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Diplomacy
Chinese president Xi Jinping on the phone screen and Volodymyr Zelensky the president of Ukraine

Beijing’s Kyiv outreach is about acquiring a global role for itself

by Harsh V. Pant

It aims to signal its diplomatic ascendance and challenge Washington as the big shaper of outcomes. Late last month, Chinese President Xi Jinping finally made that much hoped-for call to Ukraine’s President Volodymr Zelensky and informed the world that his nation “always stood on the side of peace.” This was the first outreach by Beijing to Ukraine since  the latter’s invasion by Russia last February, and Zelensky was keen on this engagement, especially after Xi’s visit to Moscow in March. Ukraine views China as an important interlocutor that can engage with Russia and seems to have been encouraged by the “long and meaningful” phone call between the two leaders that in its view would “give a powerful impetus to the development of our bilateral relations.” Last week, Ukraine’s finance minister also suggested that Kyiv should use its bilateral relationship with China as leverage to bring an end to Russia’s full-scale invasion, though he refused to consider China as a friend. The Chinese President has been reported as saying that China, “as a responsible majority country,” would “neither watch the fire from the other side, nor add fuel to the fire, let alone take advantage of the crisis to profit.” But there was no suggestion that Beijing would be doing anything meaningful going forward. The call and associated choreography had more to do with positioning China as a global power that is willing to engage in resolving problems, as opposed to the US that is creating more trouble by continuing to support Ukraine and prolonging the war. China has already laid out its cards on the table when it comes to the Ukraine crisis. It had released a 12-point position paper on the political settlement of the Ukraine crisis earlier this February. In an attempt to present itself as a neutral peace broker, Beijing has enunciated a few standard principles, including respect for the sovereignty of all countries, resumption of peace talks, keeping industrial and supply chains stable and opposition to unilateral sanctions  as well as the use of nuclear weapons. Taking this forward, China has decided to send special representatives to Ukraine and hold talks with all parties in an attempt at peace-making. But beyond these principles, China’s credentials are hardly supportive of a larger role as a peace-maker, as it has long refused to view its ties with Ukraine and Russia at the same level. Russia has shown no inclination to step back from its aggression and Ukraine is seemingly preparing to launch a large-scale counter-offensive against Russian forces in a bid to retake territory in the east and south for which it has been preparing for months now. While Moscow has given no indication of backing down, perhaps assuming that it has time on its side and waiting for the Western consensus on backing Ukraine to collapse, Ukrainian forces feel that the weaponry delivered by the West over the past few months is likely to give them the momentum needed to shape battlefield realities in their favour. China is also unlikely to be viewed as an honest broker, given its ties with Russia that are increasingly becoming tighter. And despite repeated statements that the “sovereignty, independence and territorial integrity of all  countries must be effectively upheld,” Beijing has not only refused to acknowledge Russia’s violation of Ukrainian sovereignty, but has continued to privilege its partnership with Moscow. Though Xi’s visit to Moscow in March did not result in any concrete help to Russia, it did signal to the West that  the China-Russia entente can shape the global balance of power in ways that can be deleterious to Western interests. More than anything else, Chinese posturing in the Ukraine conflict is aimed at the West. In its position paper, Beijing talks about the need to abandon a “Cold War mentality” and argues that “the legitimate security interests and concerns of all countries must be taken seriously and addressed properly,” making it clear that it largely agrees with Moscow’s perspective that it was the West that created the conditions for this war with the expansion of the North Atlantic Treaty Organization (Nato). China has also been critical of Western sanctions on Russia, arguing that “relevant countries should stop abusing unilateral sanctions and ‘long-arm jurisdiction’ against other countries, so as to do their share in de-escalating the Ukraine crisis.” Both of these issues are germane for the long-term trajectory of China’s role on the global stage amid deepening tensions with the US. For China, clearly, this crisis is more about itself than it is about Russia. As China comes out of its covid- induced isolation, it would like to have a stable international environment for a sustained economic recovery. But it is also using an opportunity to emerge as a key global interlocutor by venturing into diplomatic arenas it has been shy of in the past, taking advantage of the West’s recent inward orientation. This effort was exemplified by its attempt to bring Iran and Saudi Arabia together in the highly volatile Middle East. China’s attempt at emerging as a global peace-maker is about presenting a diplomatic challenge to the US on the global stage. Beijing may not have much of an impact on the eventual outcome of the Ukraine crisis, but it is signalling that it is no longer shy of showcasing its growing diplomatic heft.

Diplomacy
Currencies of US, China, Russia

Can Russia and China unseat the Dollar from its throne?

by Sauradeep Bag

​Although the dollar continues to be the dominant global currency, Russia and China could dent this dominance. In the aftermath of global financial exclusion, Russia has had to make some strategic adaptations. The West’s sanctions had crippling consequences, and the Kremlin scrambled to find alternatives. In light of these developments, China became an important ally, and the Yuan—its currency—has taken on a more prominent role. It is telling that in Russia, the yuan has surpassed the United States Dollar (USD) in trading volume, a feat achieved a year after the Ukraine conflict, which triggered a series of sanctions against Moscow. As Russia and China band together, one wonders what other shifts will take place and how they will shape the future. Change is afoot, and the Russian market bears witness. The month of February saw a watershed moment as the yuan surged past the dollar in monthly trading volume for the first time. The momentum continued into March as the gap between the two currencies widened, showcasing the growing sway of the yuan. It’s an impressive feat, considering that the yuan’s trading volume on the Russian market was once quite insignificant. The winds of change blew through Russia’s financial system as the year progressed. Additional sanctions had taken their toll on the few remaining banks that still held power to make cross-border transactions in the currencies of countries that had been deemed “unfriendly” by the Kremlin. One such bank was Raiffeisen Bank International AG, whose Russian branch played a significant role in facilitating international payments within the country. However, the lender found itself under the watchful eye of both European and US authorities, which only added to the pressure. These events spurred the Kremlin and Russian companies to shift their foreign-trade transactions to currencies of countries that had not imposed sanctions.Converging coalitionsThe bond between Russia and China is growing stronger, with both nations seeking to bolster their positions on the global stage. Their alliance has spread across various spheres: military, economic, and political. With relations between Russia and the West crumbling, China has emerged as a key partner for Russia, providing it with the necessary support to counter economic and political pressure. On the other hand, China is keen on expanding its global reach, especially in the Eurasian region, and sees Russia as an important ally in this regard. President Xi Jinping’s recent visit to Moscow and his pledge to expand cooperation are likely to take this partnership to greater heights. Trade and investment ties are set to grow stronger, with both nations seeking to reduce their dependence on Western economies. Russia’s focus on infrastructure development and mega projects is also likely to benefit from China’s expertise in these areas. Energy is another significant area of collaboration, with Russia being a leading exporter of oil and gas and China being the world’s largest importer of these resources. Technology is also an essential domain, with both countries investing heavily in research and development to remain competitive in the global economy. While the alliance between Russia and China will likely have far-reaching geopolitical consequences, it is a complicated relationship with both nations pursuing their interests, even as they work towards common goals. As a result of Western sanctions, Russia has shifted its foreign trade transactions away from the dollar and euro to currencies of non-restricted countries. By doing so, the Kremlin and Russian companies hope to decrease their dependence on the Western financial system and explore new avenues for conducting their trade and economic activities. This shift in strategy reflects Russia’s determination to maintain its economic stability despite restrictions on its access to the global financial system. It also underlines the growing importance of alternative currencies in global trade as countries strive to minimise the impact of sanctions and safeguard their economic interests.Structural overhaulsThe Russian Finance Ministry was not immune to the winds of change either. Earlier this year, it made the switch from the dollar to the yuan for its market operations. It even went a step further by devising a new structure for the national wealth fund, earmarking 60 percent of its assets for the yuan. The Bank of Russia joined the chorus, urging its people and businesses to consider moving their assets to the rouble or other currencies considered “friendly.” This would help mitigate the risk of having their funds blocked or frozen. As the world undergoes a seismic geopolitical shift, it seems Russia is moving in tandem, searching for ways to secure its economic future. However, the dollar still reigns supreme in the Russian market. Even with all the changes taking place, it remains the most widely used currency, ceding its throne only occasionally to the yuan. This underscores the enduring dominance of the dollar, which has played a significant role in Russia’s financial landscape for years. However, as the world continues to evolve, one wonders how long it can hold on to its crown.

