows.3 In the scenario of geo-economic fragmentation, the result would be the formation of a bloc within the global community of states, which would fundamentally change the regulatory structure of global economic networking. In this case, trade and investment would probably concentrate from a previously diverse range of economic partner countries - prior to the formation of the bloc - on those countries that now - since the formation of the bloc - belong to the same bloc.  The likelihood of this scenario occurring and leading to an increased fragmentation of the global economic order has increased again in the recent past. For example, Donald Trump's second term as US president is causing increasing geopolitical uncertainty worldwide.  Statements on the concrete form of a possible demarcation of potential blocs are subject to a great deal of uncertainty. However, the division of a large part of the global economy into a "US bloc" and a "China bloc" is a conceivable scenario for which German politics and business should prepare.  Data already shows that, at a global level, foreign trade openness has decreased in the recent past. Data from the World Trade Organization (WTO) illustrates the increasing hurdles in global trade in goods. While 3.1% of global imports were still affected by tariff or non-tariff barriers to trade in 2016 - including under WTO rules - this figure rose to 11.8% in 2024 over the following years.4 This development goes hand in hand with a noticeable loss of importance and enforcement of the WTO since the 2010s, which previously played a central role as the guardian of the rules-based global economic order.  Studies by the International Monetary Fund (IMF) have already found indications of an incipient geo-economic fragmentation along potential bloc borders. It shows that trade in goods and foreign direct investment between countries that would belong to the opposing camp in the event of a bloc formation declined on average in 2022 and 2023 - in contrast to foreign trade between countries that are geopolitically close.5  In this initial phase of geo-economic fragmentation, liaison countries are beginning to establish themselves as a counterforce, holding the fragmenting global community of states together with new trade and investment routes.  Identification of liaison countries Specifically, liaison countries have the following characteristics: a pronounced openness to foreign trade in the form of a high foreign trade quota and low tariff and non-tariff trade barriers, as well as pronounced economic relations with partner countries from different geopolitical camps. The geopolitical orientation of countries can be examined using data on voting behavior within the United Nations.6 This involves analyzing whether a country can be assigned to the US or Chinese camp - or whether there is no pronounced proximity and therefore political neutrality or "non-alignment" in the sense of ideological independence. The data-based identification of connecting countries is relatively new. Empirical analyses are also limited to connecting countries in the context of US-Chinese foreign trade - specifically US imports from China. In this case, the characteristics of a connecting country can be broken down into (1) "non-alignment" - i.e. a geopolitical distance to both a Western and an Eastern bloc - as well as (2) an increase in imports and foreign investment from China and (3) a simultaneous increase in exports to the United States. In a narrower sense, this is an evasive reaction to trade restrictions, i.e. circumventing trade. If the foreign trade indicators - specifically the trade and investment data relating to the US and China - of "non-aligned" countries for the period from 2017 to 2020 show corresponding characteristic-related changes compared to previous years, these can be identified as countries connecting the US and China.  The analysis of trade data shows that the value of direct exports from China to the USA fell during Donald Trump's first term in office. At the same time, both Chinese exports to some of the "non-aligned" countries and exports from these countries to the USA have increased significantly. These countries have presumably stepped in as a link on the export route from China to the US after the previously direct trade flow was interrupted by trade barriers and had to find a new route. Companies producing in China are therefore likely to have sought new, indirect ways to maintain access to the US sales market.  A certain statistical inaccuracy in the foreign trade data makes it difficult to draw a definitive conclusion in this context. It should be noted: No single commodity can be tracked across national borders in trade data collection. Whether the additional goods imported from China actually found their way to the United States can only be assumed approximately. However, if the trade flows are aggregated, a clearer picture emerges and the circumvention trade via selected connecting countries - including Vietnam and Mexico - becomes visible.  