Energy & Economics
European Commissioner for Energy, Kadri Simson giving speech during the European Green Deal

Industrial Policy, Green Energy of the European Union and Long-Term Regional Developement Problems

by Pavel Sergeev

Annotation The features of the implementation of the industrial policy of the European Union aimed at achieving the goals of ensuring the functioning of green energy are considered, an assessment of the prospects for regional and global development in the context of rising prices for energy products is given The beginning of 2023 showed the correctness of scientists who have long warned about the strengthening of the negative impact on humanity of natural and climatic changes, natural disasters, man-made disasters and their consequences, which leads to a decrease in the sustainability of global economic and social development. The most incomplete list of them includes the earthquake in Turkey, the danger of a new pandemic, the strongest tornado in the USA. As for the problems of climate change for the European Union countries, at present the problem of drought and the increasing shortage of fresh water is becoming increasingly urgent there. Moreover, in the most unexpected places, natural hazards that are not characteristic of the region, including volcanic activity, may also occur. Clearly, overcoming this kind of problem will require, at a minimum, a reliable energy supply. However, the orientation of the region's industrial policy towards green energy, the creation of capacities for the production of alternative energy sources means, if we do not consider the negative environmental consequences of this, a sharp decrease in the reliability of energy supply. This is all the more important since the EU own energy production is at a rather low level. The prospective restructuring of regional gas supply means for the EU a significant decrease in the competitiveness of goods produced in the region, which, without the supply of cheap Russian natural gas, leads to the loss of the main markets.  At the same time, it is possible that regional crises, such as climate, environmental, migration, demographic, food, logistics, which continue to intensify, will one day lead to global consequences, including a financial crisis. And it will eventually lead to an exchange crisis, which will necessarily spread to commodity markets with appropriate consequences. In a natural way, ordinary EU citizens understand how the abandonment of a cheap and reliable source of energy supply will end, including its long-term consequences. And the companies of the global energy market are now confident that the time has come for long-term contracts. The fact is that modern competition, conducted by individual subjects of international relations in a very specific way, began to deny international law, primarily the UN Charter (at least Article 1.3). The result of all this will be serious disproportions in the development of the global economy and very many will have to refresh the survival skills formulated by Robert Baden-Powell (1857-1941) at the beginning of the twentieth century.

Diplomacy
Genghis Khan Statue Complex

Mongolia: squeezed between China and Russia fears ‘new cold war’

by Christoph Bluth

Mongolia’s prime minister, Luvsannamsrain Oyun-Erdene, recently expressed his country’s fear that the world is heading towards a new cold war as the relations between Russia and China and the west – particularly Nato – have taken a turn for the worse. “It’s like a divorce,” he said. “When the parents divorce, the children are the ones who get hurt the most.” The country sits landlocked between Russia and China and is fearful of antagonising either. It gets much of its power from Russia, and China buys much of its exports – mainly agricultural goods and minerals such as copper. By pursuing a nimble foreign and trade policy since it transitioned to a multiparty democracy in the early 1990s, Mongolia has established a stable economy, receiving a thumbs up from the World Bank in its latest country report: With vast agricultural, livestock and mineral resources, and an educated population, Mongolia’s development prospects look promising in the long-term assuming the continuation of structural reforms. But the war in Ukraine has brought home to Mongolia just how carefully it must now navigate its foreign and trade policies to remain independent.Smooth transition to democracyFrom 1921 to 1990, Mongolia was effectively part of the Soviet bloc, although not part of the Soviet Union itself. The country’s centralised command economy was almost entirely dependent on Moscow for survival. The collapse of communism in the early 1990s resulted in what proved to be a smooth transition. The then leader, Jambyn Batmönkh, refused to even consider quelling pro-democracy demonstrations, instead saying: “Any force shall not be used. There is no need to utilise the police or involve the military … Actually, these demonstrators, participants, and protesters are our children.” His resignation in 1990 and the emergence of Ardchilsan Kholboo (Mongolian Democratic Union) paved the way for the development of a multiparty democracy. The June 1993 presidential election in Mongolia, which was ruled as free and fair by the International Foundation for Electoral Systems, saw the incumbent president, Ochirbat Punsalmaa – who had been appointed after a ballot by members of the existing Presidium of the People’s Great Khural (the national assembly) – elected for a four-year term. A new constitution was adopted, with a three-part structure under the speaker of the parliament, the prime minister and the president and, while there have been instances of political corruption, Freedom House gives the country a high rating for both political rights and civil liberties. All of which cannot disguise that the fledgling democracy remained wedged between (at the time chaotic) Russia and an increasingly assertive and authoritarian China. The obvious policy for Mongolia to pursue was to attempt to balance the two great powers in the region. Initially, Mongolia’s foreign policy relied heavily on “omni-enmeshment”. This basically meant building relationships with as many partners as possible, both regionally and globally – including, significantly, the US. But since 2000, Mongolia has embraced the policy concept of “balance-of-power” to reduce the country’s reliance on any one nation. To this end, they have partnered with strategic states in Asia, such as Japan and India, and rekindled military ties with Russia by entering a “strategic partnership” and conducting joint military exercises, while still maintaining a strong relationship with China. Mongolia has also strengthened bilateral security relations with the US. Mongolia’s relationship with China is complicated by the fact that a significant part of what was traditionally Mongolia is now an “autonomous region” of China (Inner Mongolia), with a population of ethnic Mongolians larger than that of Mongolia itself. This, and the activities of secessionist groups in the province, is a persistent point of conflict between China and Mongolia.Third neighboursBut Mongolia sees its independence increasingly threatened as Russia and China grow closer. Since the demise of the Soviet Union, Mongolia has adopted a strategy of maintaining strong ties with “third neighbours” – countries that embrace democratic values but also practice market economics, including the US (it was a term first articulated with connection to Mongolian foreign policy in August 1990 by then US secretary of state James Baker). The US and Mongolia formalised their relations as a Strategic Partnership in 2019 and in 2022 – clearly with one eye on Ukraine – the two countries announced they were deepening the partnership “in all areas of mutual interest”, including an “open skies” agreement which would guarantee scheduled nonstop passenger flights between the two countries. The US – with other third-neighbour allies – also takes part in the annual Khaan Quest military exercises.Dangerous timesThe war in Ukraine has brought the precarious geopolitical situation in Ukraine into sharp focus. The latest joint declaration from the US-Mongolia Strategic Partnership stressed that “disputes should be resolved by peaceful means and with respect for the United Nations Charter and international law, including the principles of sovereignty and respect for the independence and territorial integrity of states, and without the threat or use of force”. It added: “To this end, both nations expressed concern over the suffering of the Ukrainian people.” Mongolia has abstained from the UN votes condemning Russia’s invasion of Ukraine, while also refusing to criticise the sanctions imposed on Russia by the west, despite the fact that they have affected Mongolia – for example, sanctions against Russian banks have made it difficult to pay for its imports from Russia. And, for all its efforts to forge ties around the globe, Mongolia remains heavily dependent on both Russia and China. The prospect of a new cold war setting the west against the Beijing-Moscow axis is a major concern for Mongolia. As Elbegdorj Tsakhia, a former prime minister and president of Mongolia – now a member of The Elders group of global leaders – told Time magazine in April 2021: “I feel that we have just one neighbour. China, Russia, have become like one country, surrounding Mongolia … Every day, we face very tough challenges to keep our democracy alive. Mongolia is fighting for its survival.”

Defense & Security
President Vladimir Putin with his military personnel

Armies and Autocrats: Why Putin’s Military Failed

by Zoltan Barany

AbstractThis essay analyzes the failure of Vladimir Putin’s military in Ukraine in terms of five key factors. The first of these is Putin’s monopolization of control over the armed forces, which has driven critical voices and honest debates out of military and defense matters. Second is the failure of reform: Efforts to overhaul the bloated, ill-equipped post-Soviet military have not produced a twenty-first century fighting force that can match the world’s best armies or counter their capabilities. Third, Russia’s military has been unable to attract talented young people. Fourth, Russia’s mammoth defense industry produces too few weapons, and those it does turn out cannot match sophisticated Western arms. Finally, the operations in Georgia, Crimea, and Syria were conducted against feeble adversaries and said zero about how Russian forces would perform in a conventional land war against a resolute, well-armed enemy. In short, the Russian military is a reflection of the state that created it: Autocratic, security-obsessed, and teeming with hypercentralized decisionmaking, dysfunctional relations between civilian and military authorities, inefficiency, corruption, and brutality. Before and even shortly after Russian president Vladimir Putin invaded Ukraine on 24 February 2022, most experts predicted that Russia’s military would make short work of its southwestern neighbor’s defenders. The conventional wisdom held that while Russia’s forces had fallen on hard times after the Cold War, Putin’s more than two decades of rule had transformed them into an effective military machine. In early 2014, Russian troops in unmarked green-camouflage uniforms had taken Crimea from Ukraine with little bloodshed or even exertion. Two years later, one analyst called the intervention of the Russian Air Force on the side of the Bashar al-Assad regime in Syria “the most spectacular military-political event of our time.” In 2021, another commentator pointed to successful campaigns not only in Ukraine and Syria but also in Georgia (2008) while crediting Putin with having “overseen a thorough transformation of the Russian Armed Forces.” Flawed appraisals such as these are based on a misunderstanding of Russia’s military landscape. The Russian military is a quintessential reflection of the state that created it: Autocratic, security-obsessed, and teeming with hypercentralized decisionmaking, dysfunctional relations between civilian and military authorities, inefficiency, corruption, and brutality. We should note five key points. The first is that Putin’s monopolization of control over the armed forces and refusal to allow an independent legislature have driven critical voices and searching, honest debates out of military and defense matters. Second is the failure of reform—as the world can now see, efforts to overhaul the bloated, ill-equipped post-Soviet military have not produced a twenty-first–century fighting force that can match the world’s best armies or counter their capabilities. Third, Russia’s military has been unable to attract talented young people. Senior officers stubbornly refuse to delegate authority, robbing juniors of chances to develop initiative and leadership qualities, while most noncommissioned officers (NCOs) and their troops are poorly prepared. Fourth, Russia’s mammoth defense industry—largely owned and run by the state—produces too few weapons, and those it does turn out cannot match sophisticated Western arms. Finally, the operations in Georgia, Crimea, and Syria proved nothing: They were conducted against feeble adversaries and said zero about how Russian forces would perform in a conventional land war against a resolute, well-armed enemy. In a constitutional democracy, the legislature and the executive are both involved in controlling the armed forces. The chain of command is codified, as are respective institutional responsibilities vis-`a-vis the military. Laws likewise prescribe the potential uses of the military in various domestic and external scenarios. The national legislature passes the defense budget and supervises its disbursement, the chief executive acts as commander-in-chief, the defense minister is not a serving officer, and civilians—including those in the media and defense-focused NGOs—offer advice and scrutiny. In authoritarian states, the executive directly controls the military while the national legislature (if one exists) and regional authorities have no say. There is no safe place for independent security-policy experts, scholars, or journalists to function. The Kremlin runs the Russian armed forces, and today the Kremlin means Putin. He has few confidants. Since 2012, his principal advisors in the security realm have been Defense Minister Sergei Shoigu (who has no military background) and General Valery Gerasimov, the armed forces chief of staff. They serve entirely at the pleasure of the president—who summarily dismissed each man’s predecessor. Putin’s frustration with the Defense Ministry’s handling of the “special military operation” in Ukraine (to say “war” or “invasion” can bring a Russian citizen years in jail) has led to the marginalization of Shoigu, who nonetheless has kept his job despite strident criticism from prominent Russian nationalists. When Putin came to power in 2000, the military and its top brass held considerable sway over foreign and defense policy, military reform included. Since then, Putin has wrestled control of all military and security forces into his own hands. During Defense Minister Anatoly Serdyukov’s tenure (2007–12), bloodless purges removed from the general staff officers who disagreed with the Kremlin’s ideas about military reform, who were thought too independent-minded and unwilling to give Putin constant support. Serdyukov cut the Central Military Administration staff by more than 30 percent, mostly getting rid of generals and colonels. For the last dozen years, Russian generals have been Putin’s servants. Their careers depend not merely on their professional competence but on their personal loyalty to him. On paper the Defense Ministry answers to parliament and its committees on defense and security, but in practice the ministry answers to the Presidential Administration alone. The president decides whether, when, where, and how to deploy the military, at home or abroad. Putin is a centralizer; while Russia remains nominally federal, local councils have lost capacity to perform even traditional tasks such as calling up reservists, as recent events have shown. Journalists who have dared to write objectively on defense issues have been hit with heavy jail time even for open-source reporting. Membership in NATO—a defensive alliance espousing liberal-democratic principles—may constrain an authoritarian such as Hungary’s Prime Minister Viktor Orbán from seeking to “adjust” his country’s borders, but Putin faces no such obstacle. He dominates the Collective Security Treaty Organization (comprising ex-Soviet republics), while the “dictators’ club” that is the Shanghai Cooperation Organization in no way constrains his grip on the Russian military. For more than a decade, Russia’s army has been indisputably Putin’s army; no trace of institutionally balanced civilian authority, transparency, or accountability impedes his control over it.Reform InterruptusAt the Cold War’s end, Russian political and military leaders were aware of their forces’ shortcomings. For most of the 1990s, however, little happened beyond a reduction in force size. Generals opposed structural changes, political elites lacked the will to push back, and resources were scarce. The Russian army won the First and Second Chechen Wars (1994–96; 1999–2009) against a tiny breakaway region, but with an operational performance that was embarrassing. The August 2008 defeat of Georgia, another small and underfunded neighbor, also underlined Russia’s military deficiencies. Systems for command, control, communications, and intelligence performed so poorly that at times officers had to borrow war correspondents’ cellphones to reach troops. The air force admitted that it had four aircraft downed during the twelve-day conflict (the Georgians claimed to have shot down 21), losses that would have easily been avoided had unmanned aerial vehicles (UAVs or drones) been on hand to fly reconnaissance. Russian sources acknowledged that tanks and warplanes had seen no overhaul since the Afghan War (1979–89), “smart” weapons and modern communications systems had been unavailable, and the Defense Ministry had relied on “favorite suppliers” known for making obsolete armaments. In response to such weaknesses, the reform program begun in 2008 sought to turn a Soviet-legacy military still based on mass mobilization into a leaner, more professional force ready for combat. Even if Ukraine has laid bare their limits, the changes made since 2008 have been considerable. With carte blanche from Putin, Defense Minister Serdyukov pensioned off or cashiered enough stubborn senior officers to break institutional resistance. The military’s structure was rationalized and streamlined. The number of large units shrank from 1,890 to 172, while 65 military colleges became ten and sixteen Soviet-era military districts became four. A main purpose of the defense reforms was to bridge the deep qualitative gap between Russian and NATO military personnel that the brief Russo-Georgian War had highlighted, or at least to improve the training and combat readiness of the nonelite troops who have always filled most Russian units. Modernizers also wanted to stabilize the army’s troop strength at a million. Russian official data are best treated with skepticism, but it appears that the total personnel strength of the Russian armed forces (land, naval, and air) has been between 700,000 and 900,000 over the past decade. Serdyukov reduced the size of the officer corps, phased out praporshchiki (roughly equivalent to warrant officers), and drastically increased the number of “contract” (professional) soldiers. In a bid to make professional soldiering more attractive, money went to improve the working conditions, housing, welfare, and pensions of servicemen and their families. Shoigu carried on the reform process, raising the number of contract soldiers to 410,00 by 2020, when conscripts in uniform numbered only 260,000. The conscripts are a token of Russia’s limitations: The Kremlin would like to have a fully professional military but cannot afford it, so the draft is needed to fill the ranks. The reform plan called for a half-million contract soldiers by 2019, but only 405,000 were said to have been signed up and that figure is likely inflated. As of 2012, contract soldiers were paid 25 percent more than the average Russian civilian, and military benefits were comparatively generous as well. But inflation has been a key problem. Its erosion of contract soldiers’ pay and benefits has made military careers less enticing and driven down applicant quality: The military has been chasing not only fewer but less desirable recruits. Without able contract recruits, the dream of a high-quality, NCO-enabled Russian military can never come true. A traditional weakness of Soviet or Russian armies going back to czarist days has been the absence of career NCOs. A modern military relies on professional “noncoms”: They enjoy significant autonomy; keep commissioned officers and enlisted personnel working together; and give to the troops training, discipline, and (not least) hands-on leadership “at the sharp end.” Russia’s military reform recognized the need for a professional NCO force; within ten years after the Georgian campaign, contractors predominated in what were considered NCO billets. But questions remained about the depth of their training and the degree of initiative accorded them in an army where the idea of delegating authority downward has long been a foreign concept. In 2009, the Defense Ministry established an NCO academy, but the two-thousand graduates that it