Data on foreign direct investment rounds off the analysis.7 "Non-aligned" countries in which an increase in Chinese investment can be seen between 2016 and 2020 in addition to trade flows can be identified as connecting countries. Here, too, available data suggests that the companies concerned either exported their goods to the United States via a stopover or even outsourced parts of their production destined for the US market to connecting countries. Five connecting countries between the US and China Based on the 2017-2020 study period, various connecting countries can be empirically identified that were used to indirectly maintain access to the US market. In terms of foreign trade volume, the economically most important connecting countries include Mexico, Vietnam, Poland, Morocco and Indonesia.8 All five countries are characterized by the fact that both their exports of goods to the US and their imports of goods from China increased significantly between 2017 and 2020. In addition, greenfield investments (foreign direct investment to set up a new production facility) have risen significantly compared to the period before 2017.  However, the five countries show different priorities in their development, which differentiate them in their role as connecting countries between the USA and China. In Vietnam, exports to the USA in particular have risen sharply. China has been the most important procurement market for Vietnamese companies for years. Poland, Mexico and Indonesia are characterized as connecting countries primarily by the significant increase in imports from China. Morocco, in turn, was able to attract more Chinese foreign investment in particular. Greenfield investments have almost tripled here since 2017. However, Poland - a rather surprising candidate for the role of liaison country, as it is intuitively assigned to the US-oriented bloc - is positioned fairly centrally between the US and China according to the analysis of voting behavior within the United Nations9. In addition, Poland qualifies primarily due to the sharp rise in greenfield investments from China, primarily in the expansion of domestic battery production.10  It cannot be concluded from the previous studies on the USA and China whether German companies are also circumventing trade barriers from the USA via the countries identified. As the trade policy conflicts between the US and China differ significantly from those between the EU and China, there has been a lack of comparable empirical data to analyze connecting countries in the EU context. Opportunities and challenges As the German economy is strongly oriented towards foreign trade and is closely networked with both the USA and China, German companies play a particularly exposed role in the area of tension between the USA and China. Increased economic exchange with potential connecting countries would offer German companies an opportunity to mitigate the expected shock of a geopolitical bloc. They could at least maintain international trade to a certain extent and thus secure some of the endangered sales and procurement markets. On the other hand, there are also costs associated with expanding foreign trade relations with potential connecting countries. The greater complexity also increases the risk in the value chains. Companies that position themselves wisely within this trade-off buy themselves valuable time in the event of a shock to reorganize themselves against the backdrop of changed foreign trade conditions.  From the perspective of foreign trade policy, it is also possible to examine the extent to which stronger foreign trade cooperation with (potential) connecting countries could have advantages. The trade-off between resilience and complexity must then be assessed at a macroeconomic level, beyond individual company interests. In order to make it easier for companies to connect to potential connecting countries and to create appropriate framework conditions, German and European policy can build on existing comprehensive strategies at national and European level. Both the China Strategy11 and the National Security Strategy12 focus foreign policy on connecting countries as part of a stronger economic and political risk diversification. There is also a similar framework at European level with the EU's Strategic Compass13 . Following on from this, the German government could create targeted incentives to open up new markets in liaison countries, which would diversify critical supply chains and reduce one-sided dependencies.  At the same time, connecting countries pose a challenge. These can be used to circumvent foreign trade measures such as sanctions if flows of goods can find alternative routes via connecting countries more easily than before.  In order to realize opportunities and overcome challenges, close cooperation between science, politics and companies is required. This first requires the identification of a selection of potential connecting countries through scientifically sound analysis. This creates the basis for the subsequent steps in which European and German policymakers work closely with companies to create attractive framework conditions for trade with potential connecting countries - for example through bilateral trade agreements.  Attractive foreign trade framework conditions can create the necessary incentive to actually expand trade relations with potential connecting countries. Companies need to weigh up individual cases and make forward-looking decisions: To what extent is there a risk of a loss of production triggered by geopolitical conflicts? And how much would the complexity of the value chain increase if more potential connecting countries were included? Ultimately, the actual choice of preferred sales and procurement markets lies with the individual companies. LicenseThis work is licensed under CC BY 4.0 References1. Verbindungsländer werden im Sinne von Connectors verstanden, vgl. 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