produces each year do not seem to have been enough to transform army culture. In 2010, seventy-thousand of the junior officers whom Serdyukov had discharged had to be recommissioned in order to keep doing what in the West would be classed as NCOs’ jobs. The available data suggest, and the war in Ukraine has confirmed, that Russia is a long way from fielding the kind of proficient NCO force that is essential to a modern military, and which Ukraine itself is increasingly displaying through its own performance under arms. Reform never even touched other areas. These include combat medicine, something that Western armies have worked hard on in recent decades. Quickly bringing together wounded soldiers and critical care is key, but the Russian military with its history of tolerating high casualties has focused little on this. Young Russian army doctors who resigned their commissions protested that they had been issued “practically nothing” to work with in terms of equipment and could “provide only first aid.”Generals and SoldiersLack of trust in subordinates and reluctance to delegate mark every command level of the Russian military. The Soviet-era practice of waiting for orders to filter down from headquarters—a custom meant to leave no room for independent thinking and creativity—often results in missed opportunities on the battlefield. Serdyukov dismissed or eased out about a third of senior officers, including the last group of critical thinkers who might have disagreed with Kremlin policy. He made senior generals’ promotion prospects depend on their ability to read the signs emanating from the Presidential Administration. Even at the top of the military hierarchy, generals are wary of taking initiative for fear of angering superiors who now include Putin himself. Nonetheless, it seems that some in the high command did question Putin’s plan going in, especially the idea of a lightning strike to seize Kyiv, warning that Russian troops and equipment were not up to the task. When the doubters turned out to be correct, the Kremlin apparently allowed these generals to draw up a new strategy. They then turned the conflict into a war of attrition based on the old Russian standby of overwhelming firepower. When massed artillery and aerial bombardment failed too, as fighting around the vital southern city of Kherson and Ukrainian breakthroughs in other sectors showed, Putin shook up his roster of senior commanders three times. In April, in June, and again in September, the Kremlin changed generals in search of better combat performance. In early October, Putin gave General Sergei Surovikin the task of turning the war around even as Ukrainian forces carried on with counterstrikes around the flanks and into the rear areas of surprised Russian formations. Surovikin’s qualifications include experience in complex combat environments as well as a reputation for “total ruthlessness,” “corruption and brutality,” and mistreating subordinates. In other words, he promises to be a perfect fit for Putin and his army. We can also see Putin’s distrust of his high command in his ever deeper personal involvement in military decisions. As the Ukrainians counterattacked in September 2022, he told his generals that he himself would now set strategy. His micromanagement of the war extends to making low-level tactical decisions and giving orders to frontline generals from the Kremlin. According to Western intelligence sources, the Russian president “is making operational decisions at the level of a colonel or brigadier,” helping to determine the movements of forces and ordering stands “at all costs” (an approach that leads to troop and equipment losses as units banned from making tactical retreats fall prey to encirclement). Putin’s heightened involvement likely stems from his realization that early in the war his commanders kept him in the dark about how badly Russian forces were faring against unexpectedly nimble and fierce Ukrainian resistance. But should Putin, who has no military background, ever have expected his forces to do well in Ukraine? Starting in 2008, military education and training of all ranks did improve. There were more drills, including large-scale joint exercises featuring tens of thousands of personnel from different Russian services. Beefed-up flight hours for military aviators and improved maintenance routines for their aircraft reduced mechanical failures and combat losses in Georgia and Syria. To put all this in context, however, it must be stressed that outside a few elite units, Russian training and maintenance standards across the board have never been more than modest, and hardly reach the levels that characterize the world’s top militaries. Despite pay raises, the Russian armed forces have been unable to attract the best and brightest of young Russians in the face of competition from the civilian labor market. Housing remains a problem for officers with families, and for years pay has not kept up with inflation. In many units, conditions are poor and junior officers are treated with contempt as superiors play favorites. Anecdotal evidence suggests that many officers with employment opportunities outside the military resign their commissions. The 2018 decision to revive the post of zampolit (political officer) in units as small as infantry companies harks back to the Soviet era and signals that the state doubts its soldiers’ loyalty. Mandatory military service has been unpopular. Many of those who can afford to avoid it (by bribing army doctors to declare them unfit) do so, while the most desperate flee the country or even deliberately injure themselves to evade the draft. The brutal hazing of raw recruits, sometimes with tragic results, remains a problem despite efforts to curtail it. In 2008, the period of mandatory active service was halved to a single year, which means that after training a soldier is available for just six months of duty. Most troops that the army considers combat-ready are not draftees, though (perhaps surprisingly) conscripts make up about a quarter of elite commando units. The army planned to reduce its intake of conscripts to 150,000 by 2021, but missed that goal. As the Ukraine war grinds on, unwilling draftees will become more common, and the army will increasingly have to rely on poorly trained and motivated soldiers. Putin’s 21 September 2022 call-up of 300,000 reservists put new focus on manpower issues just ten days before the beginning of the fall conscription period. Many experts believe that mobilizing hundreds of thousands of reservists will prove exceedingly difficult. So far, the call-up has fallen disproportionately on ethnic minorities. These include nomadic reindeer herders from northeastern Yakutia (5,600 kilometers from Kyiv) as well as the Crimean Tatars, long repressed by Soviet and Russian regimes and vocal opponents of the peninsula’s annexation. Even if those mobilized are actual reservists, it is likely that only a fraction of them have had regular training in the years since they left active duty. It will be months before these troops can add to Moscow’s war effort. In a September 29 video call with advisors, Putin publicly admitted “mistakes” such as call-ups of fathers with children, people with chronic illnesses, and some over military age. Mobilized soldiers, some of them middle-aged, have complained that they were kept in “cattle conditions,” had to buy their own food, and received ill-fitting boots and uniforms as well as old, poorly kept weapons. The president left it to regional governors and officials below them to fix the problems, not mentioning that his own policies have undermined local governments’ capacities. During the first week after the mobilization declaration, at least 200,000 young Russians and their families absconded to neighboring countries including Kyrgyzstan and Mongolia, as well as farther afield. The absconders were joining millions of their fellow citizens, many of them young and highly educated, who have voted with their feet against Putin’s war. In recent years, elite troops and private military firms in Moscow’s employ have done much of Russia’s fighting. The best known among the latter is the Wagner Group, a mercenary outfit possibly named for the German composer and established in 2014 by Dmitri Utkin, a former special-forces lieutenant-colonel, and Yevgeny Prigozhin, an oligarch from Putin’s inner circle with multiple Soviet-era criminal convictions. The unit is allegedly overseen by Russia’s military-intelligence agency, the GRU, in which Utkin served. How Wagner gets paid remains murky, but funds likely come from state sources as well as oligarchs. Wagner operatives in their insignia-free uniforms were the “little green men” who first appeared during Putin’s Crimea takeover, and since then have taken part in armed conflicts in Syria as well as several African states including Libya, Mali, Mozambique, and Sudan. Reportedly, more than a thousand Wagner mercenaries have deployed to Luhansk Oblast in the Donbas region of eastern Ukraine and have suffered heavy casualties. Wherever they go, human-rights violations and war crimes follow.Failings of a State-Run Defense IndustryThe Russian state is the main owner of the industries that yield most of its income (energy, banking, arms, and transport) and is directly involved in running them. As state-owned corporations, defense companies enjoy cheap credit, debt relief, and freedom from competitive market pressures. Although the state has invested heavily in the defense industry and has seen success in some areas, on balance Russia’s arms makers have failed to narrow the distance—and especially the quality gap—between their wares and those of the world’s leading weapons producers. Starting around 2005, Moscow’s defense reforms and ambitious armaments programs began to demand serious military-spending hikes. The Stockholm International Peace Research Institute and the International Institute for Strategic Studies in London broadly agree that the Russian military budget swelled from about US$20 billion in the late 1990s to more than four times that amount in 2015, before subsiding to its current official figure of $65.9 billion (or 4.1 percent of Russia’s 2021 Gross Domestic Product). In nominal terms, this is less than a tenth of annual U.S. defense spending, but there is reason to think that these figures grossly understate the real volume of Russian military expenditures. Using Purchasing Power Parity (PPP) measures, Moscow’s effective military expenditures may be as high as $200 billion per year. In recent years, only the United States, China, and India have had defense budgets that exceed Russia’s. Russia’s State Armament Program of 2011–20 aimed to breathe new life into the defense industry by commissioning it to manufacture or refurbish 70 percent of the military’s weaponry. Official sources claim that the industry achieved this. It developed new artillery, introduced some highly accurate cruise missiles, delivered several hundred new tanks (including the highly touted T-90M), and updated hundreds more with improved armor and electronics. Almost five-hundred new fighter jets, mainly Su-27s and MiG-31s armed with radar-guided missiles, were to boost Russian airpower to a new level, with hundreds of new combat helicopters and modernized older warplanes securing Moscow’s domination of the skies. The latest State Armament Program, which began in 2020 and is to end in 2027, is more modest and focuses on advancing mobility, logistics, and the optimization and standardization of extant weapons systems. Over the past decade, Russia has become the world’s second-largest arms exporter behind the United States. Russia’s share of sales in this market from 2017 through 2021 was 19 percent while the U.S. share was 39 percent. Seeing the mediocre performance and vulnerability to Western weapons (such as the U.S.-made Javelin antitank missile) of Russian arms in Ukraine, countries that have been buying military hardware from Russia (the top three customers are China, India, and Egypt) may think twice about purchasing from Moscow again. The systemic and structural challenges that beset Russia’s defense industry are not going away. Supply-chain problems delay deliveries. Money to replace outdated machine tools and pay for research and development is lacking, while neglect of quality control is common. A recent analysis concluded: Centralized and inefficient bureaucracies, weak intellectual property rights and rule of law, poor investment climate, pervasive corruption, and insufficient funding are among the problems that hinder swift progress in fields that are particularly dependent on creating a breeding ground for creativity and the free exchange of ideas.Russian arms makers are a long way from producing weapons that can compete with Western weapons in technological sophistication and general quality. Large-scale building of precision-guided munitions, targeting systems, and heavy-strike long-range drones is beyond the reach of Russian industry. The onset of conflict with Ukraine in 2014 cost the Russian military-industrial establishment its longstanding and beneficial ties to Ukrainian weapons producers. Now sanctions have cut off Russia’s access to the Western optics and electronics that are key to advanced modern weapons. Expanding existing factories will be hard, as funds and other requisites are not there. Ambitious plans announced with much fanfare and bluster have often come to little or nothing. In 2008, the first year of military reform, there was a proposal to create autonomous mobile forces teaming airborne, naval-infantry, and special-forces components, but nothing has come of it. The widely publicized program to produce a fifth-generation fighter, the Sukhoi Su-57, is now more than twenty years old and has generated nothing but a few prototypes. The Su-57 is the first stealth aircraft Russia has ever attempted. Meant to be capable of both air-to-air and air-to-ground combat, it is supposed to be Russia’s answer to the U.S.-built Lockheed Martin F-35 Lightning II, thousands of which are being produced for the United States and multiple allies around the world, including nine or more NATO countries. Technical setbacks, India’s decision to pull its financing, and a December 2019 crash (the first publicly known) make it doubtful that the Su-57 will be ready for full-scale production anytime soon. Since Soviet times, the security sector has been among the most troubled parts of the economy when it comes to graft and corruption In the twenty-first century, Russia has become, in Karen Dawisha’s fitting formulation, “Putin’s kleptocracy.” Transparency International’s Corruption Perceptions Index for 2021 gave Russia a corruption score of 29, putting it far closer on the 100-point honesty scale to the world’s most corrupt country (South Sudan with an 11) than to its least corrupt (Denmark, Finland, and New Zealand with an 88 each). As defense minister, Serdyukov made it a major goal to root out or at least curb the bribery and fraud often tied to arms procurement, as well as the misuse of funds set aside to improve living conditions for the troops. Putin fired Serdyukov in 2012 because of the latter’s links to a Defense Ministry official charged with embezzlement. Large-scale corruption continues, with often hundreds of millions of dollars disappearing. A Russian military prosecutor recently admitted that about a fifth of the Defense Ministry’s budget was stolen; other officials said that it could be as high as two-fifths. Few experts would disagree with former Russian foreign minister Andrei Kozyrev’s recent claim that the corruption—and the fear of telling Putin about it—had left Russia with a “Potemkin military.”Under Arms and UnderwhelmingHow are Russian forces doing in Ukraine? It is impossible to discern precisely because most Western sources are Ukraine-friendly, while both Ukrainian and Russian media have incentives to bend the truth. That said, Russia’s military performance has been far below what most experts expected. Experts have been surprised because their assumptions were faulty. The Russian military’s track record going back to 2008 may have looked impressive on the surface, but it was compiled against weak adversaries. Georgia is very small, and its miniscule army was poorly organized to boot. In Crimea, Moscow’s troops faced little resistance. In Syria, much was made of Russian airpower’s renewed capabilities, but it was up against insurgents whose air-defense capabilities were modest at best. Russia also sent into these lesser-scale operations mostly elite troops and special forces, not average soldiers. In short, the Russian military experienced nothing like the demanding combat environment that it has met with in Ukraine. As of this writing, the war in Ukraine is almost a year old. The course of the fighting has undercut the many experts who claimed that post-2008 Russia had clawed its way into the first class of the world’s military powers. So far, Russian forces from the top down have failed most of the tests facing them in Ukraine. Military planners seldom do well to underestimate an opponent. After seizing Crimea, Putin predicted that Kyiv could be taken in two weeks; in 2022, he shrank that figure to two days. The Russian high command underestimated how many soldiers it would need to attack Ukraine while overestimating the number of locals who would welcome them. Conquering a city such as Kyiv, with its three-million people spread over 839 square kilometers split by a large river and its tributaries, would have required a massive number of collaborators. Once the plan for a quick air-mobile strike at the Ukrainian capital’s downtown collapsed amid firefights with fast-reacting Ukrainian forces at Antonov Airport northwest of the city on February 24 and 25, Russia’s campaign fell apart. Misconceived operational plans, careless logistics, and the lack of combined-arms coordination all suggest deep deficiencies in Russia’s high command. The invaders handled their tanks poorly, trying to drive them forward without proper logistical support or infantry escorts to keep Ukrainian drones and ambush teams at bay. In the skies, overcautious Russian pilots “punched below their weight,” failing to translate their superior airpower into gains on the ground. Russian troops struggled to use their communications systems and failed to disrupt their enemies’ access to satellite signals. Stories of Ukrainian soldiers using smartphones in combat to call their trainers in the United Kingdom for advice, like the ability of those defending the Azovstal steel works in Mariupol to stay in electronic touch with Ukrainian intelligence throughout the five-week siege in April and May, hint at Russian ineptitude. Troops’ general sloppiness—their neglect of small but important tasks such as properly inflating truck tires, for instance—proved costly to Russia’s war effort. As the war drags on, it is unlikely that fresh Russian officers and soldiers dispatched to Ukraine will be better prepared and equipped, or will perform better, than those whom they replace. Nuclear threats could easily backfire: If Russia were to “go atomic,” it might lose its remaining allies, misgauge wind direction and have fallout drift back over Russian territory, or find itself directly at war with a NATO alliance capable (even without nuclear weapons) of inflicting massive destruction on Russian military assets. Further, Russia’s stocks of tactical and medium-range nuclear warheads are, like many Russian weapons, Soviet leftovers. They have been sitting in scattered storage sites for decades. The work of rendering these warheads operational would involve much effort and risk of human error. There is a good chance it would also be detected by Western intelligence given the known locations of stockpiles, the limited number of units even capable (on paper) of handling and firing these warheads, and the travel distances to the theater of conflict that would be involved. The underlying theme of the assault on Ukraine has been the yawning gap between what Putin and his forces want to do, on the one hand, and what they can do, on the other. Ambition is not ability. A Revitalized Ukrainian Army Just a few years ago, Ukraine’s military itself was facing daunting challenges. An ambitious reform program was launched in 2006, but it failed amid political instability, corruption, and inadequate resources eaten by inflation and the 2008 global financial crisis. This top-down overhaul was also poorly conceived: Ukraine was striving to create an all-professional force with cutting-edge technology and advanced command and control in defiance of institutional and funding constraints. Moscow’s 2014 aggression against Crimea and the Donbas shook authorities out of this reverie and into a push for swift change in the Armed Forces of Ukraine (AFU). Under President Petro Poroshenko (2014–19), naval and defense-industry reform succumbed to infighting and embezzlement, but the creation of an autonomous special-forces command with four-thousand troops was a success. The 2014 events showed that large numbers of soldiers would be needed to defend Ukraine against Russia. The draft, abolished in 2013, was brought back in 2014. More innovatively, the AFU also became a community-based military. The financially strapped government appealed to civil society, the large Ukrainian diaspora around the world, and ordinary people to help fund the AFU and to join its ranks. New organizations cropped up “to equip, uniform, protect, and improve the Ukrainian Army as soon as possible” and to supply much-needed military equipment—their donations made up 4 percent of the Ukrainian defense budget in 2015. Another significant change that partly relieved the AFU’s manpower shortage was the creation of volunteer battalions that already by 2014 comprised more than ten-thousand fighters. While raising some disciplinary concerns, they proved effective in the conflict against separatists in eastern Ukraine and are likely to play a consequential defense role for years to come. Finally, Western countries led by the United States and Britain but also including (remarkably) Germany have sent lethal military aid that makes Kyiv’s forces measurably more effective on the battlefield. As of mid-October 2022, Washington had offered about $66 billion—a sum more than eleven times larger than Ukraine’s entire 2021 defense budget. The help has been high in both quantity and quality, including as it has sophisticated items such as U.S.-made M142 HIMARS mobile precision multiple-rocket launchers, British- and U.S.-made M777 155-millimeter howitzers, various types of UAVs, and more. Between 2015 and February 2022, active-duty British soldiers trained more than 22,000 Ukrainian recruits in western Ukraine through a program called Operation Orbital. As of September 2022, instructors from Canada, Denmark, Finland, Lithuania, the Netherlands, New Zealand, and Sweden were joining U.K. soldiers to give accelerated training to thousands more Ukrainians at camps in Britain. The programs teach junior officers, NCOs, and soldiers to think critically and make independent frontline decisions without waiting for permission from commanders sitting at distant headquarters. Ukraine’s military has been everything that Putin’s army has not. The smaller country has managed to convert its own recent reforms and massive Western aid into combat advantages. Defending their own soil, Ukrainian volunteer and professional soldiers alike have excelled in drive, courage, and resourcefulness. President Volodymyr Zelensky has been a revelation: Ukrainians are fortunate to have been led by a clear-thinking and uncompromising figure who knows that this is a contest between democracy and tyranny. The war has made Ukrainian nationhood (long denied by Russian nationalists of Putin’s type) undeniable and has underscored the larger but too-easily-forgotten truth that freedom is not free. Opposition to the invasion has also brought Western democracies closer together as members of NATO, which is adding Finland and Sweden to its ranks. If NATO continues to stand united behind Ukraine, David will have very good chances against Goliath.

Diplomacy
Central Asian migrants in the airport

By Sending Migrants to Ukraine, the Kremlin is Damaging Ties With Central Asia

by Sher Khashimov

By continuing to rely on Russia’s ethnic minorities and foreign labor migrants to do its dirty work in Ukraine, the Kremlin is inadvertently damaging ties to its former colonies. A young Uzbek man named Fakhriddin has died in Ukraine after being recruited from a Russian prison, where he had been serving a five-year prison sentence, to work on a construction project in Russia-occupied eastern Ukraine. Fakhriddin, who died when a shell hit the site he was working on, is one of the latest casualties of Russia’s push to use Central Asian natives not only on Ukrainian battlefields, but also in the reconstruction of battle-torn occupied territories. Hundreds if not thousands of Central Asian migrants are being hired to work in Russian-occupied Ukrainian territory, despite dangerous conditions and warnings from their governments not to go to Ukraine. Most of these migrants are used in the reconstruction of war-ravaged cities like Mariupol and Donetsk; others dig trenches and collect dead bodies on the frontlines. Female migrants from Central Asia are also offered jobs in military hospitals, canteens, and factories in occupied eastern Ukraine. Vacancies are posted on major employment websites like Headhunter and the classifieds site Avito, as well as some regional employment websites, and shared via social media and in migrant communities or advertised by construction companies directly. Employers promise to cover travel expenses to Ukraine, accommodation, meals, and uniforms. Salaries range from $2,000 to $3,300 a month: significantly more than laborers can earn in Russia. Yet despite the enticing promises, Central Asian migrants face the same issues in Russia-occupied Ukraine as they do in Russia itself: unsanitary conditions, unheated living quarters, and poor treatment by employers. Multiple reports indicate that migrants are either underpaid or not paid at all. Some disillusioned workers who have tried to leave Ukraine were not permitted by Russian border guards to re-enter Russia, forcing them to continue working in dangerous conditions on the frontlines while facing criminal prosecution from Kyiv and their home governments for participating in the invasion. These hostile conditions in eastern Ukraine put Central Asian labor migrants and their governments in a bind. Central Asia’s population continues to grow rapidly, with around half of the region’s population now under thirty years old. A lack of employment options and underdeveloped education systems combined with economies wrecked by nepotism, the COVID-19 pandemic, and capital flight mean many younger Central Asians are forced to move abroad to find work.  Central Asian governments, particularly those of Kyrgyzstan, Tajikistan, and Uzbekistan, have become accustomed to exporting excess labor capacity in order to generate much-needed revenue for households through remittances, relieve domestic pressure to create jobs, and provide public goods and services. Politically, migration serves as a pressure valve that prevents the buildup of unemployment-fueled social and political frustration and helps undemocratic regimes to stay in power. Russia remains the primary destination for these labor migrants. Familiarity with the Russian language and culture stemming from a shared Soviet past, geographic proximity, and Russia’s acute need for labor migrants continues to keep Central Asia in Moscow’s orbit. Streamlined processes for obtaining citizenship for highly qualified personnel from former Soviet republics, such as doctors and engineers, adds to Russia’s allure, particularly to those from Tajikistan and Kyrgyzstan, the most remittance-dependent countries in the region. After a pandemic-induced dip, the number of Kyrgyz, Tajiks, and Uzbeks registered to work in Russia is peaking again. According to Russian Interior Ministry data, as many as 978,216 Kyrgyz, 3,528,319 Tajiks, and 5,837,363 Uzbeks entered Russia intending to work in 2022. Some people are likely to have been counted twice in these figures, as they reflect the number of registered border crossings, but they are still at a five-year high. Now the economic downturn in Russia and pressure to work in Russia-occupied Ukraine might contribute to changes in regional labor migration patterns—both at the grassroots level and from the top—that started during the pandemic. While Uzbekistan has become a popular destination for migrants from Turkmenistan, Kazakhstan has emerged as a popular alternative destination to Russia for a growing number of Uzbeks, Tajiks, and Kyrgyz (precise numbers are harder to find as many migrants take advantage of the lack of visa requirements to work illegally and avoid paying taxes).  Central Asian governments, facing domestic pressure to keep their nationals from dying in Ukraine, are also looking for ways to reduce their employment dependence on Russia by diversifying migration destinations and providing migrants with more resources. Uzbekistan has been working with Kyrgyzstan and Kazakhstan on the bilateral improvement of migration flows. Last December, the Uzbek and British governments discussed collaboration on labor migration during another round of economic talks. USAID has just opened a second consultation center in Uzbekistan for labor migrants, in Samarkand. In early 2022, Kyrgyzstan’s Labor Ministry created a center for employment abroad; later that year, the governments of Kyrgyzstan and South Korea signed an agreement guaranteeing additional employment opportunities for Kyrgyz nationals in South Korea.  This search for labor migration alternatives is part of Central Asia’s slow realignment away from its all-encompassing dependence on Russia: a nuanced dance the regional governments must perform without directly antagonizing the former metropole.  Central Asian governments refused to side with Russia in condemning the UN resolution to end the war in Ukraine. Russia’s regional integration projects are unlikely to expand, as Uzbekistan continues to decline invitations to join the Eurasian Economic Union, and Russia’s defeats in Ukraine have weakened the reputation of the Moscow-led Collective Security Treaty Organization. Finally, Central Asian foreign ministers in February welcomed U.S. Secretary of State Antony Blinken to the first ministerial-level engagement of the C5+1 Diplomatic Platform—which represents U.S. engagement with Kazakhstan, Kyrgyzstan, Tajikistan, Turkmenistan, and Uzbekistan—in the region since its 2015 founding. This realignment can also be seen on the cultural front: the popularity of the Russian language is declining, while local languages are seeing growing interest in them since the invasion of Ukraine. Local governments are cutting the number of Russian language lessons in schools and renaming streets. The issue of decolonization and anti-colonial solidarity is as salient as it has ever been since the collapse of the Soviet Union.  By continuing to rely on Russia’s ethnic minorities and foreign labor migrants to do its dirty work in Ukraine, the Kremlin is inadvertently damaging ties to its former colonies. The longer the conflict drags on, the more incentive Central Asian republics will have to manage their dependence on Russia in exporting their excess labor. It’s hard to see Central Asia quitting on Russia entirely, but the relationship is sure to grow more nuanced and less lopsided in the months to come.

Defense & Security
President of Russia Vladimir Putin

Russia Faces Three Pivotal Moments in 2023

by Tatiana Stanovaya

In 2023, Russia faces three crucial issues—President Vladimir Putin’s plans for his future, the battle between the hawks and pragmatists in the elite, and looming government personnel changes—that could reshape the country.  More than ten months on from the invasion of Ukraine, the contrast between the scale of the external shocks faced by Russia and the relative inertia inside the country is striking. Despite military failings and punishing sanctions, most Russians have gone on with their lives as though nothing is happening, while the elites have tried not to think about what tomorrow may bring, instead putting their full trust in Putin. However, 2023 could prove a dramatic year for Russia and be make-or-break for its leadership’s resistance to change, with three internal questions in particular promising to shape the country’s development for decades to come.  First, Putin will have to decide whether to run for re-election in 2024. Russia’s constitution was amended in 2020 to allow him to remain president until 2036. He may alternatively name a successor, though to leave enough time for campaigning, he would have to do so by the end of December 2023. For now, no one is sure what his plans are. This is by design, as Putin prefers to keep his elites in the dark. Indeed, in the summer of 2020, he justified the constitutional changes that made it possible to extend his rule as a guard against unrest among the elites, who he said “need to work, not look around for successors.” Following the revision of the constitution, both the presidential administration and elites operated on the assumption that Putin would hold on to power indefinitely. Today, the key question is how his calculations have been changed by the war and, in particular, the fact that it has not gone according to plan. Some believe that in unleashing grave problems and threats, the war has strengthened Putin’s resolve to stay in power beyond 2024. Given his contempt for “political deserters”—those who quit their posts in tough times—he is unlikely to become one of them. Others feel that not only is Putin open to giving up power, he may see doing so as part of a solution to the conflict with Ukraine. Even if that appears to be wishful thinking, part of the elite clearly hopes that such a reset will suffice to end Russia’s recent string of setbacks. However, both sides lack certainty about his designs. In any case, Putin is famously fond of making decisions at the eleventh hour, often based on situational factors and in defiance of popular expectations. The 2024 problem, then, has become a major source of anxiety for the elites. It will do more than any other issue to influence the events of 2023, as the political class tries to work out Putin’s intentions and plan around them with an eye to minimizing risk. A second, related issue is the growing schism between those in the elites who favor escalating the war, and those who warn against doing so. This divide emerged after Russia’s withdrawal from the Kharkiv region and relinquishing of the key city of Kherson, and was fueled by Ukraine’s strike on the bridge to Crimea, the referendums held on annexing occupied parts of Ukraine, and the authorities’ subsequent ambiguity on what Russia’s official borders are.  The pragmatists, who consist of technocrats as well as mid-ranking officials in the military and the security services, are united in their conviction that the war should be paused and rethought, and that the country should opt for a more realistic policy in keeping with its rather limited capacities. The hawks call for Russia to not only unleash its full military might against Ukraine, but also to radically restructure its own political and economic system. The latter plank makes theirs a revolutionary faction (albeit pro-Putin, for now at least) whose aim is to supplant a government they see as stalled. Their struggle for supremacy is set to be one of 2023’s key political fights, and one that hinges largely on events on the battlefield: the worse Russia performs militarily, the more vicious the pragmatists’ battle with the hawks. The Kremlin will find its preferred mechanism for suppressing dissent—repression—ill-fitting if used against the regime’s loyalists. The hawks will take the offensive, targeting the military brass and politicians, as Yevgeny Prigozhin, the notorious head of the Wagner private military company, already has. The pragmatists, meanwhile, will express doom and gloom about the direction of the conflict, seeking to scale back Moscow’s war goals and force recognition that victory is impossible. Their message will be well received by non-military elites, who were taken by surprise by the invasion and fear its medium-term consequences. All this leaves Russia stuck between military madness and careful consideration of a possible de-escalation, and Putin faced with a choice: between doubling down on his quixotic pursuit of Kyiv’s decisive defeat and returning to the negotiating table, with the West if not Ukraine. The third key issue Russia faces in 2023 revolves around government personnel changes, which are highly likely, even if it is hard to predict who will replace whom. One reason a reshuffle is near-certain is the increasing demand at the top for dynamism and effectiveness. Putin’s inclination to invite technocrats into the government may grow further, with senior figures in the cabinet, the presidential administration, and the power structures all aged and exhausted by the war and military failings forcing Putin to look for new ideas. Another is the coming presidential contest, given the historical record: reshuffles have preceded all but one of Russia’s presidential elections. A long buildup of tension within the government offers another reason to expect personnel changes. Defense Minister Sergey Shoigu and Chief of the General Staff Valery Gerasimov are being blamed for corruption within the armed forces, while the FSB has been slammed for intelligence failures. Security Council Deputy Chairman Dmitry Medvedev is seen as having lost the plot altogether, and Moscow Mayor Sergey Sobyanin as too apolitical, while central bank governor Elvira Nabiullina is suspected of secretly opposing the war. The government’s senior figures are all dissatisfied with each other: a mutual dislike that gives Putin cause to switch things up. Still, his conservatism and apprehensiveness when it comes to firing underlings will likely lead him to try to strike a balance between stability and renewal.  These fateful developments will be profoundly influenced by events on the battlefield. If, as Kyiv has predicted, Russia attempts a large-scale offensive in February or March, it will likely be met with significant Ukrainian resistance. Otherwise, Moscow will continue slowly strangling Ukraine with attacks on its infrastructure, to which Kyiv will respond with diversionary attacks on Russian soil. Russian political life will remain in the grip of the war’s grim and oppressive atmosphere, leaving elites even more anxious and fearful of the future. Putin’s hypersecrecy and refusal to explain himself to anyone will do nothing to help the situation. Repression will undoubtedly grow, with all dissent criminalized, elements of a state ideology introduced, and new pretexts found for even longer prison sentences. In 2023, Russia’s already historic war with Ukraine will show its full transformational potential, finally changing Russia from within and straining its leaders’ ability to keep the situation under control and plan the decisions they make.

Defense & Security
Finland's President Sauli Niinisto and NATO Secretary General Jens Stoltenberg give a press conference during a NATO foreign affairs ministers' meeting in Brussels, Belgium

Finland joins Nato in a major blow to Putin which doubles the length of the alliance’s border with Russia

by Simon J Smith

In 1948, the Treaty of Friendship, Cooperation, and Mutual Assistance was signed between the Soviet Union and Finland, providing a key basis for relations between the two states that was to last throughout the cold war. With memories of the 1939 “winter war” between the two still acute, the agreement embodied the Paasikivi–Kekkonen doctrine, named for two of Finland’s post-war presidents who developed the idea between 1946 and 1982 of a neutral Finland close to the USSR. It also set the context for the term “Finlandisation” used by international relations scholars to describe external interference by a powerful country in the foreign policy of a smaller neighbouring state. A year later, on April 4 1949, the North Atlantic Treaty was signed by the 12 founding members of Nato. Throughout the cold war, Finland remained a neutral state – although more due to circumstance than by choice. And despite its 1,340km (832 mile) border with Russia, it chose not to join Nato in the late 1990s, even as many of its eastern European neighbours did. It officially abandon its policy of neutrality in 1994, joining Nato’s Partnership for Peace and then the European Union in 1995. But aspirations to become a full Nato member state had not quite matured. That all ended with Russia’s second invasion of Ukraine in February 2022. Finland (and Sweden) submitted their formal applications to join the alliance on May 18 2022 and this was endorsed by Nato members at the most recent summit in Madrid in June. Although accession to Nato membership was relatively quick, there were objections from some members, most notably Turkey and, to a lesser extent, Hungary. Turkey held up membership for Finland – and is still doing so for Sweden – due to its concerns over what it called support for terrorist groups, namely the Kurdistan Workers’ party (PKK). Hungary also raised objections due to what it regarded as criticism by the Nordic states with regard to the strength of Hungarian democracy. But Nato chief Jens Stoltenberg said recently he is confident that Sweden could become a member by summer.View from MoscowIf Putin was hoping to achieve the Finlandisation of Nato as one of his strategic aims of the war, what he has actually achieved was the “Natoisation” of Finland since it has now become the alliance’s 31st member state. With this comes Article 5 guarantees – the an attack on one member is an attack on the alliance as a whole and must be responded to as such. This fundamentally changes the defence and security posture of Finland, and European security architecture as a whole. Implications include the size and geographical focus of the alliance (even more so if Sweden joins in the not-too-distant future) as well as inter-organisational relations between Nato and the EU, the other key pillar of the European security architecture. And Finland is not playing catch up in order to meet its Nato commitments. In fact, Finland will be a net contributor to the alliance’s overall collective defence. Over recent years, it has been modernising its armed forces, purchasing robust military capabilities and, unlike the majority of member states, it meets the Nato target of 2% of GDP spent on its own defence. Putin has, of course, issued warnings to Finland (and Sweden) about joining the alliance. In 2016, Putin stated that “When we look across the border now, we see a Finn on the other side. If Finland joins Nato, we will see an enemy.” Although there have been mixed signals with regard to Russia’s views on the sovereign right of Finland to join a collective defence organisation if it so chooses (although Russia does not extend this position to Ukraine itelf), it is gravely concerned that Nato will position military capabilities in Finland, on its border – and close to Russia’s own strategically important bases and geography. Although Russia is very much focused on correcting its strategic blunders in Ukraine, it will at some stage begin to recover and, therefore, reconstitute its armed forces and military posture. Of particular concern could be Russia’s increased dependency on its tactical nuclear posture to offset its (temporarily) decreased capacity with regard to conventional capabilities. Although we do not know what the future holds, given both the duration and eventual outcome of the war, Russia will continue to have security concerns. And now it has a border with Nato that will run from the High North down to the Black Sea and beyond. This is guaranteed to lock in continued tensions between the alliance and Russia for years to come. Nato fundamentally thinks of itself as a collective defence organisation, with (nuclear) deterrence as its core strength. Russia will continue to see the alliance as a key stalwart undermining its threat perceptions and ability to affect its own near abroad. So as the Finnish flag is raised at Nato HQ in Brussels, It would be naive to think that Russia will not respond – even if its power to do so is currently somewhat diminished.

Diplomacy
President Xi Jinping with Vladimir Putin

Putin-Xi Summit Reinforces Anti-U.S. Partnership

by Thomas Graham

The meeting of Russian President Vladimir Putin and Chinese leader Xi Jinping in Moscow helped both give the impression of a united front, but underlying tensions were also discernible. What did the summit achieve for each side?With the pomp of a state visit, Russian President Vladimir Putin and Chinese leader Xi Jinping shined a spotlight on their ­growing strategic alignment, which is aimed at upending the U.S.-led, rules-based international order in favor of a multipolar world. Long on symbolism, short on concrete substance, the summit nevertheless served both leaders’ purposes. Putin welcomed the demonstration that Russia was not, and could not be, isolated on the world stage, as it deepened relations with one of the world’s two superpowers. By showcasing burgeoning commercial ties and unveiling plans to expand them, Putin conveyed confidence that Russia can remain resilient in the face of harsh Western sanctions.      Meanwhile, Xi’s decision to make Moscow his first foreign visit of his third term as president underscored his strong commitment to Russia and to Putin personally. He used the summit to underscore China’s determination to pursue its national interests in defiance of mounting U.S. economic and diplomatic pressure—making the point that China will not abandon its strategic partner in pushing back against U.S. pretensions to global leadership. That was a crucial message for his increasingly nationalistic domestic audience, as well as for the Global South, where the U.S.-led liberal order is under stress. At the same time, Xi subtly let it be known that China is the dominant partner. Putin had little choice but to accept Xi’s proposal that Russia use the yuan, not the ruble, in trade with the Global South to diminish the role of the U.S. dollar in world trade. Xi also gratuitously endorsed Putin for reelection in 2024, even though the Russian president has not declared his intention to run. And at the joint press availability at the end of the summit, Xi was much more restrained in his description of bilateral relations than was Putin, who was eager to lay out all the areas in which the two countries would enhance cooperation in the years ahead. That left the clear impression that Russia needed China much more than China needed Russia.What does the summit mean for the war in Ukraine?Nothing at the summit suggested that the underlying dynamic in the war was about to change. As expected, Beijing continued to provide Moscow with strong diplomatic support, echoing the latter’s narrative blaming the North Atlantic Treaty Organization (NATO) for the conflict. Despite Washington’s fears, however, Xi gave no indication that China was ready to provide lethal military aid that might radically improve Russia’s chances on the battlefield. Putin noted that China’s recently released 12-point peace plan could serve as a basis for negotiations, but neither he nor Xi suggested any practical steps that might give substance to what is largely a list of bromides about respecting sovereignty, avoiding escalation, and seeking a diplomatic solution. The reality is that China benefits from the military stalemate. Russia’s aggression distracts U.S. attention and resources from the Indo-Pacific region, while Western sanctions compel Russia to turn to China as an economic lifeline. China exploits Russia’s predicament to gain access to critical natural resources, especially oil and gas, at discounted prices.  In line with this calculus, Xi provided Putin with sufficient moral and material support so that he could continue the fight, but much less than needed to give Russia the advantage. At the same time, the Chinese continued to drive hard commercial bargains. Notably, no deal was announced to build a second Power of Siberia gas pipeline, which Putin has described as “the deal of the century.” Rather, it was simply noted that further details needed to be negotiated, as China explores alternatives.What does it reveal about the underlying tensions between China and Russia?Except for a brief period after the Communist takeover of China in 1949, China and Russia have been rivals, not partners. Until the end of the Cold War, Russia was by far the superior power.   The dynamic changed dramatically after 1991. Then, the two countries’ economies were roughly the same size. Now, China’s economy is ten times larger, and the gap continues to widen.  Moreover, China now casts a much larger shadow on the global stage: it has overtaken Russia in the development of advanced technology and its conventional military is comparable to Russia’s, even as it is moving toward nuclear parity with both Russia and the United States. What once could have been seen as a roughly equal partnership has evolved to the point where Russia is decidedly the junior partner. Despite the rhetoric of comprehensive partnership and avowals from Putin and Xi that relations have never been better, this asymmetry in power and ambition is in itself a source of friction, in addition to the civilizational clashes, racial prejudices, territorial grievances, and geopolitical competition that have strained relations in the past. But these sources of tension are currently far outweighed by the shared challenge from the United States. Washington’s current policy of dual containment only reinforces their strategic alignment and pushes the tensions further into the background.

Diplomacy
illustrative editorial Cartoon of Vladimir Putin President of Russia and Volodymyr Zelensky

Zelenskyy and Putin’s Distinct Understandings of National Identity Will Shape Support for Each Side in 2023

by Jessica Genauer

President Volodymyr Zelenskyy of Ukraine and President Vladimir Putin of Russia are two very different leaders. The way in which each defines a national identity shapes their leadership and sectors of support.      As we pass one year since Russia’s full-scale invasion of Ukraine, attention is fixed on how the war in Ukraine will unfold this year. What happens in 2023 will have implications not only for Ukraine and Russia but for the international order more broadly. One factor that has influenced the trajectory of war so far, and is likely to continue to do so in 2023, is the distinct leadership styles of President Zelenskyy and President Putin. Zelenskyy and Putin could not be more different as leaders. Putin leads a personalist autocracy, having risen through the ranks of the Russian security services to claim the presidency in 2000. Zelenskyy, a newcomer to both politics and government, was freely elected in competitive elections in 2019. Putin leads in the style of nationalist-populist leaders. He has slowly but consistently tightened his grip on power since his first electoral success in 2000, shaping Russia into an electoral autocracy. Putin is very much a man of his generation. At 70 years old, he grew up and established himself during the time of the Soviet Union and now surrounds himself with advisors of a similar or more advanced age. He is very far from media savvy, reportedly not even owning a smart phone. Zelenskyy, on the other hand, is a master of media communications, having operated as an actor and comedian before becoming president. Also a man of his generation at 45 years old, Zelenskyy forged a media career in the post-Soviet world of the emerging democracy of Ukraine. A self-made comedian and media personality, he is a part of Ukraine’s dynamic and entrepreneurial civil society.National identity: A glorious past or a bright future?A key factor that distinguishes Zelenskyy and Putin as leaders is the way in which they draw on national identity in their leadership. For Putin, Russia’s national identity is static and homogenous. There is one acceptable version of Russian identity; variations are considered deviant and a threat. For Zelenskyy, Ukraine’s national identity is dynamic and inclusive. The unifying elements of Putin’s vision of national identity are specific communal factors: shared language, history, religion, culture, or ethnicity. For Putin, such elements create a common bond and a common purpose among those who possess them. In 2021 Putin stated: “Russians, Ukrainians, and Belarusians are all descendants of Ancient Rus… bound together by one language…, economic ties, the rule of the princes of the Rurik dynasty, and – after the baptism of Rus – the Orthodox faith… we are one people.” For Putin, this idea of an exceptional nation simultaneously evokes Russian entitlement based on past glory, as well as Russia’s victimhood and humiliation at the hands of foreign enemies. Putin’s popularity “is tied to the idea of reanimating Russia’s past to reinstate the country’s greatness.” In 2022, Putin praised the conquests of the historical Russian ruler Peter the Great as returning to Russia what was “rightfully” hers. At the same time, for Putin, Russia’s greatness is under threat from the West. By contrast, Zelenskyy himself brings together the fractured components of Ukrainian identity in his own person. He is a Russian-speaking Ukrainian born in the east of the country who embodies a strong Ukrainian identity that is distinct from a Russian one. In Zelenskyy’s words: “[Ukrainians] are all different. They fight wearing the cross, the crescent, the star of David. Lads from Western Ukraine and from the south-east. Russian speakers from Kharkiv and Kryvyi Rih and Ukrainaian speakers from Ternopil and Ivano-Frankivsk… All different. All Ukrainians.” The unifying element of Zelenskyy’s national identity is a focus on the human striving for freedom and dignity. This factor also constitutes a universal element – uniting Ukrainians with others who share these values. In contrast to Putin, for Zelenskyy, history is not used to illustrate a glorious and longed-for past, but rather to show that the human drive for freedom can triumph over oppression to create a brighter future. As Zelenskyy stated to the UK parliament in February 2023: “[Both of] our people went through crises and growth, inflation, and periods of social losses and social gains. It was tough but we always found strength and stamina to move ahead and achieve results… We know freedom will win… We proved together that the world truly helps those who are brave in defending freedom. And thus, paves the way for a new history.”Does national identity galvanise support?Ultimately, military outcomes will be decisive in determining whether and how the war might conclude this year. However, Putin and Zelenskyy’s distinct imaginings of national identity contribute to galvanising support with audiences domestically and across the world. Domestically, Putin’s static and homogenous national identity appeals to those for whom it provides certainty and belonging to a specific idea of what it means to be Russian. For this segment of the Russian population, the ongoing war only serves to reinforce Russia’s entitlement to territorial control beyond its borders, as well as the looming spectre of humiliation at the hands of the West. This constituency will not lose faith in Putin’s war in 2023. However, if Russia fails militarily, these supporters may grow dissatisfied with the outcome, if not the war itself. Globally, Putin’s emphasis on the West as Russia’s central opponent will further isolate Russia from Western countries. However, Putin’s assertion of a homogenous identity does appeal to groups who conceptualise their own identity in a similar way within their own context. Additionally, Putin’s narrative of Russian victimhood by the West resonates in countries that are uncomfortable with a US-led global order or have an enduring historical memory of Western colonialism. Nevertheless, given Putin’s emphasis on Russian particularism, this is more likely to create tacit acceptance of Russia’s actions than stir costly action in support of Russia’s war. Domestically, Zelenskyy’s dynamic and inclusive Ukrainian identity, with an emphasis on the striving for freedom, appeals to broad swaths of the Ukrainian population – and aligns with the sense of purpose felt by those fighting on the frontlines. This is unlikely to change in 2023. As Russia doubles down on asserting its self-proclaimed right to control Ukraine, the idea of freedom and agency become ever more galvanising. Beyond Ukraine, Zelenskyy’s emphasis on a common human striving for freedom as a basis for identity invites others who align with this notion to rally alongside Ukraine. This will continue to boost support for Ukraine in established democracies – but also beyond, in places where populations or leaders resonate with a smaller state fighting against a stronger one to determine its own political and social reality. In the coming months we are likely to see military escalation between Ukraine and Russia. A less-visible factor that will contribute to the trajectory of this conflict is whether Putin and Zelenskyy’s distinct articulations of national identity will maintain traction with their respective constituencies. Will Putin’s homogenous and static national identity, that harks back to a time of historical glory, continue to appeal – or will it fracture if Russian glory on the battlefield falls short? Will Zelenskyy continue to be able to unify the diverse aspects of Ukrainian society into a coherent whole – and will this unity hold past his leadership? The answer to these questions will shape the societal impacts of this war – in both Ukraine and Russia – long after the fighting has ceased.